Financial Crime Compliance Sr Tech Analyst

Position Title: Financial Crime Compliance Senior Technical Analyst

Department: Compliance

Branch Location: Humble, Galleria, Plano

Reports To: Data Governance Manager

Position Summary:

This position works with the AML Director to administer technical oversight for the Financial Crimes Compliance- Fraud and BSA/AML programs in accordance with Third Coast Bank’s policies, procedures, and applicable regulations. The position will provide technical expertise over the Fraud and BSA/AML Program.

Essential Functions:

Reasonable accommodation may be made to enable individuals with disabilities to perform the essential functions.

Lead development of the BSA/AML, Fraud and OFAC screening product features roadmap and manage execution with our internal data strategy and IT departments as well as our external product support partners and contractors.
Applying research, modeling and analytic techniques to digest and organize complex information sets to make logical and adequately supported determinations regarding unusual and potentially suspicious activity.
Leverage competitive research, customer data, and your understanding of our strategy to build world class solutions.
Create effective and efficient processes that balance risk management, regulatory commitments, market growth and operational excellence.
Own the quality of the product and have a “roll-up-your-sleeves” mentality to deliver best in class solutions.
Influence and collaborate with stakeholders and leadership teams to craft innovative solutions and product features.
Ensure completeness and accuracy of daily/monthly product inputs and outputs.
Develop and deliver periodic management information (MI) reporting, as required, and requested by senior management.
Leverage, our integrated risk management (IRM) solution to document issue management, regulatory change management and other processes as required.
Document and track implementations through completion ensuring impacted teams are represented and informed.
Provide implementation status updates to management on a periodic basis.
Assist as needed with regulatory and third-party examinations to include but not limited to preparing and submitting requested documentation while ensuring accuracy and completeness.
Performs all other duties as assigned.

Supervisory Responsibility:

This position may have supervisory responsibilities.

Job Type:

This is a full-time, exempt position. Typical work hours are Monday through Friday, 8:00am to 5:00pm.

Travel:

Minimal travel is expected for this position.

Work Environment:

This job operates in a professional office environment. This position uses office equipment such as computers, phones, copy and fax machines, calculators, filing cabinets and printers.

Physical Demands:

This position will be responsible for writing, typing, speaking, listening, lifting (up to 50 pounds), driving, carrying, seeing (such as close, color and peripheral vision, depth perception and adjusted focus), sitting, pulling, walking, standing, squatting, kneeling and reaching.

Mental Demands:

The incumbent in this position must be able to accommodate reading documents or instruments, detailed work, problem solving, customer contact, reasoning, math, language, presentations, verbal and written communication, analytical reasoning, stress, multiple concurrent tasks and constant interruptions.

Education and Experience:

Bachelor’s degree from an accredited college or equivalent combination of education and experience preferred; minimum of 8+ years FCC and product management in financial services industry, BSA/AML, money laundering/terrorist financing, fraud and OFAC experience.
4+ years of full cycle product management. Educational experience, through in-house training sessions, formal education or financial industry related curriculum, should be business or financial industry related.
Basic knowledge of related state and federal banking compliance regulations, and other Bank operational policies.
Intermediate programming ability in SQL and Python is a plus.
Experience with MS SQL Server and MySQL environments is a plus
Experience with Unit 21, FIS, Alloy, and Socure products is a plus.
Have a successful track record of leading cross-functional organization through product delivery.
Experience developing a multi-year vision, strategy and roadmap.
Strong analytical and research skills.
Strong proficiency in Microsoft Excel and other Microsoft 365 Suite products.
Strong commitment to excellence.
Effective verbal, written and interpersonal communication skills with a talent for precise articulations of issues and identification of potential resolutions.
Strong analytical and time management skills.
Ability to deal with difficult problems involving multiple facets and variables in non-standardized situations.
Effective organizational and time management skills.
Ability to excel within a team environment and independently.
Current driver’s license and a vehicle with appropriate insurance coverage if required to drive in the course of performing assigned duties and responsibilities.

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