anti money laundering officer

Citigroup Inc.

Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in implementing AML policies, procedures, processes and internal controls.By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.What you'll doThe role will be responsible for the identification, assessment and implementation of laws, rules and regulations in the UAE to protect Citi from being used to facilitate Money Laundering and Financial Crime, and to supply advice and guidance to the businesses on Anti Money Laundering and Financial Crime matters across the UAE.<ul><li>Develop, enhance and refine best-in-class AML Compliance policies and practices.</li><li>Implement AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements.</li><li>Review and collaborate with internal partners to respond appropriately to escalated matters. Further escalate as needed; advise senior management on initial findings.</li><li>Create, develop and deliver relevant training to business and functional partners.</li><li>Develop and maintain an awareness of all applicable UAE AML laws, regulations and corporate policies, with a focus on UAE regulatory changes.</li><li>Help to disseminate any new group and local AML requirements and assist the business to implement these through training and 'advisory'.</li><li>Assist the UAE AML Head to ensure that the steps necessary for an effective Anti-Money Laundering program are in place for the UAE.</li><li>Help as required with the interaction and/or the preparation of information for interactions with applicable Regulators.</li><li>Assist with any AML Investigations, where applicable.</li><li>Assist the UAE AML Head with AML compliance coverage issues for all applicable legal vehicles</li><li>Update and maintain policies, procedures, internal systems and databases, essential for compliance with UK AML laws, rules and regulations.</li><li>Lead the implementation of new or enhance existing AML processes and controls within UAE AML as applicable</li><li>Participate/Lead AML Governance forums and Committee meetings. Help undertake thematic review work and composition of reports to senior compliance / senior management as requested</li><li>Help with the review of applicable audit findings and the evaluation of the business's corrective action plans to deal with such.</li></ul>What we'll need from you<ul><li>10+ years relevant experience</li><li>AML certification</li><li>Consistently demonstrates clear and concise written and verbal communication skills</li><li>Strong Knowledge of UAE AML laws and regulations.</li><li>Experience in a medium to large sized Bank, Regulator, or Policy making body.</li><li>Preferable to have had some prior experience working in a Financial Institution with knowledge of products and services.</li><li>Have a good understanding of AML risk, including higher risk, geographies, industries and products.</li><li>Prior experience with enhancing and/or implementing AML policies, procedures, processes and internal controls. Strong communication skills, including both written and verbal, and the ability to communicate confidently and clearly with seniors and management.</li><li>Practical ability to apply and communicate legal and regulatory requirements.</li></ul>By joining Citi Dubai, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (which is annually reviewed) and enjoy a whole host of additional benefits that support you (and your family) to be well, live well and save well.Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to be energized to join us, motivated to stay, and empowered to thriveCiti is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View Citi's EEO Policy Statement and the Know Your Rights poster.<img src="https://www.jobg8.com/Tracking.aspx?DnLcRSskKu%2bUY60z9nC7O%2bibZ3AgLju7c" width="0" height="0" />

Senior Vice President - Anti Money Laundering Officer (UAE National Preferred)

