aml compliance officer

CDSL VENTURES

Job Description &ndash; Compliance Officer (KRA Operations, IFSC - GIFT City)Salary: Rs 12-15 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Compliance Officer (Deputy Manager) &ndash; KRA Operations Location: GIFT City, Gandhinagar, Gujarat (IFSC) Department: Compliance &ndash; KYC Registration Agency Reports To: Senior Manager / Head of ComplianceRole Objective:To ensure day-to-day regulatory compliance and reporting under the IFSCA framework for KRA operations, while supporting the Principal Officer in meeting all legal and regulatory requirements.Key Responsibilities:<ul><li>Monitor KRA operations for ongoing compliance with applicable IFSCA regulations, AML/CFT guidelines, and data governance standards.</li><li>Review and update internal compliance manuals and SOPs in accordance with regulatory changes.</li><li>Assist in preparing regulatory submissions, inspection responses, and internal compliance reports.</li><li>Conduct periodic internal reviews, risk assessments, and compliance testing.</li><li>Act as the first line of compliance for operational teams &mdash; reviewing alerts, escalations, and KYC anomalies.</li><li>Support in coordinating regulatory audits and implement corrective action plans.</li><li>Provide regular training and updates to staff on regulatory changes and compliance best practices.</li><li>Maintain proper documentation and audit trails for compliance and KYC activities.</li><li>Liaise with the Principal Officer and legal counsel on regulatory interpretations.</li></ul>Required Qualifications &amp; Skills:<ul><li>Bachelor&rsquo;s or Master&rsquo;s degree in Law, Finance, or Compliance-related discipline.</li><li>Minimum 5&ndash;8 years of relevant experience in financial services compliance, preferably in KYC/AML functions.</li><li>Strong working knowledge of SEBI/IFSCA regulations, AML guidelines, and KRA processes.</li><li>Certification in AML/KYC or Compliance (e.g., CAMS) preferred.</li><li>Detail-oriented with good analytical and reporting skills.</li><li>Excellent interpersonal skills and the ability to liaise with regulators and internal stakeholders.</li></ul>Job Types: Full-time, PermanentPay: &#8377;1,200,000.00 - &#8377;1,500,000.00 per yearBenefits:<ul><li>Cell phone reimbursement</li><li>Health insurance</li><li>Internet reimbursement</li></ul>Education:<ul><li>Bachelor's (Required)</li></ul>Work Location: In person

Compliance Officer - Gift City

Bitunix

About the job MLRO (Money Laundering Reporting Officer) Job Overview The AML/MLRO will be responsible for building and overseeing the companys AML framework, ensuring compliance with UAE and international standards. The candidate will manage regulatory interactions, oversee licensing, and lead AML/CTF processes across the organization. Experience Level: 3-7 years in AML compliance (preferably within cryptocurrency or financial services). Key Responsibilities Develop, implement, and maintain a co About the job MLRO (Money Laundering Reporting Officer) Job Overview The AML/MLRO will be responsible for building and overseeing the companys AML framework, ensuring compliance with UAE and international standards. The candidate will manage regulatory interactions, oversee licensing, and lead AML/CTF processes across the organization. Experience Level: 3-7 years in AML compliance (preferably within cryptocurrency or financial services). Key Responsibilities Develop, implement, and maintain a comprehensive AML/CTF compliance program aligned with UAE and global regulations (FATF, etc.). Conduct risk assessments, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD). Monitor transactions and identify/report suspicious activity to the UAE Financial Intelligence Unit (FIU). Act as the primary point of contact with regulators and authorities for AML matters. Lead setup and management of AML processes, systems, and controls. Oversee licensing and regulatory compliance with Dubais VARA and other relevant authorities. Conduct staff training and awareness programs on AML/CTF regulations. Coordinate internal/external audits and maintain compliance records. Continuously update AML policies and procedures to address emerging risks. Job Requirements Bachelors degree in Law, Finance, Accounting, or a related field. 37 years of AML compliance experience (cryptocurrency, fintech, or financial services preferred). Proven experience establishing AML programs. Strong knowledge of UAE AML regulations and FATF standards. Professional certifications (e.g., CAMS, VARA-approved AML certifications) highly preferred. In-depth knowledge of AML tools and transaction monitoring systems. Familiarity with blockchain and cryptocurrency operations. Strong analytical, investigative, and communication skills. Preferred Attributes Ability to liaise confidently with regulators and auditors. Experience conducting risk assessments and developing compliance frameworks from scratch. Proactive, independent, and able to manage compliance initiatives. Location: Dubai, UAE

