compliance testing analyst

<div>
 At EY, we&rsquo;re all in to shape your future with confidence.
 
 
 We&rsquo;ll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.
 
 
 Join EY and help to build a better working world.
 
 
 
 Career FamilyRisk Management Service
 
 
 
 
 Role TypeAssociate Analyst
 
 
 
 
 Associate Analyst, Risk Management Services
 
 
 
 At EY, you&rsquo;ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we&rsquo;re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.
 
 
 This is a role that requires incumbent to own &amp; execute a variety of global processes related to compliance monitoring of engagements across Service Lines on Legal &amp; Regulatory requirements &amp; EY Policy requirements. The candidate should be comfortable working in an unstructured &amp; complex environment requiring out of the box thinking, logical reasoning, sound verbal &amp; written communication skills, ability to make prompt yet well informed decisions.
 
 
 
 The opportunity
 
 
 
 Global Compliance Engagement Testing (GCET) supports the Global Risk Management in conducting compliance testing across Service Lines. GCET program is an internal EY review process which includes selecting engagements of the PPEDs to test them on Legal &amp; Regulatory compliances &amp; internal EY policy compliances and providing feedback &amp; ratings to the PPEDs basis the outcome of their review. The team also provides analytical reports consisting of outcome of compliance testing to Global, Area and Region stakeholders.
 
 
 This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.
 
 
 Accordingly, we are looking for an Associate Analyst who shall be responsible for timely execution of compliance testing processes including conducting research and analysis to identify any potential non-compliance with policy/guidance or any potential regulatory breaches. The person shall also be required to assist in other process related requirements.
 
 
 
 Your Key Responsibilities
 
 
 
 
 Technical Expertise:
 
 
 
 <ul>
 <li>
 Learn tools, technologies &amp; EY databases to perform validations that support compliance monitoring
 </li>
 <li>
 To perform compliance monitoring, conduct research using systematic &amp; intuitive secondary research tools
 </li>
 <li>
 Study the research findings, draw inferences, and conclude reviews in response to the research requirement
 </li>
 <li>
 As the reviews are concluded, ensure timely transmittal of review outcome to the PPEDs
 </li>
 <li>
 Use analytical and project management methodology and tools to deliver on core KPIs
 </li>
 <li>
 Complete all assigned projects in line with the standard operating procedures and stipulated timelines
 </li>
 <li>
 As you grow in the process, take initiatives to bring in process efficiencies
 </li>
 <li>
 Participate in team meetings and bring in ideas for improvement, as and when needed
 </li>
 <li>
 Deliver on ad hoc process activities assigned periodically
 </li>
 <li>
 Manage process deadlines and avoid client escalations by delivering quality on time
 
 
 </li>
 </ul>
 
 Skills And Attributes For Success
 
 
 
 <ul>
 <li>
 Capable of identifying issues and analyze scenarios against policy requirements
 </li>
 <li>
 Succinct and structured oral and written communication skills with proven ability to explain in a crisp, clear and concise manner
 </li>
 <li>
 Good interpersonal skills and decision-making capability
 
 
 </li>
 </ul>
 
 To qualify for the role, you must have
 
 
 
 <ul>
 <li>
 Post-graduate or equivalent degree from a reputed college
 </li>
 <li>
 At least 1-2 years of experience in:
 </li>
 <ul>
 <li>
 Research/Compliance processes
 </li>
 <li>
 Data analysis and reporting
 </li>
 <li>
 Strong logical reasoning skills
 </li>
 </ul>
 <li>
 Experience of working in a fast-moving, client-driven environment
 
 
 </li>
 </ul>
 
 Ideally, you&rsquo;ll also have
 
 
 
 <ul>
 <li>
 Knowledge on difference between risk management attributes
 </li>
 <li>
 Critical thinking skills with the ability to independently solve problems with data
 
 
 </li>
 </ul>
 
 Technologies and Tools
 
 
 
 <ul>
 <li>
 Experience in MS office suites like Microsoft 365, MS excel, PowerPoint
 
 
 </li>
 </ul>
 What you can look for
 
 
 <ul>
 <li>
 A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
 </li>
 <li>
 A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
 </li>
 <li>
 Opportunities to work with Global Executive risk management teams on strengthening compliance framework
 
 
 </li>
 </ul>
 
 What We Offer
 
 
 
 EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across six locations &ndash; Argentina, China, India, the Philippines, Poland and the UK &ndash; and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We&rsquo;ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.
 
