compliance review officer

Delaware Solid Waste Authority

<div>DSWA is accepting applications for a full time Compliance Officer I position for the Cherry Island Landfill (CIL) located in Wilmington, DE. Applications will be accepted until the position is filled. This position includes a full benefit package including State of DE Pension, medical, dental, vision, life insurances, and other benefits. Please visit our website at www.dswa.com and submit an employment application online to apply. Current DSWA employees can also apply via the ADP Internal Job Board.
PURPOSE: The purpose of this position is to monitor waste stream at landfills and waste stations for compliance of federal, state and the Solid Waste Authority, solid waste laws, rules and regulations.
This is a safety sensitive position and requires drug testing as a condition of employment
Job Duties: Include but are not limited to the following:
<ul><li>Conducts investigations of possible violations of DSWA regulations and issues violations and fines when applicable.</li>
<li>Conducts inspection on collection vehicles and on waste loads transported by collection vehicles.</li>
<li>Conducts investigations on disposal sites, illegal dumping at facilities, transfer stations and prepares written or oral reports of findings or possible violations.</li>
<li>Maintains documentation on investigations, follow-ups, and daily activities.</li>
<li>Assists in the review license applications for solid waste collectors.</li>
<li>Picks up and delivers sensitive material for DSWA.</li>
<li>Prepares necessary photographs, violations, documentation, and findings for testifying in legal proceedings.</li>
<li>Communicates orally and in writing with employees and the public.</li>
<li>Monitors surveillance recorders, cameras, traffic safety and speed at the DSWA facilities.</li>
</ul>
ADDITIONAL DUTIES:
<ul><li>Monitors traffic safety and issues notices of violation for infractions.</li>
<li>Monitors and enforces State of Delaware policy&rsquo;s on the disposal of yard waste and issue notices of violation and fines for infection.</li>
<li>Performs other duties as assigned.</li>
</ul>
EDUCATION, EXPERIENCE, AND SKILLS: Requires a high school diploma or equivalent and one (1) year of experience in investigations. Must possess a valid driver&rsquo;s license and First Aid &amp; CPR certification (Certification training provided by DSWA). Knowledge of investigative methods, techniques and procedures. Knowledge of hazardous waste. Knowledge of safety procedure and protocols. Knowledge of Delaware roads. Ability to understand, explain and apply rules, regulations, policies and procedures. Ability to work independently. Ability to use DSWA computer programs to monitor waste activities. Skill in first aid and CPR. Ability to communicate effectively. Ability to use monitoring security and camera equipment.
Physical Requirements: This position requires standing, walking, sitting, gripping or feeling with hands, reaching with hands and arms, climbing or balancing, stooping, kneeling, crouching, or crawling, talking or hearing, tasting or smelling. This position requires lifting more than 100 pounds. This position requires close vision (clear vision at 20 inches or less), distance vision (clear vision at 20 feet or more),color vision (ability to identify and distinguish colors), peripheral vision (ability to observe an area that can be seen up or down or to the left and right when vision is fixed on a given point),depth perception (three-dimensional vision, ability to judge distances and spatial relationships),ability to adjust focus (ability to adjust the eye to bring an object into sharp focus). This position risks exposure to indoor environment, outdoor environment, noise, extreme temperatures, vibration, moisture and/or humidity, dust, fumes, gases, mechanical hazards, chemical hazards, explosive hazards and burn hazards.EOE</div>

Compliance Officer I

Thndr

<div>
 
 About The Role
 
 
 
 As the Compliance Officer &amp; MLRO (COMLRO), you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. You will be the primary point of contact with regulators and will work closely with the Board and SEO to manage regulatory risk. This role requires a proactive leader with deep expertise in compliance, financial crime prevention, and regulatory frameworks in the UAE.
 
 
 If you have a strong background in compliance within a regulated industry, excellent problem-solving skills, and experience working with FSRA or DFSA, this role is for you.
 
 
 
 What You&rsquo;ll Do
 
 
 
 
 Compliance Responsibilities:
 
 
 
 <ul>
 <li>
 Develop and maintain compliance policies and procedures.
 </li>
 <li>
 Implement a risk-based compliance program.
 </li>
 <li>
 Conduct trade surveillance and transaction monitoring.
 </li>
 <li>
 Provide regulatory guidance to staff, the SEO, and the Board.
 </li>
 <li>
 Prepare and present compliance reports for the Board.
 
