corporate compliance officer

Priquant Ventures Private Limited

Job Title: Compliance Officer Location: Cybergreens, Sector-24, Gurgaon Employment Type: Full-TimeJob Summary:We are looking for a diligent and proactive Compliance Officer to ensure our organization complies with regulatory requirements and internal policies. The ideal candidate will have a strong foundation in law and corporate governance, ideally with qualifications in LLB and Company Secretary (CS). You will be responsible for implementing effective compliance programs, conducting audits, and promoting a culture of integrity and accountability.Key Responsibilities:<ul><li>Monitor and interpret applicable laws, rules, and regulations relevant to the company&rsquo;s operations.</li><li>Develop, implement, and maintain internal policies and procedures to ensure compliance.</li><li>Conduct internal audits, risk assessments, and compliance reviews.</li><li>Advise management and staff on compliance risks and regulatory developments.</li><li>Prepare and submit reports to regulatory authorities as required.</li><li>Investigate compliance issues and coordinate corrective actions.</li><li>Conduct compliance training and awareness programs across departments.</li><li>Maintain statutory records and ensure timely filings with regulatory bodies (e.g., ROC, SEBI, RBI if applicable).</li><li>Support the board and senior management in corporate governance matters.</li></ul>Education &amp; Qualifications:<ul><li>Bachelor&rsquo;s in Law (LLB) / Company Secretary (CS &ndash; ICSI) &ndash; candidates must hold either qualification.</li></ul>Experience:<ul><li>Minimum 3&ndash;5 years of experience in compliance, legal, company secretarial, or regulatory roles.</li><li>Experience in handling regulatory matters and working with authorities (SEBI, RBI, MCA, etc., if industry-specific).</li></ul>Skills:<ul><li>In-depth knowledge of applicable corporate and regulatory laws.</li><li>Strong analytical, problem-solving, and decision-making skills.</li><li>Excellent written and verbal communication.</li><li>High ethical standards and attention to detail.</li><li>Ability to manage multiple tasks and work in a fast-paced environment.</li></ul>Preferred Certifications (Optional):<ul><li>Certified Compliance &amp; Ethics Professional (CCEP)</li><li>Diploma in Corporate Laws or Governance</li></ul>Job Type: Full-timePay: &#8377;16,610.78 - &#8377;50,579.50 per monthAbility to commute/relocate:<ul><li>Gurugram, Haryana: Reliably commute or planning to relocate before starting work (Required)</li></ul>Application Question(s):<ul><li>What is your current CTC and expectation?</li><li>What is your notice period? If serving notice, what is your last working day?</li></ul>Work Location: In person

