Qureos Mentor

moomoo

<div>
 
 About Futu US Inc.
 
 
 
 Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage &mdash; all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
 
 
 Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.
 
 
 
 Here's a Closer Look At Our Key Entities
 
 
 
 <ul>
 <li>
 Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
 </li>
 <li>
 Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
 </li>
 <li>
 Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
 
 
 </li>
 </ul>
 For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.
 
 
 
 About The Team &amp; Role
 
 
 
 The
 
 Junior Trade Surveillance Analyst/Associate
 
 will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. The ideal candidate will have hands-on experience using Nasdaq SMARTS and a solid understanding of U.S. securities market structure.
 
 
 
 Office Location:
 
 Jersey City, NJ/Dallas, TX
 
 
 
 This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter.
 
 
 
 
 What You Do
 
 
 
 <ul>
 <li>
 Conduct daily trade surveillance reviews using Nasdaq SMARTS across:
 </li>
 <li>
 Equities
 </li>
 <li>
 Listed options
 </li>
 <li>
 Crypto-related products (where applicable)
 </li>
 <li>
 Futures and futures-related instruments
 
 
 </li>
 </ul>
 Analyze alerts for potential market manipulation, including but not limited to:
 
 
 <ul>
 <li>
 Spoofing and layering
 </li>
 <li>
 Wash trades
 </li>
 <li>
 Marking the close
 </li>
 <li>
 Front-running
 </li>
 <li>
 Cross-product and cross-market activity
 
 
 </li>
 </ul>
 Perform detailed trade, order, and account-level reviews to determine whether activity is suspicious or violativeEscalate findings to senior surveillance staff and Compliance management with clear, well-documented summariesAssist with regulatory inquiries, examinations, and requests from FINRA, exchanges, or other regulatorsMaintain accurate documentation and audit trails in accordance with firm WSPs and regulatory requirementsSupport ongoing surveillance model tuning, testing, and alert quality reviewsStay current on regulatory developments affecting trade surveillance obligations
 
 
 
 Requirements
 
 
 
 
 What you offer
 
 
 
 
 Required Qualifications
 
 
 
 <ul>
 <li>
 2&ndash;3 years of trade surveillance experience at a broker-dealer, clearing firm, exchange, or regulator
 </li>
 <li>
 Direct hands-on experience with Nasdaq SMARTS (required)
 </li>
 <li>
 Experience reviewing trading activity in equities and options (required)
 </li>
 <li>
 Exposure to crypto and futures trading surveillance strongly preferred
 </li>
 <li>
 Working knowledge of:
 </li>
 <li>
 U.S. market structure
 </li>
 <li>
 FINRA and exchange rules related to market manipulation and abusive trading
 
 
 </li>
 </ul>
 Strong analytical and investigative skills with attention to detailAbility to clearly document findings and communicate issues verbally and in writingComfortable working in a regulated, deadline-driven environment
 
 Series 7 and 24
 
 (can be obtained during first 6 months of employment)
 
 
 
 Preferred Attributes
 
 
 
 <ul>
 <li>
 Experience at a FINRA clearing firm or self-clearing broker-dealer
 </li>
 <li>
 Familiarity with regulatory referrals, SAR-supporting reviews, or exam responses
 </li>
 <li>
 Interest in developing deeper expertise in multi-asset surveillance
 
 
 </li>
 </ul>
 
 Education
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in finance, Economics, Business, or a related field (or equivalent experience)
 
 
 </li>
 </ul>
 
 Benefits
 
 
 
 
 What We Offer:
 
 
 
 <ul>
 <li>
 Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
 </li>
 <li>
 401k Employer Contribution: We match your contributions to help you grow your retirement savings
 </li>
 <li>
 Generous Paid Time Off &amp; Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
 </li>
 <li>
 Opportunities for Professional Growth &amp; Development: Invest in your future through hands-on learning, skill-building, and cross-functional work
 </li>
 <li>
 Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success
 
 
 </li>
 </ul>
 Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is
 
 $85,000 - $105,000
 
 . This role is also eligible to participate in our discretionary bonus plan.
 
 
 
 Disclaimer
 
 
 
 The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.
 
 
 Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
 
 
 
 Warning About Fake Job Posts
 
 
 
 Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.
 
 
 All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.
 
 
 If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI&rsquo;s Internet Crime Complaint Center.
</div>

Compliance Associate - Trade Surveillance

<div>
 
 About Futu US Inc.:
 
 
 
 
 Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage &mdash; all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
 
 
 Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.
 
