chief compliance officer

Fx31 Labs

Role SummaryThe Chief Compliance Officer is responsible for ensuring the organisation&rsquo;s full compliance with the regulatory framework governing entities operating under the International Financial Services Centres Authority (IFSCA). The role provides independent oversight of compliance risk, regulatory governance, and financial crime controls.Key Responsibilities<ul><li>Ensure compliance with IFSCA regulations, FEMA, PMLA/AML/KYC, and other applicable laws.</li><li>Act as primary liaison with regulators; manage inspections, audits, and regulatory filings.</li><li>Design and oversee the compliance framework, including policies, controls, and monitoring.</li><li>Conduct compliance risk assessments and address control gaps.</li><li>Oversee AML, sanctions screening, and regulatory reporting (including STR filings, where applicable).</li><li>Advise senior management and the Board on regulatory developments and compliance risks.</li><li>Present periodic compliance reports to the Board/Audit Committee.</li></ul>Profile Requirements<ul><li>10+ years&rsquo; experience in compliance/regulatory roles within financial services.</li><li>Strong understanding of IFSC/IFSCA regulatory framework.</li><li>Experience handling regulatory audits and financial crime compliance.</li><li>High integrity, strong analytical skills, and sound regulatory judgment.</li></ul>Job Type: Full-timePay: ₹1,500,000.00 - ₹2,000,000.00 per yearWork Location: In person

Chief Compliance Officer

Interpath Laboratory

<div><h3 class="jobSectionHeader">Lead Enterprise Laboratory Quality &amp; Compliance</h3>

Interpath Laboratory is seeking an experienced executive leader to oversee our enterprise-wide Quality Management System (QMS) and regulatory compliance program across all laboratory operations. You will be joining our leadership team at Interpath's Headquarters in Pendleton, OR. Interpath prides itself on being change agents, willing to take calculated risks for &quot;monumental&quot; changes in the cost and delivery of healthcare. Performing over 2.7 million tests each month, this family owned and operated clinical and anatomic pathology laboratory has grown to become the largest, independent laboratory in the Northwest. This growth is embodied by dedicated individuals instilling a culture of operational excellence, accountability, and innovation - driving us to make a lasting impact on people's lives.

As the Chief Quality and Compliance Officer you will serve as the organization's primary authority on laboratory regulatory matters and ensure full compliance with CLIA, CAP, HIPAA, OSHA, and applicable federal and state requirements while driving continuous quality improvement and operational excellence. This is an exempt position, with a starting salary of $100,000 (more DOE).
<h3 class="jobSectionHeader">
Key Responsibilities</h3>
<ul>
<li>Lead and supervise the Laboratory Quality Department and off-site compliance teams
</li>
<li>Design and maintain a comprehensive enterprise-wide QMS
</li>
<li>Direct accreditation readiness, inspection preparation, and internal audits
</li>
<li>Oversee quality assurance, proficiency testing, corrective action, and risk mitigation
</li>
<li>Serve as Laboratory Safety Officer
</li>
<li>Monitor quality metrics, productivity, and cost performance
</li>
<li>Provide executive-level reporting on quality and regulatory performance
</li>
<li>Identify opportunities to leverage automation and AI to improve quality analytics and workflow
</li>
</ul><h3 class="jobSectionHeader">Qualifications</h3>
<ul>
<li>Bachelor's degree in Medical Laboratory Science or related field (required); advanced degree preferred
</li>
<li>ASCP certification required
</li>
<li>Extensive experience in clinical laboratory quality systems and regulatory compliance
</li>
<li>Demonstrated success managing CAP/CLIA accreditation and inspection readiness
</li>
<li>Strong leadership, analytical, financial, and executive communication skills
</li>
<li>Must be authorized to work in the United States without employer visa sponsorship</li>
</ul><h3 class="jobSectionHeader">About Pendleton, OR</h3>

Escape the chaos of city life and enjoy small-town charm with big adventure. It truly is a hidden gem in the Pacific Northwest, located in Eastern Oregon where there is plenty of sunshine and you are close to mountains, forests, and vineyards.

Outdoor Paradise &ndash; Explore hiking trails, rivers, cycling routes, and world-class fishing &amp; hunting.

