Attorney Securities & Regulatory Advisory

Location: Flexible (Multiple U.S. Offices)
Experience Level: 7 10 years
Employment Type: Full-time

Seeking an experienced Attorney to advise on matters involving federal securities laws, broker-dealer, and investment adviser compliance. This role will focus on regulatory counseling and the development of investment structures, including technology and early-stage platforms.

• Advise on status issues and opinions under the Investment Company Act.

• Counsel clients on broker-dealer and investment adviser registration and compliance.

• Draft opinions and advise on alternative investment platform setup.

• Provide guidance on emerging technologies and digital assets.

• Work collaboratively with business stakeholders on regulatory strategies.

• Juris Doctor (JD) degree.

• 7 10 years of experience advising on securities and regulatory matters.

• Strong understanding of broker-dealer and investment adviser laws.

• Excellent academic credentials and communication skills.

• Proven ability to manage complex matters independently.

• Background in finance law, blockchain, or digital assets.

• Prior experience working with technology-driven financial structures.

• Compensation: Highly competitive, depending on experience.

• Benefits: Comprehensive benefits package.

• Travel: Minimal to none.

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