compliance analyst

MENA Recruit

The Role
 About the Role Our client, a leading diversified investment and development group headquartered in the UAE, is seeking a Compliance Analyst to join its growing compliance function. This role offers strong career progression and the opportunity to work across multiple business sectors, supporting the design and implementation of compliance programs and strengthening governance frameworks. Key Responsibilities • Monitor regulatory developments and ensure compliance with laws and standards. • Support the creation and rollout of compliance programs, policies, and procedures. • Conduct risk assessments, gap analyses, and compliance testing. • Maintain compliance registers, records, and regulatory reporting. • Assist with whistleblowing, investigations, and internal audits. • Provide training support to staff and promote awareness of compliance and AML obligations. • Contribute to process enhancements to improve compliance efficiency and effectiveness.
 
Requirements
 <ul>
<li>3–5 years’ experience in compliance, AML, KYC, or regulatory risk roles. • Knowledge of regulatory frameworks, AML, and financial crime compliance. • Experience in compliance monitoring, reporting, or audit support. • GCC or multinational corporate exposure preferred. • Strong communication, analytical, and stakeholder management skills. • Relevant certifications (ICA, CISI, CAMS, etc.) are advantageous. #MENARecruitStrength #Compliance #ComplianceAnalyst #AML #KYC #FinancialCrime #RiskManagement #DubaiJobs #GCCCareers</li>
</ul>
About the company
 MENA Recruit came to fruition in response to a growing need for international legal talent in London and Dubai. Its initial focus began in the Legal sector, evolving as a service provider for other sectors such as Administration, Marketing, Business Development, HR, IT, Finance and C-Suite positions. Over the last two decades, with roots firmly planted in the Middle East and operations expanding into the APAC region, MENA Recruit has gained intuitive industry knowledge and expertise. With its unique, people-focused approach, the firm has yielded competitive advantage for its clients and rewarding careers for the professionals it has supported throughout the years. The company is dedicated to delivering the highest quality of talent and service to its clients while working tenaciously towards helping them achieve higher retention rates. For this reason, MENA Recruit is considered by both candidates and clients as a consultant in the truest sense of the word, offering guidance to both people and organizations on how to adapt to the constant change in market conditions and how to anticipate present and future challenges. Presently, MENA Recruit provides services to organizations and professionals in the United Arab Emirates, Saudi Arabia, Bahrain, Oman, Qatar, Kuwait, Singapore, Hong Kong, Australia, and the United Kingdom. With such an extensive global reach, strong brand value, decades of expertise, and an innovative approach towards business challenges, its clear why MENA Recruit is the partner of choice for both in-house recruiters and candidates internationally.

Compliance Analyst

Natixis

<div><div>The Compliance Analyst is part of a team responsible for the compliance review and approval of sales and marketing communications. This individual will ensure that communications satisfy regulatory requirements, lead department projects, and provide compliance guidance to business partners relating to advertising rules and regulations. This is a hybrid position located in Boston, MA.</div><div>
</div><div>
What you will do:</div><div><ul><li>
Review and approve mutual fund and separate account marketing materials, analytics, offshore fund communications, and non-product materials to ensure compliance with applicable FINRA, SEC, GIPS and non-US regulations.</li><li>
Collaborate with internal clients and provide guidance in the development of marketing materials. This includes new product development, global marketing campaigns, web design, and social media.</li><li>
Stay ahead of regulatory developments and the impact to sales and marketing communications.</li><li>
Complete and submit regulatory filings.</li><li>
Assist in developing departmental procedures and guidelines. Maintain the department SharePoint site.</li><li>
Collaborate and share knowledge with other Compliance staff.</li></ul></div><div>
What you will bring:</div><div><ul><li>
Bachelor&rsquo;s degree required.</li><li>
2 years compliance or financial services experience preferred.</li><li>
Problem solving and analytical abilities.</li><li>
Excellent writing, organizational, and negotiating skills.</li><li>
Series 7 and 24 FINRA registrations are preferred.</li><li>
Candidates with a Series 6 and 26 will also be considered.</li></ul></div><div>
</div><div>
Who we are: 
We put the best interests of our clients, employees, communities, and environment first in everything we do. We&rsquo;re dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees &mdash; and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to; comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer programs*.</div><div>
</div><div>
For additional insight on working at Natixis, visit: https://www.im.natixis.com/us/working-at-natixis</div><div>
</div><div>
#NatixisIMCulture</div><div>
</div><div>
Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law.</div><div>
</div><ul><li>Benefits eligibility is for permanent employees of Natixis Investment Managers. Interns, contractors and temporary workers are not eligible for benefits.</li></ul><div>
</div><div>
Natixis Investment Managers does not charge fees to participate in the interview process or for employment equipment and does not send employment offers through social media channels. We take security and privacy seriously. If you have been contacted by someone claiming to represent Natixis Investment Managers and are unsure about the legitimacy of the communication, please verify the contact details with Natixis Investment Managers directly.</div></div>

