compliance specialist

Lucy Group

<div>Job Advert
Internal Job Title: Compliance Specialist
Business: Lucy Switchgear Arabia Ltd
Location: Dammam, Saudi Arabia
Job Reference No: 4244 
Job Purpose
The Compliance Specialist &ndash; KSA is responsible for ensuring Lucy Electric&rsquo;s operations in Saudi Arabia comply with applicable laws, regulatory requirements, and internal governance standards. Acting as a critical link between government affairs and corporate compliance teams, the role leads program implementation, monitors regulatory developments, and coordinates cross-functional efforts to maintain a robust, locally tailored compliance framework. 
Job Context
Operating within the regulated industrial and utility sector, Lucy Switchgear Arabia Ltd. manufactures medium-voltage switchgear and distribution solutions for infrastructure projects across Saudi Arabia. The Compliance Specialist &ndash; KSA ensures regulatory alignment across manufacturing, commercial, and operational functions, requiring 5&ndash;10 years&rsquo; experience in compliance management, policy implementation, audit preparedness, and internal controls. 
Job Dimensions
The role reports to the General Manager and interfaces with regional and global compliance and wider business teams. It supports Lucy Electric&rsquo;s broader compliance initiatives, engages regularly with KSA government and regulatory authorities, and collaborates cross-functionally&mdash;including with Quality, Contracts, Operations, and Supply Chain&mdash;to promote a culture of compliance and operational discipline. 
Key Accountabilities<ul><li> Oversee all aspects of external regulatory compliance across Lucy Electric&rsquo;s KSA operations, serving as the point of contact for submissions, inspections, and coordination with government bodies</li><li> Support and embed Lucy Electric&rsquo;s internal compliance framework within local manufacturing and commercial operations, aligned with global governance standards</li><li> Maintain the Risk &amp; Opportunity (R/O) Register, gathering insights from all functions to surface priority risks and opportunities; review top 10 items regularly with the Site General Manager to inform planning</li><li> Assist the Site GM in managing the Compliance Register, ensuring cross-functional inputs are consolidated, gaps analysed, and board-level reporting is prepared</li><li> Track changes in local regulations, assess business impact, and coordinate procedural updates with affected teams</li><li> Lead compliance audits and readiness checks; ensure complete documentation and corrective action tracking in accordance with audit requirements</li><li> Collaborate with internal departments to ensure regulatory compliance is integrated into daily operations and project execution</li><li> Conduct compliance training and awareness programs to foster engagement and accountability across the workforce</li><li> Escalate unresolved or high-risk compliance issues to legal and global compliance functions and support documentation and remediation processes</li></ul>
Deliver structured compliance reporting to senior management, covering performance trends, key risk indicators, and governance alignment. 
Qualifications, Experience &amp; Skills<ul><li> Bachelor&rsquo;s degree in Engineering, Business Administration, Law, or related field; certifications in compliance or regulatory affairs preferred</li><li> 5&ndash;10 years&rsquo; experience in regulatory compliance within industrial manufacturing or infrastructure environments, preferably in KSA</li><li> Proven ability to interpret and apply local regulations and engage effectively with government and regulatory bodies across the Kingdom</li><li> Strong understanding of corporate governance, internal controls, and compliance frameworks in technical operational settings</li><li> Skilled in managing compliance registers and documentation, performing gap analyses, and preparing board-facing summaries</li><li> Experience coordinating audits and regulatory reviews, with an ability to align procedures across departments</li><li> Effective communicator capable of influencing senior stakeholders and collaborating within matrixed environments</li><li> Track record of leading compliance awareness and training initiatives across diverse teams</li><li> Analytical, detail-oriented, and experienced in navigating multi-site or international organizational structures</li></ul>
Good knowledge of ISO requirements ( 9001 ,14001 ,45001,..Etc.) 
Behavioural Competencies<ul><li> Takes ownership of deliverables and meets compliance deadlines with precision</li><li> Build trust and influence across departments and senior leadership</li><li> Communicates complex requirements clearly and adapts to varied audiences</li><li> Anticipates risks and proactively drives resolution and improvement</li><li> Collaborates across functions to integrate compliance into daily workflows</li><li> Promote awareness and understanding through training and engagement</li><li> Maintains transparency, consistency, and alignment with governance standards</li></ul> 
Does this sound interesting? We would love to hear from you. Our application process in quick and easy. Apply today!</div>