 
 <ul>
 <li>
 Continuous Learning: You&rsquo;ll develop the mindset and skills to navigate whatever comes next
 </li>
 <li>
 Success As Defined By You: We&rsquo;ll provide tools and flexibility, so you can make a meaningful impact
 </li>
 <li>
 Transformative Leadership: We&rsquo;ll give you the insights, coaching and confidence to be the leader the world needs
 </li>
 <li>
 Diverse and Inclusive Culture: You&rsquo;ll be embraced for who you are and empowered to use your voice to help others find theirs
 
 
 </li>
 </ul>
 
 EY | Building a better working world
 
 
 
 EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.
 
 
 Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.
 
 
 EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories.
</div>

GCET-Associate Analyst

IntouchCX

About IntouchCX
 
IntouchCX is a global leader in customer experience management, digital engagement, and AI and automation solutions. We immerse ourselves in your world with curiosity, creativity, and innovation to deliver exceptional results. For over 20 years, we have scaled with soul to become a disruptive industry leader by building trusted long-term relationships with our brand partners and empowering our people to drive positive change.
 
About the Job
 
The Compliance Analyst plays a critical role evaluating, reviewing and mitigating risks and ensuring organizational practices are in-line with client contractual requirements, external regulations, as well as internal policies and procedures.
 
As Compliance Analyst, You Will…
 
<ul>
<li>Be responsible for reviewing regulation and legislation changes affecting the company and partnering with operational stakeholders to develop mitigation strategies (i.e GDPR, TCPA etc.)</li>
<li>Identify, evaluate, and develop plans for mitigation on necessary compliance requirements</li>
<li>Be responsible for completing audits and monitoring adherence as required on both internal and external policies and legislation in a timely manner</li>
<li>Work with multiple departments globally to identify, assess and mitigate operational risks as business needs change</li>
<li>Provide insight and recommendations for process</li>
</ul>
improvements that are identified during compliance reviews
 <ul>
<li>Prepare reports by collecting, analyzing, and summarizing information</li>
<li>Assist external auditors with required documentation as needed</li>
<li>Research regulations across various geographies, ensuring organization is apprised, and up-to-date on potential risks, and compliance</li>
<li>Ensure other departments are kept informed of changing legislative requirements that affect operations and/or risk identification</li>
<li>Maintain professional and technical knowledge by attending educational workshops and establishing personal networks</li>
<li>Provide support for other compliance projects as needed</li>
</ul>
As Compliance Analyst, You Have…
 
<ul>
<li>3 years experience in an audit or compliance function</li>
<li>Strong communication skills to effectively interact with diverse groups of people</li>
<li>Advanced written abilities in order to write required reports</li>
<li>Strong analytical, critical thinking and problem solving skills</li>
<li>Ability to research and source information for review</li>
<li>Superior attention to detail</li>
<li>Excellent time and project management skills</li>
<li>Ability to work in a fast paced and time sensitive environment</li>
<li>Adaptable to change and innovation</li>
</ul>

Compliance Analyst

Montpellier Resourcing

Up to £35,000 plus excellent bonus and benefitsHybrid working available GRADUATE OPPORTUNITYAre you a highly motivated and detail-oriented individual with a passion for regulatory compliance? We are actively recruiting a talented Regulatory Compliance Analyst to join a growing Financial Crime team at a prominent financial services firm.This is an exceptional opportunity for a recent graduate or early-career professional to launch their career in a crucial area of financial services, focusing on payments, electronic money regulations, and FCA/PRA obligations. You'll gain hands-on experience and receive mentorship from seasoned professionals.Duties of the Compliance Analyst to include:<ul><li>Regulatory Reporting: Preparing and submitting essential regulatory reports, returns, and notifications.</li><li>Policy Management: Maintaining and updating internal policies and procedures to ensure they are accurate and reflect all regulatory changes.</li><li>Project Support: Assisting with regulatory projects and ensuring new products and services meet all compliance requirements.</li><li>Research & Documentation: Conducting research on regulatory obligations and compiling data to support the wider compliance team. You will also help ensure all documentation is ready for audits and inspections.</li></ul>Requirements for the successful Compliance Analyst to include:<ul><li>Graduate-level education in Finance, Business, Law, Economics, or a related discipline.</li><li>1-2 years of experience in financial services is desirable.</li><li>Strong analytical and organizational skills with a keen eye for detail. Excellent written and verbal communication abilities are a must.</li><li>A positive, can-do attitude and a genuine interest in compliance and financial crime prevention.</li></ul>What's on offer for you:<ul><li>A clear and defined career path into AML and financial crime risk management.</li><li>Hands-on training and mentorship from highly experienced compliance professionals.</li><li>Exposure to senior stakeholders and key regulatory frameworks.</li><li>Full support for professional certifications like ICA or ACAMS.</li><li>A competitive graduate-level salary and benefits package.</li><li>Hybrid working model: 3 days in the London office, 2 days remote.</li></ul>This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Associates Resourcing Limited are those of an Employment Agency