 
 Here's a closer look at our key entities:
 
 <ul>
 <li>
 Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally
 </li>
 <li>
 Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise
 </li>
 <li>
 Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.
 </li>
 </ul>
 
 For deeper insights into our entities and affiliates, explore www.moomoo.com/us/ or to discover the future of investing with confidence and innovation.
 
 
 
 
 About the Role
 
 
 
 
 
 We're looking for a Junior Integrated Marketing Specialist to join our dynamic marketing team and help drive brand engagement through fintech marketing initiatives.
 
 
 You'll play a key role in executing co-branded activations, managing content production, and analyzing campaign impact &mdash; while collaborating across marketing, design, and business teams.
 
 
 
 
 This role must be based on the office location specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter.
 
 
 
 
 
 Requirements
 
 
 
 
 
 What You'll Do:
 
 
 
 
 <ul>
 <li>
 Campaign Execution
 </li>
 <ul>
 <li>
 Support the launch and execution of marketing campaigns across multiple channels including Out of Home, Social, Digital, TV, Audio, and more, coordinating with internal creative teams and external partners to ensure campaign assets align with strategy and timelines
 </li>
 <li>
 Help keep campaigns running smoothly by managing timelines, coordinating with cross-functional teams, and ensuring deliverables stay on track
 </li>
 <li>
 Coordinate internal compliance and legal review processes, managing submissions and revisions to ensure marketing materials meet moomoo brand and regulatory guidelines
 </li>
 </ul>
 <li>
 Market Insights
 </li>
 <ul>
 <li>
 Stay on top of cultural trends, user behavior, and competitive activity to help the U.S. marketing team continuously improve on how we reach and engage priority audience segments
 </li>
 <li>
 Assist in analyzing campaign performance and preparing brand performance reports to identify what's working across marketing initiatives and where optimization opportunities exist
 </li>
 </ul>
 <li>
 Sponsorship &amp; Partner Support
 </li>
 <ul>
 <li>
 Help manage the relationship with our marquee partner, the New York Mets, across various initiatives in and out of Citi Field
 </li>
 <li>
 Support the evaluation of potential brand partners to ensure alignment with moomoo's business objectives and marketing initiatives
 </li>
 <li>
 Assist in the planning and execution of sponsorship activations and live marketing experiences tied to partnerships, and our soon-to-open retail store in Manhattan
 
 </li>
 </ul>
 </ul>
 
 
 What You Will Bring:
 
 
 
 
 <ul>
 <ul>
 <li>
 1-2 years of marketing experience (internships or early-career roles welcome)
 </li>
 <li>
 Interest in investing, financial markets, or fintech is a big plus
 </li>
 <li>
 Strong organizational and project management skills, with the ability to manage multiple initiatives simultaneously
 </li>
 <li>
 Comfortable wearing multiple hats, supporting brand strategy, creative execution, and campaign analysis
 </li>
 <li>
 Analytical mindset with interest in using data and performance insights to inform marketing decisions
 </li>
 <li>
 Strong communication skills and the ability to collaborate effectively across teams
 </li>
 <li>
 Strong attention to detail with the ability to translate strategic direction into clear marketing deliverables
 </li>
 <li>
 Curious, proactive, and eager to learn in a dynamic and global marketing environment
 
 
 </li>
 </ul>
 </ul>
 
 Benefits
 
 
 
 
 
 What We Offer:
 
 
 
 
 <ul>
 <li>
 Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
 </li>
 <li>
 401k Employer Contribution: We match your contributions to help you grow your retirement savings
 </li>
 <li>
 Generous Paid Time Off &amp; Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
 </li>
 <li>
 Opportunities for Professional Growth &amp; Development: Invest in your future through hands-on learning, skill-building, and cross-functional work
 </li>
 <li>
 Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success
 
 </li>
 </ul>
 
 Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is
 
 $55,000 - $70,000.
 
 This role is also eligible to participate in our discretionary bonus plan.
 
 
 
 
 Disclaimer:
 
 
 
 The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.
 
 
 Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
 
 
 
 Warning about fake job posts:
 
 
 
 Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.
 
 
 All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.
 
 
 If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.
 
 
</div>

Junior Integrated Marketing Specialist

Join moomoo and explore 2   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

moomoo

About Company

Compliance Associate - Trade Surveillance

Junior Integrated Marketing Specialist