Compliance Officer

Validus Fintech Services Private Ltd

About Validus Fintech:Validus Fintech is a dynamic and innovative Fintech providing comprehensive Registrar and Transfer Agent (RTA) services. Our core focus is on delivering seamless, technology-driven solutions to mutual funds, ETFs, and alternative investment funds (AIFs). With a strong commitment to regulatory excellence and operational efficiency, we empower our clients to meet their compliance obligations while driving growth. At Validus, we believe in fostering a collaborative and forward-thinking environment, where every team member plays a critical role in our success.Job Overview:We are seeking a highly qualified and experienced Compliance Officer to ensure that Validus Fintech adheres to all regulatory requirements in its operations as an RTA and as a private limited company. This role also involves providing regulatory guidance to clients to help them stay compliant. The ideal candidate will have a deep understanding of the financial services sector and be driven by a passion for compliance and regulatory excellence.Key Responsibilities:<ul><li>Regulatory Compliance (RTA and Financial Services):</li><li>Ensure Validus Fintech complies with all applicable regulatory requirements from SEBI, AMFI, and other financial regulatory authorities.</li><li>Maintain up-to-date knowledge of all regulatory changes and ensure they are implemented within the organization.</li><li>Oversee the accurate and timely submission of regulatory filings and reports.</li><li>Corporate Compliance (Private Limited Company):</li><li>Ensure Validus Fintech complies with all corporate regulations applicable to a private limited company, including but not limited to:</li><li>Provident Fund (PF)</li><li>Employee State Insurance (ESIC)</li><li>Professional Tax (PT)</li><li>Labour laws (as applicable)</li><li>Company Law and Registrar of Companies (ROC) filings</li><li>Liaise with relevant government departments for statutory compliance and timely filings.</li><li>Client Compliance Support:</li><li>Provide compliance support and advice to clients, including mutual funds, AIFs, and other financial institutions.</li><li>Assist clients in understanding and implementing regulatory requirements that impact RTA services, such as KYC/AML norms, transaction processing, and reporting.</li><li>Risk Management:</li><li>Develop and maintain a compliance risk management framework, identifying and mitigating risks that could impact Validus and its clients.</li><li>Conduct regular audits and compliance checks across the organization.</li><li>Policy Development:</li><li>Draft and implement internal compliance policies and procedures for Validus Fintech.</li><li>Ensure all departments within Validus, including client-facing teams, are educated on compliance policies and regulatory changes.</li><li>Regulatory Reporting:</li><li>Manage the process for SEBI filings, AMFI reporting, and any other regulatory submissions required for Validus Fintech and its clients.</li><li>Handle statutory filings related to PF, ESIC, labour laws, and other corporate compliances.</li><li>Stakeholder Engagement:</li><li>Collaborate with regulatory authorities, clients, auditors, and internal departments to resolve compliance issues and ensure adherence to regulations.</li></ul>Required Qualifications:<ul><li>Bachelor's or Master&rsquo;s degree in Law, Finance, or a related field.</li><li>Minimum 2-4 years of experience in regulatory compliance within the financial services industry, particularly in RTAs, mutual funds, or related sectors.</li><li>In-depth knowledge of SEBI, AMFI, and other financial regulatory frameworks.</li><li>Strong understanding of KYC/AML guidelines and other financial compliance processes.</li><li>Experience in managing corporate statutory compliances such as PF, ESIC, and ROC filings.</li></ul>Key Skills:<ul><li>Excellent knowledge of the Indian regulatory landscape related to mutual funds, ETFs, AIFs, RTAs, and corporate statutory obligations.</li><li>Strong leadership and decision-making skills with the ability to handle complex regulatory issues.</li><li>Excellent communication and interpersonal skills to manage relationships with regulatory authorities, clients, and internal teams.</li><li>Detail-oriented and able to handle sensitive information with discretion.</li></ul>Preferred:<ul><li>Experience working with fintech companies or RTAs.</li><li>Knowledge of FEMA (Foreign Exchange Management Act) and related regulations would be an added advantage.</li><li>Certification in compliance or regulatory affairs.</li></ul>Job Types: Full-time, PermanentPay: &#8377;400,000.00 - &#8377;500,000.00 per yearBenefits:<ul><li>Health insurance</li><li>Provident Fund</li></ul>Ability to commute/relocate:<ul><li>Gachibowli, Hyderabad, Telangana: Reliably commute or planning to relocate before starting work (Required)</li></ul>Application Question(s):<ul><li>Qualified CS?</li></ul>Experience:<ul><li>financial regulatory: 2 years (Required)</li></ul>Work Location: In person

