aml compliance officer

Nejoum Al Jazeera (Logistics)

Company: Nojoom Al Jazeera Used Cars TradingLocation: Sharjah, UAENojoom Al Jazeera is seeking a qualified and detail-oriented AML Compliance Officer to join our team. The successful candidate will ensure that our business operations adhere to all UAE federal laws regarding Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF).Key Responsibilities:<ul><li>Regulatory Compliance: Ensure full compliance with the UAE Central Bank and Ministry of Economy regulations.</li><li>System Management: Handle and report suspicious transactions via the goAML portal.</li><li>KYC Procedures: Implement and oversee &quot;Know Your Customer&quot; (KYC) and Due Diligence processes for high-value transactions.</li><li>Risk Assessment: Identify and mitigate potential financial risks related to used car trading.</li><li>Record Keeping: Maintain accurate and organized documentation for internal and external audits.</li></ul>Qualifications &amp; Requirements:<ul><li>Experience: Minimum 2-3 years of experience in a Compliance or AML role within the UAE (Experience in the automotive or financial sector is a plus).</li><li>Technical Skills: Proficient in using the goAML platform and Ministry of Economy portals.</li><li>Knowledge: Deep understanding of DNFBP (Designated Non-Financial Businesses and Professions) regulations.</li><li>Languages: Excellent command of English (Written &amp; Spoken). Proficiency in Arabic is highly preferred.</li><li>Education: Bachelor&rsquo;s degree, Law, Finance, or any related field. (CAMS certification is a significant advantage).</li></ul>Job Type: Permanent

AML Compliance Officer

Aquis Search

<div>
 
 (Senior) Conflicts Officer
 
 
 
 
 
 Our client, a leading international law firm, is seeking a (Senior) Conflicts Officer with strong expertise in Business Acceptance, Compliance, and Conflicts to join its Dubai office. This is an excellent opportunity to become part of a global compliance function within a dynamic and fast-paced legal environment.
 
 
 
 
 
 Experience
 
 <ul>
 <li>
 2&ndash;6 years&rsquo; experience in a Business Acceptance or conflicts role, ideally within an international law firm.
 </li>
 <li>
 Strong understanding of AML and conflicts regulations in the Middle East.
 </li>
 <li>
 Experience using Intapp Open, Walls, Orbis, and Accuity.
 </li>
 <li>
 Proven ability to work independently while collaborating effectively within a global team.
 </li>
 </ul>
 
 
 
 
 Responsibilities
 
 <ul>
 <li>
 Manage the day-to-day client onboarding and matter opening processes.
 </li>
 <li>
 Act as an initial point of escalation for queries relating to conflicts, AML, CDD, Intapp, and billing matters.
 </li>
 <li>
 Analyse conflict search results and resolve regulatory and/or commercial conflicts, including liaising directly with partners and fee earners.
 </li>
 <li>
 Assist with drafting and reviewing Business Acceptance policies.
 </li>
 <li>
 Deliver training to new joiners, fee earners, support staff, and members of the Business Acceptance team.
 </li>
 <li>
 Assist with lateral hire conflict searches.
 </li>
 </ul>
 
 
</div>

(Senior) Conflicts Officer

DBS Bank

Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.ResponsibilitiesAML Alert / Surveillance: * Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyse the alert and ensure timely and effective disposition of the alerts.Work closely with stakeholders on AML /KYC /Sanctions related items: * Work closely with stakeholders including operations, business, compliance, legal, audit and other units on AML / KYC related items.Providing support / Assistance for other AML /KYC requirements: * Providing support on various requirements like updation of watch lists / caution lists,* Knowledge and experience in filing of regulatory reports (STR/CTR/NTR/FMR reporting) etc.* Assistance to other adhoc AML/KYC related activities like, analysis of thematic studies, AML related project and automation.* Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.
 
Review / Analyze the alert and ensure timely and effective disposition of the alerts. Prepare the GoS for filing of STR’s Regulatory Reportings like STR, CTR, NTR, CWTR Preparation of MIS for Trend Analysis, Escalation, Review, etc AML Automation to strengthen existing processes and procedures and identification of new process requirements. Giving advisory on Sanction and KYC matters to BU/SU Preparing adhoc presentations or MIS as per management routineRequirementsTimely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.* Review / Analyze the alert and ensure timely and effective disposition of the alerts.* Prepare the GoS for filing of STRs* Regulatory Reportings like STR, CTR, NTR, CWTR* Preparation of MIS for Trend Analysis, Escalation, Review, etc* AML Automation to strengthen existing processes and procedures and identification of new process requirements.* Giving advisory on Sanction and KYC matters to BU/SU* Preparing adhoc presentations or MIS as per management routine.

