compliance and control analyst

Kroll Inc.

<div><p>Kroll is looking for an Analyst to join our financial services compliance and regulation practice in the UAE where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.<br>
</p><p></p><p>Apply now to join One team, One Kroll.<br>
</p><p></p><p><b>Responsibilities </b>:<br>
</p><p></p><p>As an Analyst within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm.<br>
</p><p></p><p>As an Analyst you will work to:
</p><ul><li>Undertake reviews following a risk-based approach, identifying control failings and operational weaknesses across a range of firms
</li><li>Provide on the job and ad hoc advice and support to clients
</li><li>Manage and maintain client relationships
</li><li>Draft reports for firms and international regulators
</li><li>Collate and manipulate data, visualising trends and patterns in performance.
</li><li>Prepare pitch documents and proposals for potential work and engage in Business Development activities
</li></ul><p>You will be a key member on a wide range of engagements, including Skilled Person Reviews, risk and compliance health-checks and assurance reviews, and wider projects across a wide-range of potential topics including (depending on experience):
</p><ul><li>Regulatory Risk
</li><li>AML / Financial Crime
</li><li>Enterprise and Operational Risk Management
</li><li>Controls Testing
</li><li>Regulatory Reporting
</li><li>Consumer Protection
</li><li>Governance
</li><li>Regulatory readiness
</li>Regulatory Gap Assessment<br>
<li>
</li></ul><div></div><p><b>The Ideal Candidate:<br>
</b></p><p></p><p>We are looking for someone who is passionate, focused, collaborative and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients.
</p><ul><li>Banking and Financial Services
</li><li>2+ years of proven compliance experience within a regulator, financial institution or consulting firm.
</li><li>Exposure to working with UAE licensed financial institutions or UAE regulations is a plus
</li><li>Big 6 experience is a plus
</li><li>Excellent oral and written communication skills in English.
</li><li>Excellent time management and ability to work under pressure
</li><li>Clear and logical reasoning ability to make assessments and articulate them clearly
</li><li>Prior experience in Anti-Money Laundering, Operational Risk or Risk Management regulatory projects
</li><li>Prior experience in internal audit roles with exposure to testing controls and systems is a plus
</li><li>Proven regulatory experience and knowledge
</li>Qualifications such as International Compliance Association (ICA), Chartered Institute of Securities and Investment (CISI), and ACAMS are beneficial.<br>
<li>
</li></ul><div></div><p><b>About Kroll<br>
</b></p><p></p><p>Join the global leader in risk and financial advisory solutions&mdash;Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients&rsquo; value? Your journey begins with Kroll.<br>
</p><p></p><p>Kroll is committed to equal opportunity and diversity, and recruits people based on merit.<br>
</p><p></p><p>#LI-RC2
</p><p>#LI-Hybrid</p></div>