Nano green power plant

Job Summary: We are seeking a mid&#8209;level Compliance Officer (based in GIFT IFSC) to support our capital market intermediary operations (brokerage / depository participation). The Compliance Officer will report to the Principal Officer and play a hands&#8209;on role across regulatory compliance, internal controls, AML/KYC, grievance redressal, training and audit readiness in line with IFSCA, India INX and NSE IFSC regulations.Job Description (JD)Position title: Compliance Officer Location: GIFT IFSC, Gandhinagar, Gujarat Reporting to: Principal OfficerKey Responsibilities:<ul><li>Ensure compliance with IFSCA (Capital Market Intermediaries) Regulations, India&#8209;INX, NSE IFSC, GIFT SEZ / IFSC circulars and relevant laws.</li><li>Liaison with regulators (IFSCA, India&#8209;INX/NSE IFSC teams), assist Principal Officer in regulatory filings, returns, filings, application events.</li><li>Maintain and update internal policies and compliance manuals; conduct periodic risk reviews.</li><li>Monitor AML/CFT adherence, suspicious transaction reporting (STR), KYC/KYB, and sanctions screening.</li><li>Handle investor/client grievance redressal, ensure record&#8209;keeping for six years and publish compliant complaint statistics and disclosures.</li><li>Conduct internal audits / readiness reviews; monitor exception reports; ensure timely remediation.</li><li>Support compliance during inspections by regulators; coordinate responses and ensure accountability.</li><li>Keep abreast of amendments in IFSCA/NSE INX regulations and ensure timely implementation in internal controls.</li></ul>Job Specification (JS)Essential Qualifications<ul><li>Graduate degree in any discipline from recognized university; or a professional qualification such as LLB, ICAI, ICSI, ICMAI, or equivalent.</li></ul>Experience<ul><li>Minimum 2 years of experience in compliance, AML/CFT, regulatory reporting or related role in capital markets/financial services.</li><li>Experience working within GIFT IFSC / IFSCA&#8209;regulated entities (India INX, NSE IFSC, broker dealers, DPs) will be preferred (must&#8209;have)</li></ul>Skills &amp; Attributes<ul><li>Strong knowledge of IFSCA Regulations, GIFT IFSC guidelines, India INX / NSE IFSC operations, AML / KYC / PMLA compliance.</li><li>Excellent verbal and written English.</li><li>Proficient in Excel, compliance tracking tools, regulatory filing portals and system-based monitoring.</li><li>Sharp analytical and risk&#8209;sense instincts.</li><li>High integrity, ethical mindset, team player, able to liaise effectively with senior management and regulators.</li></ul>Mandatory<ul><li>Must be based and operational in GIFT IFSC, Gandhinagar.</li><li>Able to join within reasonable notice period.</li></ul>Job Type: Full-timePay: &#8377;250,000.00 - &#8377;1,000,000.00 per yearApplication Question(s):<ul><li>Please mention your Current Salary?</li></ul>Experience:<ul><li>Compliance: 2 years (Required)</li></ul>Location:<ul><li>Gandhinagar, Gujarat (Required)</li></ul>Work Location: In person

Compliance Officer – GIFT IFSC

Bee InternationaL Immigration Consultancy

We Are Hiring !!Position : Compliance OfficerLocation : KochiExperience : 3+ YearsThose who are interested please share your updated CV to hr@techbank.financeJob Type: Full-timePay: &#8377;40,000.96 - &#8377;80,000.71 per monthBenefits:<ul><li>Health insurance</li></ul>Work Location: In person

SB Mobility Media LLC

Job descriptionJob Summary:We are seeking a Junior PRO &amp; Compliance Officer to assist in managing company legal documentation, government relations, visa processing, and compliance matters. The ideal candidate should be familiar with UAE government portals (MOHRE, GDRFA, DHA, DED, Freezone portals, etc.) and possess a valid UAE driving license with access to their own car.Key Responsibilities:Public Relations (PRO) Duties:<ul><li>Handle new visa applications, renewals, and cancellations for employees (mainland and/or free zone).</li><li>Coordinate medical testing, Emirates ID, and labor card processing.</li><li>Submit and follow up on company trade license renewals and amendments.</li><li>Maintain strong working relationships with UAE government entities (MOHRE, Immigration, Municipality, Police, etc.).</li><li>Prepare and process legal documentation (employment contracts, NOCs, salary certificates, etc.).</li></ul>Compliance Duties:<ul><li>Assist in ensuring the company remains compliant with UAE labor laws and free zone regulations.</li><li>Maintain employee files, records, and company documents in compliance with legal requirements.</li><li>Track and renew corporate licenses and employee visas on time to avoid penalties.</li><li>Support internal audits and documentation required by regulators or external consultants.</li></ul>Requirements:<ul><li>Nationality: Any (preference may vary based on company policy)</li><li>Education: Bachelor's Degree or Diploma in Business Administration, Law, HR, or related field.</li><li>Experience: 1&ndash;2 years in a similar role; freshers with relevant internships may also apply.</li><li>Languages: Fluency in Arabic is Must</li><li>License: Valid UAE driving license and own car is mandatory.</li><li>Proficient with UAE government online portals and MS Office applications.</li><li>Strong knowledge of UAE Labor Law, visa procedures, and documentation.</li></ul>Soft Skills:<ul><li>Excellent organizational and time-management abilities.</li><li>Strong communication and interpersonal skills.</li><li>Attention to detail and a proactive attitude.</li></ul>Salary &amp; Benefits:<ul><li>Competitive salary based on experience.</li><li>Allowances for transportation (if not already owning a car).</li><li>Annual leave and health insurance as per UAE labor law.</li><li>Career growth and learning opportunities.</li></ul>Job Types: Full-time, PermanentPay: AED5,000.00 - AED6,000.00 per monthJob Type: Full-timePay: AED5,000.00 - AED6,000.00 per month