HH Salon

Role Overview:The Compliance Officer / MLRO is responsible for overseeing the company&rsquo;s Anti-Money Laundering (AML) and Counter	Financing	of	Terrorism	(CFT)	programs	in	full	compliance	with	Qatar Central	Bank	(QCB)	regulations.	Operating	under	a	digital	BNPL	model,	the	MLRO	plays	a	critical	role	in	designing	and	managing	transaction	monitoring	systems,	conducting	investigations,	reporting	suspicious	activity,	and	ensuring	that	all	AML/CFT	measures	are robust and up to date. The MLRO is the designated point of contact with the QCB&rsquo;s Financial Intelligence	Unit	(FIU)	and	plays	a	strategic	and	operational	role in	safeguarding from	financial	crime. The Compliance Officer / MLRO is also responsible	for	developing,	implementing,	and overseeing	the	company's	compliance	framework	to	ensure	full	alignment	with	Qatar	Central Bank (QCB) regulations, including AML/CFT obligations, and data protection laws. The	ideal	candidate	will	have	a	deep	understanding	of	QCB	regulatory	frameworks,	fintech compliance standards, and experience working in a regulated financial services or payment environment.Key Responsibilities:<ul><li>Develop and implement a comprehensive AML/CFT compliance framework aligned with	QCB	requirements	and	global	best	practices.</li></ul><ul><li>Act	as	the	principal	liaison	with	the	QCB&rsquo;s	Financial	Intelligence	Unit	(FIU), submitting Suspicious Transaction Reports (STRs) and responding to regulatory inquiries.</li></ul><ul><li>Conduct ongoing risk assessments of customers, products, and services to identify potential areas of money laundering and terrorism financing risk.</li></ul><ul><li>Oversee the setup and continuous improvement of transaction monitoring systems</li></ul>tailored	to	BNPL	user	behavior	and	merchant	activity.<ul><li>Investigate alerts and suspicious patterns arising from KYC, onboarding, repayment</li></ul>cycles,	and	transactional	data.<ul><li>Maintain detailed records of AML investigations, audit trails, and STR filings.</li></ul><ul><li>Ensure all onboarding, customer due diligence (CDD), and enhanced due diligence</li></ul>(EDD)	processes	are	aligned	with	QCB	guidelines<ul><li>Design, implement, and maintain a robust compliance management system tailored</li></ul>to	BNPL	operations	and	fintech	risks.<ul><li>Serve as the primary liaison with the Qatar Central Bank (QCB) and other regulatory</li></ul>bodies,	managing	correspondence,	filings,	sandbox	testing	protocols,	and	licensingobligations.<ul><li>Conduct periodic compliance risk assessments across departments and business</li></ul>processes	to	proactively	identify	and	mitigate	regulatory	risks.<ul><li>Oversee product and marketing compliance reviews to ensure transparency,</li></ul>fairness,	and	customer	protection<ul><li>Ensure the company's digital systems and third-party integrations (e.g., payment</li></ul>gateways,	KYC/AML	vendors)	meet	regulatory	standards	for	data	security,transaction	monitoring,	and	consumer	disclosures.<ul><li>Lead and deliver compliance training programs for staff across all levels, fostering a</li></ul>culture	of	awareness	and	ethical	responsibility.<ul><li>Monitor regulatory changes in Qatar and across the MENA region and assess their</li></ul>implications	on	business	operations.<ul><li>Prepare and submit regulatory reports, audit responses, and compliance</li></ul>documentation	to	internal	and	external	stakeholders.<ul><li>Support due diligence processes for vendors, merchants, and partners to mitigate</li></ul>third-party	compliance	risks<ul><li>Ensure the company's digital systems and third-party integrations (e.g., payment</li></ul>gateways,	KYC/AML	vendors)	meet	regulatory	standards	for	data	security,transaction	monitoring,	and	consumer	disclosures.<ul><li>Monitor regulatory changes in Qatar and across the MENA region and assess their</li></ul>implications	on	business	operations.<ul><li>Prepare and submit regulatory reports, audit responses, and compliance</li></ul>documentation	to	internal	and	external	stakeholders.<ul><li>Support due diligence processes for vendors, merchants, and partners to mitigate</li></ul>third-party	compliance	risksKey Competencies &amp; Skills:<ul><li>Expertise in regulatory compliance and risk management (QCB-specific)</li></ul><ul><li>Strong analytical and investigative skills</li></ul><ul><li>High attention to detail and documentation accuracy</li></ul><ul><li>Clear and confident communication with regulatory bodies and internal</li></ul>stakeholders<ul><li>Ability to interpret legal and regulatory language into actionable business guidance</li></ul><ul><li>Collaborative, ethical, and solutions-driven approach</li></ul>Job Type: Full-time

