Operations Compliance Manager

Compliance & Operations Manager (On-Site)

~$1B Boutique Wealth Management Firm | Lawrence, KS

Join an established and growing ~$1B RIA serving high net worth families in a thoughtful, mission-driven environment. This role strengthens the firm’s operational core and supports a culture that values curiosity, problem-solving, and authentic client relationships.

What You’ll Do

• Lead and support two operations specialists while ensuring smooth client operations
• Improve systems, processes, and technology across billing, reporting, and workflows
• Oversee billing, retirement account processing, and insurance/annuity administration
• Support compliance supervision, internal reviews, and firmwide training initiatives

What’s Offered

• $90,000 - $110,000 base salary, depending on experience
• Annual bonus opportunity (typically 5 - 15% of base)
• Medical, dental, vision; retirement plan with up to 3% match; PTO
• Primarily on-site with occasional flexibility

What You Bring

• Bachelor’s degree
• Operations and/or compliance background
• Licensing preferred (7 & 66 or 63 & 65)
• Strong communication, detail orientation, and process-improvement mindset

Pay: $90,000.00 - $110,000.00 per year

Benefits:

• 401(k)
• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

Education:

• Bachelor's (Required)

Work Location: In person