Analyst, Transaction Surveillance, Legal Compliance And Secretariat

Qatar National Bank

<div></div><div><div><ul><li><div>Business Unit
</div><div>QNB - Qatar
</div></li><li><div>Division
</div><div>Not Applicable
</div></li><li><div>Department
</div><div>Not Applicable
</div></li><li><div>Location
</div><div>Doha, Qatar
</div></li><li><div>Closing Date
</div><div>06-May-2027
</div></li></ul></div><div><div><h5 class="jobSectionHeader">About QNB</h5>
Established in 1964 as the country&rsquo;s first Qatari-owned commercial bank, QNB Group has steadily grown to become the largest bank in the Middle East and Africa (MEA) region.
QNB Group&rsquo;s presence through its subsidiaries and associate companies extends to more than 31 countries across three continents providing a comprehensive range of advanced products and services. The total number of employees is more than 28,000 serving up to 20 million customers operating through 1,000 locations, with an ATM network of 4,300 machines.
QNB has maintained its position as one of the highest rated regional banks from leading credit rating agencies including Standard &amp; Poor&rsquo;s (A), Moody&rsquo;s (Aa3) and Fitch (A+). The Bank has also been the recipient of many awards from leading international specialised financial publications.
Based on the Group&rsquo;s consistent strong financial performance and its expanding international presence, QNB currently ranks as the most valuable bank brand in the Middle East and Africa, according to Brand Finance Magazine.
QNB Group has an active community support program and sponsors various social, educational and sporting events.
</div></div><div><div><div><h5 class="jobSectionHeader">Job Summary</h5>
</div><div>The incumbent will implement the KYC framework as designed by the KYC Strategy unit and be responsible to embed the adequate processes and controls at Group level to effectively manage the KYC platform on an on-going basis, track and reflect the changes as issued by the relevant and applicable AML/CFT bodies including QCB instructions, Financial Action Task Force (FATF) and Wolfsberg Group, to prevent the Group from being exposed to the risk of legal/ regulatory sanctions and the associated financial/ reputation loss that the Group may incur/ suffer as a result of failure to comply with the relevant AML/ CFT regulations.
</div></div><div><div><h5 class="jobSectionHeader">Main Responsibilities</h5>
</div><div>s KYC data and the KYC platform for reporting purposes.<ul><li>Assist is Liaising with the regulators and external/internal parties on continuous basis to resolve their queries/
</li></ul>respond to issues raised by them relating to the Group&rsquo;s AML/ CTF &amp; KYC efforts.<ul><li>Coordinate the follow up exercise with different business units for the completeness and update of the KYC data.</li><li>Assist in handling the correspondent banks enquiries and requests related to the KYC and AML questionnaires.</li><li>Participate in managing the Vostro accounts due diligence and KYC process with different business and
</li></ul>operations units.<ul><li>Act as KYC data supplier for all AML, Sanctions and Fraud Control units to facilitate their day to day operations
</li></ul>and investigations.
C. Internal(Process, Products, Regulatory)<ul><li>Participate and assist in overseeing the KYC activities with the aim of ensuring complete and proper
</li></ul>implementation of the regulations and related guidelines.<ul><li>Assist in the implementation of the KYC related tasks as per the approved annual plan.</li><li>Enhance the periodic Risk Based Approach mechanism based on the Local and Global KYC associated risk.</li><li>Monitor the dashboards of the KYC platform for proper follow up and reporting.</li><li>Working efficiently on the Global KYC platform for Monitoring KYC reviews and Risk Assessment.</li><li>Performing a sample Quality Control checks of KYC / AML documents in accordance with current procedures.</li><li>Ensure all the KYC process and documentary requirements are consistent globally but adapted to local rules.</li><li>Contribute to the implementation and controls for daily processes and update of procedures.</li><li>Review of the KYC files for new clients and identification of main issues and follow up missing information in line
</li></ul>with group processes and procedure.<ul><li>Contribute in Identifying the main risks in relation with the monitoring of existing clients;</li><li>Work closely with business units to develop a culture of Compliance within the organization.</li><li>Support the provision sound compliance advice to the line of business on resolution of issues, and for escalation
</li></ul>of issues within Compliance and the Supervisory Board.<ul><li>Support the coordination of global compliance efforts within line of business.</li><li>Liaise regularly with clients, compliance, other support functions including internally within the Global Client On boarding team, due diligence Managers and local Business officers.</li></ul>
D. Learning &amp; Knowledge:<ul><li>Maintain an understanding of all pertinent laws, regulations, policies/ procedures and applicable best practices