Vibrant Community &ndash; Enjoy brewpubs, museums, art festivals, and the famous Pendleton Round-Up.

Affordable Living &ndash; Experience a great quality of life without the high cost of living.

Easy Access &ndash; Daily commercial flights to Portland for a quick getaway.</div>

Medical Laboratory Chief Quality & Compliance Officer

The Helping Hand Personal Care Services

The compliance officer (CO) will work closely with and have a liaison reporting to The Helping Hand Personal Care Chief Operations Officer.The CO serves as the focal point for compliance activities. The CO needs to be a person of high integrity and should not perform duties that conflict with the compliance goals. Coordination and communication are the key functions of the CO with regard to planning, implementing, and monitoring the compliance program. This person also manages the online compliance reporting.Job duties include:<ul><li>recruitment and on-boarding of employees</li><li>ensuring that all credentialing has been checked with respect to all employees</li><li>reporting on a regular basis to the Chief Operations Officer, governing body, and leadership, and assisting these components in establishing methods to improve efficiency and quality of services, and to reduce the vulnerability to fraud, abuse, and waste</li><li>developing, coordinating, and participating in a multifaceted educational and training program that focuses on the elements of the compliance program, and seeks to ensure that all appropriate employees and management are knowledgeable of, and comply with, pertinent federal and state standards</li><li>coordinating internal compliance review and monitoring activities, including periodic reviews of operations.</li><li>Ensuring that the company and all employees are following Medicaid Quality Assurance Standards</li><li>Developing a Training plan</li><li>Providing Orientation Training</li><li>Providing Quarterly Trainings to the PCA/CNA workers</li><li>Conducting on-going audit of employee and client files</li><li>Building compliance systems to help with monitoring and oversight of the Medicaid waiver program</li><li>Perform monthly due diligence- sex offender registry, exclusion registry, nurse aid registry</li><li>Maintaining employee and client files</li><li>Responsible for the ongoing filing, classification, and maintenance of organizational documents to ensure accurate record keeping, accessibility, and compliance with established policies and procedures.</li><li>Data entry of employee and client data</li><li>Other duties as assigned</li></ul>Job Type: Full-timePay: From $17.00 per hourBenefits:<ul><li>Health insurance</li><li>Life insurance</li><li>Paid time off</li></ul>Education:<ul><li>Bachelor's (Required)</li></ul>Ability to Commute:<ul><li>Ridgeland, MS 39157 (Required)</li></ul>Work Location: In person

HIPAA Compliance Officer

Crypto.com

<div>
 
 The Chief Compliance and Regulatory Officer (CCRO) will serve as the statutory CCO for both the exchange and clearinghouse at Crypto.com | Derivatives North America (&ldquo;CDNA&rdquo;), which is a CFTC dual-registered DCM/DCO.&nbsp; You will be responsible for ensuring the firm&rsquo;s adherence to the Commodity Exchange Act (CEA), CFTC Core Principles, and all applicable laws.&nbsp; You will act as a primary liaison with the Commodity Futures Trading Commission (CFTC), serving as the guardian of market integrity and ensuring a culture of compliance within the firm.
 
 
 
 
 
 
 Key Responsibilities
 
 <ul>
 <li>
 Serve as the primary point of contact for the CFTC and other regulatory bodies.&nbsp; Manage all regulatory inquiries, exams, and Rule Enforcement Reviews (RERs)
 </li>
 <li>
 Oversee the drafting and submission of all rule filings (self-certifications and approval requests) under Part 40 of CFTC regulations, ensuring new products and rules meet statutory standards
 </li>
 <li>
 Advise Executive Leadership and the Board on the regulatory implications of new business lines, products, and technologies
 </li>
 <li>
 Oversee a robust trade practice surveillance program to detect and prevent manipulation, wash trading, spoofing, and other disruptive trading practices
 </li>
 <li>
 Lead the market regulation function, conducting investigations into rule violations, and managing the disciplinary process
 </li>
 <li>
 Work closely with the Chief Risk Officer to ensure the risk management framework complies with Core Principles (fully funded and margin methodologies, financial resources, default management)
 </li>
 <li>
 Oversee the due diligence and onboarding process for Clearing Members including Market Makers and Futures Commission Merchants (FCMs)
 </li>
 <li>
 Prepare materials for and report quarterly to the ROC.&nbsp; Ensure the committee has sufficient information to fulfill its oversight duties
 </li>
 <li>
 Draft and certify the Annual Compliance Reports for both the DCM and DCO as required by the CEA, detailing the firm&rsquo;s compliance with Core Principles
 </li>
 <li>
 Develop, maintain and enforce the firm&rsquo;s Compliance Manual and Code of Ethics
 </li>
 <li>
 Identify and manage potential conflicts of interest between commercial interests of the firm and its self-regulatory obligations
 