Compliance Specialist

Lucy Electric

<div>
 Internal Job Title:
 
 Compliance Specialist
 
 
 
 Business:
 
 Lucy Switchgear Arabia Ltd
 
 
 
 Location:
 
 Dammam, Saudi Arabia
 
 
 
 Job Reference No:
 
 4244
 
 
 
 
 Job Purpose
 
 
 
 The Compliance Specialist &ndash; KSA is responsible for ensuring Lucy Electric&rsquo;s operations in Saudi Arabia comply with applicable laws, regulatory requirements, and internal governance standards. Acting as a critical link between government affairs and corporate compliance teams, the role leads program implementation, monitors regulatory developments, and coordinates cross-functional efforts to maintain a robust, locally tailored compliance framework.
 
 
 
 Job Context
 
 
 
 Operating within the regulated industrial and utility sector, Lucy Switchgear Arabia Ltd. manufactures medium-voltage switchgear and distribution solutions for infrastructure projects across Saudi Arabia. The Compliance Specialist &ndash; KSA ensures regulatory alignment across manufacturing, commercial, and operational functions, requiring 5&ndash;10 years&rsquo; experience in compliance management, policy implementation, audit preparedness, and internal controls.
 
 
 
 Job Dimensions
 
 
 
 The role reports to the General Manager and interfaces with regional and global compliance and wider business teams. It supports Lucy Electric&rsquo;s broader compliance initiatives, engages regularly with KSA government and regulatory authorities, and collaborates cross-functionally&mdash;including with Quality, Contracts, Operations, and Supply Chain&mdash;to promote a culture of compliance and operational discipline.
 
 
 
 Key Accountabilities
 
 
 
 <ul>
 <li>
 Oversee all aspects of external regulatory compliance across Lucy Electric&rsquo;s KSA operations, serving as the point of contact for submissions, inspections, and coordination with government bodies
 </li>
 <li>
 Support and embed Lucy Electric&rsquo;s internal compliance framework within local manufacturing and commercial operations, aligned with global governance standards
 </li>
 <li>
 Maintain the Risk &amp; Opportunity (R/O) Register, gathering insights from all functions to surface priority risks and opportunities; review top 10 items regularly with the Site General Manager to inform planning
 </li>
 <li>
 Assist the Site GM in managing the Compliance Register, ensuring cross-functional inputs are consolidated, gaps analysed, and board-level reporting is prepared
 </li>
 <li>
 Track changes in local regulations, assess business impact, and coordinate procedural updates with affected teams
 </li>
 <li>
 Lead compliance audits and readiness checks; ensure complete documentation and corrective action tracking in accordance with audit requirements
 </li>
 <li>
 Collaborate with internal departments to ensure regulatory compliance is integrated into daily operations and project execution
 </li>
 <li>
 Conduct compliance training and awareness programs to foster engagement and accountability across the workforce
 </li>
 <li>
 Escalate unresolved or high-risk compliance issues to legal and global compliance functions and support documentation and remediation processes
 
 
 </li>
 </ul>
 Deliver structured compliance reporting to senior management, covering performance trends, key risk indicators, and governance alignment.
 
 
 
 Qualifications, Experience &amp; Skills
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in Engineering, Business Administration, Law, or related field; certifications in compliance or regulatory affairs preferred
 </li>
 <li>
 5&ndash;10 years&rsquo; experience in regulatory compliance within industrial manufacturing or infrastructure environments, preferably in KSA
 </li>
 <li>
 Proven ability to interpret and apply local regulations and engage effectively with government and regulatory bodies across the Kingdom
 </li>
 <li>
 Strong understanding of corporate governance, internal controls, and compliance frameworks in technical operational settings
 </li>
 <li>
 Skilled in managing compliance registers and documentation, performing gap analyses, and preparing board-facing summaries
 </li>
 <li>
 Experience coordinating audits and regulatory reviews, with an ability to align procedures across departments
 </li>
 <li>
 Effective communicator capable of influencing senior stakeholders and collaborating within matrixed environments
 </li>
 <li>
 Track record of leading compliance awareness and training initiatives across diverse teams
 </li>
 <li>
 Analytical, detail-oriented, and experienced in navigating multi-site or international organizational structures
 
 
 </li>
 </ul>
 Good knowledge of ISO requirements ( 9001 ,14001 ,45001,..Etc.)
 