</li></ul>pertaining to the Group&rsquo;s operations/ activities locally and internationally in terms of AML/CFT and KYC.
<ul><li>Enhance the KYC training material and provide the training as per the annual training plan.</li><li>Enhance the KYC training material and provide the training as per the annual training plan.</li></ul>
Managerial Attributes<ul><li>Strong Communication skills for Liaison with National Regulators, FIU
</li><li>Evaluation and analysis of client data, transaction data and administration of compliance monitoring and
</li></ul>compliance on-boarding functions including KYC and CDD
E. Legal, Regulatory, and Risk Framework Responsibilities:<ul><li>Comply with all applicable legal, regulatory and internal compliance requirements including, but not limited to,
</li></ul>Group Compliance Policies and Procedures (AML &amp; CTF, Sanctions Policy, Data Protection Policy, Fraud Control
Policy, Whistle Blowing Policy, Conflict of Interest and Insider Dealing Policy).<ul><li>Understand and effectively perform your role under the Three Lines of Defence principle to identify measure,
</li></ul>monitor, manage and report risks.<ul><li>Ensure systematic good outcomes for clients in accordance with Conduct Risk policy.</li><li>Support the framework of RCSA, KRI, Incident reporting and remediation, as appropriate, in accordance with the
</li></ul>Operational Risk Management requirements.<ul><li>Maintain appropriate knowledge to ensure full qualification to undertake the role.</li><li>Complete/attend all mandatory training provided by the Bank, attain, and maintain the required levels of
</li></ul>competence.<ul><li>Maintain an excellent understanding of all pertinent AML/CTF laws, regulations, policies/ procedures and
</li></ul>applicable best practices pertaining to the Group&rsquo;s domestic operations/ activities.<ul><li>Prepare and document all the system manuals with regular update.
</li></ul>Provision of inputs to the Department&rsquo;s training plan and thereby develop/ enhance the skill sets of Group
Compliance personnel with respect to AML/ CTF measures/ initiatives and provide them with opportunities for
career development. Also, identify areas for professional development of self and other Group Compliance
personnel
F. Other:<ul><li>Unrestricted access at any time to all information, records, personnel and property in Qatar and overseas (as and
</li></ul>when applicable) that is required for the effective discharge of his responsibilities. Shall we refer to subsidiaries,
<ul><li>Maintain utmost confidentiality with respect to the information obtained during the day-to-day performance of his
</li></ul>duties/ responsibilities.<ul><li>Evaluation and analysis of client data, transaction data and administration of compliance monitoring and
</li></ul>compliance on-boarding functions including KYC and CDD.
</div></div><div><div><h5 class="jobSectionHeader">Education and Experience Requirements</h5>
</div><div>Education/Experience Requirements:<ul><li>Bachelor degree with professional qualifications such as CCO/ CIA/ CPA.</li></ul>
Required Special Skills:<ul><li>Good understanding of the relevant regulatory pronouncements of QNB Group regulators including but not limited
</li></ul>to QCB, QFMA, QFC, FSA, MIFID, MAS and Banque de France, Federal Swiss Banking Commission regulations
and other relevant pronouncements impacting the Group&rsquo;s operations.
<ul><li>A strong understanding of the requirements of the Money Laundering Regulations and the Joint Money
</li></ul>Laundering Steering Group Guidance. Strong analytical skills required to organize and analyze multiple, complex
data sets. Excellent report writing skills.<ul><li>Ability to analyze the impact of changes in the relevant regulations on the Group&rsquo;s compliance risk profile
</li></ul>pertaining to its operations in so far as KYC activities are concerned.<ul><li>In depth knowledge of banking policies/ procedures, regulatory and best practice pronouncements pertaining to
</li></ul>KYC.
<ul><li>Strong Microsoft Office skills (e.g., Word, Excel, Outlook). Problem solving and decision making ability.</li><li>Strong knowledge of banking systems. People Management Skills.</li><li>Develop networks and relationships with internal and external compliance, financial crimes and sanctions
</li></ul>professionals.<ul><li>Identify appropriate projects and initiatives and participate in those allocated timelines &amp; budgets.</li><li>Attend and constructively contribute to compliance team meetings and other internal committees/ meetings as
</li></ul>required from time to time. Promote common compliance standards across all jurisdictions
<ul><li>Understand the Core Banking System</li></ul>
</div></div><div><div><h5 class="jobSectionHeader">Note: you will be required to attach the following:</h5>
</div><div><div><ul><li>Resume/CV</li></ul>
<ul><li>Copy of Passport or QID
</li></ul><ul><li>Copy of Education Certificate
</li></ul><ul><li>Copy of Birth Certificate</li></ul></div></div></div></div></div><div></div>

