Qureos Mentor

GLOBAL X ETFs

<div>About the Role
Global X is seeking a highly motivated and accomplished attorney to join its Legal team as Senior Product Counsel. This role is ideal for an experienced Investment Company Act of 1940 (&ldquo;1940 Act&rdquo;) practitioner who can lead complex ETF product work, support strategic initiatives, and serve as a seasoned partner to the Associate General Counsel and General Counsel.
The Senior Product Counsel will play a central role in innovative ETF launches and ongoing regulatory support, and serve as a legal operator on strategic business initiatives.
Primary Responsibilities<ul><li>
ETF Launches &amp; Product Management<ul><li>
Lead the legal workstreams for complex ETF launches and product enhancements, from concept through effectiveness.</li><li>
Draft, review, and manage Form N-1A preparation, related registration filings, SEC correspondence, and regulatory strategy.</li><li>
Advise internal teams (product, portfolio management, operations) on ETF structuring, investment strategies, derivatives usage, and disclosure issues.</li><li>
Coordinate with internal stakeholders and external counsel on SEC filings and regulatory questions.</li></ul></li><li>
Strategic Initiatives &amp; New Business Lines<ul><li>
Act as the legal lead on strategic initiatives like new product verticals, new entity structures, and adjacent business lines.</li><li>
Advise on regulatory frameworks, risk considerations, and operational implications for new ventures.</li><li>
Develop scalable legal processes, documentation, and best-practice frameworks to support expansion.</li><li>
Partner cross-functionally (product, compliance, operations, etc.) to operationalize new initiatives.</li></ul></li><li>
Ongoing Fund Regulatory &amp; Disclosure Governance<ul><li>
Oversee continuous maintenance of fund registration statements, prospectuses, and disclosure documents for assigned ETFs.</li><li>
Manage the annual 15(c) response and annual fund update process.</li><li>
Manage the preparation and review of shareholder reports and Form N-CSRs.</li><li>
Provide guidance on regulatory developments affecting ETFs (e.g., rulemaking, derivatives rule compliance, valuation, liquidity).</li><li>
Manage SEC comments and routine regulatory inquiries for assigned ETFs</li><li>
Prepare or review board materials, resolutions, regulatory memoranda, and governance documentation.</li></ul></li><li>
General &amp; Transactional Support<ul><li>
Review and negotiate key service provider, vendor, and fund-related agreements (e.g., custodian, administrator, index providers).</li><li>
Provide support on complex cross-border regulatory questions escalated from the International Product Counsel and assist in reviewing global distribution frameworks.</li><li>
Support regulatory inquiries, examinations, and internal legal projects.</li><li>
Support corporate legal matters, including IP (licensing, trademark inquiries) , and escalated immigration matters.</li></ul></li></ul>
Required Skills &amp; Experience<ul><li>
Education &amp; Licensure: J.D. from an accredited law school; Admission to the New York Bar or eligibility for NY in-house registration</li><li>
Experience: 8&ndash;15 years of legal experience in the 1940 Act is required (in-house experience preferred). Experience with ETFs, large-scale project management, registered fund launches, and ongoing maintenance is highly preferred.</li><li>
Capabilities:<ul><li>
Deep understanding of a registered investment adviser&rsquo;s operational workflows.</li><li>
Must be a strategic thinker with a high degree of ownership, organizational excellence, and the proven ability to manage multiple high-stakes workstreams in a fast-paced environment.</li><li>
Strong drafting, analytical, and issue-spotting skills , with the ability to distill complex regulatory concepts into clear, actionable business guidance.</li></ul></li></ul>
Our Offering
Global X offers a competitive salary and benefits package and a hybrid schedule, with three days a week in our New York City office. The salary range for this role is $225,000 - $275,000, with a discretionary bonus. This is an opportunity to be a key contributor and a valued team member in a rapidly growing firm at the forefront of the ETF industry. Global X is a performance-driven environment that values and rewards the contributions of every individual.
About Global X
Global X is the investment adviser to the Global X Funds and a New York-based provider of exchange-traded funds that facilitates access to investment opportunities across global markets. Global X was founded in 2008 with the mission of listening to and empowering clients to invest wisely in unexplored and intelligent solutions. With approximately $54 billion in assets under management as of January 2024, Global X currently offers exchange-traded funds in the Thematic Growth, Income, Core, International Access, Commodities, Alpha and Risk Management fund suites. For more information, please visit www.globalxetfs.com.
Compensation Range: $225K - $275K</div>

Senior Product Counsel

Join GLOBAL X ETFs and explore 1   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

GLOBAL X ETFs

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Senior Product Counsel