Compliance Officer

Job Title: Compliance Officer – NBFC

Job Summary

We are seeking a qualified Compliance Officer to ensure that the NBFC operates in full compliance with RBI regulations, applicable laws, and internal policies. The role involves monitoring regulatory changes, managing compliance processes, and acting as a liaison with regulators.

Key Responsibilities

• Ensure compliance with RBI Act, Master Directions, and circulars applicable to NBFCs
• Monitor regulatory updates and ensure timely implementation across the organization
• Develop, review, and update compliance policies, SOPs, and internal controls
• Oversee KYC, AML, and CFT compliance and reporting
• Prepare and submit statutory and regulatory returns to RBI and other authorities
• Conduct periodic compliance audits and risk assessments
• Identify compliance gaps and recommend corrective actions
• Act as the primary point of contact for regulators, auditors, and inspectors
• Conduct compliance training and awareness programs for employees
• Report compliance status, breaches, and risks to senior management and the Board

Required Qualifications

• Bachelor’s degree in Law, Finance, Commerce, or Business Administration

Experience

• 3–8 years of relevant experience in compliance, legal, audit, or risk functions
• Prior experience in an NBFC, bank, or financial institution is highly preferred

Key Skills & Competencies

• Strong understanding of RBI regulations and financial laws
• Excellent analytical and documentation skills
• Attention to detail and strong ethical standards
• Effective communication and stakeholder management
• Ability to work independently and handle regulatory pressure

Job Type: Full-time

Pay: ₹20,000.00 - ₹25,000.00 per year

Work Location: In person