Compliance Officer / MLRO

J. Awan & Partners

Job Purpose You will report to the Director of Compliance and be responsible for managing a portfolio of reinsurance nad commercial insurance client mandates and assisting us to build and execute our growth plans. The role requires converting existing company relationships to business in Dubai and the wider UAE region and supporting clients with structuring and executing industry leading regulatory compliance and anti-money laundering programs. Duties and Responsibilities for Compliance Officer &amp; MLRO (DIFC) Regulatory Compliance: <ul> <li>Act as the primary point of contact with DIFC regulatory bodies (DFSA) and other relevant authorities.</li> <li>Monitor and interpret regulatory changes, ensuring ongoing compliance with DIFC rules and DFSA regulations.</li> <li>Develop, implement, and regularly update internal compliance manuals, policies, procedures, and controls in line with regulatory standards.</li> <li>Conduct periodic risk assessments to proactively identify compliance gaps and vulnerabilities.</li> <li>Provide accurate and timely compliance reporting to senior management and the DFSA.</li> </ul> Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF): <ul> <li>Serve as the designated MLRO, overseeing the consultancy s AML/CTF framework.</li> <li>Implement robust AML/CTF controls, including client onboarding procedures, customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring.</li> <li>Investigate suspicious transactions and activities, submitting timely Suspicious Activity Reports (SARs) to the relevant authorities.</li> <li>Maintain thorough records of AML/CTF checks, compliance investigations, and SAR filings as per regulatory requirements.</li> </ul> Training and Awareness: <ul> <li>Develop and deliver regular compliance and AML/CTF training sessions for staff and management.</li> <li>Promote a strong culture of compliance and risk awareness within the consultancy.</li> <li>Provide guidance and support to colleagues on regulatory matters, AML/CTF obligations, and ethical conduct.</li> </ul> Audit and Monitoring: <ul> <li>Coordinate internal and external audits to ensure compliance with regulatory requirements and internal policies.</li> <li>Conduct regular compliance reviews and spot checks to validate adherence to established compliance procedures and controls.</li> <li>Identify weaknesses in internal controls and procedures, recommending effective remedial actions.</li> </ul> Advisory and Client Engagement: <ul> <li>Provide regulatory compliance advice and strategic consultancy services to clients, assisting them in navigating DIFC regulatory requirements.</li> <li>Ensure compliance services offered to clients meet the highest regulatory standards and expectations.</li> <li>Review and assess client documentation and compliance programs to provide actionable insights and enhancements.</li> </ul> Documentation and Reporting: <ul> <li>Maintain comprehensive documentation of compliance activities, policies, assessments, and reporting to ensure audit-readiness at all times.</li> <li>Prepare accurate and timely regulatory filings and reports to DFSA and other competent authorities.</li> </ul> Leadership and Communication: <ul> <li>Act as an influential member of the senior management team, effectively communicating compliance risks, obligations, and strategic initiatives.</li> <li>Foster strong relationships with internal stakeholders, external advisors, auditors, regulators, and clients, representing the consultancy with professionalism and integrity.</li> </ul> Continuous Improvement: <ul> <li>Stay abreast of industry developments, regulatory updates, and best practices in compliance and AML/CTF.</li> <li>Continuously refine and enhance compliance and AML systems, processes, and training programs to ensure excellence and innovation.</li> </ul> Skills and Experience j. awan &amp; partners seek a dynamic leader who is looking to take their career to the next level within a forward-thinking company with significant growth aspirations. A goal orientated, high achieving, motivational individual with a zest for life are the essential attributes for this role. At j. awan &amp; partners we believe in providing an environment where you can fully express your unique talents and we deliver unparallel learning and development opportunities for those who share our vision. Experience (essential to any successful application) <ul> <li>Significant demonstrable experience in dealing with regulatory authorities within the UAE and wider MENA region.</li> <li>At least 8 years overall industry experience with 4 or more years of direct compliance experience within the reinsurance industry.</li> <li>Direct experience in creating and implementing regulatory compliance programs within a successful financial services organization.</li> </ul> Skills <ul> <li>A highly capable individual who is able to overcome challenges and adapt to new ways of working to deliver results.</li> <li>Proven ability in building partnerships, collaborating, and influencing clients, team members and regulators.</li> <li>Outstanding analytical skills</li> <li>Exceptional oral and written communication skills, including the ability to effectively interact at all levels within the firm and with clients and regulators.</li> <li>Highly motivated self-starter with demonstrable ability to work independently and problem solve.</li> <li>Demonstrable organizational and time management skills.</li> <li>Significant will and ability to work well in a fast-paced environment.</li> </ul> Qualifications <ul> <li>Minimum bachelor s degree from a leading university with concentration preferably in law, finance, accounting or economics.</li> <li>Candidates with CAMS, CISI or ICA certifications are highly desired.</li> </ul>

Manager / Senior Manager Compliance (Insurance)

