aml specialist

Waystone

<div><p>Waystone leads the way in specialist services for the asset management industry.</p><br>
<p></p>
<p>
Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide.</p><br>
<p></p>
<p>
With over 20 years&rsquo; experience and a comprehensive range of specialist services to its name, Waystone is now serving assets under management in excess of $2Tn.
<br>
Waystone provides its clients with the guidance and tools to allow them to focus on managing their investment goals with confidence.</p><p></p><p><b><br>
Summary</b>: Reporting to the Director - Compliance Solutions, the Associate &ndash; Compliance Solutions will be an integral part of the team&rsquo;s success. Our aim at Waystone is simple: to enable our clients to navigate the complex regulatory environment with confidence. At Waystone, we have brought together the experience, the expertise, and the global reach to give you the certainty you need to address the ever-changing regulatory world.</p><p></p><p><b><br>
ESSENTIAL DUTIES AND RESPONSIBILITIES</b></p>
<ul><li>Integrity - foster professional and ethical judgement when engaging stakeholders, and instill mutual trust, and confidence;</li></ul>
<ul><li>Strong attention to details and keen on delivering quality work within internal and/or external deadlines;</li></ul>
<ul><li>Strong interpersonal and communication skills (both written &amp; verbal);</li></ul>
<ul><li>Relationship Management - Provide service excellence to internal and/or external clients</li></ul>
<ul><li>A team player, enthusiastic, and self-motivated;</li></ul>
<ul><li>Analytical skills - collect and analyze information, problem-solve, and make decisions under minimal supervision;</li></ul>
<ul><li>Commercial awareness and understanding of business environments including through drafting proposals for prospective clients;</li></ul>
<ul><li>Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer and/or Company Secretary;</li></ul>
<ul><li>Providing day to day support to clients and colleagues in executing compliance, and AML deliverables;</li></ul>
<ul><li>Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements;</li></ul>
<ul><li>Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures;</li></ul>
<ul><li>Assisting and/or providing training on compliance, AML, and corporate governance;</li></ul>
<ul><li>Providing outsourcing, authorization, and projects support to ADGM, DIFC, and UAE onshore firms;</li></ul>
<ul><li>Ensuring that the regulatory returns and relevant notifications are submitted on a timely basis;</li></ul>
<ul><li>Undertaking client on-boarding/KYC and screening;</li></ul>
<ul><li>Manage clients&rsquo; expectations;</li></ul>
<ul><li>Attending and contributing to internal meetings;</li></ul>
<ul><li>Working with senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence;</li></ul>
<ul><li>Assisting in promoting the firm at various industry and promotional events or producing certain publications.</li></ul>
<ul><li>Keeping abreast of relevant laws and regulations;</li></ul>
<ul><li>Commitment to continued learning, remaining well-informed regarding internal standards, and business goals/knowledge sharing;</li></ul>
<ul><li>Responsible for maintaining timesheets daily and are expected to meet certain targets on a weekly basis, as set by management;</li></ul>
<ul><li>Responsible for maintaining, keeping up-to-date, and accurate client files.</li></ul><p></p><p><b><br>
Experience</b>:</p>
<ul><li>The Associate must have a minimum of 3 years&rsquo; experience either in Compliance, AML or at the Regulators and preferably educated to degree standard (or equivalent).</li></ul>
<ul><li>Must be able to multi-task while working in a fast-paced environment.</li></ul><p></p><p><b><br>
Education:</b></p>
<ul><li>Internationally 3rd level professional qualification required.</li></ul></div><p></p>