Compliance Analyst (Financial Services)

Cantor Fitzgerald

We are seeking a Compliance Analyst to join our team in Jacksonville, FL. This role is crucial in maintaining the firm's compliance with regulatory bodies. The ideal candidate will have a strong understanding of securities and futures regulations and be able to work collaboratively with various teams. They will assist in preparing and filing regulatory forms, tracking deadlines, and ensuring the firm's compliance calendar is up-to-date.

Analyst, Compliance Registrations

Tradition

<div>
 
 Tradition is the interdealer broking arm of Compagnie Financi&egrave;re Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.
 
 
 
 
 
 Tradition&rsquo;s goal is to provide superior client services. It believes its business success is a direct reflection of its employees and recruits. As such, teamwork, creativity, reliability and integrity are components of a work ethic taken very seriously since the company was founded in 1959.
 
 
 
 
 Tradition is currently seeking to appoint a Compliance Analyst to be based within the Dubai office.
 
 
 
 
 
 Main responsibilities within the Compliance Analyst position include:
 
 
 
 
 
 <ul>
 <li>
 Manage KYC/AML processes, including client onboarding, periodic refreshes, and transaction monitoring, ensuring compliance with regulatory standards.
 </li>
 <li>
 Draft and maintain rate cards, brokerage agreements, and Give Up Agreements using FiaTech, ensuring alignment with regulatory requirements.
 </li>
 <li>
 Undertake market abuse detection and trade surveillance using Scila tools, ensuring compliance with regulations and best execution standards.
 </li>
 <li>
 Provide compliance guidance to the Front Office, collaborating with FORC to deliver training and support for regulatory best practices.
 </li>
 <li>
 Manage employee registrations with regulator and for trading platforms (EUREX, CME, ICE, etc.), ensuring compliance with local and international regulations.
 </li>
 <li>
 Monitor Personal Account Dealing (PA) and conduct regular reviews of conflicts of interest to mitigate regulatory risks.
 </li>
 <li>
 Handle client complaints, maintain records of breaches, and ensure timely resolution in line with regulatory requirements.
 </li>
 <li>
 Support in the preparation of management reports, oversee compliance monitoring activities, and ensure adherence to policies and procedures.
 </li>
 <li>
 Assist with transaction reporting reviews, manage trade queries, and support project management efforts related to compliance initiatives.
 </li>
 <li>
 Provide day-to-day compliance support, manage documentation, analyse trading data, and ensure continuous compliance with internal and regulatory standards.
 </li>
 </ul>
 
 
 
 
 
 Key skills, experience and competencies required to be successful in this role:
 
 
 
 
 <ul>
 <li>
 Excellent interpersonal and communication skills, with the ability to engage effectively with internal teams, regulators, and external stakeholders, ensuring clear and concise compliance advice.
 </li>
 <li>
 Strong attention to detail in monitoring regulatory adherence and assessing compliance risks, with a proactive approach to identifying and mitigating potential issues.
 </li>
 <li>
 A proactive and solution-oriented mindset, applying analytical skills and sound judgment to develop compliance solutions that effectively balance regulatory expectations with business objectives.
 </li>
 <li>
 Strong understanding of compliance procedures, best practices, and relevant regulations, including DFSA, FSRA, and NFA rules.
 </li>
 <li>
 Solid knowledge of the UAE Federal Decree-Law on Anti-Money Laundering and other local and international financial regulations, ensuring compliance with AML and other regulatory requirements.
 </li>
 <li>
 Deep understanding of the firm&rsquo;s products, including equities, fixed income, energy and commodity derivatives, and money markets, and their regulatory implications.
 </li>
 <li>
 Ability to read, interpret, and apply regulatory rules, consultation papers, and legal documents, providing clear guidance on their application to business activities.
 </li>
 </ul>
 