Associate - Customer Compliance

QNB Group

<div>
 
 About QNB
 
 
 
 Established in 1964 as the country&rsquo;s first Qatari-owned commercial bank, QNB Group has steadily grown to become the largest bank in the Middle East and Africa (MEA) region.
 
 
 QNB Group&rsquo;s presence through its subsidiaries and associate companies extends to more than 31 countries across three continents providing a comprehensive range of advanced products and services. The total number of employees is more than 28,000 serving up to 20 million customers operating through 1,000 locations, with an ATM network of 4,300 machines.
 
 
 QNB has maintained its position as one of the highest rated regional banks from leading credit rating agencies including Standard &amp; Poor&rsquo;s (A), Moody&rsquo;s (Aa3) and Fitch (A+). The Bank has also been the recipient of many awards from leading international specialised financial publications.
 
 
 Based on the Group&rsquo;s consistent strong financial performance and its expanding international presence, QNB currently ranks as the most valuable bank brand in the Middle East and Africa, according to Brand Finance Magazine.
 
 
 QNB Group has an active community support program and sponsors various social, educational and sporting events.
 
 
 
 Job Summary
 
 
 
 The incumbent will implement the KYC framework as designed by the KYC Strategy unit and be responsible to embed the adequate processes and controls at Group level to effectively manage the KYC platform on an on-going basis, track and reflect the changes as issued by the relevant and applicable AML/CFT bodies including QCB instructions, Financial Action Task Force (FATF) and Wolfsberg Group, to prevent the Group from being exposed to the risk of legal/ regulatory sanctions and the associated financial/ reputation loss that the Group may incur/ suffer as a result of failure to comply with the relevant AML/ CFT regulations.
 
 
 Main Responsibilities
 
 
 s KYC data and the KYC platform for reporting purposes.
 
 
 <ul>
 <li>
 Assist is Liaising with the regulators and external/internal parties on continuous basis to resolve their queries/
 
 
 </li>
 </ul>
 respond to issues raised by them relating to the Group&rsquo;s AML/ CTF &amp; KYC efforts.
 
 
 <ul>
 <li>
 Coordinate the follow up exercise with different business units for the completeness and update of the KYC data.
 </li>
 <li>
 Assist in handling the correspondent banks enquiries and requests related to the KYC and AML questionnaires.
 </li>
 <li>
 Participate in managing the Vostro accounts due diligence and KYC process with different business and
 
 
 </li>
 </ul>
 operations units.
 
 
 <ul>
 <li>
 Act as KYC data supplier for all AML, Sanctions and Fraud Control units to facilitate their day to day operations
 
 
 </li>
 </ul>
 and investigations.
 
 
 C. Internal(Process, Products, Regulatory)
 
 
 <ul>
 <li>
 Participate and assist in overseeing the KYC activities with the aim of ensuring complete and proper
 
 
 </li>
 </ul>
 implementation of the regulations and related guidelines.
 
