compliance review specialist

Google Operations Center

<div>
 
 Join Us!
 
 
 
 At Google Operations Center we help Google users and customers solve problems and achieve their goals&mdash;all while enjoying a culture focused on improving continuously and being better together. We work hard, we play hard, and we want you to join us!
 
 
 
 Role Overview
 
 
 
 The Ethics &amp; Compliance Senior Specialist will be part of the Global Ethics and Compliance team and be responsible to develop, support and implement effective programs to identify, prevent, detect, mitigate, and resolve compliance risks, with the goal of strengthening the organization's ethics and compliance program.
 
 
 
 Position Responsibilities
 
 
 
 <ul>
 <li>
 Understand and communicate global Ethics and Compliance policies, processes, and tools to employees and help resolve any queries or doubts
 </li>
 <li>
 Conduct awareness and education programs to advise and educate employees on ethics and compliance policies.
 </li>
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 Identify and investigate potential compliance issues and risks, collaborating with the Ethics &amp; Compliance Investigation leads as needed.
 </li>
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 Support compliance due diligence, risk assessments, and monitoring programs.
 </li>
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 Review non-compliance issues and incidents, gather evidence, and document findings.
 </li>
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 Create global communications for site newsletters and monthly messages.
 </li>
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 Prepare reports for global stakeholders and leadership on key risks and training completion.
 </li>
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 Support compliance documentation and recordkeeping.
 </li>
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 Support automation initiatives for reporting and data analytics.
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 Maintain accurate records of compliance activities.
 </li>
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 Identify and document business or organisation specific compliance risks.
 </li>
 <li>
 Stay informed on compliance developments impacting Google Operations Center.
 </li>
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 Develop expertise in industry standards, global programs to strengthen Ethics and Compliance program.
 
 
 </li>
 </ul>
 
 Qualifications
 
 
 
 
 
 Minimum Qualifications and Experience
 
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s Degree holder from an accredited institution
 </li>
 <li>
 Excellent English communication skills (both written and oral)
 </li>
 <li>
 Excellent stakeholder management at multiple levels
 </li>
 <li>
 6 years of experience with at least 3-4 years in compliance or audit
 </li>
 <li>
 Ethics and Compliance Certifications (preferred)
 </li>
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 Work experience in BPO, and/or captive services organizations preferred
 </li>
 <li>
 Prior experience in investigative work (preferred)
 </li>
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 Experience organizing data and applying business context to improve processes or operations.
 </li>
 <li>
 Experience working with global compliance programs and managing initiatives of varying complexity
 
 
 </li>
 </ul>
 
 Skills
 
 
 
 <ul>
 <li>
 Analytical and Problem-Solving
 </li>
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 Research and Interpretation
 </li>
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 Communication and Interpersonal
 </li>
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 Detail-Oriented
 </li>
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 Familiarity with audit and investigation documentation
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 Strong Organizational skills to manage multiple tasks and projects effectively.
 
 
 </li>
 </ul>
 
 Benefits
 
 
 
 <ul>
 <li>
 We support you with competitive wages and with comprehensive health care including medical, dental and vision coverage
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 We support your family with gender-neutral baby bonding leave, 26 week birth-parent maternity leave, and generous life, accident and disability insurance minimums
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 Employees who work onsite can enjoy free meals and snacks, and fun onsite experiences
 
 
 </li>
 </ul>
 Information collected and processed as part of your Google Operations Center (GOC) jobs profile, and any job applications you choose to submit, is subject to GOC's Applicant and Candidate Privacy Policy.
 
 
 Google Operations Center (GOC) is committed to equal employment opportunities regardless of race, creed, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity or veteran status or any other basis protected by law. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements.
 
 
 To ensure a barrier-free interview, please mention any required assistance or specific arrangements in your application and confirm them with your recruiter.
 
 
 To all recruitment agencies: Google Operations Center (GOC) does not accept agency resumes. Please do not forward resumes to our jobs alias, GOC employees, or any other organization location. GOC is not responsible for any fees related to unsolicited resumes.
 
 
 
 Thanks for your interest in this opportunity! Our recruitment team will contact you if your profile is a good fit for the role. If you don't hear from us within 2-3 weeks, please consider your application unsuccessful at this time. We value your patience throughout this time. For any questions, feel free to reach out to us at goc-candidate-global@googleoperationscenter.com.
 