Analyst Compliance Consulting

Alignerr

<div>
 <strong>
  About The Job
  <br/>
  <br/>
 </strong>
 At Alignerr, we partner with the world&rsquo;s leading AI research teams and labs to build and train cutting-edge AI models.
 <br/>
 <br/>
 We&rsquo;re building high-quality datasets and evaluation frameworks for security and risk reasoning. We&rsquo;re looking for practitioners who understand how security policies, compliance programs, audits, and risk management actually work inside real organizations.
 <br/>
 <br/>
 <strong>
  Organization
 </strong>
 : Alignerr
 <strong>
  Position
 </strong>
 : Governance, Risk &amp; Compliance (GRC) Analyst
 <strong>
  Type
 </strong>
 : Hourly Contract
 <strong>
  Compensation
 </strong>
 : $30&ndash;$55 /hour
 <strong>
  Location
 </strong>
 : Remote
 <strong>
  Commitment
 </strong>
 : 10&ndash;40 hours/week
 <br/>
 <br/>
 <strong>
  What You&rsquo;ll Do
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Review and analyze security policies, controls, and procedures
  </li>
  <li>
   Classify and evaluate compliance scenarios (SOC2, ISO, etc.)
  </li>
  <li>
   Assess risk statements and control mappings
  </li>
  <li>
   Help generate and validate training and evaluation data for AI systems
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  What We&rsquo;re Looking For
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   2+ years in GRC, compliance, or risk management
  </li>
  <li>
   Familiar with SOC2, ISO 27001, NIST, or similar frameworks
  </li>
  <li>
   Comfortable reading and interpreting policy and audit-style documentation
  </li>
  <li>
   Detail-oriented and precise in written reasoning
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Preferred
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Prior experience with data annotation, data quality, or evaluation systems
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Why Join Us
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Competitive pay and flexible remote work.
  </li>
  <li>
   Work directly on frontier AI systems
  </li>
  <li>
   Freelance perks: autonomy, flexibility, and global collaboration.
  </li>
  <li>
   Potential for contract extension.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Application Process (Takes 10-15 min)
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Submit your resume
  </li>
  <li>
   Complete a short screening
  </li>
  <li>
   Project matching and onboarding
   <br/>
   <br/>
  </li>
 </ul>
 <em>
  PS: Our team reviews applications daily. Please complete your AI interview and application steps to be considered for this opportunity.
 </em>
</div>