 
 <ul>
 <li>
 Assist in the implementation of the KYC related tasks as per the approved annual plan.
 </li>
 <li>
 Enhance the periodic Risk Based Approach mechanism based on the Local and Global KYC associated risk.
 </li>
 <li>
 Monitor the dashboards of the KYC platform for proper follow up and reporting.
 </li>
 <li>
 Working efficiently on the Global KYC platform for Monitoring KYC reviews and Risk Assessment.
 </li>
 <li>
 Performing a sample Quality Control checks of KYC / AML documents in accordance with current procedures.
 </li>
 <li>
 Ensure all the KYC process and documentary requirements are consistent globally but adapted to local rules.
 </li>
 <li>
 Contribute to the implementation and controls for daily processes and update of procedures.
 </li>
 <li>
 Review of the KYC files for new clients and identification of main issues and follow up missing information in line
 
 
 </li>
 </ul>
 with group processes and procedure.
 
 
 <ul>
 <li>
 Contribute in Identifying the main risks in relation with the monitoring of existing clients;
 </li>
 <li>
 Work closely with business units to develop a culture of Compliance within the organization.
 </li>
 <li>
 Support the provision sound compliance advice to the line of business on resolution of issues, and for escalation
 
 
 </li>
 </ul>
 of issues within Compliance and the Supervisory Board.
 
 
 <ul>
 <li>
 Support the coordination of global compliance efforts within line of business.
 </li>
 <li>
 Liaise regularly with clients, compliance, other support functions including internally within the Global Client Onboarding team, due diligence Managers and local Business officers.
 
 
 </li>
 </ul>
 
 D. Learning &amp; Knowledge
 
 
 
 <ul>
 <li>
 Maintain an understanding of all pertinent laws, regulations, policies/ procedures and applicable best practices
 
 
 </li>
 </ul>
 pertaining to the Group&rsquo;s operations/ activities locally and internationally in terms of AML/CFT and KYC.
 
 
 <ul>
 <li>
 Enhance the KYC training material and provide the training as per the annual training plan.
 </li>
 <li>
 Enhance the KYC training material and provide the training as per the annual training plan.
 
 
 </li>
 </ul>
 Managerial Attributes
 
 
 <ul>
 <li>
 Strong Communication skills for Liaison with National Regulators, FIU
 </li>
 <li>
 Evaluation and analysis of client data, transaction data and administration of compliance monitoring and
 
 
 </li>
 </ul>
 compliance on-boarding functions including KYC and CDD
 
 
 
 E. Legal, Regulatory, And Risk Framework Responsibilities
 
 
 
 <ul>
 <li>
 Comply with all applicable legal, regulatory and internal compliance requirements including, but not limited to,
 
 
 </li>
 </ul>
 Group Compliance Policies and Procedures (AML &amp; CTF, Sanctions Policy, Data Protection Policy, Fraud Control
 
 
 Policy, Whistle Blowing Policy, Conflict of Interest and Insider Dealing Policy).
 
 
 <ul>
 <li>
 Understand and effectively perform your role under the Three Lines of Defence principle to identify measure,
 
 
 </li>
 </ul>
 monitor, manage and report risks.
 
 
 <ul>
 <li>
 Ensure systematic good outcomes for clients in accordance with Conduct Risk policy.
 </li>
 <li>
 Support the framework of RCSA, KRI, Incident reporting and remediation, as appropriate, in accordance with the
 
 
 </li>
 </ul>
 Operational Risk Management requirements.
 
 
 <ul>
 <li>
 Maintain appropriate knowledge to ensure full qualification to undertake the role.
 </li>
 <li>
 Complete/attend all mandatory training provided by the Bank, attain, and maintain the required levels of
 
 
 </li>
 </ul>
 competence.
 
 
 <ul>
 <li>
 Maintain an excellent understanding of all pertinent AML/CTF laws, regulations, policies/ procedures and
 
 
 </li>
 </ul>
 applicable best practices pertaining to the Group&rsquo;s domestic operations/ activities.
 
 
 <ul>
 <li>
 Prepare and document all the system manuals with regular update.
 
 
 </li>
 </ul>
 Provision of inputs to the Department&rsquo;s training plan and thereby develop/ enhance the skill sets of Group
 
 
 Compliance personnel with respect to AML/ CTF measures/ initiatives and provide them with opportunities for
 
 
 career development. Also, identify areas for professional development of self and other Group Compliance
 
 
 personnel
 
 
 
 F. Other
 
 
 
 <ul>
 <li>
 Unrestricted access at any time to all information, records, personnel and property in Qatar and overseas (as and
 
 
 </li>
 </ul>
 when applicable) that is required for the effective discharge of his responsibilities. Shall we refer to subsidiaries,
 
 
 <ul>
 <li>
 Maintain utmost confidentiality with respect to the information obtained during the day-to-day performance of his
 
 
 </li>
 </ul>
 duties/ responsibilities.
 