Associate – Compliance Solutions

Azentio Software

<div><div><b>About Azentio:</b></div><div></div><div><br>
Azentio Software incorporated in 2020 at Singapore, has been carved out of 3i Infotech, Beyontec Technologies and Path Solutions. Azentio Software provides mission critical, vertical-specific software products for customers in banking, financial services and insurance verticals and includes key products such as KASTLE&trade; (Universal Lending), AMLOCK&trade; (Anti-Money Laundering &amp; Compliance software suite), PREMIA&trade; Astra (Core Insurance software), ORION&trade; (Enterprise Resource Planning software) and MFUND Plus&trade; (Asset Management platform). Azentio has over 800 customers in more than 60 countries, with a team of over 2,300 employees across offices in 12 countries (and growing) globally and is wholly owned by Funds advised by Apax Partners.</div><div></div><div><br>
Azentio offers a comprehensive range of products &ndash; serving core operations to modern digital needs &ndash; for the financial services industry. Our deep domain knowledge and solutions in financial services extend across insurance, retail and corporate lending, Islamic Banking, anti-money laundering and asset management. In addition, Azentio proudly serves mid-market enterprises across the Middle East, Africa, Asia Pacific, and India with a comprehensive ERP solution.<br>
</div><div></div><br>
<div>At Azentio, we believe that growth is a continuous journey. We believe that each step of this journey must be taken by committing excellence - excellence in our products, our services, our ideas, and our people.</div><div></div><div><b><br>
Job Title</b>: Anti-Money Laundering (AML) &amp; Fraud Specialist &ndash; Solutions Architect</div><div><b>
Location</b>: Dubai, UAE</div><div><b>
Reports To</b>: Global Head of Sales Engineering</div><div><b>
Department:</b> Sales Engineering &ndash; Financial Crime Compliance</div><div><b>
Employment Type</b>: Full-time</div><div></div><div><b><br>
Role Overview</b></div><div></div><div><br>
We are seeking a highly capable Anti-Money Laundering &amp; Fraud Specialist Solutions Architect, based in Dubai, to support our go-to-market efforts across the Middle East &amp; Africa (MEA) and Asia-Pacific (APAC) regions. This role reports directly to the Global Head of Sales Engineering and is responsible for aligning Azentio&rsquo;s Financial Crime Compliance (FCC) solutions with complex client requirements, regulatory mandates, and regional market expectations.</div><div></div><div><b><br>
Key Responsibilities</b></div><ul><li>
Serve as the lead FCC solutions architect during client engagements, workshops, and RFP processes across MEA and APAC.</li><li>
Translate regulatory requirements (FATF, MENAFATF, APG, local FIUs) into solution architecture using Azentio&rsquo;s AML, fraud, and screening platforms.</li><li>
Design and demonstrate comprehensive compliance workflows including transaction monitoring, sanctions screening, customer risk profiling, and real-time fraud detection.</li><li>
Engage directly with compliance heads, risk teams, and IT stakeholders to assess needs, build solution proposals, and ensure technical alignment.</li><li>
Support regional sales with technical content, tailored demos, and functional responses during pre-contract stages.</li><li>
Represent Azentio at compliance forums, client roadshows, and industry events across both regions.</li><li>
Provide market intelligence and client feedback to influence FCC product roadmap and regional feature sets.</li></ul><div></div><div><b><br>
Required Skills &amp; Experience</b></div><ul><li>
8+ years of experience in AML and fraud risk management technology within the financial services, consulting, or enterprise software sector.</li><li>
Deep expertise in AML compliance processes, fraud typologies, and regulatory obligations across emerging markets.</li><li>
Hands-on experience with financial crime solutions such as Oracle FCCM, NICE Actimize, SAS AML, FICO, or equivalent platforms.</li><li>
Familiarity with compliance frameworks and regulatory trends across MEA and APAC.</li><li>
Strong interpersonal and communication skills, with a demonstrated ability to lead technical discovery and engage senior stakeholders.</li><li>
Comfortable with travel across multiple countries to support regional sales and customer discussions.</li></ul><div></div><div><b>
Preferred Qualifications</b></div><br>
<div></div><ul><li>
AML/Compliance certifications such as CAMS, CFCS, or ICA.</li><li>
Knowledge of core banking or insurance systems and how they integrate with AML/fraud platforms.</li><li>
Experience with analytics, risk scoring, and regulatory reporting.</li><li>
Multilingual fluency (Arabic, French, Bahasa, Hindi, or others) is an asset.</li></ul><div></div><div><b><br>
What we Aim for?</b></div><div></div><div><br>
Azentio aims to be the leading provider of Banking, Financial Services &amp; Insurance (BFSI) &amp; Enterprise Resource Planning (ERP) software products in Asia Pacific, Middle East &amp; Africa. We will achieve this by:</div><div>
&sect; Providing world class software products, built on the latest technologies</div><div>
&sect; Providing best in class customer service, built on a deep understanding of our domains and local nuances</div><div>
&sect; Being an employer of choice, attracting high quality talent</div><div>
&sect; Achieving top quartile growth and margins.</div><div></div><div><b><br>
Azentio Core Values:</b></div><div>
&sect; <b>Customer centricity</b> - Put customers at the center of everything</div><div>
&sect; <b>Innovation</b> - Keep looking for a better way</div><div>
&sect; <b>Accountability </b>- Own your work, end-to-end</div><div>
&sect; <b>Results </b>- Focus on outcomes, not just effort</div><div>
We take <b>Pride</b> in all that we do and together we <b>Enjoy</b> the journey</div></div><div></div>