Governance, Risk & Compliance (GRC) Analyst

Genesys

<div></div><div><div><div><div><div><div>locations</div><div>
Virtual Office (Telangana)</div></div></div></div><div></div><div><div><div><div><div>
time type</div><div>
Full time</div></div></div></div><div></div><div><div><div><div>
posted on</div><div>
Posted 3 Days Ago</div></div></div></div><div></div><div><div><div><div>
job requisition id</div><div>
JR110145</div></div></div></div></div></div><div><div><div>
Genesys empowers organizations of all sizes to improve loyalty and business outcomes by creating the best experiences for their customers and employees. Through Genesys Cloud, the AI-powered Experience Orchestration platform, organizations can accelerate growth by delivering empathetic, personalized experiences at scale to drive customer loyalty, workforce engagement, efficiency and operational improvements.</div><div></div><div>
We employ more than 6,000 people across the globe who embrace empathy and cultivate collaboration to succeed. And, while we offer great benefits and perks like larger tech companies, our employees have the independence to make a larger impact on the company and take ownership of their work. Join the team and create the future of customer experience together.</div><div></div><div>
The Analyst, SOX Compliance will play a key role in supporting and strengthening the company&rsquo;s Sarbanes-Oxley (SOX) compliance framework. This role requires a detail-oriented professional with strong critical thinking skills who can independently evaluate business processes, assess risk, and collaborate effectively with cross-functional stakeholders and external auditors.</div><div>
This position is designed for a high-potential professional with 2+ years of experience who is ready to take ownership of assigned processes and demonstrate the capability to grow into increasing levels of responsibility within the SOX and compliance function.</div><div></div><div>
Work Environment &amp; Schedule</div><div>
This role supports a global SOX program and requires collaboration across multiple time zones, including regular interaction with U.S.-based stakeholders and external auditors. The successful candidate must be able to accommodate periodic schedule adjustments to support cross-regional meetings and audit timelines.</div><div>
The role requires the ability to work independently in a fast-paced environment, manage competing priorities, and deliver high-quality work with minimal supervision.</div><div></div><div>
Key Responsibilities</div><ul><li>Support SOX planning, scoping, and risk assessment activities in coordination with business process owners and external auditors.</li><li>Conduct end-to-end business process walkthroughs to evaluate control design and operating effectiveness.</li><li>Perform testing of business process controls and IT-dependent/manual application controls (ITACs) in accordance with established audit standards.</li><li>Identify control gaps and assess the impact and severity of deficiencies.</li><li>Prepare clear, well-supported documentation of testing procedures, findings, and conclusions.</li><li>Communicate results and recommendations to business stakeholders in a professional and constructive manner.</li><li>Coordinate and track remediation efforts, ensuring timely and effective resolution of identified deficiencies.</li><li>Contribute to continuous improvement of the SOX program by identifying opportunities to enhance efficiency, documentation quality, and risk coverage.</li><li>Build and maintain effective working relationships across finance, IT, and operational teams.</li></ul><div></div><div>
Qualifications</div><ul><li>CA, CIA, CPA (preferred).</li><li>2+ years of experience in SOX compliance or Internal Audit, with direct experience in business process controls.</li><li>Experience testing business process controls and IT-managed application controls (ITACs).</li><li>Exposure to IT General Controls (ITGCs) is beneficial; however, this role is primarily focused on business process controls and does not perform primary ITGC testing.</li><li>Strong understanding of control design, risk assessment, and control gap analysis.</li><li>Demonstrated ability to exercise sound professional judgment and apply critical thinking.</li><li>Strong analytical, problem-solving, and root cause evaluation skills.</li><li>Excellent written and verbal communication skills, including the ability to clearly explain control concepts to non-specialists.</li><li>Proven ability to manage multiple priorities while maintaining high standards for quality and accuracy.</li><li>Proficiency in Microsoft Excel, Word, and PowerPoint.</li></ul><div></div><div>
#LI-Remote</div><div>
#LI-GR1</div><div></div><div>
If a Genesys employee referred you, please use the link they sent you to apply.</div><div></div><div>
About Genesys:</div><div>
Genesys&reg; empowers more than 8,000 organizations worldwide to create the best customer and employee experiences. With agentic AI at its core, Genesys Cloud&trade; is the AI-Powered Experience Orchestration platform that connects people, systems, data and AI across the enterprise. As a result, organizations can drive customer loyalty, growth and retention while increasing operational efficiency and teamwork across human and AI workforces. To learn more, visit <div>www.genesys.com</div>.</div><div></div><div>
Reasonable Accommodations:</div><div>
If you require a reasonable accommodation to complete any part of the application process, or are limited in your ability to access or use this online application and need an alternative method for applying, you or someone you know may contact us at <div>reasonable.accommodations@genesys.com</div>.</div><div></div><div>
You can expect a response within 24&ndash;48 hours. To help us provide the best support, click the email link above to open a pre-filled message and complete the requested information before sending. If you have any questions, please include them in your email.</div><div></div><div>
This email is intended to support job seekers requesting accommodations. Messages unrelated to accommodation&mdash;such as application follow-ups or resume submissions&mdash;may not receive a response.</div><div></div><div>
Genesys is an equal opportunity employer committed to fairness in the workplace. We evaluate qualified applicants without regard to race, color, age, religion, sex, sexual orientation, gender identity or expression, marital status, domestic partner status, national origin, genetics, disability, military and veteran status, and other protected characteristics.</div><div></div><div><i>
Please note that recruiters will never ask for sensitive personal or financial information during the application phase.</i></div></div></div></div>