 
 
 Behavioural Competencies
 
 
 
 <ul>
 <li>
 Takes ownership of deliverables and meets compliance deadlines with precision
 </li>
 <li>
 Build trust and influence across departments and senior leadership
 </li>
 <li>
 Communicates complex requirements clearly and adapts to varied audiences
 </li>
 <li>
 Anticipates risks and proactively drives resolution and improvement
 </li>
 <li>
 Collaborates across functions to integrate compliance into daily workflows
 </li>
 <li>
 Promote awareness and understanding through training and engagement
 </li>
 <li>
 Maintains transparency, consistency, and alignment with governance standards
 
 
 </li>
 </ul>
 
 Does this sound interesting? We would love to hear from you. Our application process in quick and easy. Apply today!
 
</div>

Brown-Forman

<div>This is a high-impact opportunity to join a global leader in the distilled spirits industry, home to some of the world&rsquo;s most exciting and iconic brands. The Compliance Specialist will play a key role in supporting our global compliance team&mdash;helping to ensure our third-party relationships meet the highest standards of integrity and compliance. This role offers meaningful exposure to global compliance operations and a chance to grow within a dynamic, values-driven company.
Meaningful Work From Day One
We are seeking a detail-oriented Compliance Specialist to join our global compliance team. Based in India, this role will support the company&rsquo;s third-party due diligence program by screening business partners for compliance with global sanctions and anti-bribery laws. The ideal candidate will bring a strong sense of integrity, analytical thinking, and a collaborative mindset to help ensure our business relationships align with our ethical standards and regulatory obligations.
What You Can Expect
<ul><li>Conduct screening and due diligence of third parties (e.g., distributors, suppliers, agents) to assess compliance risks related to sanctions and anti-bribery laws.</li></ul>
<ul><li>Review Know Your Third Party (KYTP) forms and supporting documentation for completeness, accuracy, and compliance with internal policies.</li></ul>
<ul><li>Escalate potential red flags or risk indicators to senior compliance team members for further review.</li></ul>
<ul><li>Maintain accurate records of due diligence reviews and ensure documentation is audit-ready.</li></ul>
<ul><li>Support the use and maintenance of third-party risk management systems and databases.</li></ul>
<ul><li>Assist in tracking and reporting on due diligence activities and metrics.</li></ul>
<ul><li>Collaborate with cross-functional teams (e.g., legal, procurement, finance) to support third-party onboarding and monitoring processes.</li></ul>
<ul><li>Stay informed on relevant regulatory developments and internal policy updates.</li></ul>
<ul><li>Provide administrative and operational support to broader compliance initiatives as needed</li></ul>
What You Bring to the Table
<ul><li>Bachelor&rsquo;s degree in Business, Legal Studies, Risk Management, or a related field</li></ul>
<ul><li>1&ndash;3 years of experience in compliance, legal, risk, or a related field</li></ul>
<ul><li>Familiarity with anti-bribery/anti-corruption laws (e.g., FCPA, UK Bribery Act) and global sanctions regimes</li></ul>
<ul><li>High ethical standards and integrity</li></ul>
<ul><li>Strong attention to detail and organizational skills</li></ul>
<ul><li>Analytical mindset and comfort working with data and compliance tools</li></ul>
<ul><li>Strong written and verbal communication skills</li></ul>
<ul><li>Ability to work independently and collaboratively in a global team environment</li></ul>
What Makes You Unique
<ul><li>Global or Multinational Experience: Experience working within or supporting a compliance department at a global or multinational company</li></ul>
<ul><li>Third-Party Risk Management: Experience conducting or supporting anti-bribery/anti-corruption and sanctions due diligence on business partners</li></ul>
<ul><li>Data Proficiency : Ability to analyze and interpret data to identify trends and support decision-making</li></ul>
<ul><li>Compliance Tools &amp; Platforms: Familiarity with compliance due diligence software and third party risk management systems</li></ul>
 Professional Certification: Credentials such as CCEP, LPEC, or CFE are a plus Regulatory Awareness : Understanding of global compliance frameworks and evolving regulatory expectations
Who We Are
We believe great people build great brands. And we know there is Nothing Better in the Market than a career at Brown-Forman. Being a part of Brown-Forman means you will grow both personally and professionally. You will have the opportunity to solve problems, seize opportunities, and generate bold ideas. You will belong to a place where teamwork matters and where you are encouraged to bring your best self to work.
What We Offer
Total Rewards at Brown-Forman is designed to engage our people to ensure sustainable and profitable growth for generations to come. As a premium spirits company, we offer equitable pay structures for individual and company performance alongside a premium employee experience. We offer a range of premium benefits that reflect our company values and meet the needs of our diverse workforce.
\#LI #jackdaniels
Brown-Forman Corporation is committed to equality of opportunity in all aspects of employment. It is the policy of Brown-Forman Corporation to provide full and equal employment opportunities to all employees and potential employees without regard to race, color, religion, national or ethnic origin, veteran status, age, gender, gender identity or expression, sexual orientation, genetic information, physical or mental disability or any other legally protected status.
Business Area: Global Legal &amp; Risk Management
Function: Legal
City:

Gurgaon
State: Haryana
Country: IND
Req ID: JR-00009229</div>

National Bank of Kuwait

<div>
 
 
 Job Purpose:
 
 
 <ul>
 <li>
 Support the Compliance manager in planning, implementing and maintaining framework for the Regulatory Compliance.
 </li>
 <li>
 Support the Compliance manager in enhancing the awareness of the Regulatory Compliance and Anti-Money Laundering across the business areas.
 </li>
 <li>
 Support the Compliance manager in monitoring wire transfers against international blacklists.
 </li>
 </ul>
 
 
 
 
 
 Key Responsibilities &amp; Accountabilities
 
 
 <ol>
 <li>
 Checking the side SafeWatch (i.e. regulatory/sanctions blacklist) for all payments alerts in the system and escalating all exact matches to the compliance manager for investigation and action.
 </li>
 <li>
 Scanning the customer database against the regulatory/sanctions blacklist and escalating all the exact matches to the compliance manager for investigation and action.
 </li>
 <li>
 Monitoring of transactions vial alerts generated in the Oracle system.
 </li>
 <li>
 Assist in addressing any staff queries regarding compliance functions, procedures &amp; policies and raising any non-compliance issue to the compliance manager.
 </li>
 <li>
 Assist in providing staff training.
 </li>
 <li>
 Assist in performing surveillance and monitoring activities of internal practices and procedures to ensure compliance.
 </li>
 <li>
 Support the development of policies and procedures in accordance with best practice and regulatory requirements for other departments within the branch.
 </li>
 <li>
 Developing, updating and maintaining the Anti-Money Laundering (AML)/Combating Financing of Terrorism (CFT) policy and procedures in line with any changes made to existing laws.
 </li>
 <li>
 Provide response (as Maker) to CBUAE queries via IEMS, goAML and CIR.
 </li>
 <li>
 Assist in preparing report to be submitted to regulatory / law enforcement authorities.
 </li>
 <li>
 Provide support in maintaining and implementing procedures for detecting, monitoring and reporting suspicious transactions, and applies an intensified and ongoing scrutiny over any higher risk accounts in compliance with local laws and regulations as well as NBK Group standards.
 </li>
 <li>
 Conduct independent compliance testing based on the RCM requirements and raise findings to the Compliance matters.
 </li>
 <li>
 Provide support on the FATCA/CRS annual reporting.
 </li>
 <li>
 Assist in updating NBK-UAE Compliance manual and code of conduct in accordance with guidelines issued by local and internal regulatory authorities.
 </li>
 <li>
 Coordination with Internal and External auditors as required.
 </li>
 <li>
 Support the development of the regulatory compliance matrix and checklists in accordance with the compliance policy.
 </li>
 <li>
 Review the updates in the CBUAE regulations and update the RCM accordingly.
 </li>
 <li>
 Coordinate with the respective business divisions on matters relating to CFT such as providing guidance on international sanctions, management policies relating to CFT and sensitive countries.
 </li>
 <li>
 Performing any additional related duties of compliance.
 </li>
 <li>
 To stay abreast of the latest regulations and updates issued by the regulatory authorities.
 </li>
 </ol>
 