AML Solutions Architect

Propel Consult

<p><b>General:</b></p><ul><li>Review client due diligence documentation and approve records per the company&rsquo;s AML/CFT policy and procedures.</li><li>Assist in performing AML Compliance quality testing, evaluate process deficiencies, and recommend corrective actions to the MLRO/Head of Compliance.</li><li>Stay updated on the latest AML landscape to assess and identify emerging risks and recommend program enhancements.</li><li>Identify and escalate unusual activity or cases that do not meet internal guidelines, regulations, and AML laws.</li><li>Support the Head of Compliance in implementing the board-approved compliance program.</li><li>Highlight concerns of non-compliance and suggest necessary revisions to management.</li><li>Conduct daily transaction monitoring and enhanced due diligence on internal alerts, providing reports to MLRO/DMLRO.</li><li>Assist in preparing annual compliance-related reports.</li><li>Handle ad-hoc assignments delegated by the Head of Compliance.</li></ul><p><b>Qualifications:</b></p><ul><li>1 to 2 years of experience in Compliance/AML/Risk functions within a financial institution or related field.</li><li>Proficient in MS Excel and associated analytical tools.</li><li>Detail-oriented with a strong work ethic.</li><li>Professional certifications (CAMS/ICA Advanced Certification or equivalent) are preferred but not mandatory.</li><li>Knowledge of digital assets is preferred.</li></ul><p><b>Skills:</b></p><ul><li>Thorough understanding of AML/CFT policies and procedures.</li><li>Ability to analyze data and identify patterns.</li><li>Strong communication skills, both written and verbal.</li><li>Ability to work independently and as part of a team.</li><li>Proactive in staying updated on the latest AML regulations.</li><li>Adaptable to handle changing priorities and ad-hoc assignments.</li></ul><p>Job Type: Full-time</p>

AML Analyst

<ul><li><b>General:</b></li><li>Review client due diligence documentation and approve records per the company&rsquo;s AML/CFT policy and procedures.</li><li>Assist in performing AML Compliance quality testing, evaluate process deficiencies, and recommend corrective actions to the MLRO/Head of Compliance.</li><li>Stay updated on the latest AML landscape to assess and identify emerging risks and recommend program enhancements.</li><li>Identify and escalate unusual activity or cases that do not meet internal guidelines, regulations, and AML laws.</li><li>Support the Head of Compliance in implementing the board-approved compliance program.</li><li>Highlight concerns of non-compliance and suggest necessary revisions to management.</li><li>Conduct daily transaction monitoring and enhanced due diligence on internal alerts, providing reports to MLRO/DMLRO.</li><li>Assist in preparing annual compliance-related reports.</li><li>Handle ad-hoc assignments delegated by the Head of Compliance.</li></ul><p><b>Qualifications:</b></p><ul><li>1 to 2 years of experience in Compliance/AML/Risk functions within a financial institution or related field.</li><li>Proficient in MS Excel and associated analytical tools.</li><li>Detail-oriented with a strong work ethic.</li><li>Professional certifications (CAMS/ICA Advanced Certification or equivalent) are preferred but not mandatory.</li><li>Knowledge of digital assets is preferred.</li></ul><p>Job Type: Full-time</p>

