Qureos Mentor

GRIP Investments • DIFC • Horizon • Citadel

<div>
 
 
 Junior Officer &ndash; Compliance
 
 
 
 
 
 
 
 Location:
 
 Dubai International Financial Centre (DIFC)
 
 
 
 Employment Type:
 
 Full-time, On-site
 
 
 
 About the Role:
 
 
 
 
 
 
 GRIP is seeking a
 
 Junior Officer &ndash; Compliance
 
 to support the broader
 
 compliance and regulatory functions
 
 . This role is essential in maintaining
 
 operational efficiency, regulatory adherence, and robust compliance tracking
 
 across the firm.
 
 
 The successful candidate will report to the
 
 Senior Officer - Compliance &amp; Risk and General Counsel
 
 and play a key role in maintaining
 
 accurate records, regulatory filings, and compliance tracking systems
 
 .
 
 
 
 
 
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 
 Complete and manage all client onboarding documentation
 
 , including KYC, AML, and compliance-related forms, ensuring adherence to regulatory and internal standards.
 </li>
 <li>
 Analyse KYC and KYB documentation to validate and verify Source of Wealth and Journey to Wealth documents.
 </li>
 <li>
 
 Handle business onboarding processes
 
 , including submitting applications, preparing due diligence packs, and ensuring compliance with counterparty and financial partner requirements.
 </li>
 <li>
 
 Maintain and update compliance-related trackers
 
 , covering clients, investors, counterparties, and transactional records.
 </li>
 <li>
 Conduct
 
 preliminary due diligence checks, sanction screenings
 
 , and escalate findings as necessary.
 </li>
 <li>
 Ensure
 
 accurate and timely submission
 
 of forms and documentation to banks, financial institutions, and regulators.
 </li>
 <li>
 Work closely with the
 
 Senior Officer - Compliance &amp; Risk and General Counsel
 
 to monitor and update internal policies, compliance frameworks, and process documentation.
 </li>
 <li>
 Support regulatory filings, liaise with relevant authorities, and assist in audits and compliance reporting
 </li>
 <li>
 Update authority, government and international Portals.
 </li>
 <li>
 Keep records organised, ensuring documents are properly archived and easily accessible for review.
 </li>
 </ul>
 
 
 Requirements:
 
 
 <ul>
 <li>
 
 Bachelor&rsquo;s degree
 
 in finance, law, business, or a related field.
 </li>
 <li>
 
 Relevant compliance qualifications
 
 (e.g., ICA Certificate/Advanced Certificate, CISI Risk in Financial Services, or ACAMS) are an advantage.
 </li>
 <li>
 
 2 years of experience
 
 in a similar role, preferably in compliance within financial services.
 </li>
 <li>
 Strong
 
 form-filling and document management skills
 
 , with high attention to detail.
 </li>
 <li>
 Knowledge of
 
 AML, CTF, ABC, Sanctions
 
 , and financial regulations.
 </li>
 <li>
 Excellent
 
 research, communication, and organizational skills
 
 .
 </li>
 <li>
 Excellent Ms Word and PPT skills
 </li>
 <li>
 
 Fluent in English
 
 ; knowledge of
 
 French or Arabic
 
 is an advantage.
 </li>
 <li>
 Well-organised, proactive, and able to work under strict deadlines.
 </li>
 <li>
 
 Must be able to commute daily
 
 to the office in DIFC.
 </li>
 </ul>
 
 
 
 
 If you are detail-oriented and looking to develop your career in compliance within a
 
 fast-paced, internationally connected financial environment
 
 , we look forward to hearing from you.
 
 
 
 
 
 
 Please only communicate via this recruitment channel and refrain from contacting employees / directors of GRIP. All candidates who reach-out directly will be disqualified.
 
 
</div>

Junior Officer - Compliance

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GRIP Investments • DIFC • Horizon • Citadel

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Junior Officer - Compliance