aml compliance specialist

PwC India

<div>
 
 
 Specialist / Associate / Senior Associate &ndash; Domestic Market
 
 
 
 
 Location: Mumbai
 
 
 
 
 Department: Financial Crime Compliance
 
 
 
 
 
 
 PwC India&rsquo;s Financial Crime Compliance (FCC), Forensic team assists our clients in the Financial Services Industry in overcoming challenges posed by the financial crime, increasing regulatory demands, and operational and technological obstacles through collaboration and innovation. The team provides consultancy and operational support in the AML/CFT related areas such as KYC, Transaction Monitoring, Risk Assessment, Sanctions, FRM, Mule account review and Compliance governance to help clients prevent, detect and respond to financial crime and also demonstrate robust regulatory compliance. The team helps clients transform their AML framework by executing strategies to reduce operational complexity through streamlined processes, technology optimization, and resource efficiency to deliver cost-effective, high-quality services to our Clients. As a Consultant/ Senior Consultant in the FCC team, your roles will be the following.
 
 
 
 
 
 
 Key Responsibilities:
 
 
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 Key contributions to the delivery of client or internal engagement, programs or processes e.g., determine what needs to be done by exploring innovative solutions, engage with your team, seniors, and the client stakeholders to develop your understanding of client problem statement, take ownership for the quality and efficiency of the deliverables and contribute to the client account planning.
 </li>
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 Proactively identify areas of improvement or efficiencies in Client engagements.
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 Keeping up with the trends and developments in the Financial Services industry and particularly in the AML/ CTF/ Sanctions regulatory area including domestic (RBI, PMLA and FIU-IND etc.) and global guidance and best practices (FATF, UK JMLSG, Wolfsberg Group etc.) and supporting seniors in translating them into valuable and practical advice to Clients.
 </li>
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 Understanding of the financial crime technologies (including regulatory technologies) and platforms supporting financial crime prevention and detection.
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 Understanding of financial fraud investigations (for e.g., asset tracing, money laundering, suspected violation of ethics, regulatory investigations &amp; open-source intelligence), FCPA (Foreign corrupt practices Act) / UKBA (United Kingdom Bribery Act) compliance reviews, fraud risk assessment, employee misconduct reviews, EWRA (enterprise wide risk assessment reviews), Third-party risk assessment, other risk management activities and risk assessments within FCC domain.
 </li>
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 Collaborating with technology and other vendors for joint sales and marketing initiatives in relation to financial crime compliance consulting and products.
 </li>
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 Working together in the team, mentoring and coaching others to support a positive, caring, and collaborative work environment.
 </li>
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 Active participation in collaboration with other practices in PwC and the global PwC network to support client projects/ internal initiatives.
 </li>
 </ol>
 
 
 
 
 
 Additional Responsibilities for Senior Associate Level:
 
 
 <ol>
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 Lead small teams or workstreams within large engagements, ensuring high-quality delivery and adherence to project timelines.
 </li>
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 Review and quality-check work completed by Associates and provide constructive feedback.
 </li>
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 Manage client communications and contribute to stakeholder updates and presentations.
 </li>
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 Support the development of proposals, methodologies, and training materials for financial crime engagements.
 </li>
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 Contribute to thought leadership and knowledge sharing on emerging FCC trends, technologies, and regulations.
 </li>
 </ol>
 
 
 
 
 
 Required Qualifications and Experience
 
 
 <ol>
 <li>
 Bachelor&rsquo;s or Master&rsquo;s degree in Finance, Business, Economics, Law, or related field.
 </li>
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 Previous experience (3+ years), preferably in Financial Crime Compliance at a global financial institution or a leading consulting firm.
 </li>
 <li>
 Experience of working with the domestic financial institutions including Banks, Fintechs and NBFCs.
 </li>
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 In-depth technical knowledge in an AML area (KYC, Transaction Monitoring, Sanctions, Compliance Governance).
 </li>
 <li>
 Sound knowledge of domestic and global regulatory guidelines around AML including RBI, PMLA, FIU, FATF, FCA, FinCEN, Wolfsberg group, Basel Committee etc.
 </li>
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 Good understanding of the financial services industry (e.g., business and operating models, products and services, and culture).
 </li>
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 Experience in AML framework such as designing policies and procedures, risk assessment, due diligence, risk categorization, ongoing monitoring, and implementing of processes.
 </li>
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 Technical knowledge in the area of Operational risk management like Fraud risk management, Vendor due diligence, etc.
 </li>
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 Good organizational skills with the ability to plan, organize and prioritize tasks and projects and adapt quickly to changing priorities.
 </li>
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 Must possess excellent time-management, problem-solving, and critical thinking capabilities
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 Strong analytical and report-writing skills with attention to detail.
 </li>
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 Excellent communication, presentation, and stakeholder management skills.
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 </ol>
 