 
 <ul>
 <li>
 Evaluation and analysis of client data, transaction data and administration of compliance monitoring and
 
 
 </li>
 </ul>
 compliance on-boarding functions including KYC and CDD.
 
 
 
 Education/Experience Requirements
 
 
 
 Education and Experience Requirements
 
 
 <ul>
 <li>
 Bachelor degree with professional qualifications such as CCO/ CIA/ CPA.
 
 
 </li>
 </ul>
 
 Required Special Skills
 
 
 
 <ul>
 <li>
 Good understanding of the relevant regulatory pronouncements of QNB Group regulators including but not limited
 
 
 </li>
 </ul>
 to QCB, QFMA, QFC, FSA, MIFID, MAS and Banque de France, Federal Swiss Banking Commission regulations
 
 
 and other relevant pronouncements impacting the Group&rsquo;s operations.
 
 
 <ul>
 <li>
 A strong understanding of the requirements of the Money Laundering Regulations and the Joint Money
 
 
 </li>
 </ul>
 Laundering Steering Group Guidance. Strong analytical skills required to organize and analyze multiple, complex
 
 
 data sets. Excellent report writing skills.
 
 
 <ul>
 <li>
 Ability to analyze the impact of changes in the relevant regulations on the Group&rsquo;s compliance risk profile
 
 
 </li>
 </ul>
 pertaining to its operations in so far as KYC activities are concerned.
 
 
 <ul>
 <li>
 In depth knowledge of banking policies/ procedures, regulatory and best practice pronouncements pertaining to
 
 
 </li>
 </ul>
 KYC.
 
 
 <ul>
 <li>
 Strong Microsoft Office skills (e.g., Word, Excel, Outlook). Problem solving and decision making ability.
 </li>
 <li>
 Strong knowledge of banking systems. People Management Skills.
 </li>
 <li>
 Develop networks and relationships with internal and external compliance, financial crimes and sanctions
 
 
 </li>
 </ul>
 professionals.
 
 
 <ul>
 <li>
 Identify appropriate projects and initiatives and participate in those allocated timelines &amp; budgets.
 </li>
 <li>
 Attend and constructively contribute to compliance team meetings and other internal committees/ meetings as
 
 
 </li>
 </ul>
 required from time to time. Promote common compliance standards across all jurisdictions
 
 
 <ul>
 <li>
 Understand the Core Banking System
 
 
 </li>
 </ul>
 Note: you will be required to attach the following:
 
 
 <ul>
 <li>
 Resume/CV
 </li>
 <li>
 Copy of Passport or QID
 </li>
 <li>
 Copy of Education Certificate
 </li>
 <li>
 Copy of Birth Certificate
 </li>
 </ul>
</div>

QNB3631 - Associate - Customer Compliance

HSBC

<div>Some careers grow faster than others.
 