Industrial and Commercial Bank of China

<div>
 <p>
  <strong>
   Responsibilities
  </strong>
 </p>
 <ul>
  <li>
   Carry out the bank&rsquo;s compliance/AML functions&nbsp;to ensure compliance with all applicable legislation and regulations, international best practices&nbsp;and group policies.
  </li>
  <li>
   Provide expertise in compliance/AML policy drafting, review and revision. Execute compliance monitoring programs development and perform process improvement.
  </li>
  <li>
   Implement comprehensive Customer Risk Rating and Product Risk rating framework and conduct AML and Sanctions risk EWRA assessments periodically.
  </li>
  <li>
   Supervise, review and approve&nbsp;compliance systems&nbsp;operations to mitigate AML/CFT, sanctions and related compliance risks during various business stages such as KYC on-boarding, transaction monitoring and daily operations.
  </li>
  <li>
   Work with both front office and support functions to develop all requisite controls, policies and procedures&nbsp;and recommend business system requirements.
  </li>
  <li>
   Guide and advise branch management and business functions on laws and regulations and evaluate their impact to business&nbsp;and recommend best course of action.
  </li>
  <li>
   Liaison with regulators and relevant external bodies on compliance matters including regulatory risk assessments,&nbsp;independent compliance testing&nbsp;and respond promptly to any Request For Information made by competent authorities.
  </li>
  <li>
   Liaison with&nbsp;IT managers with compliance risk control&nbsp;system optimization, transaction monitoring modeling, tuning and validation, partake in new system/solution technological initiatives and projects launched by head office.
  </li>
  <li>
   Provide periodic training to staff&nbsp;on AML, regulatory themes and KYC related topics.&nbsp;Coaching and developing new team.
  </li>
  <li>
   Complete other&nbsp;duties and Ad-hoc tasks as needed.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Qualifications
  </strong>
 </p>
 <ul>
  <li>
   Bachelor&rsquo;s degree in Finance, Law, Business or related field.
  </li>
  <li>
   At least 5 years in banking/financial services compliance roles.
  </li>
  <li>
   Regulatory Expertise of AML/CFT, Sanctions, FATCA, CRS, and key banking regulations and international standards.
  </li>
  <li>
   End-to-End Framework Implementation with proven experience designing, implementing, and optimizing the&nbsp;entire&nbsp;compliance framework.
  </li>
  <li>
   Strong oversight of KYC/CDD on-boarding, Transaction Monitoring, Sanctions Screening systems. Ability to review, approve outputs, and drive optimization.
  </li>
  <li>
   Expertise in leading AML, Sanctions, and Operational Risk Assessments. Identifying gaps and implementing remediation.
  </li>
  <li>
   Proven ability to draft, review, and advise on complex compliance policies. Provide actionable guidance to business and senior management on regulatory&nbsp;impact &amp; resolution.
  </li>
  <li>
   Strong team supervision, coaching, and development skills.
  </li>
  <li>
   Ability to design and deliver effective AML/KYC training.
  </li>
 </ul>
</div>