 
 
 
 
 Qualifications &amp; Experience
 
 
 <ul>
 <li>
 University degree
 </li>
 <li>
 3-5 years professional experience
 </li>
 <li>
 Excellent communication skills in written and spoken in English and Arabic
 </li>
 <li>
 MS Office skills
 </li>
 </ul>
 
 
 
 
 
 Skills
 
 
 <ul>
 <li>
 Ability to work under pressure and without close supervision
 </li>
 <li>
 Strong Communication skills
 </li>
 <li>
 Strong IT skills
 </li>
 <li>
 Analytical skills
 </li>
 <li>
 Leadership
 </li>
 <li>
 Management reporting
 </li>
 <li>
 Eye for detail
 </li>
 <li>
 Time management skills / Organization skills
 </li>
 </ul>
 
 
 
 
 Preference is given to candidates in the UAE with UAE banking or financial services experience.
 
 
 
 
 
 If you meet the above criteria, please send your application and CV to
 
 recruitmentuae@nbk.com
 
 with the job title in the subject.
 
 
 
 
 
 Due to a high volume of applications we receive, only shortlisted candidates will be contacted for an interview.
 
</div>

Tanmiah Food Company

<div>
 
 
 Job Purpose:
 
 
 
 Alignment with a Head of department to assure the organization's adherence to applicable laws, regulations, and internal policies. Emphasizes the pragmatic and technical elements of compliance functions, creating and executing compliance programs, and guiding internal stakeholders. The objective is to reduce regulatory risk, uphold ethical standards, and cultivate a culture of compliance inside the firm
 
 
 
 
 
 
 Responsibilities:
 
 
 
 coordination with the compliance department to develop and update the compliance registers with applicable laws and regulations.
 
 
 Support the compliance department to manage the compliance management system effectively and efficiently.
 
 
 Support the development of compliance mitigation action plans and ensure timely measures are taken into consideration.
 
 
 Provide periodic updates to the compliance department on all mitigation action plans and other compliance-related matters.
 
 
 Provide full support for the compliance department in its annual assessment plan and site visits.
 
 
 coordination with the compliance department and Policy and Procedures department, review and approve all policies and procedures to ensure alignment with laws and regulations.
 
 
 Communicate with the compliance department in case of receiving any request from regulators before any response.
 
 
 Follow up with their department&rsquo;s progress on implementing action plans.
 
 
 Act as a single point of contact for their department to provide complete support.
 
 
 
 
 
 
 Qualifications:
 
 
 
 Bachelor's degree in a related field, such as finance, accounting, business administration, or law
 
 
 Minimum One years&rsquo; professional experience in a similar role.
 
 
 Familiar with statutory health and safety standards across KSA.
 
 
 Demonstrable risk and Compliance management experience and skills.
 
 
 
 
 
 
 
 
 Job Post end on Oct,5,2025
 
</div>

United Automobile Insurance Company

<div>COMPANY OVERVIEW: 
 
Founded in 1989, United Automobile Insurance Company is an innovative and established organization looking for an Underwriting Compliance Specialist to join our team. Family-owned, UAIC, is one of the largest privately held property and casualty insurance companies in the United States. The key to our growth and success is a commitment to providing quality service to our agents and customers, by providing disciplined underwriting, and strategic claims handling. Our ongoing efforts to invest substantial resources in personnel and technology are the foundation of our promise of assuring maximum efficiency and specialized operations in the industry. We are proud that our independent agents and customers have recognized our dedication by making UAIC the market leader in every state where we conduct business. 
 