MLRO (Money Laundering Reporting Officer)

Bank of Baroda

<ul><li>Ensure compliance with the guidelines issued by the Central Bank of the UAE (CBUAE), the Reserve Bank of India (RBI), and the Corporate Office with respect to AML/KYC and regulatory requirements.</li><li>Monitor the conduct of business to promptly identify and address any breaches of regulatory or internal compliance requirements.</li><li>Liaise with relevant regulatory and statutory authorities (including the CBUAE and FIU) and represent the territory on compliance and AML matters.</li><li>Investigate suspicious transactions and, where required, file Suspicious Transaction Reports (STRs) with the local authorities within the prescribed timelines.</li><li>Submit the monthly Compliance Certificate to the Group Chief Compliance Officer at the Corporate Office, reflecting the factual status of KYC/AML/OFAC compliance in the territory.</li><li>Act as the nodal officer for preparing analytical data on AML and regulatory compliance issues for senior management, and exercise adequate oversight.</li><li>Ensure that transaction monitoring alerts are cleared on a daily basis, and verify at least 5% of alerts on a random basis.</li><li>Periodically review transaction monitoring scenarios to assess the effectiveness of the system.</li><li>Conduct Compliance Quality Assurance Tests, prepare reports, and develop action plans with timelines to address identified gaps.</li><li>Establish and maintain compliance and AML policies to be followed by all employees in the territory.</li><li>Review and update KYC, AML, and other compliance policies periodically to reflect local laws and regulatory updates.</li><li>Ensure that records are maintained in accordance with compliance and AML policies.</li><li>Ensure that existing and proposed data processing and information systems support compliance requirements, and assist in their continuous review.</li><li>Organize and oversee training programs in coordination with the HR Department to ensure employees are aware of and understand their compliance and AML responsibilities.</li><li>Coordinate with the Corporate Office compliance team in India</li></ul>

CHIEF COMPLIANCE OFFICER & MLRO

Emcredit Limited

We are Hiring!!! Job Title: Compliance Officer & Money Laundering Reporting Officer (MLRO) Employment Type: Permanent Workplace Type: On-site Note:<ul><li>Applicants must already be based in Dubai.</li><li>School certificate/document must be attested in Dubai, UAE, through the Ministry of Foreign Affairs (MOFA).</li></ul> We are seeking an experienced and highly skilled Compliance Officer & MLRO to join our team and ensure our full compliance with CBUAE regulations, FATF recommendations, and global financial crime prevention standards. The ideal candidate will bring deep expertise in AML/CFT frameworks, risk-based supervision, and transaction monitoring, and will act as the primary liaison with regulatory bodies. Regulatory Oversight:<ul><li>Serve as the appointed Compliance Officer & MLRO with CBUAE, ensuring compliance with:</li></ul> o CBUAE AML/CFT Guidelines & Guidance for Financial Institutions (including RPSP-specific guidance) o Retail Payment Services Regulation (RPSCS Rulebook) o FATF Recommendations, including Proliferation Financing (PF) and Targeted Financial Sanctions (TFS) requirements.<ul><li> Liaise with CBUAE, FIU, and other competent authorities on all AML-related matters</li><li>Submit STRs/SARs via the goAML platform in a timely and complete manner</li></ul> Compliance Program Management:<ul><li>Design, implement, and regularly update the AML/CFT framework in accordance with UAE laws, FATF standards, and RBS (Risk-Based Supervision) principles.</li><li> Conduct regular enterprise-wide risk assessments covering products, geographies, customers, delivery channels, and PF/TFS exposure.</li><li>Conduct annual self-assessment in line with CBUAE RBS requirements and maintain continuous monitoring protocols.</li><li>Establish and maintain AML/CFT policies, procedures, and internal controls.</li></ul> Transaction Monitoring & Investigation:<ul><li>Lead implementation and governance of transaction monitoring systems.</li><li>Oversee alert reviews, case investigations, escalation protocols, and reporting.</li><li>Integrate AML/CFT monitoring with fraud detection and cybersecurity incident reporting to ensure comprehensive oversight.</li><li>Maintain a robust audit trail of all compliance decisions and documentation.</li></ul> Customer / Business Due Diligence:<ul><li>Oversee KYC/KYB screening processes for onboarding and ongoing monitoring.</li><li> Ensure adherence to CBUAE requirements on identity verification, beneficial ownership, risk scoring, and re-verification.</li><li>Implement TFS screening and PF risk mitigation procedures at onboarding and throughout the customer lifecycle.</li></ul> Training & Internal Awareness:<ul><li>Develop AML/CFT training modules (including PF/TFS compliance) for all staff and deliver periodically.</li><li>Keep the Board Audit/Compliance Committee and senior management informed on key risks, STRs/SARs, PF/TFS compliance, and regulatory developments.</li><li>Prepare quarterly reports, bi-annual compliance reports, and the Annual MLRO Report to CBUAE.</li><li>Conduct annual AML/CFT training for the Board with signed declarations of completion.</li></ul> Audit, Testing & Supervision:<ul><li>Lead internal compliance reviews and gap assessments.</li><li>Participate in or lead responses to CBUAE inspections, audits, and corrective action plans.</li><li>Maintain recordkeeping as per AML requirements (minimum 5 years).</li></ul> License Support & Global Scheme Compliance:<ul><li>Provide regulatory compliance input for new license applications or service expansions.</li><li>Ensure alignment with Visa, Mastercard, and other card network compliance requirements.</li><li>Coordinate responses to external scheme audits.</li></ul>

