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NJ AMC

Key Responsibilities:Audit &amp; Regulatory Liaison:<ul><li>Act as the primary point of contact for internal auditors, NSE, BSE, and other regulatory bodies.</li><li>Coordinate and support all exchange and internal audits, including pre-audit preparation and post-audit follow-ups.</li><li>Provide data and documentation to auditors and regulators in a timely and accurate manner.</li></ul>Compliance &amp; Reporting:<ul><li>Ensure timely and error-free submission of all compliance and operational reports to NSE/BSE and SEBI.</li><li>Maintain up-to-date knowledge of relevant circulars, notifications, and compliance requirements.</li><li>Monitor daily regulatory filings, risk-based supervision (RBS) reporting, and other compliance tasks.</li><li>Retrieve and prepare data reports as required by auditors or regulatory authorities.</li></ul>Operations Management:<ul><li>Coordinate with back-office and front-office software providers for system requirements, updates, and issue resolutions.</li><li>Monitor and manage operational aspects of Capital Market, IPO, and OBPP segments.</li><li>Handle related documentation and compliance procedures</li></ul>Key Skills &amp; Competencies:<ul><li>In-depth knowledge of stock exchange operations and compliance.</li><li>Familiarity with SEBI and stock exchange regulations.</li><li>Strong coordination and communication skills to deal with auditors, regulators, and IT vendors.</li><li>Excellent MS Excel and report generation skills.</li><li>Attention to detail and a proactive compliance mindset.</li></ul>Job Types: Full-time, PermanentPay: &#8377;60,000.00 - &#8377;80,000.00 per monthBenefits:<ul><li>Flexible schedule</li><li>Health insurance</li><li>Leave encashment</li><li>Life insurance</li><li>Provident Fund</li></ul>Work Location: In person

Regulatory Compliance Manager - SEBI & Financial Regulations

Join NJ AMC and explore 1   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

NJ AMC

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Regulatory Compliance Manager - SEBI & Financial Regulations