 
 
 
 
 Tradition do not accept agency CV&rsquo;s. Please do not forward CV&rsquo;s to our employees or Talent team. Tradition are not accountable for any fees related to unsolicited resumes. The Talent team will reach out to trusted agents when required.
 
 
 
 
 
 
 
 Please note, due to the large volume of applications for this position, only suitable candidates will be contacted. If you have not heard from us within 14 days, unfortunately, your application has been unsuccessful.
 
 
 
 
 
 
 
 Tradition welcome all suitable applications and are an equal opportunity employer who value diversity. All employment is decided on the basis of qualifications and merit.
 
 
 
 
 
 
 
 By applying for this role, you agree that we may retain your details on our system for a period of 6 months and may contact you for any future vacancies that may arise within the Tradition Group.
 
 
 
 
</div>

CrewBloom

We are seeking a detail-oriented Compliance Analyst to support regulatory, operational, and risk management initiatives of our client. The ideal candidate will have a strong foundation in AML/CFT frameworks, KYC/CDD processes, and international compliance standards, with an emerging or established understanding of digital asset compliance.
 The Compliance Analyst will be responsible for conducting reviews, preparing compliance documentation, and ensuring adherence to internal policies and external regulations. This role requires a high degree of integrity, analytical skill, and clear communication across technical and non-technical teams.
 
Core Competencies: 
<ul>
<li>Strong knowledge of AML/CFT, KYC/CDD, FATF, OFAC, and FinCEN standards</li>
<li>(Preferred) Experience with blockchain tracing tools such as Chainalysis, TRM Labs, or Elliptic</li>
<li>Ability to interpret financial and digital asset transaction data</li>
<li>Skilled in risk assessment, control evaluation, and remediation planning</li>
<li>Excellent English communication and reporting skills, with proficiency in Microsoft Office tools</li>
</ul>
Job Responsibilities: 
<ul>
<li>Communicate findings clearly and explain compliance concepts to both technical and non-technical stakeholders</li>
<li>Collaborate effectively with team members across different time zones, departments, and seniority levels</li>
<li>Handle confidential financial and client information with integrity and discretion</li>
<li>Review documents, reports, and transactions to identify inconsistencies, anomalies, or compliance risks</li>
<li>Conduct risk assessments, evaluate internal controls, and recommend remediation measures</li>
<li>Demonstrate curiosity and initiative in understanding business processes and uncovering potential compliance gaps</li>
<li>Maintain a results-driven mindset focused on timely reviews, accurate reporting, and regulatory adherence</li>
<li>Stay informed on evolving regulations, financial technologies, and digital asset compliance practices</li>
</ul>
Requirements: 
<ul>
<li>Experience in compliance processes both within and outside the US</li>
<li>Familiarity with analytical tools for transactional review (e.g., Chainalysis or similar platforms)</li>
<li>Background in onboarding automation is highly preferred</li>
<li>Experience working with or adapting to internal systems such as AIPrice</li>
<li>Availability to work 20–30 hours per week</li>
<li>Ability to analyze and transition data or processes from legacy systems to new platforms</li>
<li>Strong analytical mindset, proactive in asking questions, and highly engaged in discussions and problem-solving</li>
</ul>
Minimum Technical and Work Environment Requirements: 
<ul>
<li>Internet Connection:</li>
<li>Primary internet connection with a minimum speed of 15 Mbps.</li>
<li>Backup internet connection with at least 10 Mbps.</li>
<li>Backup connection must be capable of supporting work during a power outage.</li>
<li>Primary Device:</li>
<li>Desktop or laptop equipped with at least:</li>
<li>Intel Core i5 (8th generation or newer), Intel Core i3 (10th generation or newer), AMD Ryzen 5, or an equivalent processor.</li>
<li>A minimum of 8 GB RAM.</li>
<li>Backup Device:</li>
<li>Must meet or exceed the performance of an Intel Core i3 processor.</li>
<li>Must be functional during power interruptions.</li>
<li>A functioning webcam.</li>
<li>A noise-canceling USB headset.</li>
<li>A quiet, dedicated home office space.</li>
<li>Peripherals and Workspace: A smartphone for communication and verification purposes.</li>
</ul>
Benefits: 
<ul>
<li>Join Our Dynamic Team: Experience our fun, inclusive, innovative culture that values your unique contributions and supports your professional growth.</li>
<li>Embrace the Opportunities: Seize daily chances to learn, innovate, and excel. Make a real impact in your field.</li>
<li>Limitless Career Growth: Unlock a world of possibilities and resources to propel your career forward.</li>
<li>Fast-Paced Thrills: Thrive in a high-energy, engaging atmosphere. Embrace challenges and reap stimulating rewards.</li>
<li>Flexibility, Your Way: Embrace the freedom to work from home or any location of your choice. Create your ideal work environment.</li>
<li>Work-Life Balance at Its Best: Say goodbye to stressful commutes and hello to quality time with loved ones. Achieve a healthy work-life integration to perform at your best.</li>
</ul>