</div>

Compliance Senior Specialist

Virtu Thinko

Role Summary: The Compliance &amp; Risk Specialist ensures all cloud and security operations meet relevant regulatory standards and internal governance requirements.Key Responsibilities:<ul><li>Map cloud security controls to regulatory frameworks (PDPL, PCI DSS, ISO 27001, etc.).</li><li>Maintain documentation for audits and certifications.</li><li>Conduct regular compliance checks and risk assessments.</li><li>Prepare reports for management and regulators.</li><li>Support awareness training and policy development.</li></ul>Qualifications &amp; Skills:<ul><li>Bachelor&rsquo;s degree in Risk Management, IT, or related discipline.</li><li>5+ years of experience in compliance or cybersecurity governance.</li><li>Knowledge of GCC regulatory frameworks (CBB, SAMA, CBUAE).</li><li>Strong analytical and documentation skills.</li><li>Preferred certifications: ISO 27001 Lead Implementer, CRISC, CISA.</li></ul>Job Types: Full-time, Contract Contract length: 12 monthsPay: BD1,000.000 - BD2,000.000 per month

Compliance & Risk Specialist

Dal دال

<div>
 
 
 Job Description: Compliance &amp; AML Specialist
 
 
 
 
 Location:
 
 Riyadh, Saudi Arabia (In-Office)
 
 
 
 Company:
 
 Dal
 
 
 
 Job Type:
 
 Full-Time
 
 
 
 Nationality:
 
 Saudi
 
 
 
 
 
 
 About Us
 
 
 
 Dal is a Saudi-born SaaS RegTech company powering the financial sector with advanced compliance and governance solutions. We combine regulatory expertise with modern technology to deliver products like AML, KYC, CRM, and risk management&mdash;built to help Financial Institutions and FinTechs launch, grow, and stay compliant with ease.
 
 
 
 
 
 Our platform is designed as a one-stop shop: scalable, API-driven, and built to integrate seamlessly with the Saudi financial ecosystem.
 
 
 
 
 
 At Dal, we&rsquo;re not just offering services&mdash;we&rsquo;re building technology that enables institutions to move confidently and keep pace with Vision 2030.
 
 
 
 
 
 
 
 
 
 Job Purpose:
 
 
 
 
 
 
 To support the Compliance function in ensuring the institution adheres to all Capital Market Authority (CMA) regulations and internal policies. This role is ideal for a developing professional who will assist in monitoring, advising, and implementing compliance controls across the business, gaining valuable experience in the Saudi capital market.
 
 
 
 
 
 
 
 
 
 Key Responsibilities:
 
 
 
 
 
 
 Regulatory Monitoring &amp; Support:
 
 <ul>
 <li>
 Assist in tracking and analyzing new and amended regulations issued by the CMA, SAMA, and Tadawul.
 </li>
 <li>
 Help ensure that business activities and client communications align with the
 
 CMA's Rules on Securities Business
 
 .
 </li>
 </ul>
 
 Compliance Monitoring &amp; Testing:
 
 <ul>
 <li>
 Conduct routine compliance monitoring and surveillance activities under the guidance of the Head of Compliance.
 </li>
 <li>
 Assist in reviewing marketing materials, client agreements, and trade transactions for compliance with regulations.
 </li>
 <li>
 Help monitor for potential market abuse and insider trading by running surveillance reports and escalating anomalies.
 </li>
 </ul>
 
 Policy &amp; Procedure Implementation:
 
 <ul>
 <li>
 Assist in the maintenance and updating of the compliance manual and related policies.
 </li>
 <li>
 Help implement compliance controls and ensure they are being followed by the business units.
 </li>
 <li>
 Support the management of the Conflicts of Interest register.
 </li>
 </ul>
 
 Reporting &amp; Administration:
 
 <ul>
 <li>
 Assist in the preparation of standard regulatory reports and filings for the CMA.
 </li>
 <li>
 Help maintain accurate and organized compliance records, including training logs, breach registers, and monitoring reports.
 </li>
 <li>
 Support the preparation of compliance reports for management.
 </li>
 </ul>
 
 AML/CFT Support:
 
 <ul>
 <li>
 Work closely with the AML team to conduct client due diligence and screening.
 </li>
 <li>
 Assist in the monitoring and reporting of suspicious transactions as per Saudi AML/CFT regulations.
 </li>
 </ul>
 
 Training &amp; Awareness:
 
 <ul>
 <li>
 Assist in developing and delivering basic compliance training sessions to staff.
 </li>
 <li>
 Help promote a culture of compliance within the organization.
 </li>
 </ul>
 
 
 
 
 
 
 
 
 Qualifications &amp; Experience
 
 
 
 
 Must-Have:
 
 
 <ul>
 <li>
 
 Education:
 
 Bachelor&rsquo;s degree in Finance, Law, Business Administration, or a related field.
 </li>
 <li>
 
 Certifications:
 
 
 Highly Desired:
 
 Progress toward or willingness to obtain the
 
 CMA Certification (CME-1)
 
 &amp;
 
 (CME-2)
 
 </li>
 <li>
 
 Experience:
 
 </li>
 <li>
 2 to 5 years of experience in a compliance, risk, or audit role within a financial institution.
 </li>
 <li>
 
 Essential:
 