 
 
 
 
 Preferred Certifications
 
 
 <ol>
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 CAMS (Certified Anti-Money Laundering Specialist), CFE, or equivalent FCC qualification.
 </li>
 </ol>
 
 
</div>

Senior Associate – Domestic Market

Valleysoft

<div>Valleysoft | Center of Excellence is a regional IT services provider based in Egypt, serving clients globally since 2006. The company collaborates with global partners like Oracle to address diverse business and technical challenges, from enterprise application development to process management. Valleysoft's vendor-neutral and process-oriented approach, coupled with operational maturity, ensures high-quality and cost-effective services for clients.<h3 class="jobSectionHeader">
Responsibilities</h3><ul>
<li>Conduct comprehensive AML compliance reviews and audits to assess the adequacy of existing procedures and controls.</li>
<li>Perform transaction monitoring and suspicious activity investigations, documenting findings and recommendations.</li>
<li>Develop and implement AML policies and procedures to meet regulatory requirements and industry best practices.</li>
<li>Maintain current knowledge of AML regulations, legislation, trends, and best practices to ensure compliance.</li>
<li>Prepare and present reports on AML issues and findings to management and regulatory authorities.</li>
<li>Train and educate staff on AML policies, procedures, and risk awareness.</li>
<li>Collaborate with cross-functional teams to foster a culture of compliance and risk management.</li>
<li>Participate in the development of risk assessments and mitigation strategies for emerging money laundering threats.</li>
<li>Support internal and external audits related to AML compliance.</li>
<li>Respond to inquiries from regulatory bodies and assist in examinations or audits.</li>
</ul>
Requirements<ul>
<li>
At least 3 years&rsquo; experience in SAS implementation solution for Anti money laundry
</li><li>Proven experience in configuring SAS modules and creating business scenarios
</li><li>Financial industry experience, particularly in AML, Compliance, and risk management roles.
</li></ul>Skills:<ul>
<li>
Strong understanding of AML regulations and compliance frameworks.</li>
<li>Expertise in conducting investigations and risk assessments.</li>
<li>Excellent critical thinking and problem-solving skills.</li>
</ul>
Benefits<ul>
<li>
Private Health Insurance</li>
<li>Training &amp; Development</li></ul></div>

AML Senior Analyst

Bab ishtar Group

Role SummarySupport the build-out and day-to-day running of our Compliance Management System (CMS). You&rsquo;ll help with regulatory submissions, AML/CFT operations, monitoring &amp; testing, complaints handling, vendor/outsourcing oversight administration, and compliance reporting.Key Responsibilities<ul><li>Regulatory admin: Prepare drafts of filings/returns, keep a live obligations register updated, track deadlines, and maintain evidence folders.</li><li>Policies &amp; approvals: Version-control policies/procedures; run checklists for product/marketing reviews and log approvals.</li><li>AML/CFT operations: Perform KYC file checks, sanctions/PEP screening triage, periodic refreshes, and STR/SAR pack preparation for MLRO sign-off.</li><li>Monitoring &amp; testing: Execute sampling and walkthroughs against monitoring plans; document findings and follow up on remediation actions.</li><li>Complaints &amp; conduct: Maintain the complaints register, track SLAs/root causes, and prepare monthly MI.</li><li>Third-party/outsourcing: Collect due-diligence documents, maintain the vendor register, and track contractual/oversight requirements.</li><li>Incidents &amp; issues: Log incidents/breaches, coordinate root-cause artifacts, and track closure to sign-off.</li><li>Training &amp; records: Run the training tracker (assignments, completion, attestations) and ensure records/retention standards are met.</li><li>Board/management reporting: Compile concise MI packs and dashboards for senior management and committees.</li></ul>Qualifications<ul><li>2&ndash;4+ years in financial-services compliance or AML/CFT (internships count); GCC/Qatar experience is a plus.</li><li>Working knowledge of regulatory expectations around AML/CFT, complaints, outsourcing, conduct, and reporting.</li><li>Strong documentation habits, attention to detail, and proficiency with spreadsheets and collaboration tools.</li><li>Clear communication in English; Arabic is a plus.</li><li>Nice to have: ICA/ACAMS coursework or similar foundational certification.</li></ul>Job Type: Full-timePay: QAR4,000.00 - QAR7,000.00 per monthExperience:<ul><li>Compliance: 3 years (Preferred)</li></ul>Location:<ul><li>Doha (Required)</li></ul>