Scope: 
As an Underwriting Compliance Specialist, you will play a crucial role in ensuring that UAIC&rsquo;s underwriting and agency activities adhere to company guidelines and regulatory standards. Your primary focus will be on auditing underwriting decisions and partner agent practices, conducting reviews, and providing recommendations for improvement. The Underwriting &amp; Agency Compliance Specialist will work closely with underwriting leaders, territory marketing representative, and internal audit teams to ensure oversight, quality, and consistency in execution. This position offers a remote work arrangement, allowing the ideal candidate to work from their preferred location within the Southeast region. 
 
Duties:<ul><li>
Stay current on underwriting guidelines, agency contracts, and regulatory expectations for property and casualty insurance.</li><li>
Conduct audits of underwriting files to verify accuracy, risk assessment, and compliance with company policies.</li><li>
Review agency business practices and file submissions to ensure partner agents follow established standards.</li><li>
Collaborate with underwriting leadership to communicate audit findings and recommend corrective actions.</li><li>
Assist in the development of strategies to address audit gaps and enhance overall compliance and profitability.</li><li>
Work closely with legal, compliance, and product teams to align auditing practices with regulatory requirements.</li><li>
Monitor and enforce compliance with underwriting standards and agency agreements.</li><li>
Prepare clear, actionable audit reports for leadership and recommend adjustments to guidelines or practices.</li><li>
Conduct periodic reviews of existing underwriting and agent processes to identify risks, inefficiencies, or improvement opportunities.</li><li>
Analyze audit findings and maintain detailed records of audit processes, and resolutions. 
Serve as a point of contact for audit-related inquiries from underwriting and agency teams.</li></ul>
Education:<ul><li>
Bachelor&rsquo;s degree in Finance, Business, Risk Management, Insurance, or a related field.</li></ul>
Skills &amp; Experience:<ul><li>
Minimum 3 years of experience in underwriting audit, agency audit, or quality assurance within the insurance industry.</li><li>
Strong understanding of underwriting principles, file review processes, and agency compliance.</li><li>
Proven ability to analyze complex files and identify areas of risk or non-compliance.</li><li>
Excellent analytical, communication, and report-writing skills.</li><li>
Detail-oriented with the ability to manage multiple audits simultaneously.</li><li>
In-depth knowledge of property &amp; casualty insurance products and audit standards.</li></ul>
BENEFITS:<ul><li>
401(k) Retirement Savings Plan with employer match.</li><li>
Comprehensive Medical, Prescription Drug, Vision, and Dental Insurance</li><li>
Paid Time Off, Holidays, and Leave programs.</li><li>
Flexible spending accounts</li><li>
Basic Life Insurance and Voluntary Life/ADD</li><li>
Short Term and Long-Term Disability</li></ul>
UAIC is an Equal Opportunity Employer and is committed to the principle of equal employment opportunity for all employees. All employment decisions at UAIC are based on business needs, job requirements, and individual qualifications, without regard to race, color, religion, belief, family or parental status, or any other status protected by the laws or regulations in the locations where we operate. 

RrSejJ0E8Z</div>

Underwriting Compliance Specialist

Confidential Government

<div>
 
 Key Responsibilities:
 
 <ul>
 <li>
 Monitor compliance with applicable laws, regulations, and guidelines.
 </li>
 <li>
 Participate in the development and review of internal policies and procedures related to governance and risk management.
 </li>
 <li>
 Prepare periodic compliance reports and provide recommendations to management.
 </li>
 <li>
 Contribute to promoting a culture of compliance and governance across the organization.
 </li>
 <li>
 Coordinate with regulatory authorities and provide required information in a timely manner.
 </li>
 </ul>
 
 
 
 
 Qualifications &amp; Requirements:
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in Law, or Public Policy, or Risk Management, or Business Administration (minimum requirement).
 </li>
 <li>
 Minimum of 2 years of relevant experience in compliance.
 </li>
 <li>
 Professional certifications such as GRCP or equivalent are preferred.
 </li>
 <li>
 Strong analytical and reporting skills, with proficiency in MS Office applications.
 </li>
 <li>
 Effective communication skills and ability to work within a team.
 </li>
 </ul>
</div>

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