Analyst, SOX Compliance

Pantex Plant

<div><div><div><b>Location: </b>Amarillo, TX<br>
<b>Job Title:</b> Procurement Compliance Analyst<br>
<b>Career Level From: </b>Senior Associate<br>
<b>Career Level To:</b> Specialist<br>
<b>Organization:</b> SC Business Management (50001366)<br>
<b>Job Specialty:</b> Supply Chain-Multi Function</div><br>
<div><div><div><h2 class="jobSectionHeader"><b>What You'll Do</b></h2>
</div><div><div>
The Supply Chain Bussiness Management (SCBM) Procurement Compliance Analyst (PCA), plays a pivotal role in ensuring PanTeXas Deterrence, LLC (PXD) maintains robust compliance with all applicable contractual, statutory, regulatory, policy, and procurement requirements. This position requires comprehensive knowledge in procurement compliance and the ability to lead projects, solve complex problems, and influence organizational objectives. The PCA will identify and mitigate risks, drive continuous improvement, and provide expert guidance to stakeholders, ensuring the integrity and effectiveness of PXD's purchasing system.</div>
<div>
Key Responsibilities:</div>
<div>
Compliance Oversight: Support maintenance and monitoring of SCBM's internal processes and procedures, conducting comprehensive reviews of the Management and Operating (M&amp;O) purchasing system for adherence to all relevant requirements, including Department of Energy (DOE)/ National Nuclear Security Administration (NNSA) contract stipulations and government regulations. This includes the application of significant judgment and professional competency.<br>
Complex Problem Solving and Solution Development: Analyze complex, diverse business problems impacting the organization and develop original or new solutions. This involves selecting the best solution from a range of possible or known options and leading initiatives to implement these solutions.<br>
Project Management: Support projects related to procurement compliance across organizational units. Support multiple projects simultaneously, ensuring objectives are met and outcomes are aligned with business goals.<br>
Policy and Procedure Enhancement: Perform in-depth audits and analyses of activities and functions to assess program health, identify areas for improvement, and lead the development and implementation of enhancements to policies, procedures, and guidelines.<br>
Policy Development and Training Support: Participate in training to provide technical expertise and guidance to Procurement Specialists on contract and purchasing requests. Advise on the development and maintenance of procurement process documentation, including guidelines, clauses, procedures, and the Procurement Process Description.<br>
Stakeholder Collaboration and Communication: Foster effective working relationships and collaborate frequently with internal and external stakeholders, including Procurement Operations, Ethics, Internal Audit, Quality, Performance Assurance, and senior management. Act as a spokesperson for key business systems, influencing decisions and objectives.<br>
Compliance Oversight and Audit Tracking: Collaborates with Internal Audit to establish and maintain systems for tracking audit findings and corrective actions, and provides support to Procurement Specialists in developing resolution completion memos.<br>
Reporting and Analysis: Create and maintain detailed reports on procurement compliance performance metrics for senior management.<br>
Safety and Quality Assurance: Facilitate and support all plant safety initiatives, ensuring the integration of Integrated Safety Management (ISM) principles in all procurement compliance activities.</div></div></div><div><div><h2 class="jobSectionHeader"><b>
Minimum Job Requirements</b></h2>
</div><div><ul><li>Bachelors degree: Minimum of 2 years of relevant experience.</li>
<li>Masters degree: Minimum of 1 year of relevant experience.</li>
<li>OR Applicants without a bachelor's degree may be considered based on a combination of at least 10 years of completed education and/or relevant experience.</li></ul></div></div><div></div><div><div><h2 class="jobSectionHeader"><b><br>
DOE O 426.2A Requirements</b></h2>
</div><div><ul><li>Not Applicable.</li>
</ul></div></div><div><div><h2 class="jobSectionHeader"><b>Preferred Job Requirements</b></h2>
</div><div><ul><li><b>Education:</b> Bachelor's degree in Business, Government Policy, Supply Chain Management, or a related field is required.</li>