If you&rsquo;re looking for a career where you can make a real impression, join HSBC and discover how valued you&rsquo;ll be. 
Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a more integrated framework, which enables HSBC to manage financial crime risk more effectively. It builds stronger controls to improve the way Financial Crime Compliance risks are managed to spot gaps as well as trends so that the team can act. It proactively gathers and analyses financial intelligence in a smart way so that suspicious transactions, activities or connections can be identified, and we can adequately protect our customers from the threat of financial crime. 
We are currently seeking an ambitious individual to join our Financial Crime Compliance team, working together with colleagues to define, manage and achieve divisional business targets. 
Role Purpose: 
The jobholder will directly report to the UAE MLRO and assist in the management of the end-to-end internal and external Production Order / Law Enforcement and regulatory requests, from the Central Bank of UAE (CBUAE), Securities and Commodities Authority (SCA), UAE Financial Intelligence Unit (FIU), and Law Enforcement Authorities (LEAs), for all Onshore HSBC operations in the UAE. The jobholder is also responsible in managing regulatory correspondences with the CBUAE, UAE FIU, SCA, LEA on Production Order enquiries, including Search &amp; Freeze / Seach / ECDD / Request for Information (RFI) Notices. The AML Engagement Manager will also assist in the generation of country / regional MI for the consumption of various stakeholders within country and regional senior management or governance committees. The jobholder will also support the team&rsquo;s compliance with the Records Management and Document Retention Policy.<div> 
Duties &amp; Responsibilities: 
<ul><li>Manage the end-to-end process of Production Order Management process in the UAE, and ensuring that the PO enquires are timely actioned and responded to back to the authorities in accordance with regulatory requirements and current legislation. Ensure that the internal procedure and external SLA are adhered to, in fulfilments of all requests to the authorities in a timely manner as set out in procedures.</li><li>Manage the UAE FIU / CBUAE PO enquiry Portals.</li><li>Manage the MLRO and UAE AML Compliance central mailbox that receives referrals and escalations from external and internal stakeholders, in relation to Production Order</li><li>Lead and manage risk management ad-hoc AML projects at the direction of the Head of UAE Financial Crime.</li><li>Responsible for overseeing the relationship management with the Authorities and supporting in a Leading role. Brief internal and external stakeholders, including regulatory bodies and law enforcement.</li><li>Generate accurate and timely risk and operational metrics (consistent to global metrics) for the programme to inform senior management of AML current and emerging risks.</li><li>Support the management of the Country AML Plan, in conjunction with the UAE Head of AML / MLRO Provide ongoing analysis of the Country AML MI to provide a strategic appraisal of emerging issues and recommendations.</li><li>Ensure local issues are escalated to Country AML and within the country, managed to closure.</li></ul></div><ul><li> 
Knowledge, Skills &amp; Experience: 
<ul><li> Graduation degree is REQUIRED&ndash; to secure a UAE Visa and Work Permit</li></ul></li><li>
Bachelor&rsquo;s degree in business management, Finance &amp; Accounting or Engineering or any related disciplines is required. 
<ul><li>The jobholder must have at least 3 years&rsquo; experience in AML and Sanction Compliance roles.</li><li>Experience of the full range of personal and commercial banking services and have a strong subject matter expertise in the area of Anti-Money laundering including regulatory environment and regional regulations.</li><li>The ability to multi-task across many fields involving potentially complex projects and multiple teams</li><li>Experience of people management is required.</li><li>Proven communication and influencing skills with the ability to communicate and in writing at all levels</li><li>An excellent command in English</li><li>Proven user of Micrsoft Word, Excel, Power Point and Excel</li></ul></li></ul> 
For further details and application information please visit our careers site, searching under reference number. 
We support our staff to adopt flexible and alternative ways of working where possible, including working from home and different hours subject to approvals. 
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment. 
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. 
Issued by The Hong Kong and Shanghai Banking Corporation Limited.</div>

AML Engagement Manager (UAE Nationals Only)- Al Ain

AJYAL HR Solutions & Services

<div>
 
 
 Tasks and Responsibilities:
 
 
 <ul>
 <li>
 Develop and implement an effective legal compliance and AML program
 </li>
 <li>
 Create sound internal controls and monitor adherence to them
 </li>
 <li>
 Assist with the drafting and revision of Company policies
 </li>
 <li>
 Internal control and Risk Management
 </li>
 <li>
 Banking Service
 </li>
 <li>
 Legal
 </li>
 <li>
 Insurance (Broker)
 </li>
 <li>
 Sanction Screening
 </li>
 </ul>
 
 
 Qualifications and Experience:
 
 
 
 
 
 <ul>
 <li>
 BSc/BA in law or a related field
 </li>
 <li>
 3-5 years of experience in Compliance Management
 </li>
 <li>
 In-depth knowledge of legal requirements and controls (with an emphasis in Anti-Money Laundering rules and regulations)
 </li>
 <li>
 Excellent communication skills
 </li>
 <li>
 Integrity and professional ethics
 </li>
 <li>
 Business acumen
 </li>
 <li>
 Teamwork skills
 </li>
 <li>
 Attention to detail
 </li>
 </ul>
 
 
 
 
 
 Note: We thank all applicants for their interest however only those candidates who are shortlisted will be contacted.
 
 
</div>

Compliance and Operations Officer

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