 
 </li>
 </ul>
 
 
 
 
 Qualifications
 
 <ul>
 <li>
 Minimum 10+ years of experience in compliance, legal or regulatory roles within the US derivatives industry (Exchange, Clearinghouse, FCM, or Regulator)
 </li>
 <li>
 Demonstrated leadership experience managing high-performing compliance teams and interaction with C-suite executives and Board Directors
 </li>
 <li>
 Expert-level knowledge of the Commodity Exchange Act, especially Parts 38, 39&nbsp; and 40
 </li>
 <li>
 Bachelor&rsquo;s Degree Required
 </li>
 <li>
 J.D. or Master&rsquo;s Degree in Finance/Business strongly preferred
 
 </li>
 </ul>
 
 
 
 
 Skills and Competencies
 
 <ul>
 <li>
 Ability to make difficult, time-sensitive decisions
 </li>
 <li>
 Familiarity with modern surveillance software (e.g., SMARTS, Scila, Eventus) and an understanding of electronic trading protocols (FIX API)
 </li>
 <li>
 Exceptional written and verbal communication skills, with the ability to translate complex regulatory jargon for business stakeholders
 </li>
 <li>
 Unimpeachable Ethics and the fortitude to stand firm on regulatory obligations event when they conflict with short-term commercial goals
 </li>
 <li>
 Comfortable working at the frontier of finance where products and services may require the development of new best practices drawing upon experience, market norms and standards, to enable innovation within the context of regulatory obligations
 
 </li>
 </ul>
 
 
 
 
 
 
 
 Life @ Crypto.com
 
 
 Empowered to think big. Try new opportunities while working with a talented, ambitious and supportive team.
 
 
 
 
 Transformational and proactive working environment. Empower employees to find thoughtful and innovative solutions.
 
 
 
 
 Growth from within. We help to develop new skill-sets that would impact the shaping of your personal and professional growth.
 
 
 
 
 Work Culture. Our colleagues are some of the best in the industry; we are all here to help and support one another.
 
 
 
 
 One cohesive team. Engage stakeholders to achieve our ultimate goal - Cryptocurrency in every wallet.&nbsp;
 
 
 
 
 Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up
 
 
 
 
 Aspire career alternatives through us - our internal mobility program offers employees a new scope.&nbsp;&nbsp;
 
 
 
 
 
 
 
 
 Are you ready to kickstart your future with us?&nbsp;
 
 
 
 
 
 
 
 
 Benefits
 
 
 Competitive salary
 
 
 
 
 Attractive annual leave entitlement including: birthday, work anniversary
 
 
 
 
 401(k) plan with employer match
 
 
 
 
 Eligible for company-sponsored group health, dental, vision, and life/disability insurance
 
 
 
 
 Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up
 
 
 
 
 Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope.&nbsp;&nbsp;
 
 
 
 
 
 
 
 Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.
 
 
 
 
 
 
 
 
 
 
 About
 
 Crypto.com
 
 
 :
 
 
 Founded in 2016, Crypto.com serves more than 150 million customers and is the world's fastest growing global cryptocurrency platform. Our vision is simple: Cryptocurrency in Every Wallet&trade;. Built on a foundation of security, privacy, and compliance, Crypto.com is committed to accelerating the adoption of cryptocurrency through innovation and empowering the next generation of builders, creators, and entrepreneurs to develop a fairer and more equitable digital ecosystem.
 
