Qureos Mentor

Indo Thai Securities

Position SummaryThe Compliance Officer will serve as the primary liaison with the IFSCA and other regulatory bodies, implementing and operationalizing compliance policies approved by the Board. Key Responsibilities<ul><li>Regulatory Compliance: Develop, implement, and enforce internal policies to ensure full adherence to applicable laws and regulations.</li><li>Advisory Support: Guide the Board, senior management, and departments on regulatory requirements for transactions, new initiatives, and business activities.</li><li>AML/CFT Oversight: Act as the Principal Officer/AFC Officer. Implement robust AML/CFT/KYC policies, monitor transactions, and report suspicious activities (STRs) to FIU-IND via IFSCA.</li><li>Monitoring &amp; Reporting: Conduct compliance reviews, risk assessments, and implement mitigation strategies.</li><li>Regulatory Coordination: Manage audits, inspections, and ensure timely submission of all reports, compliance certificates, financial statements, and filings to IFSCA, SEZ authorities, SEBI and other exchanges.</li><li>Policy &amp; Controls: Maintain effective internal controls and ensure staff adherence to the Code of Conduct.</li><li>Training: Conduct mandatory compliance training for employees.</li><li>Grievance Redressal: Ensure proper handling and regulatory compliance of investor/customer/SEBI and exchanges complaints.</li></ul>Qualifications &amp; Experience<ul><li>Min.2 years of experience</li><li>Master&rsquo;s or certifications (CS, LLB) preferred.</li><li>Experience: Proven compliance and risk management experience in financial services, preferably in IFSC or similar jurisdictions.</li><li>Knowledge: Strong understanding of IFSCA regulations, SEZ laws, FATCA guidelines, SEBI and other Exchanges standards.</li><li>Skills: Excellent analytical, communication, and problem-solving skills; integrity, attention to detail, and ability to work independently.</li><li>Proficiency in MIS.</li></ul>Job Type: Full-timePay: ₹600,000.00 - ₹800,000.00 per yearEducation:<ul><li>Master's (Preferred)</li></ul>Experience:<ul><li>total work: 1 year (Preferred)</li><li>IT: 2 years (Required)</li></ul>Work Location: In person

Compliance Officer

Join Indo Thai Securities and explore 1   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

Indo Thai Securities

About Company

Compliance Officer