Sunflower Bank

<div>Compliance Analyst I
Denver, CO
Hybrid options available.
MUST HAVE: Compliance Testing experience.
MUST HAVE: 1 to 3 years of regulatory banking compliance, consulting, or audit experience.
MUST HAVE: Working knowledge of applicable banking laws and regulations.
MUST HAVE: Driven, self-starter who is seeking professional development.
Salary: $45k-$50k depending on knowledge, skills, abilities, experience, and location.
Sunflower Bank, NA is looking for an energetic, highly motivated individual to fill the position of a full-time Compliance Analyst I at our Denver, CO location.
The Compliance Analyst I supports the bank with the development, implementation, and maintenance of the Compliance Management Testing Program as directed by Compliance Management. Responsibilities include creating, executing, assessing, and reporting on the overall Compliance Program within the Bank. This includes but is not limited to compliance assessments with a focus on rules and regulations, policies and procedures, product reviews, monitoring and business control activities, corrective actions, and complaint management as well as the tracking and reporting of such activities.
Other responsibilities include providing support to the Compliance Department during audits, examinations, and other engagements by participating in audit, compliance and regulatory exam preparation and response activities.
Primary Responsibilities<ul><li>
Develop and execute comprehensive Test Plans to assess adherence to internal policy and external Laws, Rules, and Regulations.</li><li>
Develop and execute monitoring reviews and tests of controls to evaluate the compliance of the key controls in accord with the testing methodology.</li><li>
Assist in addressing consumer complaints, remediating regulatory and non-regulatory issues, and implementing corrective action plans.</li><li>
Assist in supporting issues management processes including timely and accurate updates, tracking, and assisting with management reporting.</li><li>
Assist with the coordination of the collection of materials including the tracking and reporting of issues related to regulatory exams and internal audits.</li><li>
Assist in reviews of forms, standardized documents, and marketing material.</li><li>
Assist in the preparation of Compliance related management reports.</li><li>
Assist in the development of and review Bank compliance within new and existing policies and procedures.</li><li>
Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the Company.</li><li>
Complete assigned training in a timely manner.</li><li>
Perform other duties as assigned.</li></ul>
Education/Experience<ul><li>
1 to 3 years of regulatory banking compliance, consulting, or audit experience.</li><li>
Working knowledge of applicable banking laws and regulations.</li><li>
Demonstrated ability to interpret and understand laws and regulations in order to assist in test development and to provide recommendations and solutions.</li><li>
Bachelor&rsquo;s Degree or relevant experience required.</li><li>
Strong organizational and analytical skills.</li><li>
Proficient in Microsoft Office desktop applications.</li><li>
Excellent written and verbal communication skills.</li><li>
Ability to work under and meet time sensitive deadlines.</li><li>
Ability to work solo or as part of a small team with individual time sensitive tasks.</li><li>
Ability to identify and communicate solutions to complex, time-critical, or recurring issues.</li><li>
Ability to make decisions that have significant impact on the immediate work unit and cross functional departments.</li><li>
Minimal travel expected.</li></ul>
Sunflower Bank Benefits
Employees enjoy outstanding benefits, including:
401(k) Plan with 6% Match
Health/Dental/Vision Insurance
Company-paid Life Insurance
Tuition Reimbursement
Fitness Reimbursement
Paid Time Off
Volunteer Leave
Paid Holidays
Plus many more employee perks &amp; incentives!
People choose to &ldquo;bank&rdquo; with us, but for those we serve, we&rsquo;re more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team.
If you qualify, apply online at www.sunflowerbank.com/careers.
You&rsquo;ve never worked anyplace like Sunflower Bank!
EOE/AA: Minorities/Females/Disabled/Vets
Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days.
If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.</div>