<li><b>Experience:</b> Minimum of 5 years of relevant experience in procurement, supply chain, or compliance roles, with a proven track record of managing complex projects and leading initiatives.</li>
<li><b>Knowledge:</b> Understanding of procurement principles, theories, professional competencies, work methods, and government regulations (including FAR/DFARS) applicable to DOE/NNSA contracts.</li>
<li><b>Skills:</b></li>
</ul><ul><div><ul><li>Strong analytical, mathematical, and problem-solving skills with the ability to perform detailed cost and price analysis and develop original solutions.</li>
</ul></div></ul><ul><ul><li>Strong analytical and problem-solving skills with the ability to develop original solutions.</li>
<li>Excellent written and verbal communication skills, with the ability to influence and persuade stakeholders at all levels.</li>
<li>Demonstrated leadership and project management capabilities.</li>
<li>Proficiency in supply chain management software and data analysis tools.</li>
<li>Strong negotiation and contract management abilities.</li>
<li>Ability to exercise considerable independent judgment and discretion.</li>
</ul><li><b>Autonomy:</b> Functions with significant autonomy, guided by objectives and broad organizational policies, with latitude in determining objectives and approach to work assignments.</li>
</ul></div></div></div><div><div><h2 class="jobSectionHeader"><b>#JointheMission: Your Impact Starts Here</b></h2>
</div><div>At Pantex, you won't just find a job&mdash;you&rsquo;ll discover a career of purpose safeguarding national security through work performed nowhere else on Earth. We empower dedicated, innovative individuals like you to achieve their greatest impact surrounded by exceptional talent and limitless opportunities for professional growth.</div>
<div></div>
<div>When you #JointheMission, you choose a lifetime career where your commitment is genuinely valued and rewarded. At Pantex, we believe that extraordinary talent thrives when supported by a balanced life. Discover the flexibility that empowers you to excel, coupled with a benefits package designed for your total peace of mind from comprehensive health coverage and robust retirement planning, to opportunities for continuous learning through education reimbursement.</div>
</div><div><div><h2 class="jobSectionHeader"><b>Notes</b></h2>
</div><div>The minimum education and experience for the lowest career level in the job posting range are listed under Minimum Job Requirements. Successful candidates hired into a higher career level than the minimum in the range must meet the requirements listed in the job leveling charts for the career level into which they are being hired.</div>
<div></div>
<div>If a range of Career Levels is posted, i.e., Senior Associate to Senior Specialist, internal applicants already in one of the Career Levels would come across at their current Career Level. Internal applicants currently in a lower level Career Level would move to the lowest posted Career Level.</div>
<div></div>
<div>Requires a Q clearance; however all qualified candidates will be considered regardless of their current clearance status. The ability to obtain and maintain a Department of Energy Q clearance is required.</div>
<div></div>
<div>Position may require entry into Materials Access Areas (MAA) and participation in the Human Reliability Program (HRP). If HRP is required, candidate must complete a counterintelligence-scope polygraph, pursuant to 10 CFR 709. Medical requirements may apply.</div>
<div></div>
<div>Pantex is a drug-free workplace. Candidates accepting a job offer will be required to pass a pre-placement physical, drug screening and background investigation. As an employee, you may be required to receive and maintain a security clearance from the United States Department of Energy in order to meet eligibility requirements for access to sensitive information or matter. U.S. citizenship is a requirement for security clearance applicants. All employees are subject to random selection for drug testing without advance notification.</div>
<div></div>
<div>Pantex is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, sex, age, religion, national origin, ancestry, genetic information, disability or veteran status.</div></div></div></div>