PS I Real Estate LLC

PRIMARY PURPOSEThe Compliance Team Lead is responsible for developing, implementing, and maintaining a robust Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) compliance framework that ensures full adherence to applicable laws, regulations, and internal policies. This role will lead and mentor the compliance team, oversee risk management and due diligence processes, and act as the primary advisor to senior management and the board on all AML/CFT matters. The position ensures that the company maintains the highest standards of regulatory compliance, effectively mitigating risks related to money laundering, terrorist financing, and financial crime.RESPONSIBILITIESDevelop, implement, and maintain an effective AML/CFT compliance program with clear policies, procedures, and controls to ensure full regulatory compliance.Update the AML/CFT framework regularly to reflect new laws, regulations, and emerging risks; conduct compliance risk assessments and implement corrective actions as needed.Identify and assess AML/CFT risks related to customers, products, and geographies, ensuring effective mitigation measures are in place.Manage compliance monitoring, testing, and due diligence programs, including enhanced due diligence for PEPs, high-net-worth clients, and complex structures.Ensure due diligence practices meet all legal and regulatory standards, minimizing exposure to financial crime.Train and guide employees on AML/CFT regulations, internal policies, and compliance best practices.Lead, mentor, and supervise the compliance team to ensure effective performance and strong adherence to compliance requirements.Prepare MLRO reports and provide updates to senior management and the board on compliance performance, breaches, and corrective actions.Liaise with regulators, including the Ministry and law enforcement agencies; manage regulatory communications, inspections, and ensure timely and accurate submission of reports and suspicious activity disclosures.Advise senior management on compliance matters, lead investigations into breaches, and oversee implementation of corrective measures.Enhance compliance operations through technology, ensuring effective monitoring, reporting, and transaction analysis.Takes Health, Safety &amp; Environment (HSE) lead in ensuring &ldquo;safe systems of work&rdquo; and &ldquo;safe conditions&rdquo; are in place within area of responsibility.Performs other similar or related duties as required or assigned by management.QUALIFICATIONS &amp; EXPIERENCEEducational Requirements / Qualifications:Bachelor&rsquo;s degree in Law, Finance, Banking or other related in Business field.Experience:5+ years of experience in a similar role.Skills and Competencies:Strong knowledge of AML/CFT laws, regulations, and industry best practices.Expertise in compliance monitoring, risk assessment, and due diligence processes.Proficiency in compliance software, transaction monitoring tools, and reporting systems.Excellent analytical thinking, problem-solving, and attention to detail.Leadership, mentoring, and team management abilities.Sound judgment, integrity, and ethical decision-making.Proactive and adaptable to regulatory changes and emerging compliance risks.Effective communication and interpersonal skills to liaise with regulators, law enforcement, and internal stakeholders.Ability to design and deliver compliance training programs.Job Types: Full-time, PermanentApplication Question(s):<ul><li>Do you have the ACAMS?</li></ul>Language:<ul><li>Arabic (Required)</li></ul>