PRO and Compliance Officer

Fiducrest

Role SummaryThe Compliance Officer will support the Principal Officer in ensuring that the Fund Management Entity operates in full compliance with all applicable laws, regulations, and internal policies. This role focuses on day-to-day compliance operations, regulatory reporting, and maintaining adherence to GIFT City and IFSCA guidelines while supporting the overall compliance framework.Key ResponsibilitiesRegulatory Compliance &amp; Monitoring<ul><li>Support ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines</li><li>Assist in end-to-end compliance with IFSCA, SEZ, SEBI and related regulatory frameworks</li><li>Prepare and file periodic reports, including monthly, quarterly, and annual filings with IFSCA</li><li>Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting</li><li>Monitor compliance with investment guidelines and fund mandates</li></ul>Policy Implementation &amp; Documentation<ul><li>Implement and monitor the fund&rsquo;s compliance policies, procedures, and controls as established by the Principal Officer</li><li>Maintain and update compliance manuals, SOPs, and internal policies</li><li>Assist in reviewing Fund Documents, Constitutional Documents and Policies</li><li>Maintain physical and digital filing systems for statutory and operational documents</li></ul>Financial Reporting &amp; Operational Support<ul><li>Support timely preparation of financial statements, audit support files, and reports for the AIF and FME</li><li>Coordinate with fund administrator/fund accountant for timely NAV calculations</li><li>Assist in reconciliation of bank accounts, investor contributions, investments, and expenses</li><li>Ensure accuracy of compliance-related financial reporting</li></ul>Stakeholder Coordination<ul><li>Coordinate with auditors, legal advisors, tax consultants, and regulators under supervision</li><li>Coordination with Administrator, Bank custodian, Clients, Team members and other entities in GIFT</li><li>Support investor onboarding (including KYC, FATCA, CRS compliance)</li><li>Handle Client Queries related to Compliance and escalate complex matters</li></ul>Fund Operations Compliance<ul><li>Monitor capital call and distribution notices, fund flows, and reporting to investors for compliance</li><li>Ensure compliance in coordination with custodians, bankers, fund administrators, and portfolio managers</li><li>Maintain investor records, drawdown schedules, commitment tracking for regulatory purposes</li><li>Support board and investor meetings documentation and ensure necessary resolutions compliance</li></ul>Specialized Compliance Areas<ul><li>Execute AML Compliances procedures</li><li>Support compliances of Ancillary Service Provider at GIFT City</li><li>Manage compliance documentation including board minutes, investor communications, and vendor agreements</li><li>Conduct regular compliance reviews and risk assessments</li></ul>Preferred Skills &amp; Competencies<ul><li>Strong understanding of IFSCA regulations, SEBI guidelines, and GIFT City operational framework</li></ul><ul><li>Experience with Alternative Investment Funds (AIF) and Fund Management Entity operations</li></ul><ul><li>Excellent knowledge of KYC, AML, FATCA, and CRS compliance requirements</li></ul><ul><li>Strong analytical and problem-solving skills</li></ul><ul><li>Excellent written and verbal communication skills</li></ul><ul><li>Ability to work under supervision while managing multiple compliance tasks</li></ul><ul><li>Proficiency in regulatory reporting and documentation</li></ul><ul><li>Strong attention to detail and accuracy</li></ul><ul><li>Ability to work collaboratively with the Principal Officer and senior management</li></ul>Job Type: Full-timePay: &#8377;40,000.00 - &#8377;60,000.00 per monthBenefits:<ul><li>Cell phone reimbursement</li><li>Commuter assistance</li><li>Work from home</li></ul>Location:<ul><li>Gandhinagar, Gujarat (Required)</li></ul>Work Location: In person

