Do you have an understanding of supervisory or operational risk and control? Do you have an analytical mind and strong attention to detail? Are you passionate about working in a dynamic environment, working on multiple tasks within a global team to challenging deadlines and providing innovative solutions to problems?
We are looking for someone who meets this description who can support the IB Americas region in its supervisory activities, specifically to:
- run daily controls to identify ageing Supervision exceptions, and proactively address and manage to keep the volume of exceptions below threshold
- manage the Supervisory Control Portal (SCP) tool and contribute to the development of the tool and supervision processes
- provide daily support for SCP processes including queries from and interaction with supervisors, business management, control functions and audit/regulators
- act as a local point of contact within IB BRM Americas, working closely with the business, our logistics and control partners across a broad spectrum of supervisory objectives
- perform Key Procedural Controls, test and monitor the delivery of the front to back control environment by driving best practice for controls design and operating effectiveness
- deliver Front Office SCP training to Supervisors: setting up and training new Supervisors
- work collaboratively with Investment Bank COO team to ensure the effective execution of supervision responsibilities, participating in the relevant COO forums where appropriate
- take an active role in change initiatives working closely with stakeholders across the Investment Bank COO and other functions globally
Detailed salary information:
- New York: the salary range for this role is $96250 to $108750
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit
ubs.com/usbenefits.