Compliance Team Lead

Northwestern Mutual

About the Job:The Enterprise AML Officer leads the Anti-Money Laundering (AML) Team in Northwestern Mutual's Enterprise Compliance Department and is responsible for leading the development, implementation, and maintenance of the company's AML and sanctions compliance programs. The role currently serves as the AML Officer for The Northwestern Mutual Life Insurance Company (NM) and its operating subsidiaries Northwestern Mutual Investment Services, LLC (NMIS) (registered broker-dealer), Northwestern Mutual Wealth Management Company (WMC) (limited purpose federal savings bank), and Northwestern Mutual Series Fund, Inc. (NMSF) (registered investment company). The AML Officer ensures the adequacy and effectiveness of compliance policies, procedures, monitoring and controls established to comply with AML and sanctions obligations. What You'll Do:<ul><li>Coordinate and manage the enterprise AML policies, procedures and controls to ensure compliance by NM and its operating subsidiaries with applicable AML laws and regulations, including but not limited to Bank Secrecy Act, customer identification program (CIP), customer due diligence (CDD), OFAC sanctions and anti-terrorism funding, and other applicable laws and regulations. </li><li>Monitor applicable laws and regulatory trends to ensure the ongoing sufficiency of the AML and sanctions compliance programs.</li><li>Review and assess compliance testing, audit and examination findings and oversee the implementation of changes, enhancements or best practices to address them.</li><li>Evaluate enterprise-wide AML risk and advise on the proper allocation of AML resources. Oversee the investigation and resolution of AML matters. </li><li>Facilitate coordination of AML business and risk partners across the enterprise to ensure consistency and cooperation in assessing and addressing AML risk.</li><li>Responsible for overseeing the monitoring of insurance and securities transaction activity, watch list screening, customer risk ranking, transaction monitoring threshold tuning, and data integrity testing to effectively identify suspicious activity and meet regulatory obligations. Implements corrective procedures and action plans to enhance controls.</li><li>Ensure AML and sanctions-related reporting obligations are satisfied, including but not limited to suspicious activity reports (SAR), OFAC blocked property reports, and other required AML and sanctions-related regulatory reporting.</li><li>Coordinate major cross-departmental projects that impact the organization and business processes to effectively implement project deliverables related to AML risk management.</li><li>Responsible for ensuring the development and delivery of AML training content to manage AML risk and meet regulatory requirements for home office and field personnel.</li><li>Oversee certain functions performed by NMIS' clearing firm.</li><li>Consult with NM and operating subsidiary personnel and the company's field representatives regarding AML-related topics, training, updates and/or alerts.</li><li>Review, assess and report on the AML and sanctions compliance programs of external asset managers hired by NM and affiliates to manage assets. </li><li>Respond to regulatory exam requests regarding the AML program, including interviews with the examiners.</li><li>Prepare written annual compliance reports to applicable governance bodies regarding the operation and health of the AML and sanctions programs. </li><li>Chair the Enterprise AML Committee and the AML Executive Committee. Participates on various divisional, departmental, and enterprise-wide projects and committees as needed.</li></ul>As a team leader, this position is responsible for managing a team to achieve company and department goals, supporting team development, and executing team responsibilities. Key duties include setting clear objectives, providing feedback, fostering a collaborative work environment, coordinating tasks, setting priorities and allocating resources, and ensuring team members have the necessary support. The role also involves monitoring performance, addressing conflicts, and implementing continuous improvement strategies to build a motivated, high-performing team that consistently meets or exceeds expectations.What You'll Bring to the Role:<ul><li>Bachelor's Degree</li><li>Knowledge of the Bank Secrecy Act, USA Patriot Act, and related rules and regulations of FinCEN, the SEC and FINRA, federal banking regulators, and state insurance regulators, as applicable. </li><li>FINRA Series 7 and 9/10 or 24</li><li>Minimum of 10 years of progressively responsible work experience in securities operations and/or compliance.</li><li>In-depth understanding of AML regulations and statutes relating to risk and investment products, investment management and trust services.</li><li>Knowledge of insurance, securities, and advisory products, services and operations.</li><li>Demonstrated strong leadership, decision-making and written and verbal communication skills.</li><li>Demonstrated ability to design and implement systems to monitor transactions and trends to identify AML and sanctions risks.</li><li>Demonstrated ability to use data analytics to make risk aware decisions.</li><li>Ability to effectively communicate requirements to, negotiate with, and influence others across departmental lines within the organization and members of field management.</li><li>Certified Anti-Money Laundering Specialist (CAMS) designation required or obtained within 6 months of hire.</li></ul>Skills You Have:<ul><li>Project Management - Advanced</li><li>Accountability - Advanced</li><li>Attention to detail - Expert</li><li>Cross-Functional Partnering & Planning - Expert</li><li>Policy & Procedure - Expert</li><li>Risk Assessment & Identification - Expert</li><li>Business Influence - Advanced</li><li>Continuous Improvement - Expert</li><li>Decision Making - Expert</li></ul>This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 10 - FINRA, Series 24 - FINRA, Series 7 - FINRA, Series 9 - FINRACompensation Range: Pay Range - Start: $112,210.00 Pay Range - End:$208,390.00 Geographic Specific Pay Structure: We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you're living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives. FIND YOUR FUTURE We're excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first-class perks, benefits, and our commitment to a culture of belonging.<ul><li>Flexible work schedules</li><li>Concierge service</li><li>Comprehensive benefits</li><li>Employee resource groups</li></ul>PandoLogic. Category:Finance,<img src="https://www.jobg8.com/Tracking.aspx?HWj0hyYwVU2Xh0ZrnJBxKQLooANCFWtFg" width="0" height="0" />