 Exposure to the Saudi capital market and a foundational understanding of CMA regulations.
 </li>
 <li>
 Experience in a brokerage, asset management, or investment bank is preferred.
 </li>
 </ul>
 
 
 
 
 
 
 
 
 
 
 
 What We Offer
 
 
 <ul>
 <li>
 
 Competitive Package:
 
 Attractive salary, potential equity participation, and high-tier health insurance coverage.
 </li>
 <li>
 
 High Growing Potential:
 
 A unique opportunity to build and lead the security function in a fast-growing fintech/regtech startup.
 </li>
 <li>
 
 Impact &amp; Purpose:
 
 Direct influence on safeguarding products trusted by leading financial institutions in Saudi Arabia.
 </li>
 <li>
 
 Culture First:
 
 A collaborative, fast-paced, and learning-driven environment &mdash; because culture eats strategy for breakfast.
 </li>
 </ul>
 
 
</div>

Compliance & AML Specialist

Horrocks

<div><h3 class="jobSectionHeader">Description</h3><div> 
*Remote opportunities may be available for the right candidate. * 
At Horrocks, we believe the best work comes from companies with values, that our people are our greatest resource, and that we have a responsibility to the communities where we live and work. Horrocks is seeking a seasoned Risk Management and Compliance professional to join our team. As a key member of our GRC team, you will play a critical role in assessing and mitigating risks, ensuring compliance with regulatory requirements, and developing and implementing effective governance frameworks.</div><h3 class="jobSectionHeader"> 
What are the core responsibilities for the role?</h3> 
<ul>
<li>
Review service contracts to ensure favorable and industry-appropriate terms for Horrocks.</li>
<li>Adhere to Horrocks&rsquo; established processes for contract review, negotiation, and approval.</li>
<li>Manage contract reviews, negotiations, and approvals through the Contract Review system.</li>
<li>Collaborate with internal and external stakeholders involved in contract review and negotiation, as well as system-related processes.</li>
<li>Interpret contract provisions for Horrocks stakeholders and provide guidance as needed.</li>
<li>Assess contracts to determine whether they should be elevated for delegation of authority decisions or approvals.</li>
<li>Manage the &ldquo;Contracts&rdquo; shared inbox and ensure timely responses.</li>
<li>Provide general support and assistance to the Compliance Manager.</li>
<li>Perform other contract-related administrative tasks as needed.</li>
<li>As a key member of our team, you will play a critical role in assessing and mitigating risks, ensuring compliance with regulatory requirements, and developing and implementing effective governance frameworks</li>
<li>This is a challenging opportunity to make a meaningful impact on the organization's risk management and compliance posture</li>
<li>You will work closely with cross-functional teams to develop and implement risk mitigation strategies and action plans</li>
<li>Identify, assess, and prioritize risks that may impact the organization's operations and objectives</li></ul> 
<h3 class="jobSectionHeader">
Qualifications, Skills, and Competencies: 
</h3> 
<ul><li>A bachelor's degree in legal studies, business administration, paralegal studies, or a related field, 5 years of experience in contract review/administration, risk management, and corporate compliance</li>
<li>Strong analytical and problem-solving abilities with a capacity to evaluate complex risk and compliance challenges</li>
<li>Excellent communication and interpersonal skills capable of collaborating effectively with stakeholders at all levels</li></ul> 
<h3 class="jobSectionHeader">
Why would a candidate want this job? 
</h3> 
<div>At Horrocks, you can expect a competitive base salary and award-winning benefits. Including, but not limited to:</div><ul>
<li>Medical, dental, vision, life, and disability insurance</li>
<li>Generous paid time off</li>
<li>401(k): 50% match of contribution up to 6%</li>
<li>Professional development opportunities including in-house training</li>
<li>Paid professional organization membership and professional licensure</li>
</ul><div>For more information, visit our website at www.horrocks.com
 
 
Equal Opportunity Employer including disability and protected veteran status 
 
#LI-TP1</div> 
<h3 class="jobSectionHeader">
About Horrocks</h3><div>
Founded over 55 years ago, Horrocks has a long-standing history of delivering exceptional infrastructure solutions. At the heart of our company is a commitment to providing essential resources for communities and improving quality of life through innovative and forward-thinking engineering practices. Our teams of dedicated professionals deliver high-quality results on every project and are driven by a culture of service. With our slogan &quot;What we do matters,&quot; we strive to make a meaningful difference in the world through our work. Our approach is holistic, taking into consideration all aspects of a project to ensure it meets the needs of the present while preparing for the future. We invest in our people and culture, recognizing that our success is dependent on the talents and dedication of our team. At our firm, we don't just build infrastructure &mdash; we build better communities.</div><h3 class="jobSectionHeader"> 
Our hiring process</h3> 

Stage 1: Applied 
Stage 2: Initial Screening 
Stage 3: 1st Interview 
Stage 4: Offer 
Stage 5: Hired</div>

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