Compliance Analyst I

ARGA Investment Management

<div>LOCATION: Stamford, CT (on site)
ROLE: ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office. This individual will report directly to the Chief Compliance Officer.
JOB DESCRIPTION
Responsibilities include, but are not limited to:
<ul><li>Develop, draft and maintain compliance policies and procedures</li>
<li>Create and deliver compliance training</li>
<li>Perform regular reviews and testing (daily, quarterly, annual) across all compliance areas</li>
<li>Construct/maintain compliance rules in Order Management System</li>
<li>Assist with regulatory filings (Section 13, Form PF, Form ADV, etc.)</li>
<li>Review/approve marketing materials and RFPs to ensure compliance with the SEC Marketing Rule</li>
<li>Assist with regulatory examinations, audits and inquiries</li>
<li>Analyze new or amended laws, rules and regulations in order to formulate practical solutions for implementation to ensure compliance in all jurisdictions where the firm operates</li>
<li>Maintain the compliance calendar</li>
<li>Coordinate with internal stakeholders to assist with new business initiatives and regulatory requirements</li>
<li>Assist with ad hoc projects and assignments as requested by the Chief Compliance Officer</li>
</ul>
QUALIFICATIONS
<ul><li>Minimum 3-5 years of direct compliance experience at a registered investment adviser or hedge fund.</li>
<li>Solid knowledge of Investment Advisers Act of 1940, the Investment Company Act of 1940, SEC regulations and the standards relevant to registered investment advisers.</li>
<li>Solid knowledge of the SEC Marketing Rule.</li>
<li>Excellent verbal and written communication skills.</li>
<li>Strong attention to detail and organizational abilities.</li>
<li>Ability to handle multiple tasks simultaneously and work in a fast-paced environment.</li>
<li>Exercise poise, integrity and discretion at all times.</li>
</ul>
Please send your resume to resumes@argainvest.com
Candidates with no relevant experience at a registered investment adviser or hedge fund will not be considered.
FIRM DESCRIPTION 
ARGA Investment Management is a leading global value manager. ARGA manages global equity portfolios on behalf of institutional clients. We use a sophisticated process combining research and technology to identify businesses that are underpriced. ARGA is based in Stamford, CT, with offices in Chennai and Mumbai, India, Hongkong and London, UK. For more information, visit www.argainvest.com.
ARGA is an equal opportunity employer. ARGA recruits, employs, trains, compensates and promotes regardless of race, religion, color, national origin, sex, disability, age, veteran status, and other protected status as required by applicable law. We are focused on equality and believe our deep commitment to diversity enhances our uniqueness.</div>

<div>Compliance Analyst I
Overland Park, KS
Hybrid options available.
MUST HAVE: Compliance Testing experience.
MUST HAVE: 1 to 3 years of regulatory banking compliance, consulting, or audit experience.
MUST HAVE: Working knowledge of applicable banking laws and regulations.
MUST HAVE: Driven, self-starter who is seeking professional development.
Salary: Pay is dependent on knowledge, skills, abilities, experience, and location.
Sunflower Bank, NA is looking for an energetic, highly motivated individual to fill the position of a full-time Compliance Analyst I at our Overland Park, KS location.
The Compliance Analyst I supports the bank with the development, implementation, and maintenance of the Compliance Management Testing Program as directed by Compliance Management. Responsibilities include creating, executing, assessing, and reporting on the overall Compliance Program within the Bank. This includes but is not limited to compliance assessments with a focus on rules and regulations, policies and procedures, product reviews, monitoring and business control activities, corrective actions, and complaint management as well as the tracking and reporting of such activities.
Other responsibilities include providing support to the Compliance Department during audits, examinations, and other engagements by participating in audit, compliance and regulatory exam preparation and response activities.
Primary Responsibilities<ul><li>
Develop and execute comprehensive Test Plans to assess adherence to internal policy and external Laws, Rules, and Regulations.</li><li>
Develop and execute monitoring reviews and tests of controls to evaluate the compliance of the key controls in accord with the testing methodology.</li><li>
Assist in addressing consumer complaints, remediating regulatory and non-regulatory issues, and implementing corrective action plans.</li><li>
Assist in supporting issues management processes including timely and accurate updates, tracking, and assisting with management reporting.</li><li>
Assist with the coordination of the collection of materials including the tracking and reporting of issues related to regulatory exams and internal audits.</li><li>
Assist in reviews of forms, standardized documents, and marketing material.</li><li>
Assist in the preparation of Compliance related management reports.</li><li>
Assist in the development of and review Bank compliance within new and existing policies and procedures.</li><li>
Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the Company.</li><li>
Complete assigned training in a timely manner.</li><li>
Perform other duties as assigned.</li></ul>
Education/Experience<ul><li>
1 to 3 years of regulatory banking compliance, consulting, or audit experience.</li><li>
Working knowledge of applicable banking laws and regulations.</li><li>
Demonstrated ability to interpret and understand laws and regulations in order to assist in test development and to provide recommendations and solutions.</li><li>
Bachelor&rsquo;s Degree or relevant experience required.</li><li>
Strong organizational and analytical skills.</li><li>
Proficient in Microsoft Office desktop applications.</li><li>
Excellent written and verbal communication skills.</li><li>
Ability to work under and meet time sensitive deadlines.</li><li>
Ability to work solo or as part of a small team with individual time sensitive tasks.</li><li>
Ability to identify and communicate solutions to complex, time-critical, or recurring issues.</li><li>
Ability to make decisions that have significant impact on the immediate work unit and cross functional departments.</li><li>
Minimal travel expected.</li></ul>
Sunflower Bank Benefits
Employees enjoy outstanding benefits, including:
401(k) Plan with 6% Match
Health/Dental/Vision Insurance
Company-paid Life Insurance
Tuition Reimbursement
Fitness Reimbursement
Paid Time Off
Volunteer Leave
Paid Holidays
Plus many more employee perks &amp; incentives!
People choose to &ldquo;bank&rdquo; with us, but for those we serve, we&rsquo;re more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team.
If you qualify, apply online at www.sunflowerbank.com/careers.
You&rsquo;ve never worked anyplace like Sunflower Bank!
EOE/AA: Minorities/Females/Disabled/Vets
Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days.
If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.</div>

