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Invesq Investment Managers LLP

Job description:Position/Role-PMS Compliance OfficerExpereince-2-3 years in PMS Compliance(Mandatory)Job Type-Full TimeKey Responsibilities:A.Compliance<ul><li>Ensure day to day compliance with SEBI PMS regulations,circulars,and reporting requirements.</li><li>Prepare and file regulatory reports(monthly,quarterly,annual)</li><li>Maintain upto date compliance registers and documentation</li><li>Coordinate with auditors for internal ,statutory ,and compliance audits.</li><li>Monitor investment guidelines ,client mandates,and portfolio breaches</li><li>Assist in drafting and reviewing compliance policies /SOPs.</li></ul>Manage KYC,onboarding checks,and ensure AML/PMLA complianceB.Operations<ul><li>Coordinate with brokers,custodians and fund accountants for daily operations.</li><li>Oversee trade execution confirmations,contract notes,and transaction reconciliation</li><li>Verify holdings,cash balances,margins,and reconciliations</li><li>Support portfolio accounting,NAV checks,and performance reporting</li><li>Handle client onboarding documentation,agreements,and account opening processes</li><li>Resolve operational queries from clients,custodians ,and internal teams</li></ul>Required Skills&amp;Qualifications<ul><li>2 to 3 years of expereince in Portfolio Management Services (PMS) Compliance (Mandatory)</li><li>Strong understanding of SEBI PMS Regulations ,PMLA requirements, and client onboarding norms</li><li>Good Knowledge of capital markets,equities,broking operations,and settlement cycles</li><li>Proficiency with MS Excel,expereince with PMS software(Wealth Spectrum/PMS Software is and advantage).Not mandatory but preferred</li><li>Attention to detail,strong documentation</li><li>Good Communication skills</li></ul>Job Type: Full-timeExperience:<ul><li>Portfolio management: 2 years (Required)</li></ul>Work Location: In personJob Type: Full-timePay: &#8377;400,000.00 - &#8377;750,000.00 per yearWork Location: In person

Portfolio (PMS) Compliance& Operations Manager

Join Invesq Investment Managers LLP and explore 1   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

Invesq Investment Managers LLP

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Portfolio (PMS) Compliance& Operations Manager