Compliance Manager / Senior Compliance Manager

Trexquant Investment LP

<div>
 <p>
  We're looking for a curious, careful, and energetic individual to join our team as a
  <strong>
   Compliance Analyst
  </strong>
  in our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.
  <br/>
 </p>
 <p>
  <strong>
   Responsibilities
  </strong>
 </p>
 <ul>
  <li>
   Work closely with the US-based Compliance team to maintain the Firm's anti-money laundering (AML) and countering the financing of terrorism (CFT) program, including review of investor KYC documents
  </li>
  <li>
   Perform OFAC and global sanction screening and due diligence of counterparties and independent contractors, and escalate issues to the Senior Compliance team
  </li>
  <li>
   Monitor India and China office employee communications and Code of Ethics obligations in accordance with firm policies and standards and regulatory requirements. Assist in periodic reviews and risk assessments
  </li>
  <li>
   Review trade and operational reports for aspects such as position size and changes, futures and short sale activity, and current reportable event triggers to ensure adherence with applicable rules and internal policies
  </li>
  <li>
   Collaborate closely with the US-based Compliance team to support compliance-related audits, assessments, and regulatory inquiries, as needed
  </li>
  <li>
   Ensure compliance with Indian corporate and labour laws, including coordination of statutory filings, support for employment law compliance, and liaison with local counsel or regulatory bodies as needed
  </li>
  <br/>
  <br/>
  <br/>
 </ul>
 <strong>
  Requirements
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   English language proficiency
  </li>
  <li>
   4-7 years of prior experience in a compliance role, ideally at a quantitative adviser, technology company, or systematic trading firm
  </li>
  <li>
   Detail-oriented with ability to identify potential compliance issues or risks
  </li>
  <li>
   Strong research, analytical, and organizational skills
  </li>
  <li>
   Excellent communication skills and social awareness, with a responsive and careful approach
  </li>
  <li>
   Undergraduate degree required. An advanced degree or equivalent experience (technical, legal, or business) preferred
  </li>
  <li>
   Working knowledge of global AML laws, OFAC regulations, and sanctions screening tools is a plus
  </li>
  <li>
   Certifications such as CAMS, ICA Certificate in AML, Investment Adviser Certified Compliance Professional (IACCP) are a plus
  </li>
  <li>
   Familiarity with Indian legal and regulatory frameworks relevant to corporate governance, employment law, and regulatory reporting would be a plus
  </li>
  <li>
   Ability to work independently in a satellite office environment, with strong judgment and a proactive approach to identifying and addressing local compliance needs
  </li>
  <br/>
  <br/>
 </ul>
 <strong>
  Benefits
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Competitive salary, plus bonus based on individual and company performance
  </li>
  <li>
   Collaborative, casual, and friendly work environment while solving the hardest problems in the financial markets
  </li>
  <li>
   PPO Health, dental, and vision insurance premiums fully covered for you and your dependents
  </li>
  <li>
   Pre-Tax Commuter Benefits - making your commute smoother
  </li>
  <br/>
  <br/>
 </ul>
 <p>
  Trexquant is an Equal Opportunity Employer
  <br/>
 </p>
</div>


Compliance Analyst (India)