ACCA Careers

<div>
 
 Job Description
 
 
 
 The Key Account Analyst &ndash; Compliance will be responsible for monitoring, assessing, and ensuring compliance across client accounts and internal operations. This role ensures adherence to US federal and state regulations, data protection laws, and client-specific contractual requirements.
 
 
 The ideal candidate has experience in compliance, risk management, or audit, with strong analytical and documentation skills, and familiarity with compliance expectations in healthcare, finance, or technology environments.
 
 
 
 Key Responsibilities &amp; Duties
 
 
 
 <ul>
 <li>
 Ensure compliance with US laws, regulations, and industry standards, including HIPAA, SOX, and data privacy requirements.
 </li>
 <li>
 Review and maintain accurate documentation and records in line with client contracts and regulatory frameworks.
 </li>
 <li>
 Collaborate with internal teams in finance, accounting, and operations to ensure consistent compliance practices across all functions.
 </li>
 <li>
 Identify and report potential compliance gaps, risks, or breaches, and recommend corrective actions.
 </li>
 <li>
 Monitor changes in US regulations and ensure timely adoption of updated compliance procedures.
 </li>
 <li>
 Support clients in understanding and meeting their regulatory and reporting obligations.
 </li>
 <li>
 Prepare and present compliance reports, audit summaries, and findings for management and client review.
 </li>
 <li>
 Maintain high standards of data integrity, confidentiality, and governance across all systems, including QuickBooks and CRM platforms.
 </li>
 <li>
 Provide compliance guidance and training to internal teams as needed.
 
 
 </li>
 </ul>
 
 Requirements &amp; Qualifications
 
 
 
 <ul>
 <li>
 ACCA qualification, CPA, or a degree in Accounting, Finance, or Taxation preferred.
 </li>
 <li>
 Proven experience in US taxation, including preparation and review of federal and state returns.
 </li>
 <li>
 Strong proficiency in QuickBooks Online/Desktop, including reconciliations, journal entries, and taxrelated reporting.
 </li>
 <li>
 Familiarity with US GAAP and IRS regulations.
 </li>
 <li>
 Experience working with US-based clients in sectors such as healthcare, technology, or finance.
 </li>
 <li>
 Excellent understanding of tax forms, filing procedures, and compliance requirements.
 </li>
 <li>
 Strong analytical, problem-solving, and organizational skills.
 </li>
 <li>
 Advanced proficiency in Microsoft Excel; experience with tax or reporting tools (e.g., Drake, ProConnect, or Power BI) is a plus.
 </li>
 <li>
 Excellent communication and client management abilities in a virtual environment.
 
 
 </li>
 </ul>
 
 Skills
 
 
 
 <ul>
 <li>
 Detail-oriented and organized
 </li>
 <li>
 Excellent communication and teamwork
 </li>
 <li>
 Proactive and results-driven mindset
 </li>
 </ul>
</div>

Key Account Analyst – Compliance

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