Junior Compliance Officer

J. Awan & Partners

Job Purpose You will report to the Director of Compliance and be responsible for managing a portfolio of reinsurance nad commercial insurance client mandates and assisting us to build and execute our growth plans. The role requires converting existing company relationships to business in Dubai and the wider UAE region and supporting clients with structuring and executing industry leading regulatory compliance and anti-money laundering programs. Duties and Responsibilities for Compliance Officer &amp; MLRO (DIFC) Regulatory Compliance: <ul> <li>Act as the primary point of contact with DIFC regulatory bodies (DFSA) and other relevant authorities.</li> <li>Monitor and interpret regulatory changes, ensuring ongoing compliance with DIFC rules and DFSA regulations.</li> <li>Develop, implement, and regularly update internal compliance manuals, policies, procedures, and controls in line with regulatory standards.</li> <li>Conduct periodic risk assessments to proactively identify compliance gaps and vulnerabilities.</li> <li>Provide accurate and timely compliance reporting to senior management and the DFSA.</li> </ul> Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF): <ul> <li>Serve as the designated MLRO, overseeing the consultancy s AML/CTF framework.</li> <li>Implement robust AML/CTF controls, including client onboarding procedures, customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring.</li> <li>Investigate suspicious transactions and activities, submitting timely Suspicious Activity Reports (SARs) to the relevant authorities.</li> <li>Maintain thorough records of AML/CTF checks, compliance investigations, and SAR filings as per regulatory requirements.</li> </ul> Training and Awareness: <ul> <li>Develop and deliver regular compliance and AML/CTF training sessions for staff and management.</li> <li>Promote a strong culture of compliance and risk awareness within the consultancy.</li> <li>Provide guidance and support to colleagues on regulatory matters, AML/CTF obligations, and ethical conduct.</li> </ul> Audit and Monitoring: <ul> <li>Coordinate internal and external audits to ensure compliance with regulatory requirements and internal policies.</li> <li>Conduct regular compliance reviews and spot checks to validate adherence to established compliance procedures and controls.</li> <li>Identify weaknesses in internal controls and procedures, recommending effective remedial actions.</li> </ul> Advisory and Client Engagement: <ul> <li>Provide regulatory compliance advice and strategic consultancy services to clients, assisting them in navigating DIFC regulatory requirements.</li> <li>Ensure compliance services offered to clients meet the highest regulatory standards and expectations.</li> <li>Review and assess client documentation and compliance programs to provide actionable insights and enhancements.</li> </ul> Documentation and Reporting: <ul> <li>Maintain comprehensive documentation of compliance activities, policies, assessments, and reporting to ensure audit-readiness at all times.</li> <li>Prepare accurate and timely regulatory filings and reports to DFSA and other competent authorities.</li> </ul> Leadership and Communication: <ul> <li>Act as an influential member of the senior management team, effectively communicating compliance risks, obligations, and strategic initiatives.</li> <li>Foster strong relationships with internal stakeholders, external advisors, auditors, regulators, and clients, representing the consultancy with professionalism and integrity.</li> </ul> Continuous Improvement: <ul> <li>Stay abreast of industry developments, regulatory updates, and best practices in compliance and AML/CTF.</li> <li>Continuously refine and enhance compliance and AML systems, processes, and training programs to ensure excellence and innovation.</li> </ul> Skills and Experience j. awan &amp; partners seek a dynamic leader who is looking to take their career to the next level within a forward-thinking company with significant growth aspirations. A goal orientated, high achieving, motivational individual with a zest for life are the essential attributes for this role. At j. awan &amp; partners we believe in providing an environment where you can fully express your unique talents and we deliver unparallel learning and development opportunities for those who share our vision. Experience (essential to any successful application) <ul> <li>Significant demonstrable experience in dealing with regulatory authorities within the UAE and wider MENA region.</li> <li>At least 8 years overall industry experience with 4 or more years of direct compliance experience within the reinsurance industry.</li> <li>Direct experience in creating and implementing regulatory compliance programs within a successful financial services organization.</li> </ul> Skills <ul> <li>A highly capable individual who is able to overcome challenges and adapt to new ways of working to deliver results.</li> <li>Proven ability in building partnerships, collaborating, and influencing clients, team members and regulators.</li> <li>Outstanding analytical skills</li> <li>Exceptional oral and written communication skills, including the ability to effectively interact at all levels within the firm and with clients and regulators.</li> <li>Highly motivated self-starter with demonstrable ability to work independently and problem solve.</li> <li>Demonstrable organizational and time management skills.</li> <li>Significant will and ability to work well in a fast-paced environment.</li> </ul> Qualifications <ul> <li>Minimum bachelor s degree from a leading university with concentration preferably in law, finance, accounting or economics.</li> <li>Candidates with CAMS, CISI or ICA certifications are highly desired.</li> </ul>

