Qureos Mentor

Industrial and Commercial Bank of China

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 The role belonged to Trade Finance Department, the suitable candidate will:
 
 
 
 
 
 
 Key Responsibilities
 
 
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 Maintain and organize client files, transaction records, and departmentsal documents in accordance with internal policies and regulatory requirements.
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 Assist in conducting KYC and customer due diligence reviews, including data collection, verification, and periodic updates.
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 Support the onboarding of new clients by coordinating documentation and ensuring compliance with internal and external regulations.
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 Prapare and process departmental expense claims, invoices, and reimbursements, track and report on budget usage.
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 Liaise with internal departments including Compliance, Finance and Operations to ensure timely execution of transactions and proper documentation.
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 Monitor deadlines and ensure timely submission of required reports anf filings.
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 Perform other administrative and operational tasks as assigned by department managers.
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 Qualifications
 
 
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 Bachelor's degree in Business Administration, Finance, or a related field.
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 At least 3 years of relevant experience in banking, trade finance operations, or compliance support.
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 Familiarity with trade finance products, KYC/AML regulations, and banking documentation standards is preferred.
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 Strong attention to detail, with excellent organizational and time management skills.
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 Fluent in English language, including writing and speaking.
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Officer

<div>
 
 
 Responsibilities
 
 
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 Carry out the bank&rsquo;s compliance/AML functions&nbsp;to ensure compliance with all applicable legislation and regulations, international best practices&nbsp;and group policies.
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 Provide expertise in compliance/AML policy drafting, review and revision. Execute compliance monitoring programs development and perform process improvement.
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 Implement comprehensive Customer Risk Rating and Product Risk rating framework and conduct AML and Sanctions risk EWRA assessments periodically.
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 Supervise, review and approve&nbsp;compliance systems&nbsp;operations to mitigate AML/CFT, sanctions and related compliance risks during various business stages such as KYC on-boarding, transaction monitoring and daily operations.
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 Work with both front office and support functions to develop all requisite controls, policies and procedures&nbsp;and recommend business system requirements.
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 Guide and advise branch management and business functions on laws and regulations and evaluate their impact to business&nbsp;and recommend best course of action.
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 Liaison with regulators and relevant external bodies on compliance matters including regulatory risk assessments,&nbsp;independent compliance testing&nbsp;and respond promptly to any Request For Information made by competent authorities.
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 Liaison with&nbsp;IT managers with compliance risk control&nbsp;system optimization, transaction monitoring modeling, tuning and validation, partake in new system/solution technological initiatives and projects launched by head office.
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 Provide periodic training to staff&nbsp;on AML, regulatory themes and KYC related topics.&nbsp;Coaching and developing new team.
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 Complete other&nbsp;duties and Ad-hoc tasks as needed.
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 </ul>
 
 
 
 
 
 Qualifications
 
 
 <ul>
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 Bachelor&rsquo;s degree in Finance, Law, Business or related field.
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 At least 5 years in banking/financial services compliance roles.
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 Regulatory Expertise of AML/CFT, Sanctions, FATCA, CRS, and key banking regulations and international standards.
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 End-to-End Framework Implementation with proven experience designing, implementing, and optimizing the&nbsp;entire&nbsp;compliance framework.
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 Strong oversight of KYC/CDD on-boarding, Transaction Monitoring, Sanctions Screening systems. Ability to review, approve outputs, and drive optimization.
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 Expertise in leading AML, Sanctions, and Operational Risk Assessments. Identifying gaps and implementing remediation.
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 Proven ability to draft, review, and advise on complex compliance policies. Provide actionable guidance to business and senior management on regulatory&nbsp;impact &amp; resolution.
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 Strong team supervision, coaching, and development skills.
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 Ability to design and deliver effective AML/KYC training.
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 </ul>
</div>

Compliance Manager / Senior Compliance Manager

<div>
 
 
 Responsibilities
 
 
 <ul>
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 Develop marketing plan &amp; implement it as per agreed objectives in order to maximize profitability and achieve business growth.
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 Manage key customer relationships through regular contacts and visits.
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 Prepare credit proposal.
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 Manage assigned projects.
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 Provide competitive market information.
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 Any other responsibility assigned by the bank or person in charge of the department from time to time on the basis of requirements.
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 </ul>
 
 
 
 
 
 Qualifications
 
 
 <ul>
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 Bachelor&rsquo;s degree or above in Finance, Economics or Business Administration from a reputable university.
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 Professional designation of CFA, CPA, ACCA, CMA or FRM is highly preferred.
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 At least 3 years of experience in corporate banking, investment banking, corporate credit, risk management or relevant sectors.
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 Proven exposure to client relationship management and business development activities is required.
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 Strong relationship management and interpersonal skills.
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 Strong financial analysis and credit assessment skills.
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 Mature and independent mindset, ability to work effectively under pressure.
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 Strong working knowledge of Microsoft office applications.
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 Willing to develop a detailed understanding of client issues/needs and develop ideas and solutions in response.
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 Fluent in spoken and written English. Fluent in Chinese or Arabic is a plus.
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 </ul>
</div>

Associate Relationship Manager/ Relationship Manager

<div>
 
 The role will oversee the bank's AML/KYC framework and regulatory compliance activities with a focus on supporting wholesale banking operations.
 
