Director of Regulatory & Compliance

Director of Regulatory & Compliance

Nidhiksh Investments Inc
Nidhiksh Investments Inc., a diversified investment holding company with multiple wholly owned subsidiaries across public and private markets, is seeking an experienced Director of Regulatory & Compliance. This leader will oversee SEC‑related compliance, financial regulatory obligations, and firm‑wide governance standards.

Responsibilities

• Advise on SEC, state, and financial regulatory compliance across all entities
• Advise leadership on regulatory “dos and don’ts” and emerging compliance risks
• Advise on filings, including Form D, amendments, and ongoing reporting
• Monitor regulatory changes and interpret operational impact
• Advise on internal controls, policies, and compliance procedures

Qualifications

• 10+ years in securities regulation, investment compliance, or corporate governance
• Strong knowledge of SEC rules, Reg D offerings, and public-private fund structures
• Experience with multi‑entity investment organizations

Why Join Us

• Influence the compliance infrastructure of a growing investment platform
• Work directly with leadership across public and private market strategies
• Mission‑driven culture grounded in humility, patience, and integrity

Pay: $1.00 - $100,000.00 per year

Application Question(s):

• Do you have Finance & SEC Reg D Regulatory and compliance experience?

Work Location: Remote