Manager / Senior Manager Compliance (Insurance)

Deriv

<div>
 As a Compliance Analyst specialising in AML and Crypto Risk at Deriv, you'll safeguard our business and clients against financial crime by expertly navigating the intricate challenges of cryptocurrencies and blockchain transactions. Your analytical expertise will not only secure our operations but also reinforce the integrity of global financial and crypto markets. By leveraging advanced, AI-enhanced tools, you'll heighten our capacity to assess and manage crypto-related risks with unmatched precision and efficiency, creating a tangible and lasting impact on our organisation.
 
 
 AI is being embedded into our company DNA, across every department. For further information, please read our guide: &lsquo; AI at Deriv: Your future fuelled by innovation '.
 
 
 
 Your challenges:
 
 
 
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 Investigate flagged client accounts by analysing both crypto and fiat transactions to uncover potential AML/CTF risks
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 Carry out comprehensive KYC, KYT, CDD, EDD, and SOF/SOW checks, with particular emphasis on the risk exposure associated with virtual asset service providers (VASPs)
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 Assess high-value crypto deposit and withdrawal requests by reviewing wallet addresses, transaction histories, and employing risk scoring methodologies through AI-powered tools and blockchain analytics
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 Screen clients and wallets against politically exposed persons (PEP) lists, global sanctions databases, and adverse crypto or dark web exposures
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 Prepare and submit detailed internal compliance reports, suspicious transaction reports (STRs), and quarterly/annual AML/CTF filings to regulatory authorities
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 Collaborate with operational and product teams to provide guidance on crypto AML/CTF compliance, anti-fraud measures, and risk mitigation strategies, while continuously improving internal procedures
 
 
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 </ul>
 
 You may enjoy working with us if you:
 
 
 
 <ul>
 <li>
 Are enthusiastic about being part of a global team and appreciate working with people from over 80 different nationalities
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 Are good at using your smarts to tackle tricky regulatory challenges and enjoy trying out new AI tools to keep things secure
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 Enjoy being in a setting where you can solve problems, keep up with changing industry trends, and never stop learning
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 Take pride in doing the right thing, protecting our reputation, and playing a key role in keeping our operations safe and sound
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 Enjoy the intellectual stimulation of staying ahead of evolving crypto regulations, FATF guidance, and DeFi risks
 
 
 </li>
 </ul>
 
 Requirements:
 
 
 
 <ul>
 <li>
 Hold a university degree in finance, economics, law, risk management, criminology, business studies, data science or management and have 5+ years of compliance experience within the crypto and blockchain industry or fin-tech investment services.
 </li>
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 Possess strong knowledge of AML/CTF regulations, including VASP obligations and FATF recommendations, with proven experience in utilising blockchain analytics tools such as Chainalysis, TRM Labs or Elliptic for crypto wallet transaction monitoring
 </li>
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 Exhibit excellent analytical capabilities to identify patterns and anomalies in crypto transaction data, with proficiency in Excel and analysing complex datasets related to fiat and crypto transactions
 </li>
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 Communicate with clarity and precision in English, demonstrating meticulous attention to detail, strong organisational skills and the ability to make sound judgements based on limited information while upholding compliance standards
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 Work with integrity, reliability and a strong ethical foundation, while being self-motivated, adaptable to changing priorities and enthusiastic about embracing AI and blockchain technologies in compliance work
 
 
 </li>
 </ul>
 
 Company culture:
 
 
 
 <ul>
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 Join a diverse, inclusive workplace that values innovation and cross-cultural collaboration.
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 Enjoy competitive compensation, professional development opportunities
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 Be part of a company recognised for excellence and committed to career growth opportunities.
 
 
 </li>
 </ul>
 You&rsquo;ll be based at our modern office in Dubai&rsquo;s prestigious Business Bay, a key centre for Deriv&rsquo;s Middle Eastern operations. Our Dubai office is home to over 200 talented professionals from diverse nationalities, creating a truly global workplace. You&rsquo;ll thrive in an expat-friendly environment that celebrates diversity and encourages cross-cultural collaboration, with regular knowledge-sharing sessions and team events.
 