 
 
 
 
 
 Key Responsibilities
 
 
 
 1. AML/KYC Governance &amp; Client Life-cycle Management
 
 <ul>
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 Oversee end-to-end KYC renewals and onboarding for all clients, including Enhanced Due Diligence(EDD) for high-risk relationships.
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 Monitor and resolve overdue items and exceptions in KYC due diligence workflow promptly.
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 Conduct assessment of STR/SAR alerts and coordinate with business units to complete EDD cases.
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 Handle sanctions-related transaction screening and retrospective screening alerts.
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 Perform sampling and audits of KYCs completed by KYC teams.
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 Maintain compliance system parameters(e.g., risk rating and watch-lists) to ensure accuracy.
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 </ul>
 
 2. Regulatory Compliance &amp; Reporting
 
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 Serve as the Primary responsible for UAE FIU IEMS reports and assist the MLRO in responding to inquiries from regulators.
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 Prepare and distribute enforcement case studies to branches and develop quarterly regulatory trend reports.
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 Prepare various operational reports for branch management/Head Office.
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 Support the preparation work of the DFSA Annual Return filing and AML Risk Assessment.
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 3. Policy, System &amp; Risk Oversight
 
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 Assist in reviewing, updating, and implementing Compliance/AML policies in alignment with DFSA regulations.
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 Conduct initial Risk assessment for customers and transactions, and escalate to the department head.
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 Lead remediation of Head Office/Internal Audit findings and implement preventive measures.
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 Support optimization of bank systems( Screening tools, case management).
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 4. Compliance Committee
 
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 Prepare materials, presentations, and minutes for Quarterly Compliance Committee Meetings.
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 Drive ad-hoc initiatives: system enhancements, regulatory gap analyses, and training programs.
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 5. Training
 
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 Support the preparation work of compliance-related training sessions for new employees, business departments.
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 Qualifications
 
 
 <ol>
 <li>
 Bachelor's degree in Finance, Law, Business, or related field.
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 Over 3 years of financial sector experience, with banking compliance experience preferred.
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 Knowledge of AML/KYC operations, including STR/SAR assessment, EDD, and client life-cycle management.
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 Experience in Risk Governance, including Audit remediation, policy implementation, and banking businesses compliance reviews.
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 Knowledge of Analytical Rigo, including sampling, exception resolution, and risk rating validation.
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 Experience in Project Execution, including system optimization, training, and gap analysis.
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 Fluent in English, Mandarin proficiency is a strong plus.
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 A collaborative mindset towards business and compliance teams.
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 </ol>
</div>

Associate Compliance Manager/Compliance Manager

<div>
 
 
 Responsibilities
 
 
 <ol>
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 Review and draft legal agreement and documentation within agreed timeline, ensuring they comply with applicable laws, regulatory requirements, and relevant Bank's policies, maintaining accurate trackers to log status, comments and approvals so that the workflow remains transparent and well-organized.
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 Assist business teams during negotiations, translating legal positions into commercially workable solutions and highlighting material risks.
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 Provide balanced legal opinions on the Bank's products and services, weighing legal, regulatory, and commercial considerations.
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 Liaise with the Bank's appointed external law firms, coordinating instructions and reviewing their deliverable for accuracy, timeliness, and cost-effectiveness.
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 Develop and deliver targeted legal and regulatory training to staff.
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 Undertake other tasks or projects as assigned by management to support the overall legal function.
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 Uphold the highest standard of confidentiality and professional ethics in all interactions.
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 Qualifications
 
 
 <ol>
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 Bachelor's degree majoring in Law.
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 At least 3 years' post-qualification experience in a reputable bank, finance law firm, or regulated financial institutions, with proven exposure to core bank products such as corporate lending, trade finance and treasury services.
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 Admitted to practice in, or substantial advisory experience under a common law jurisdiction (England &amp; Wales, Hong Kong, Singapore or equivalent) is highly preferred.
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 Fluent English (Drafting, negotiation, and advisory). Mandarin proficiency is a strong plus.
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 Demonstrated capability to balance legal risk, bank regulatory expectations and commercial objectives when reviewing documents or advising business lines.
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 A collaborative mindset towards business and compliance teams.
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</div>

In-House Legal Counsel