Procurement Compliance Analyst

Worldpay

<p></p><div><p><b>Job Description</b></p><p><b>
Are you ready to write your next chapter?</b></p><p>
Make your mark at one of the biggest names in payments. We&rsquo;re looking for a Card Brand Compliance Analyst to join our ever evolving Network Compliance team and help us unleash the potential of every business.</p><p></p><p>
This role will entail facilitating new or changes in card brand rules or programs, card brand registrations, oversight, reporting or passing applicable assessments. Works closely with internal and external stakeholders as a specialized professional, project liaison, facilitates card brand functions, and ensures compliance to card brand rules.</p><p></p><p><b>
What you&rsquo;ll own as the Card Brand Compliance Analyst</b></p><ul><li>
Maintains knowledge of applicable card brand rules, compliance programs, and regulations.</li></ul><ul><li>
Facilitates card brand operational processes that pertain to registrations, communicating rule or threshold breaches, data analysis, project initiatives, data reconciliation and following up on identified remediation actions.</li><li>
Assists the business with responses to customer card brand compliance-specific questions and concerns.</li><li>
Monitors and communicates card band changes that impact products, services, and business activities.</li><li>
Communicates card brand requirements to the lines of business and monitors ongoing statuses.</li></ul><ul><li>
Identifies areas of potential operational improvement</li><li>
Participates in training promoting compliance awareness.</li><li>
Other related duties assigned as needed.</li></ul><p></p><p><b><br>
What you&rsquo;ll bring</b></p><ul><li>
Bachelor&rsquo;s degree or equivalent combination of education, training, or work experience.</li><li>
Comprehensive knowledge of card brand compliance pertaining to merchant acquiring.</li><li>
Excellent analytical skills and ability to review and understand card brand reference materials.</li><li>
Demonstrated ability to plan and complete work within tight time limitations.</li><li>
Ability to communicate ideas both verbally and in written form in a clear, concise, and professional manner.</li></ul><p><b>
It&rsquo;s a bonus if you have</b></p><ul><li>
Experience leading compliance support activities and ensuring effectiveness of a Card Brand Merchant Acquiring Compliance Program.</li><li>
Familiarity with multiple areas of card brand compliance such as high risk merchants, third party oversight, registrations or dispute programs.</li><li>
Experience participating in customer focus and advisory groups or preparing internal and customer communications covering compliance issues.</li></ul><p></p><p><b>
About the team</b></p><p>
To learn more about our winning teams, check out our world-class teams that own it every day.</p><p></p><p><b><br>
What makes a Worldpayer</b></p><p>
What makes a Worldpayer? It&rsquo;s simple: Think, Act, Win. We stay curious, always asking the right questions and finding creative solutions to simplify the complex. We&rsquo;re dynamic, every Worldpayer is empowered to make the right decisions for their customers. And we&rsquo;re determined, always staying open and winning and failing as one.</p><p>
Does this sound like you? Then you sound like a Worldpayer. Apply now to write the next chapter in your career.</p><br>
<p></p>
<p></p><p><b>EEOC Statement</b></p><p></p><p>
Worldpay is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here.</p><p></p><p>
If you are made a conditional offer of employment and will be working in the United States, you will be required to undergo a drug test. In developing this job description care was taken to include all competencies and requirements needed to successfully perform the position. Reasonable accommodations will be provided for individuals with qualified disabilities both during the hiring process, as well as to allow the individual to perform the essential functions of the job, if hired.</p></div>

Compliance Analyst II

<div><p><b>About the Role</b></p>
<p>
The Compliance Clinical Analyst ensures ESO's trauma registry products meet national standards while supporting customers, engineering, and product teams with expert knowledge in clinical implications of data, trauma coding, registry requirements, and regulatory alignment. This role also incorporates emerging AI technology where appropriate to strengthen efficiency, accuracy, and scalability of compliance work.</p>
<p><b>
In this role, you key responsibilities will be:</b></p>
<ul>
<li><b>Customer Data</b> <b>Analysis</b>
<ul><li>Review and align customer data dictionaries and XSD's with ESO's Patient Registry system requirements.</li>
<li>Provide recommendations that support accurate integration and compliance.</li>
</ul></li><li><b>Validation Rule</b> <b>Development</b>
<ul><li>Design, build, test and maintain trauma registry validation rules, parameters, and preconditions to ensure data accuracy and compliance.</li>
<li>Upholds the integrity of registry submissions by aligning validations with NTDB/TQIP standards.</li>
</ul></li><li><b>Submission Logic Development</b>
<ul><li>Design, build, test and maintain submission logic to ensure data accuracy and compliance.</li>
<li>Investigate submission issue tickets when reported and curate a resolution or assign to responsible parties.</li>
</ul></li><li><b>Documentation Creation</b>
<ul><li>Develop customer-facing and internal documents that clarify rules and compliance requirements.</li>
<li>Contribute to resources such as knowledge bases, data toolkits, or reference manuals.</li>
</ul></li><li><b>Professional Development &amp;</b> <b>Innovation</b>
<ul><li>Stay current with industry standards and trauma registry practices through ongoing education and certifications.</li>
<li>Demonstrate adaptability by learning and applying new processes and tools that strengthen ESO's workflows.</li>
<li>Investigate new ways AI can support the efficiency and accuracy of Compliance efforts.</li>
</ul>
</li></ul><p><b>Your Qualifications</b></p>
<ul>
<li>CAISS certifications (required)</li>
<li>CSTR certification (required)</li>
<li>Strong knowledge of NTDB/TQIP trauma registry standards and inclusion criteria.</li>
<li>Experience analyzing customer data dictionaries, XSDs, and technical specifications.</li>
<li>Strong written communication skills for customer-facing and internal documentation.</li>
<li>Demonstrated ability to adapt to evolving requirements and take on high-value cross-team initiatives in an agile environment.</li>
</ul>
<p><b>Core Competencies</b></p>
<ul>
<li><b>Integrity:</b> Ensures accuracy, transparency, and adherence to standards in all analysis, validation, and submission work.</li>
<li><b>Teamwork:</b> Support cross-functional teams by providing specialized expertise by bridging the clinical-engineer language gap.</li>
<li><b>Flexibility:</b> Adapts to mission-critical priorities.</li>
<li><b>Passion:</b> Continuously seeks to improve processes, adopt new technology (including AI), and deliver solutions that enhance ESO's products and customer outcomes.</li></ul><p></p><div><p><br>
Applicant Privacy Notice &ndash; please click here to review the privacy policy which details how your data is collected, used and protected.</p></div></div>