 
 </li>
 </ul>
 
 MLRO Responsibilities:
 
 
 
 <ul>
 <li>
 Maintain Anti-Money Laundering (AML) policies and procedures.
 </li>
 <li>
 Oversee Know Your Customer (KYC) and Customer Due Diligence (CDD) processes.
 </li>
 <li>
 Identify, analyze, and report suspicious transactions.
 </li>
 <li>
 Provide AML training and advisory support.
 </li>
 <li>
 Act as the primary contact for filing Suspicious Activity Reports (SARs).
 
 
 </li>
 </ul>
 
 What You&rsquo;ll Need
 
 
 
 Must-Have Skills &amp; Traits:
 
 
 <ul>
 <li>
 Established rapport with FSRA or DFSA (experience is a must).
 </li>
 <li>
 Strong knowledge of UAE regulatory frameworks.
 </li>
 <li>
 4-6 years of experience in compliance within a regulated industry.
 </li>
 <li>
 FSRA or DFSA-approved person (preferred).
 </li>
 <li>
 Bachelor's degree in Business, Law, or a related field.
 
 
 </li>
 </ul>
 Nice-to-Have Skills &amp; Traits:
 
 
 <ul>
 <li>
 Experience with a Category 3A licensed firm.
 </li>
 <li>
 Knowledge of ADGM Data Protection laws.
 </li>
 <li>
 Familiarity with SQL for compliance data analysis.
 
 
 </li>
 </ul>
 
 Who Are We?
 
 
 
 Thndr was founded with the dream to democratize access to investing through smart tech and human design, which is just a fancy way of saying giving anyone with a smartphone easy access to preserve and grow their wealth. At the same time, we&rsquo;re promoting local investment products to propel the economies that we serve
 
 
 History has shown that investing is the single greatest way to build long term wealth - but before Thndr, only a very small percentage of people had access to investing due to:
 
 
 <ul>
 <li>
 High barriers to entry - In the form of minimum account balances, brick and mortar onboarding and low financial literacy.
 </li>
 <li>
 Irrelevant experience - Catered towards traders and financial experts, therefore alienating the majority of the population.
 </li>
 <li>
 Fragmented offering - Investment products are not gathered in a single outlet.
 
 
 </li>
 </ul>
 On our short journey we&rsquo;ve validated that there is a need for our solution, as illustrated by these key figures:
 
 
 <ul>
 <li>
 3 million app downloads
 </li>
 <li>
 $8.8bn in annualized traded value
 </li>
 <li>
 #1 platform in terms of traded value
 </li>
 <li>
 84% of our users are investing for the first time
 </li>
 <li>
 65% of our users come from outside of capital cities and have previously had limited access to financial institutions
 
 
 </li>
 </ul>
</div>

Compliance Officer & MLRO (COMLRO)

Shelby State Bank

Position Description: 
Responsible for strategic direction of compliance, fair lending and CRA activities. Contributes to planning, budgeting, organizing, executing and evaluating of all risk management activity including audit and compliance.
 
In consultation with Senior Management, develop short-term and long-term goals for the Banks compliance and fair lending functions and reporting to Board Audit Committee.
 
Report results, recommendations, management responses, and monitor status of actions to the Audit Committee.
 
Serve as a management contributor to the Boards Audit Committee.
 
Manage / coordinate the banks management Compliance Committee.
 
Coordinate the external compliance reviews, assisting third parties as liaison with staff and management.
 
Understand organizations assets, liabilities, cash flow, insurance coverage, tax status, and financial objectives so can be a resource to help in the development of appropriate regulatory compliance, CRA, and fair lending strategies to achieve financial results with appropriate risk level.
 
Develop, implement, and ensure compliance with policies established for fair lending and CRA activities and proper training with the Board and employees.
 
Communicate policies and practices and oversee training to assure adequate understanding of risk and compliance with policies and regulations.
 
Develop risk assessments in coordination with department management and third-party audit / compliance vendors.
 
Maintain fair lending risk assessments and CRA community impact documentation.
 
Oversee HMDA / CRA data collection and reporting.
 
Coordination with marketing to ensure proper printed materials are in compliance.
 
Facilitate coordination of consumer complaints.
 
Maintain knowledge of the Banks regulatory environment and compliance issues.
 
Oversee the banks online compliance training program.
 
Additional responsibilities as assigned.
 
Be familiar with and comply with the provisions of the AML/CFT and USA PATRIOT Act as they relate to the functions of this position. Assist where need with required reporting related to those acts and reports any observed violations or potential violations of those acts to a supervisor or other appropriate bank officer.
 
Be familiar with and comply with all federal and state banking regulations as applicable.