First Abu Dhabi Bank

<div><b>Company Description</b><p><br>
First Abu Dhabi Bank is an inclusive environment where each person values the experiences, perspectives, ideas and beliefs of others. We&rsquo;re in a unique position to learn from all our colleagues, combining international experience with deep cultural knowledge and local expertise. At FAB, you&rsquo;ll have the support of your team and a strong relationship with your line manager, who will trust you with responsibility and recognize your good performance. As we embrace different ways of seeing the world, listening to each other and respecting different viewpoints, we grow stronger &ndash; together</p><b><br>
Job Description</b><p><b><br>
Generic Accountability</b></p><ul><li><b>
KYC &amp; onboarding governance framework </b>&ndash; ensure a thorough understanding of on-boarding governance framework to onboard as CB &amp; bank&rsquo;s processes/guidelines.</li><li><b>
Ops Risk Management</b>: adhere to SOPs to ensure the processing of customer transactions.</li><li><b>
Compliance Risk Management</b>: Ensure complete understanding &amp; adherence to compliance risk management.</li><li><b>
AML &amp; Transaction monitoring</b>: act immediately on AML alerts to mitigate risks. Further liaise with internal stakeholders to initiate immediate actions.</li><li><b>
Channel migration</b>: educate customers on the key benefits of migrating to channels and further assist to onboard customers on channels.</li><li><b>
Product Knowledge</b>: deep understanding of business banking products to increase cross-sell and hence, revenue per client.</li><li><b>
Customer Excellence</b>: Deliver best in class services for Business Banking customers at the Business Banking desks. Ensure that customers are satisfied and are provided the best services</li><li><b>
Complaint Management</b>: Resolve customer issues and queries in a way that reflects and expresses excellent customer service. Ensures timely follow-up and escalation of client issues.</li><li>
Assist in the preparation of timely and accurate statements and reports to meet department requirements, policies and quality standards. Being Team Player &amp; Coordination with RM/Sr RM.</li></ul><p><b>
Job Specific Accountabilities / KPIs</b></p><p><b>
Customer Onboarding</b></p><ul><li>
 Ensure client onboarding of New to Bank clients for Liabilities Business Accounts and Deposits mobilization.</li><li>
Upselling /Cross selling to existing client base by marketing of all products of the bank including Trade unfunded products (100% cash backed proposition).</li><li>
Enable i-Banking Online platform channel Migration &amp; Activation for all existing &amp; NTB client base for superior client experience and enhanced revenues.</li><li>
Generate Referrals by referring clients to other coverage sales channels &amp; Liability RMs, PB for Revenue generation products viz. TWC, PL Assets, Fx, Investments, Banca, Liabilities, WPS &amp; Retail products.</li><li>
Maintain customer documents and files in accordance with bank&rsquo;s policies and procedures. Ensures accuracy of all bank forms and documents executed by the customer.</li><li>
Implement a structured calling program to give effect to the relationship plan pertaining to existing customers.</li><li>
Perform ongoing credit risk management and daily monitoring of credit portfolio. Resolve and minimize pending deferrals and limit expiry across borrowing portfolio.</li><li>
Timely response to internal and external emails and communications. Responsible for preparing and assisting in business banking customer requirements.</li><li>
Gather requisite information and documents for preparation of Credit Applications, Credit Assessment &amp; Approval.</li><li>
Pro-actively work to maximize customer satisfaction and requirements of clients. Analyze process issues to streamline the overall customer experience.</li></ul><p><b>
Internal Processes</b></p><ul><li>
Adhere to the prescribed Sales &amp; Compliance processes as per Bank's policies. Implement governance &amp; controls to proactively identify, manage and minimize/mitigate potential losses to the franchise.</li><li>
Ensure strict adherence to Risk Control Assessment RCA process across all areas of Business Banking Department - Selling, Client Onboarding, Recruitment, Training, Performance Management, Human Resources, Fraud Control, Operations, and Client Application &amp; KYC Documentation etc.</li><li>
Ensure customer onboarding and various other services to Business Banking customers are managed within current policies and procedures. Any deviations to be backed by requisite approvals.</li><li>
Manage service delivery expectations of customers to sustain positive NPS score and minimize NPS detractors in the managed portfolio.</li><li>
Receive inbound customer calls redirected to RMs by Branches / Call Center / Client Services and attend till resolution of complaint / query response.</li><li>
Monitor transactions in customer accounts are in line with KYC. Ensures timely processing of all customers-initiated transactions to enable increased share of wallet.</li><li>
Obtain customer information and reply to AML alerts raised on assigned accounts within timelines co-ordinate for issuance of Liability letter / No Liability letter and subsequent settlement of loan.</li></ul><p>
#LI-MM2</p><b><br>
Qualifications</b><p><b><br>
Minimum Qualification</b></p><p>
Bachelor&rsquo;s Degree in Business Administration, Finance, Banking or a related major field of study is preferred.</p><p><br>
<b>
Minimum Experience</b></p><p>
5 years&rsquo; relevant experience in the Corporate, Commercial or Business Banking with at least 3 years in similar positions of progressively increasing responsibilities in the support function.</p></div>

Specialist- Commercial Banking

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