 
 
 
 
 
 
 Learn more at
 
 
 https://crypto.com
 
 
 .&nbsp;
 
 
 
 
 
 
 
 Crypto.com&nbsp;is an equal opportunities employer and we are committed to creating an environment where opportunities are presented to everyone in a fair and transparent way.&nbsp;
 
 Crypto.com
 
 &nbsp;values diversity and inclusion, seeking candidates with a variety of backgrounds, perspectives, and skills that complement and strengthen our team.
 
 
 
 
 
 
 
 Personal data provided by applicants will be used for recruitment purposes only.
 
 
 
 
 
 
 
 Please note that only shortlisted candidates will be contacted.
 
 
 
 
 We may use artificial intelligence tools to analyze the content of your Resume/CV against the specific requirements for the position. The purpose is to support our recruitment team in reviewing applications more effectively. These tools assist our recruitment team in their evaluation of your application by providing recommendations, but they do not replace human judgment. Final hiring decisions are ultimately made by humans who consider the insights generated by the tools along with other relevant information. If you would like more details about how your personal information is processed, please contact us.
 
 
 
 Plus equity match of starting base salary
 
 
 
 
 
 
 
</div>

Chief Compliance and Regulatory Officer

Bio Tech Energy (pvt) Ltd.

Biotech Energy is looking for a Senior Compliance Officer for its head office located at DHA phase 6, Lahore.The Senior Compliance Officer is responsible for ensuring full compliance of the Company&rsquo;s financial, Environmental, Social, and Governance (ESG) requirements.Key Responsibilities<ul><li>Monitor compliance with all financial, statutory, and regulatory requirements applicable to the Company.</li><li>Monitoring of Environmental, Social, and Governance (ESG) frameworks in line with lender requirements and international best practices.</li><li>Coordinate with Finance, Legal, HR, Operations, and Projects teams to ensure ESG compliance across all functions.</li><li>Provide regular compliance and ESG updates to senior management and the Board.</li></ul>Qualifications &amp; Experience<ul><li>Compliance Professional, or equivalent (ACCA / CPA / MBA).</li><li>Minimum 5-7 years of experience.</li><li>Strong understanding of financial compliance, ESG frameworks, and E&amp;S standards.</li><li>Experience working with lenders, and regulatory authorities is essential.</li></ul>Job Type: Full-timePay: Rs80,000.00 - Rs100,000.00 per monthWork Location: In person

Senior Compliance Officer

Qu essentials Private Limited

Company: Quessentials Pvt.LtdJob Title: Company SecretaryLocation: Bangalore,KarnakataJob Type: Full-timeExp: 0-2 yrs..Preferred candidate profileWe are seeking a qualified and experienced Company Secretary to join our organization as a Compliance Officer. The role will primarily focus on regulatory compliance, DRHP preparation, and adherence to SEBI regulations, especially ICDR and LODR. The candidate will work closely with senior management, legal advisors, merchant bankers, and auditors. Preferred candidates having Experience with Listed Entities.Key Responsibilities<ul><li>Act as Compliance Officer of the company and ensure adherence to applicable laws and regulations</li><li>Assist in preparation, review, and filing of DRHP / RHP and related IPO documentation</li><li>Ensure compliance with SEBI (ICDR) Regulations, SEBI (LODR) Regulations, Companies Act, 2013, and other applicable corporate laws</li><li>Monitor ongoing listing and post-listing compliances (if applicable)</li><li>Maintain statutory registers, records, and filings under the Companies Act and SEBI regulations</li></ul>Job Types: Full-time, PermanentPay: ₹400,000.00 - ₹500,000.00 per yearBenefits:<ul><li>Health insurance</li><li>Provident Fund</li></ul>Work Location: In person

Company Secretary & Compliance Officer

<div></div><div><div><div><h2 class="jobSectionHeader">Become our next FutureStarter</h2>
Are you ready to make an impact? ZF is looking for talented individuals to join our team. As a FutureStarter, you&rsquo;ll have the opportunity to shape the future of mobility. Join us and be part of something extraordinary!
</div></div><div><div><div><div><h1 class="jobSectionHeader">General Manager - Company Secretary and Compliance Officer
</h1></div></div></div></div><div><div><div><div>Country/Region: IN
</div></div></div></div><div><div><div><div>Location:
Chennai, TN, IN, 631604
</div></div></div></div><div><div><div><div>Req ID 84785 | Chennai, India, ZF Commercial Vehicle Control Systems India Limited 
<div><div><div><h2 class="jobSectionHeader">Job Description</h2>
</div><div>
About the team:

The Company Secretary and Compliance Officer plays a pivotal role in ensuring statutory compliance, corporate governance, and risk management under the Companies Act and SEBI for a stock listed Company. 