Compliance Officer & Money Laundering Reporting Officer (MLRO)

SecurePay

<ul><li>Position: Compliance Officer (Fintech) at SecurePay, Dehradun (Full-time).</li><li>Work directly with founders to ensure regulatory and statutory compliance.</li><li>Oversee RBI, AML/KYC, FIU-IND, and DPDP Act compliance activities.</li><li>Develop and implement a comprehensive compliance framework for fintech operations.</li><li>Conduct audits, risk assessments, and monitor regulatory changes.</li><li>Manage partner bank documentation and ensure timely filings.</li><li>Ensure data protection, cybersecurity, and corporate governance standards.</li><li>Collaborate with internal teams to integrate compliance into business processes.</li><li>Qualification: Bachelor&rsquo;s in Law/Finance/Business; CAMS/CRCM preferred.</li><li>Experience: 2&ndash;5 years in fintech or financial services compliance.</li></ul>Job Types: Full-time, PermanentPay: &#8377;300,000.00 - &#8377;600,000.00 per yearBenefits:<ul><li>Food provided</li><li>Provident Fund</li></ul>Application Question(s):<ul><li>How many years of experience you have as an Compliance officer?</li><li>Current location?</li><li>Mention your current CTC?</li><li>Notice period to be served in current organisation?</li></ul>Work Location: In person