Compliance Clinical Analyst

SmithRx

<div><p><b>Who We Are:</b></p>
<p>
SmithRx is a rapidly growing, venture-backed Health-Tech company. Our mission is to disrupt the expensive and inefficient Pharmacy Benefit Management (PBM) sector by building a next-generation drug acquisition platform driven by cutting edge technology, innovative cost saving tools, and best-in-class customer service. With hundreds of thousands of members onboarded since 2016, SmithRx has a solution that is resonating with clients all across the country.</p>
<p>
We pride ourselves for our mission-driven and collaborative culture that inspires our employees to do their best work. We believe that the U.S healthcare system is in need of transformation, and we come to work each day dedicated to making that change a reality. At our core, we are guided by our company values:</p>
<ul>
<li><b>Integrity:</b> Our purpose guides our actions and gives us confidence in the path ahead. With unwavering honesty and dependability, we embrace the pressure of challenging the old and exemplify ethical leadership to create the new.</li>
<li><b>Courage:</b> We face continuous challenges with grit and resilience. We embrace the discomfort of the unknown by balancing autonomy with empathy, and ownership with vulnerability. We boldly challenge the status quo to keep moving forward&mdash;always.</li>
<li><b>Together: </b>The success of SmithRx reflects the strength of our partnerships and the commitment of our team. Our shared values bind us together and make us one. When one falls, we all fall; when one rises, we all rise.</li>
</ul>
<p><b>Job Summary:</b></p><br>
<p>
We are looking for a Compliance Analyst to assist in all operational aspects of implementing a highly-effective compliance program in a dynamic PBM regulatory landscape. This position will focus on risk detection, auditing, monitoring, and development of these elements.</p>
<p>
In this role, you will assist, build, and lead initiatives which detect and mitigate organization risks using the key seven elements of a compliance program. You will work closely with the Corporate Compliance department and business areas across the organization to support our mission.</p>
<p>
We are looking for someone who is enthusiastic about building and supporting programs that impact pharmacy and other healthcare benefits at a high-growth healthcare technology company.</p>
<p><b>
Arrangement:</b></p>
<ul>
<li>Remote, full time employee. General office environment; may be required to sit or stand for extended periods of time. On rare occasions, this position may travel or visit any of the SmithRx offices, including the home office in San Francisco, California.</li>
<li>Reports to the Compliance Director</li>
</ul>
<p><b>What you will do:</b></p>
<p><i>
Primary Responsibilities:</i></p>
<ul>
<li>Design and/or enhance targeted and annual risk assessments</li>
<li>Develop risk methodologies, scoring, and prioritization</li>
<li>Construct specific and effective auditing and monitoring workplans based on risks identified</li>
<li>Perform timely auditing and monitoring activities</li>
<li>Analyze compliance outcomes and ensure detected issues are referred for remediation</li>
<li>Identify ways to mitigate risks to our organization</li>
<li>Coordinate external audits, as assigned</li>
<li>Create and run mock audits</li>
<li>Build and perform readiness testing exercises</li>
<li>Develop job aids, playbook, and other program documentation</li>
</ul>
<p><i>Additional Responsibilities:</i></p>
<ul>
<li>Build and maintain positive and strategic relationships with internal and external stakeholders</li>