Sr Director, Enterprise AML Officer

Commercial Bank of Dubai

Job Purpose The role holder is responsible for managing the Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) function as well as providing subject matter expertise to senior management and business units. The role holder is appointed as the Bank s DMLRO and shall determine whether the escalated AML alerts and suspicious activity need to be reported to the UAE Central Bank's Financial Intelligence Unit (FIU). The role holder will also act as the main contact point for the UAE Central Bank FIU. Principle Accountabilities <ul> <li>Oversee the AML/ CFT risk for CBD, owning the AML/ CFT Policy and ensuring compliance with all CBUAE</li> <li>regulations, guidance and notices.</li> <li>As the Bank s DMLRO, the role holder will have delegated authority to sign and report Suspicious</li> <li>Transaction Reports (STRs) to the UAE Central Bank's Financial Intelligence Unit (FIU).</li> <li>Review the escalated alerts or suspicions transactions and determine whether they need to be reported to the UAE Central Bank's FIU.</li> <li>Manage the received responses or mandated actions from the UAE Central Bank's Financial Intelligence Unit (FIU) on the STRs submitted and support the Head of Compliance with regulatory correspondence.</li> <li>Day-to-day management of the Bank s transaction monitoring system to ensure effectiveness, track AML alerts, queues or backlogs and provide the Bank s senior management with an update on the operations and effectiveness of the AML/CFT and Sanctions function.</li> <li>Oversee the investigations of the more complex investigations which may originate from Senior Management, the UAE Central Bank, the Police, Whistleblowing or from data analytics.</li> <li>Conduct periodic assessments of the Bank s transaction monitoring system to ensure its optimization (i.e. fit-for-purpose), including threshold reviews, segmentation analysis as well as scenario performance analysis.</li> <li>Manage the list of scenarios from which the system will trigger alerts to ensure that the rationale behind each rule and the governance in place around the modification of parameters is well documented and mapped against the identified inherent risks.</li> <li>Run the Transaction Monitoring Oversight Committee, prepare proposals and act as Secretariat.</li> <li>The role holder will have the rights in the AML transaction monitoring system to modify parameters and scenarios with the approval of the Head of Compliance. Any change should be properly documented in order to track modifications, record approvals and capture the corresponding rationale/logic for implementation.</li> <li>Provide advice and guidance to the AML team and business areas on AML/CFT related issues.</li> <li>Provide updates to the wider AML/CFT team on current events or regulatory changes.</li> <li>Own the AML/CFT related policies and procedures remain updated and communicated as required to all stakeholders. The Deputy MLRO is responsible for supporting the MLRO in regularly reviewing and updating policies and procedures to ensure they remain effective in detecting and preventing money laundering and terrorist financing.</li> <li>Develop and recommend controls for the identified control weaknesses or potential gaps in AML/CFT related policies and procedures.</li> <li>Support the team by reviewing suspicious cases when the volume is higher than the average or when there are staffing constraints that would limit the team s capacity.</li> <li>Provide guidance to the AML/CFT Assistant Managers, Senior Officers and Officers on their investigations.</li> <li>Define and supervise the Quality Assurance process to review closed alerts and cases on a sample basis.</li> <li>Issue client exit requests for financial crime reasons and engage with the Business to further review the escalated cases. Supervise customer exits for financial crime reasons to ensure all mandated exists are being actioned as per the Bank s internal procedures.</li> <li>Log and escalate all AML/CFT breaches or potential breaches.</li> <li>Review AML/CFT related training materials (i.e. e-learnings and face-to-face) and participate in the delivery of face-to-face trainings.</li> <li>Manage the available resources efficiently and prioritize system enhancement/up-grades</li> </ul>

Senior Manager AML/CFT & DMLRO

Crédit Agricole

<div></div><div><div><ul><li> Analyze the alerts generated from the relevant screening system (NORKOM) based on the review of the customer&rsquo;s profile, activity and overall account behavior in liaison with the respective RM / branch of account.</li><li> Refer to different LOBs to collect required feedback for transaction justification.</li><li> Assess the response of different LOBs with regard to the transaction justification.</li><li> Obtain documentary proof of suspicious transactions and ensure effective record keeping of cases reported to EMLCU.</li><li> Raise suspicious transactions reports (STRs), as applicable and where required, to Head of Anti Money Laundry &amp; Fraud Prevention and Head of Compliance and Financial Security department.</li><li> Taking into consideration the local AML Law and the regulations/guidance issued by EMLCU upon the analysis and review of the suspicious transactions/activities.</li><li> Review and comment on CAE policies and procedures as applicable to CFS function with particular focus on the AML regulations.</li><li> Assist in handling Audit requirements and implementing audit recommendations within the due date.</li><li> Review Policies and Procedures from AML perspective.</li><li> Assist and implement casual/emergency task assigned by direct manager and/or head of department.</li><li> Co-ordinates with other LOBs to cover their queries/requirements related to compliance role.</li><li> Assist with the rest of team in any other task as assigned by the CFS management or direct manager</li></ul>
Carries responsibilities, as assigned/needed, in the OFAC Remediation Plan.<div> 
</div></div><div>
Qualifications<div></div><ul><li> 
 Bachelor of Commerce</li></ul>
2 years general banking experience
Excellent Command of English Language<ul><li> Communication Skills</li><li> Experience in Banks policy</li><li> Operation &amp; credit experience</li></ul></div></div>

Anti Money Laundry Analyst

Search 4419+ Anti money laundering officer jobs near you this October. New roles added regularly across leading industries. Apply today.