What you can look forward as Company Secretary and Compliance Officer:
<ul>
<li>Ensure compliance with Companies Act, SEBI Listing Regulations, and other applicable laws.</li>
<li>Organize and manage Board Meetings, Committee Meetings, and Annual General Meetings, including drafting agendas, notices, and minutes.</li>
<li>Maintain statutory registers and records as per regulatory requirements. Liaise with regulators such as SEBI, Stock Exchanges, MCA, and other authorities. Liaison with Registrar and Share Transfer Agents</li>
<li>Respond to shareholder and investor requests, communications and grievances. Oversee disclosures, filings, and reporting under SEBI LODR and other applicable regulations.</li>
<li>Advise the Board on corporate governance best practices and emerging regulatory changes.</li>
</ul>
Risk &amp; Compliance Functions:
<ul>
<li>Develop and implement a risk management framework aligned with business objectives. Identify, assess, and monitor operational, financial, and regulatory risks.</li>
<li>Ensure compliance with internal policies, SEBI guidelines, and industry standards. Conduct compliance audits and enterprise risk assessments periodically.</li>
<li>Report risk and compliance status to the Board and Audit Committee. Drive training and awareness programs on compliance and governance across the organization.</li>
<li>Ensure compliance with ESG (Environmental, Social, and Governance) reporting requirements and sustainability disclosures. Monitor and ensure compliance with Related Party Transaction (RPT) regulations under Companies Act and SEBI LODR.</li></ul> 


Your profile as Company Secretary and Compliance Officer:
<ul>
<li>Should have at least 13-25 Yrs of experience with Top 500 listed entities.</li>
<li>Should be an Associate/Fellow member of the Institute of Company Secretaries of India</li>
<li>Should have experience of being a Company Secretary for a large Indian stock listed entity (Top 500 by market cap preferred)</li>
<li>Very strong language, interpersonal, communication skills with executive presence and ability to handle stakeholders</li>
<li>Interpretation and application of statutes to diverse situation</li>
<li>High integrity and ethical standards. Ability to work as part of and lead cross functional team</li></ul> 


Why you should choose ZF in India
<ul>
<li>Innovative Environment: ZF is at the forefront of technological advancements, offering a dynamic and innovative work environment that encourages creativity and growth.</li>
<li>Diverse and Inclusive Culture: ZF fosters a diverse and inclusive workplace where all employees are valued and respected, promoting a culture of collaboration and mutual support.</li>
<li>Career Development: ZF is committed to the professional growth of its employees, offering extensive training programs, career development opportunities, and a clear path for advancement.</li>
<li>Global Presence: As a part of a global leader in driveline and chassis technology, ZF provides opportunities to work on international projects and collaborate with teams worldwide.</li>
<li>Sustainability Focus: ZF is dedicated to sustainability and environmental responsibility, actively working towards creating eco-friendly solutions and reducing its carbon footprint.</li></ul></div></div></div> 

Be part of our ZF team as General Manager - Company Secretary and Compliance Officer and apply now!
Contact
Veerabrahmam Darukumalli
</div></div></div></div><div><div><h2 class="jobSectionHeader">What does DEI (Diversity, Equity, Inclusion) mean for ZF as a company?</h2>
At ZF, we continuously strive to build and maintain a culture where inclusiveness is lived and diversity is valued. We actively seek ways to remove barriers so that all our employees can rise to their full potential. We aim to embed this vision in our legacy through how we operate and build our products as we shape the future of mobility.
</div></div><div><div>Find out how we work at ZF: 
</div></div><div></div> 
Job Segment: General Manager, Compliance, Risk Management, Manager, Law, Management, Legal, Finance</div>

General Manager - Company Secretary and Compliance Officer

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