COMPLIANCE OFFICER

<div><h1 class="jobSectionHeader">About the Role</h1>
As the Compliance Officer &amp; MLRO (COMLRO), you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. You will be the primary point of contact with regulators and will work closely with the Board and SEO to manage regulatory risk. This role requires a proactive leader with deep expertise in compliance, financial crime prevention, and regulatory frameworks in the UAE.
If you have a strong background in compliance within a regulated industry, excellent problem-solving skills, and experience working with FSRA or DFSA, this role is for you.<h1 class="jobSectionHeader">
What You&rsquo;ll Do</h1>
Compliance Responsibilities:<ul><li>Develop and maintain compliance policies and procedures.</li><li>Implement a risk-based compliance program.</li><li>Conduct trade surveillance and transaction monitoring.</li><li>Provide regulatory guidance to staff, the SEO, and the Board.</li><li>Prepare and present compliance reports for the Board.</li></ul> 
MLRO Responsibilities:<ul><li>Maintain Anti-Money Laundering (AML) policies and procedures.</li><li>Oversee Know Your Customer (KYC) and Customer Due Diligence (CDD) processes.</li><li>Identify, analyze, and report suspicious transactions.</li><li>Provide AML training and advisory support.</li><li>Act as the primary contact for filing Suspicious Activity Reports (SARs).</li></ul><h1 class="jobSectionHeader">
What You&rsquo;ll Need</h1>
Must-Have Skills &amp; Traits:<ul><li>Established rapport with FSRA or DFSA (experience is a must).</li><li>Strong knowledge of UAE regulatory frameworks.</li><li>4-6 years of experience in compliance within a regulated industry.</li><li>FSRA or DFSA-approved person (preferred).</li><li>Bachelor's degree in Business, Law, or a related field.</li></ul>
Nice-to-Have Skills &amp; Traits:<ul><li>Experience with a Category 3A licensed firm.</li><li>Knowledge of ADGM Data Protection laws.</li><li>Familiarity with SQL for compliance data analysis.</li></ul><h1 class="jobSectionHeader">
Who Are We?</h1>
Thndr was founded with the dream to democratize access to investing through smart tech and human design, which is just a fancy way of saying giving anyone with a smartphone easy access to preserve and grow their wealth. At the same time, we&rsquo;re promoting local investment products to propel the economies that we serve
History has shown that investing is the single greatest way to build long term wealth - but before Thndr, only a very small percentage of people had access to investing due to:<ul><li>
High barriers to entry - In the form of minimum account balances, brick and mortar onboarding and low financial literacy.</li><li>
Irrelevant experience - Catered towards traders and financial experts, therefore alienating the majority of the population.</li><li>
Fragmented offering - Investment products are not gathered in a single outlet.</li></ul>
On our short journey we&rsquo;ve validated that there is a need for our solution, as illustrated by these key figures:<ul><li>
3 million app downloads</li><li>
$8.8bn in annualized traded value</li><li>
#1 platform in terms of traded value</li><li>
84% of our users are investing for the first time</li><li>
65% of our users come from outside of capital cities and have previously had limited access to financial institutions</li></ul>
Building on our success with Thndr, we are continuing to change culture and break down barriers by launching Rumble, the first-of-its-kind subscription-based investment recommendations platform.
Rumble was born with the vision to empower everyday individuals to build wealth confidently and intelligently through access to timely and in-depth advice from the industry&rsquo;s top experts.
You can consider Rumble your new financial advisor. Going beyond traditional investment advice, offering long- and short-term investment recommendations and financial content through engaging articles and videos that can guide users on their financial journey and maximize their returns.
We&rsquo;re proud of how far we&rsquo;ve come and the size of our impact in just a few years - but we&rsquo;re just getting started and are excited for what&rsquo;s to come.
It&rsquo;ll take a lot of passion, bold risks, and hard work to fulfill our mission of democratizing investing in MENA and giving everyone an equal opportunity to generate and grow their wealth.
At Thndr, we&rsquo;re looking for people invigorated by our mission, not just those who simply check off all the boxes. We&rsquo;re looking for people who are hungry to become agents of change and who understand the huge responsibility associated with dealing with people&rsquo;s money.</div>