<li>Support our compliant and ethical culture</li>
<li>Assist in developing or updating oversight materials and reporting metrics</li>
<li>Create and distribute written compliance standards where applicable</li>
<li>Abide by organization retention standards and version controls</li>
<li>Collaborate in Compliance training and education needs</li>
<li>Investigate potential or reported issues of non-compliance</li>
<li>Perform root-cause analysis and identify prevention, detection, and correction opportunities</li>
<li>Ensure business partners complete corrective actions in a timely and effective manner</li>
<li>Monitor organizational disciplinary actions and incentives for consistency, accuracy, and timeliness</li>
<li>Collaborate with Legal and other stakeholders to interpret regulations</li>
<li>Other responsibilities as assigned</li>
</ul>
<p><b>What you will bring to SmithRx:</b></p>
<p><i>
Education and Experience:</i></p>
<ul>
<li>Bachelor's degree or higher education in healthcare, compliance, or a related field, or equivalent years of relevant work experience is required</li>
<li>Minimum of four (4) years of compliance experience at a PBM or health plan, and pharmacy operations oversight or similar experience would be considered</li>
<li>Direct experience with pharmacy benefits, network, and claims is a bonus</li><br>
</ul>
<p><i>Licensing or Training:</i></p>
<ul>
<li>Certified in Healthcare Compliance (CHC), Certification in Healthcare Privacy Compliance (CHPC), or Certified Compliance and Ethics Professional (CCEP) preferred</li>
<li>Current, unrestricted clinical or functional business licensure is a bonus (examples: certified pharmacy technician)</li>
</ul>
<p><i>Hard and Soft Skills:</i></p>
<ul>
<li>Strong understanding with the seven elements of a highly effective compliance program</li>
<li>Strong familiarity with PBM-related healthcare operations and/or clinical concepts, practices and procedures is preferred, or similar health plan knowledge will be considered</li>
<li>Strong working knowledge of healthcare compliance audit and monitoring activities, compliance risk assessments</li>
<li>Working knowledge of external audit functions and procedures</li>
<li>Strong familiarity with ERISA, Healthcare Exchange Marketplace (Affordable Care Act), Worker's Compensation, and Medicare preferred</li>
<li>Familiarity with pharmacy operations and healthcare benefits</li>
<li>Data-driven, big-picture thinker, and solutions-oriented
</li><li>Professional verbal and written communication skills including proper grammar, construct, and appropriate to the audience</li>
<li>Advanced organizational, project, and time management skills to prioritize, prepare, and leverage resources and stay on focus</li>
<li>Ability to work independently and within a team environment</li>
<li>Ability to establish effective collaborative techniques, such as conflict resolution</li>
</ul>
<p><b>What SmithRx Offers You:</b></p>
<ul>
<li>Highly competitive wellness benefits including Medical, Pharmacy, Dental, Vision, and Life Insurance and AD&amp;D Insurance</li>
<li>Flexible Spending Benefits</li>
<li>401(k) Retirement Savings Program</li>
<li>Short-term and long-term disability</li>
<li>Discretionary Paid Time Off</li>
<li>Paid Company Holidays</li>
<li>Wellness Benefits</li>
<li>Commuter Benefits</li>
<li>Paid Parental Leave benefits</li>
<li>Employee Assistance Program (EAP)</li>
<li>Well-stocked kitchen in office locations</li>
<li>Professional development and training opportunities</li></ul></div>

Compliance Analyst, Risk, Audit, and Monitoring

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