Qureos Mentor

Social Capital Resources

<div>
 
 
 A top-tier Fund in Midtown, Manhattan is seeking a permanent Middle Office Associate!
 
 
 
 
 
 
 
 Responsibilities:
 
 
 
 
 
 <ul>
 <li>
 Full life cycle Trade Middle Office position
 </li>
 <li>
 Working with Equity Products (mutual funds, ETFs, SMAs)
 </li>
 <li>
 Responsible for booking, capturing and reconciling trades
 </li>
 <li>
 Processing Corporate Actions and settling trades
 </li>
 </ul>
 
 
 
 
 
 Qualifications:
 
 
 
 
 
 <ul>
 <li>
 5+ years experience working within the Middle Office/Operations at Investment Management firm
 </li>
 <li>
 Strong Excel Skills (Macros, VBA, Etc.)
 </li>
 <li>
 Strong written and verbal communication skills
 </li>
 <li>
 BS/BA in accounting, finance, economics, etc.
 </li>
 <li>
 Ability to multitask
 </li>
 </ul>
</div>

Hedge Fund Middle Office Associate

<div>
 
 
 Investment Management Firm in Midtown, Manhattan is seeking a Compliance Analyst for a full-time position!
 
 
 
 
 
 
 
 Responsibilities:
 
 
 
 
 
 <ul>
 <li>
 Assist with oversight of sub-advisers, third-party vendors and service providers
 </li>
 <li>
 Assist with fund launches, product lifecycle events across ETFs, UCITS and private funds
 </li>
 <li>
 Assist in preparing or reviewing DDQs, fund registration documents, website postings
 </li>
 <li>
 Coordinate cross-listings, market openings and registrations across exchanges and regulators
 </li>
 <li>
 Assist in the execution and documentation of the firm&rsquo;s compliance testing and monitoring program
 </li>
 <li>
 Support maintenance of compliance manuals, policy reviews and calendars
 </li>
 <li>
 Help prepare and track regulatory filings (e.g., Form ADV, Form PF, UCITS filings, etc.)
 </li>
 <li>
 Code of Ethics compliance monitoring, including approving / denying requests for personal trading, outside business activities, personal investments
 </li>
 </ul>
 
 
 
 
 
 Qualifications:
 
 
 
 
 
 <ul>
 <li>
 Bachelor's Degree
 </li>
 <li>
 1-3 years of experience in fund operations, middle or back office or fund compliance
 </li>
 <li>
 Strong Excel skills and data experience
 </li>
 <li>
 Proven ability to manage multiple priorities in a deadline-driven environment
 </li>
 <li>
 Knowledge of the Investment Adviser Act, Investment Company Act of 1940 and/or UCITS preferred
 </li>
 </ul>
 
 
</div>

Compliance Analyst

<div>
 
 
 Bank in Midtown, Manhattan is seeking a BSA Analyst for a long-term, temp-to-perm assignment.
 
 
 
 
 
 
 
 Responsibilities:
 
 
 
 
 
 <ul>
 <li>
 Conduct high risk customer EDD reviews and assess potential suspicious activity
 </li>
 <li>
 Review and clear alerts generated by OFAC watchlist screening and 314(a) information requests in the BSA/AML transaction monitoring system.
 </li>
 <li>
 Ensure that all transactions/customers deemed suspicious are referred to the BSA Officer in a timely manner.
 </li>
 <li>
 Review and clear suspicious activity alerts generated by the Bank&rsquo;s BSA/AML transaction monitoring system.
 </li>
 <li>
 Escalate alerts to cases for further review in a timely manner, as appropriate.
 </li>
 </ul>
 
 
 
 
 
 Qualifications:
 
 
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s Degree
 </li>
 <li>
 1-5 years of previous experience of AML/BSA/ within banking
 </li>
 <li>
 Knowledge of Federal regulations (especially BSA/AML/OFAC)
 </li>
 <li>
 Proficient knowledge of MS Word, Excel, Access.
 </li>
 <li>
 Strong analytical and organizational skills; a proactive and fast learner with an eye for details as well as excellent time management and prioritization skills
 </li>
 </ul>
</div>

BSA Analyst

Join Social Capital Resources and explore 3   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

Social Capital Resources

ABOUT_COMPANY

Hedge Fund Middle Office Associate

Compliance Analyst

BSA Analyst