<div>Compliance Analyst I
Dallas, TX
Hybrid options available.
MUST HAVE: Compliance Testing experience.
MUST HAVE: 1 to 3 years of regulatory banking compliance, consulting, or audit experience.
MUST HAVE: Working knowledge of applicable banking laws and regulations.
MUST HAVE: Driven, self-starter who is seeking professional development.
Salary: Pay is dependent on knowledge, skills, abilities, experience, and location.
Sunflower Bank, NA is looking for an energetic, highly motivated individual to fill the position of a full-time Compliance Analyst I at our Dallas, TX location.
The Compliance Analyst I supports the bank with the development, implementation, and maintenance of the Compliance Management Testing Program as directed by Compliance Management. Responsibilities include creating, executing, assessing, and reporting on the overall Compliance Program within the Bank. This includes but is not limited to compliance assessments with a focus on rules and regulations, policies and procedures, product reviews, monitoring and business control activities, corrective actions, and complaint management as well as the tracking and reporting of such activities.
Other responsibilities include providing support to the Compliance Department during audits, examinations, and other engagements by participating in audit, compliance and regulatory exam preparation and response activities.
Primary Responsibilities<ul><li>
Develop and execute comprehensive Test Plans to assess adherence to internal policy and external Laws, Rules, and Regulations.</li><li>
Develop and execute monitoring reviews and tests of controls to evaluate the compliance of the key controls in accord with the testing methodology.</li><li>
Assist in addressing consumer complaints, remediating regulatory and non-regulatory issues, and implementing corrective action plans.</li><li>
Assist in supporting issues management processes including timely and accurate updates, tracking, and assisting with management reporting.</li><li>
Assist with the coordination of the collection of materials including the tracking and reporting of issues related to regulatory exams and internal audits.</li><li>
Assist in reviews of forms, standardized documents, and marketing material.</li><li>
Assist in the preparation of Compliance related management reports.</li><li>
Assist in the development of and review Bank compliance within new and existing policies and procedures.</li><li>
Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the Company.</li><li>
Complete assigned training in a timely manner.</li><li>
Perform other duties as assigned.</li></ul>
Education/Experience<ul><li>
1 to 3 years of regulatory banking compliance, consulting, or audit experience.</li><li>
Working knowledge of applicable banking laws and regulations.</li><li>
Demonstrated ability to interpret and understand laws and regulations in order to assist in test development and to provide recommendations and solutions.</li><li>
Bachelor&rsquo;s Degree or relevant experience required.</li><li>
Strong organizational and analytical skills.</li><li>
Proficient in Microsoft Office desktop applications.</li><li>
Excellent written and verbal communication skills.</li><li>
Ability to work under and meet time sensitive deadlines.</li><li>
Ability to work solo or as part of a small team with individual time sensitive tasks.</li><li>
Ability to identify and communicate solutions to complex, time-critical, or recurring issues.</li><li>
Ability to make decisions that have significant impact on the immediate work unit and cross functional departments.</li><li>
Minimal travel expected.</li></ul>
Sunflower Bank Benefits
Employees enjoy outstanding benefits, including:
401(k) Plan with 6% Match
Health/Dental/Vision Insurance
Company-paid Life Insurance
Tuition Reimbursement
Fitness Reimbursement
Paid Time Off
Volunteer Leave
Paid Holidays
Plus many more employee perks &amp; incentives!
People choose to &ldquo;bank&rdquo; with us, but for those we serve, we&rsquo;re more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team.
If you qualify, apply online at www.sunflowerbank.com/careers.
You&rsquo;ve never worked anyplace like Sunflower Bank!
EOE/AA: Minorities/Females/Disabled/Vets
Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days.
If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.</div>

