Compliance Officer I

SUMMARY: Assists in implementing the compliance management program for the Bank.

JOB RESPONSIBILITIES

• Develop a knowledge of applicable laws, regulations, and issues
• Stay abreast of all legislative and regulatory developments that might impact the Bank
• Assist in researching regulatory issues utilizing legal and regulatory reference manuals, consulting Bank counsel, and contacting professional associations and organizations as appropriate
• Assist in monitoring compliance with laws and regulations throughout the Bank
• Assist in developing guidelines and checklists to be used in monitoring efforts
• Assist in maintaining regulatory risk assessments for all product lines within the Bank
• Review Bank forms, notices, brochures, and advertisements for compliance with laws and regulations
• Assist in implementing procedures to comply with new regulations or changes to existing regulations
• Help the Bank proactively meet the objectives and technical requirements of applicable laws and regulations
• Promote a compliance culture throughout the Bank
• Work with department managers to make improvements to systems in order to correct any compliance violations or compliance related operational deficiencies
• Assist in reviewing new products to ensure compliance with applicable laws and regulations
• Special project assignments
• Other duties as assigned
• Ensure all actions performed are in compliance with government regulations and organizational policies and procedures.

SKILLS/KNOWLEDGE AND ABILITIES/EXPERIENCE

• Position normally requires a Bachelor's degree or the equivalent to provide basic familiarity with a variety of subjects such as: finance, economics, English, business law, marketing, statistics, etc
• A minimum of two years banking experience
• Ability to read, analyze and interpret general business periodicals, professional journals, and technical procedures
• Ability to conduct research projects with supervision/guidance
• General knowledge of investigative, audit and research techniques and procedures
• Strong analytical and organizational skills with a detail oriented approach
• Self-starter with a willingness to learn
• Excellent written and verbal communication skills
• Proficiency in Word and Excel

WORKING CONDITIONS

• Normal office conditions – professional environment
• Some overtime may be required
• Occasional periodic, limited travel

The above statements are intended to describe the general nature and level of work to be performed by personnel assigned to this job. This information is not intended to be an exhaustive list of all responsibilities, duties, and skills required of personnel assigned to this position.

Candidates may be subject to the following screenings:

Credit Check, Drug Testing, and Criminal Background Check

Community Trust Bank offers a competitive benefits package including:

Medical, Dental, and Vision Insurance; Company paid Life Insurance; Paid Vacation, Sick days, and Holidays; Short Term and Long Term Disability; 401K and ESOP.