Compliance Officer

HH Salon

Role Overview:The Compliance Officer / MLRO is responsible for overseeing the company&rsquo;s Anti-Money Laundering (AML) and Counter	Financing	of	Terrorism	(CFT)	programs	in	full	compliance	with	Qatar Central	Bank	(QCB)	regulations.	Operating	under	a	digital	BNPL	model,	the	MLRO	plays	a	critical	role	in	designing	and	managing	transaction	monitoring	systems,	conducting	investigations,	reporting	suspicious	activity,	and	ensuring	that	all	AML/CFT	measures	are robust and up to date. The MLRO is the designated point of contact with the QCB&rsquo;s Financial Intelligence	Unit	(FIU)	and	plays	a	strategic	and	operational	role in	safeguarding from	financial	crime. The Compliance Officer / MLRO is also responsible	for	developing,	implementing,	and overseeing	the	company's	compliance	framework	to	ensure	full	alignment	with	Qatar	Central Bank (QCB) regulations, including AML/CFT obligations, and data protection laws. The	ideal	candidate	will	have	a	deep	understanding	of	QCB	regulatory	frameworks,	fintech compliance standards, and experience working in a regulated financial services or payment environment.Key Responsibilities:<ul><li>Develop and implement a comprehensive AML/CFT compliance framework aligned with	QCB	requirements	and	global	best	practices.</li></ul><ul><li>Act	as	the	principal	liaison	with	the	QCB&rsquo;s	Financial	Intelligence	Unit	(FIU), submitting Suspicious Transaction Reports (STRs) and responding to regulatory inquiries.</li></ul><ul><li>Conduct ongoing risk assessments of customers, products, and services to identify potential areas of money laundering and terrorism financing risk.</li></ul><ul><li>Oversee the setup and continuous improvement of transaction monitoring systems</li></ul>tailored	to	BNPL	user	behavior	and	merchant	activity.<ul><li>Investigate alerts and suspicious patterns arising from KYC, onboarding, repayment</li></ul>cycles,	and	transactional	data.<ul><li>Maintain detailed records of AML investigations, audit trails, and STR filings.</li></ul><ul><li>Ensure all onboarding, customer due diligence (CDD), and enhanced due diligence</li></ul>(EDD)	processes	are	aligned	with	QCB	guidelines<ul><li>Design, implement, and maintain a robust compliance management system tailored</li></ul>to	BNPL	operations	and	fintech	risks.<ul><li>Serve as the primary liaison with the Qatar Central Bank (QCB) and other regulatory</li></ul>bodies,	managing	correspondence,	filings,	sandbox	testing	protocols,	and	licensingobligations.<ul><li>Conduct periodic compliance risk assessments across departments and business</li></ul>processes	to	proactively	identify	and	mitigate	regulatory	risks.<ul><li>Oversee product and marketing compliance reviews to ensure transparency,</li></ul>fairness,	and	customer	protection<ul><li>Ensure the company's digital systems and third-party integrations (e.g., payment</li></ul>gateways,	KYC/AML	vendors)	meet	regulatory	standards	for	data	security,transaction	monitoring,	and	consumer	disclosures.<ul><li>Lead and deliver compliance training programs for staff across all levels, fostering a</li></ul>culture	of	awareness	and	ethical	responsibility.<ul><li>Monitor regulatory changes in Qatar and across the MENA region and assess their</li></ul>implications	on	business	operations.<ul><li>Prepare and submit regulatory reports, audit responses, and compliance</li></ul>documentation	to	internal	and	external	stakeholders.<ul><li>Support due diligence processes for vendors, merchants, and partners to mitigate</li></ul>third-party	compliance	risks<ul><li>Ensure the company's digital systems and third-party integrations (e.g., payment</li></ul>gateways,	KYC/AML	vendors)	meet	regulatory	standards	for	data	security,transaction	monitoring,	and	consumer	disclosures.<ul><li>Monitor regulatory changes in Qatar and across the MENA region and assess their</li></ul>implications	on	business	operations.<ul><li>Prepare and submit regulatory reports, audit responses, and compliance</li></ul>documentation	to	internal	and	external	stakeholders.<ul><li>Support due diligence processes for vendors, merchants, and partners to mitigate</li></ul>third-party	compliance	risksKey Competencies &amp; Skills:<ul><li>Expertise in regulatory compliance and risk management (QCB-specific)</li></ul><ul><li>Strong analytical and investigative skills</li></ul><ul><li>High attention to detail and documentation accuracy</li></ul><ul><li>Clear and confident communication with regulatory bodies and internal</li></ul>stakeholders<ul><li>Ability to interpret legal and regulatory language into actionable business guidance</li></ul><ul><li>Collaborative, ethical, and solutions-driven approach</li></ul>Job Type: Full-time