<div>Compliance Analyst I
Gilbert, AZ
Hybrid options available.
MUST HAVE: Compliance Testing experience.
MUST HAVE: 1 to 3 years of regulatory banking compliance, consulting, or audit experience.
MUST HAVE: Working knowledge of applicable banking laws and regulations.
MUST HAVE: Driven, self-starter who is seeking professional development.
Salary: Pay is dependent on knowledge, skills, abilities, experience, and location.
Sunflower Bank, NA is looking for an energetic, highly motivated individual to fill the position of a full-time Compliance Analyst I at our Gilbert, AZ location.
The Compliance Analyst I supports the bank with the development, implementation, and maintenance of the Compliance Management Testing Program as directed by Compliance Management. Responsibilities include creating, executing, assessing, and reporting on the overall Compliance Program within the Bank. This includes but is not limited to compliance assessments with a focus on rules and regulations, policies and procedures, product reviews, monitoring and business control activities, corrective actions, and complaint management as well as the tracking and reporting of such activities.
Other responsibilities include providing support to the Compliance Department during audits, examinations, and other engagements by participating in audit, compliance and regulatory exam preparation and response activities.
Primary Responsibilities<ul><li>
Develop and execute comprehensive Test Plans to assess adherence to internal policy and external Laws, Rules, and Regulations.</li><li>
Develop and execute monitoring reviews and tests of controls to evaluate the compliance of the key controls in accord with the testing methodology.</li><li>
Assist in addressing consumer complaints, remediating regulatory and non-regulatory issues, and implementing corrective action plans.</li><li>
Assist in supporting issues management processes including timely and accurate updates, tracking, and assisting with management reporting.</li><li>
Assist with the coordination of the collection of materials including the tracking and reporting of issues related to regulatory exams and internal audits.</li><li>
Assist in reviews of forms, standardized documents, and marketing material.</li><li>
Assist in the preparation of Compliance related management reports.</li><li>
Assist in the development of and review Bank compliance within new and existing policies and procedures.</li><li>
Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the Company.</li><li>
Complete assigned training in a timely manner.</li><li>
Perform other duties as assigned.</li></ul>
Education/Experience<ul><li>
1 to 3 years of regulatory banking compliance, consulting, or audit experience.</li><li>
Working knowledge of applicable banking laws and regulations.</li><li>
Demonstrated ability to interpret and understand laws and regulations in order to assist in test development and to provide recommendations and solutions.</li><li>
Bachelor&rsquo;s Degree or relevant experience required.</li><li>
Strong organizational and analytical skills.</li><li>
Proficient in Microsoft Office desktop applications.</li><li>
Excellent written and verbal communication skills.</li><li>
Ability to work under and meet time sensitive deadlines.</li><li>
Ability to work solo or as part of a small team with individual time sensitive tasks.</li><li>
Ability to identify and communicate solutions to complex, time-critical, or recurring issues.</li><li>
Ability to make decisions that have significant impact on the immediate work unit and cross functional departments.</li><li>
Minimal travel expected.</li></ul>
Sunflower Bank Benefits
Employees enjoy outstanding benefits, including:
401(k) Plan with 6% Match
Health/Dental/Vision Insurance
Company-paid Life Insurance
Tuition Reimbursement
Fitness Reimbursement
Paid Time Off
Volunteer Leave
Paid Holidays
Plus many more employee perks &amp; incentives!
People choose to &ldquo;bank&rdquo; with us, but for those we serve, we&rsquo;re more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team.
If you qualify, apply online at www.sunflowerbank.com/careers.
You&rsquo;ve never worked anyplace like Sunflower Bank!
EOE/AA: Minorities/Females/Disabled/Vets
Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days.
If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.</div>

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