 
 Dubai&rsquo;s position as a global business hub, combined with its tax-free benefits, ultramodern lifestyle, and family-friendly environment with excellent schools and healthcare, creates the perfect setting for international professionals. Join us in Dubai to shape the future of online trading while experiencing life in one of the world&rsquo;s most dynamic and cosmopolitan cities.
 
 
 Our culture is unique, and we live by our values and leadership principles, so it&rsquo;s worth learning more about Deriv's culture .
</div>

Compliance Analyst - AML & Crypto Risk

Who We AreAt OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.About The OpportunityThe Compliance function at OKX is responsible for the overall compliance culture at the company. We re a team of risk-minded problem solvers who advise the business on the company s regulatory obligations and enterprise risk.What You ll Be DoingComplete comprehensive reviews of incoming customer onboarding cases and ensuring that the application of KYB principles are consistent with the Company s KYB policy and customer risk assessment. Reviewing KYB documents obtained from the customer, utilising our validation tools and reputable sources to verify the AML documentation. Requesting appropriate CDD/EDD documentation from customers to ensure that the AML onboarding process is complete in line with our AML policies and procedures. Follow up on pending CDD/EDD requests ensuring that communication is issued with the relevant SLA's. Investigating possible matches generated by the scanning application that the Company uses to screen customers against sanctions, PEP's and adverse media news and ensuring the appropriate action is taken. Provide information to management in respect of AML/CDD issues arising. Maintain delivery of a high quality service level to customers and other departments ensuring all queries are dealt with in a professional manner and escalating where appropriate. Support the enhancement of our CDD function and maintain procedures Manage specific projects, which may arise from time to time. What We Look For In YouCompletion of tertiary higher education such as Higher Diploma, Degree and onwards. You have two or more years  experience in AML and CDD/EDD review or in a KYC work domain, You are a  team player  who can work well within the function to deliver a quality service. You are excellent communication and writing skills, and are attentive to details. Excellent command of spoken and written English is required. Perks &amp; BenefitsCompetitive total compensation package L&amp;D programs and Education subsidy for employees' growth and development Various team building programs and company events Wellness and meal allowances Comprehensive healthcare schemes for employees and dependents Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.

Specialist, CDD Operations (KYB)

JPMorganChase

<div>JOB DESCRIPTION 
<div>
Enables thought leadership and a team who are risk aware, empowered, and feel accountable to drive best in class service. 
 
 
Job Summary</div><div>
As a Client Data specialist within the Operations team, you will be responsible for reviewing and improving data collection and verification processes, ensuring the accuracy and completeness of KYC records before they are reviewed by the client-facing team. Your advanced organizational skills will be crucial in managing multiple tasks and activities, while your proficiency in digital and tech literacy will help you leverage software applications and digital platforms to enhance processes and client experience. 
 
Job responsibilities
</div><div><ul><li>Perform day to day management of a team including coaching and providing ongoing performance feedback.
</li><li>Track performance of individual team members over time to evaluate performance, learning and capability.</li><li>
Effectively address any service issues that might be escalated by either internal or external customers.
</li><li>Act independently and move forward without clear instruction or close supervision.
</li><li>Make decisions that are effective and well-grounded based on data, insight, and experience.
</li><li>Create an effective and efficient team through continuous communication, timely feedback, and appropriate supervisory practices.</li><li>
Organize workflow and distribute work appropriately.
</li><li>Support all aspects of client onboarding to include the fulfillment of AML and KYC requirement.
</li></ul></div><div>Required qualifications, capabilities, and skills
</div><div><ul><li>Demonstrated ability to develop, manage, coach, and motivate teams.
</li><li>Must be flexible and adaptable to manage interim projects and processes based on the business requirements.
</li><li>Knowledge of banking products.</li><li>
Proven leader of process and organizational change.
</li><li>Demonstrated ability to identify, analyze, plan, prioritize, and solve problems, by providing viable solutions and executing.
</li><li>Strong communication and presentation skills.</li><li>
Ability to cope with change; comfort with ambiguity.</li></ul></div><div>
Preferred qualifications, capabilities, and skills
</div><div><ul><li>Previous experience in AML, Compliance, Fraud, KYC, or Operational Risk an advantage.
</li><li>Competent in mainframe and PC based systems, with a strong proficiency in MS Office.
</li><li>Previous people manager experience of high performing team.</li></ul></div>
ABOUT US<div> 
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world&rsquo;s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. 
 
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants&rsquo; and employees&rsquo; religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.</div> 
 
 
ABOUT THE TEAM 
 
J.P. Morgan&rsquo;s Commercial &amp; Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial &amp; Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.</div>

Client Data Analyst

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