PPT Square

K4 Global is the back-office service provider, we make sure company provides the best services to our customer that encourage them to focus on growth. This is the one of the key position in the company, the person will be responsible not just to meet the UK compliances but also will ensure that we have implemented that in our operations.<ul><li>Manage regulatory filings, licenses, renewals, and other corporate documentation.</li><li>Liaise with government departments, external agencies, and industry associations.</li><li>Support the preparation and review of legal documents, contracts, and governance records.</li><li>Coordinate and manage internal and external audits from regulatory agencies.</li><li>Monitor, interpret, and report on new regulations impacting the automotive industry.</li><li>Implement existing SOPS and create new if needed in coordination of departmental heads.</li><li>Continue audit all the departments to make sure SOPs are being followed</li><li>Prepare compliance reports and recommend corrective or preventive actions where required</li></ul>Job Type: Full-timePay: Rs100,000.00 - Rs130,000.00 per monthEducation:<ul><li>Bachelor's (Preferred)</li></ul>Experience:<ul><li>Compliance: 2 years (Required)</li></ul>Language:<ul><li>English (Required)</li></ul>Work Location: In person

Complaince and Quality Control officer

flydubai

Key Responsibilities
<ul>
<li>Maintains employee records for compliance monitoring personnel ensuring adherence to regulatory requirements.</li>
<li>Maintains license and mandatory training records for all certifying personnel to ensure compliance.</li>
<li>Manages the issuance of certificates, personnel authorization certificates, and stamps.</li>
<li>Reviews and processes documentation for license and authorization application.</li>
<li>Conducts quality control check of maintained internal department records to ensure correctness and completeness.</li>
<li>Maintains and monitors training, certification and licensing records of out-station certifying personnel.</li>
<li>Processes the applications in the areas of: Flight Crew PDI, OPS SPEC, Postholders, Radio License applications and certification.</li>
<li>Uploads all relevant documents to EFOS, transferring all GCAA publications for circulation and any other external publication as assigned.</li>
<li>Ensures the continued validity of Radio License applications and Certifications through timely renewals.</li>
<li>Controls and issues personnel authorizations certificate for necessary stakeholders.</li>
<li>Maintains and monitors the Compliance Monitoring Department correspondence with the GCAA.</li>
<li>Maintains one-offs, MEL Repair Interval Extension and Aircraft Maintenance Program Variations in AMOS.</li>
</ul>

Officer - Compliance Monitoring

Crossroad Consultants

We are seeking a detail-oriented and customer-focused Immigration Consultant to guide clients through visa and immigration processes for study, work, or permanent residency abroad. The ideal candidate will be passionate about helping individuals achieve their global goals, while ensuring accuracy, compliance, and excellent client service.Key Responsibilities:<ul><li>Provide accurate and updated information to clients on immigration processes, visa categories, and eligibility requirements.</li><li>Assess client profiles and recommend suitable visa or immigration pathways (study, work, PR, dependent visas, etc.).</li><li>Assist clients in preparing documentation, filling forms, and submitting visa applications.</li><li>Coordinate with internal and external stakeholders, including embassies, consulates, and immigration offices.</li><li>Stay up to date with changing immigration laws, regulations, and policies.</li><li>Guide clients through interview preparations, medicals, and other procedural steps.</li><li>Maintain complete records of client files and follow up on application status.</li><li>Meet or exceed monthly counselling and conversion targets.</li><li>Provide exceptional customer service and build long-term client relationships.</li><li>Represent the organization professionally and uphold compliance at all times.</li></ul>Requirements:<ul><li>Bachelor&rsquo;s degree or equivalent (preferred: Law, International Relations, Business, or related field).</li><li>1&ndash;3 years of experience in immigration, visa counselling, or related domains.</li><li>Strong knowledge of visa and immigration procedures for destinations such as Canada, Australia, UK, USA, and Europe.</li><li>Excellent communication, interpersonal, and problem-solving skills.</li><li>High attention to detail and ability to handle confidential information.</li><li>Proficiency in CRM tools and MS Office.</li><li>Ability to work independently and as part of a team.</li></ul>Benefits:<ul><li>Competitive salary + performance-based incentives.</li><li>Comprehensive training and upskilling opportunities.</li><li>International exposure and career growth in the immigration field.</li><li>Friendly and professional work environment.</li><li>Opportunities to attend immigration seminars and fairs.</li></ul>Job Type: Full-timePay: Rs70,000.00 - Rs100,000.00 per monthWork Location: In person

Visa Compliance Officer

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10000 compliance review officer jobs NEAR_ME

Compliance Officer I

Compliance Officer & MLRO (COMLRO)

COMPLIANCE OFFICER

Compliance Officer & MLRO (COMLRO)

Complaince and Quality Control officer

Officer - Compliance Monitoring

Visa Compliance Officer