Director, Structured Products Lawyer, Investment Bank

United States - New York

Legal

Group Functions

332781BR

New York

Full Time

UBS Business Solutions US LLC is seeking a Director, Structured Products Lawyer, Investment Bank in New York, NY.

Are you an innovative thinker? Are you focused on the details, even when under pressure? Do you enjoy delivering enhanced change capabilities across a range of business functions?

We’re looking for a Director, Structured Products Lawyer, Investment Bank to:

• Draft and review preliminary and final pricing supplements, product supplements and other prospectus supplements, including the equivalent documentation for exempt offerings, with a focus on product and material risk disclosure in conjunction with SEC-registered and exempt offerings of structured notes and warrants.
• Draft, review and negotiate distribution agreements, introducing broker agreements and investor representation and investment advisor (RIA) representation letters for UBS’ SEC registered and exempt (Regulation S, Rule 144A, 4(a)(2)) offerings of structured notes and warrants.
• Advise on cross-border regulatory requirements in conjunction with Reg S offerings into foreign jurisdictions.
• Draft and review marketing material for UBS' SEC-registered and exempt offerings of structured notes and warrants and advise on compliance with 33 Act disclosure matters, Section 5 of the 33 Act, communication exemptions, FINRA communication and disclosure rules that apply to broker- dealers.
• Draft and review trading agreements, master confirmation agreements and other transaction confirmations under industry master agreements in connection with OTC derivative transactions.
• Can work hybrid (In-office/remote).

Qualified Applicants apply through SH-ProfRecruitingcc@ubs.com. Please reference 003117. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI

Salary & Work Schedule: $225,000 to $270,000 Per Year, 40 hrs/wk. The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.



This notice is being posted in connection with an application for permanent Alien Labor Certification. Any person may comment or provide documentary evidence bearing on this application to: U.S. Department of Labor, Employment and Training Administration, Office of Foreign Labor Certification, 200 Constitution Avenue NW, Room N-5311, Washington, DC 20210.

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

You’ll be working in the Structured Products legal team in New York, NY.

Education & Experience Requirement

• This position requires a Master's degree in law or foreign equivalent plus four (4) years of experience in the job offered or as a Legal Counsel, Lawyer, or related occupation.

Position requires experience with the following:

• OTC derivative transactions and ISDA documentation; negotiating agreements relating to equity derivatives businesses
• Swiss Financial Services Act; interpreting relevant laws, rules and regulations
• ability to interpret policies, procedures and guidelines; working on cross-border financial transactions including those governed by foreign laws
• articulating and explaining complex legal issues and procedures to a wide range of people, including those without a legal background, in a succinct manner
• identifying and escalating sensitive matters within a large global organization

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

US Only: The expected salary range for this role is $225000 to $270000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.