Compliance Officer / MLRO

Northwestern Mutual

About the Job:The Enterprise AML Officer leads the Anti-Money Laundering (AML) Team in Northwestern Mutual's Enterprise Compliance Department and is responsible for leading the development, implementation, and maintenance of the company's AML and sanctions compliance programs. The role currently serves as the AML Officer for The Northwestern Mutual Life Insurance Company (NM) and its operating subsidiaries Northwestern Mutual Investment Services, LLC (NMIS) (registered broker-dealer), Northwestern Mutual Wealth Management Company (WMC) (limited purpose federal savings bank), and Northwestern Mutual Series Fund, Inc. (NMSF) (registered investment company). The AML Officer ensures the adequacy and effectiveness of compliance policies, procedures, monitoring and controls established to comply with AML and sanctions obligations. What You'll Do:<ul><li>Coordinate and manage the enterprise AML policies, procedures and controls to ensure compliance by NM and its operating subsidiaries with applicable AML laws and regulations, including but not limited to Bank Secrecy Act, customer identification program (CIP), customer due diligence (CDD), OFAC sanctions and anti-terrorism funding, and other applicable laws and regulations. </li><li>Monitor applicable laws and regulatory trends to ensure the ongoing sufficiency of the AML and sanctions compliance programs.</li><li>Review and assess compliance testing, audit and examination findings and oversee the implementation of changes, enhancements or best practices to address them.</li><li>Evaluate enterprise-wide AML risk and advise on the proper allocation of AML resources. Oversee the investigation and resolution of AML matters. </li><li>Facilitate coordination of AML business and risk partners across the enterprise to ensure consistency and cooperation in assessing and addressing AML risk.</li><li>Responsible for overseeing the monitoring of insurance and securities transaction activity, watch list screening, customer risk ranking, transaction monitoring threshold tuning, and data integrity testing to effectively identify suspicious activity and meet regulatory obligations. Implements corrective procedures and action plans to enhance controls.</li><li>Ensure AML and sanctions-related reporting obligations are satisfied, including but not limited to suspicious activity reports (SAR), OFAC blocked property reports, and other required AML and sanctions-related regulatory reporting.</li><li>Coordinate major cross-departmental projects that impact the organization and business processes to effectively implement project deliverables related to AML risk management.</li><li>Responsible for ensuring the development and delivery of AML training content to manage AML risk and meet regulatory requirements for home office and field personnel.</li><li>Oversee certain functions performed by NMIS' clearing firm.</li><li>Consult with NM and operating subsidiary personnel and the company's field representatives regarding AML-related topics, training, updates and/or alerts.</li><li>Review, assess and report on the AML and sanctions compliance programs of external asset managers hired by NM and affiliates to manage assets. </li><li>Respond to regulatory exam requests regarding the AML program, including interviews with the examiners.</li><li>Prepare written annual compliance reports to applicable governance bodies regarding the operation and health of the AML and sanctions programs. </li><li>Chair the Enterprise AML Committee and the AML Executive Committee. Participates on various divisional, departmental, and enterprise-wide projects and committees as needed.</li></ul>As a team leader, this position is responsible for managing a team to achieve company and department goals, supporting team development, and executing team responsibilities. Key duties include setting clear objectives, providing feedback, fostering a collaborative work environment, coordinating tasks, setting priorities and allocating resources, and ensuring team members have the necessary support. The role also involves monitoring performance, addressing conflicts, and implementing continuous improvement strategies to build a motivated, high-performing team that consistently meets or exceeds expectations.What You'll Bring to the Role:<ul><li>Bachelor's Degree</li><li>Knowledge of the Bank Secrecy Act, USA Patriot Act, and related rules and regulations of FinCEN, the SEC and FINRA, federal banking regulators, and state insurance regulators, as applicable. </li><li>FINRA Series 7 and 9/10 or 24</li><li>Minimum of 10 years of progressively responsible work experience in securities operations and/or compliance.</li><li>In-depth understanding of AML regulations and statutes relating to risk and investment products, investment management and trust services.</li><li>Knowledge of insurance, securities, and advisory products, services and operations.</li><li>Demonstrated strong leadership, decision-making and written and verbal communication skills.</li><li>Demonstrated ability to design and implement systems to monitor transactions and trends to identify AML and sanctions risks.</li><li>Demonstrated ability to use data analytics to make risk aware decisions.</li><li>Ability to effectively communicate requirements to, negotiate with, and influence others across departmental lines within the organization and members of field management.</li><li>Certified Anti-Money Laundering Specialist (CAMS) designation required or obtained within 6 months of hire.</li></ul>Skills You Have:<ul><li>Project Management - Advanced</li><li>Accountability - Advanced</li><li>Attention to detail - Expert</li><li>Cross-Functional Partnering & Planning - Expert</li><li>Policy & Procedure - Expert</li><li>Risk Assessment & Identification - Expert</li><li>Business Influence - Advanced</li><li>Continuous Improvement - Expert</li><li>Decision Making - Expert</li></ul>This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 10 - FINRA, Series 24 - FINRA, Series 7 - FINRA, Series 9 - FINRACompensation Range: Pay Range - Start: $112,210.00 Pay Range - End:$208,390.00 Geographic Specific Pay Structure: We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you're living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives. FIND YOUR FUTURE We're excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first-class perks, benefits, and our commitment to a culture of belonging.<ul><li>Flexible work schedules</li><li>Concierge service</li><li>Comprehensive benefits</li><li>Employee resource groups</li></ul>PandoLogic. Category:Finance,<img src="https://www.jobg8.com/Tracking.aspx?HWj0hyYwVU2Xh0ZrnJBxKQLooANCFWtFg" width="0" height="0" />

Sr Director, Enterprise AML Officer

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