Unienrol Guru Tech Private Limited

Overview:The Risk and Compliance Officer will assist the Board and the Executive Team of Unienrol Guru in managing enterprise risks and monitoring compliance with applicable regulatory, legislative, and policy frameworks.Key Responsibilities:1. Risk Management:o Operationalise and maintain Unienrol Guru&rsquo;s risk management, critical incident, and business continuity frameworks and plans.o Ensure alignment of Unienrol Guru&rsquo;s governance, risk, compliance, and strategic objectives.o Identify and monitor emerging risks, including those related to academic programs, student support, and operational processes.o Assist managers in undertaking specific risk assessments.o Maintain the risk register and update the senior management on key risk areas.o Ensure risk controls and treatment plans are carried out effectively.2. Compliance Monitoring:o Develop, implement, and maintain Unienrol Guru&rsquo;s compliance framework, including the compliance register.o Monitor institutional compliance with the Higher Education Standards Framework (HESF), the National Code of Practice for Providers of Education and Training to Overseas Students 2018 (National Code), the Education Services for Overseas Students Act 2000 (ESOS Act), and the Australian Qualifications Framework (AQF).o Maintain up-to-date knowledge of legislative changes affecting the higher education sector.o Monitor compliance with the requirements of the Tertiary Education Quality and Standards Agency.o Provide advice on compliance risks and develop mitigation strategies to respond to specific compliance risks.3. Policies and Procedures:o Develop, implement, and regularly review risk and compliance policies and procedures to ensure they align with both institutional goals and external regulations.o Provide guidance to academic and administrative staff regarding policy reviews and any updates.o Monitor institutional practices to ensure they meet internal policies and external requirements.4. Analysis and Reporting:o Provide regular reports on risk and compliance to senior management and the Risk and Compliance Committee.o Monitor and report on annual quality assurance activities.o Prepare and submit compliance reports to senior management.5. Continuous Improvement:o Promote a culture of compliance across the institution, encouraging continuous improvement.o Lead or assist in initiatives designed to enhance the institution's compliance framework.Key Skills and Qualifications:<ul><li>Educational Background: A bachelor&rsquo;s degree in law, business, public administration, or a related field. A postgraduate qualification in education compliance, risk management, or regulatory affairs is desirable.</li><li>Experience: At least 3-5 years of experience in a compliance role, preferably within the higher education sector. Familiarity with Australian higher education regulations is essential.</li><li>Knowledge: Strong understanding of the relevant legislation and frameworks affecting the higher education sector.</li><li>Analytical Skills: Strong ability to analyze regulatory requirements, identify areas of risk, and provide solutions.</li><li>Communication Skills: Excellent verbal and written communication skills for preparing reports, liaising with regulatory bodies, and conducting training.</li><li>Attention to Detail: A high level of attention to detail, ensuring all aspects of compliance are meticulously managed.</li><li>Organizational Skills: Ability to manage multiple tasks and deadlines, often under pressure, in a fast-paced educational environment.</li></ul>Must be experienced in:<ul><li>Prior experience with an AICTE(All India council for Technical education)- Approved university or college is required for the role of compliance officer.</li></ul>Reporting:The Compliance Officer typically reports to the Director of Operations and the Chief Executive Officer (CEO).How to Apply:Please send your resume and a cover letter to &quot;arun@unienrolguru.com&quot; with the subject line &quot;Risk and Compliance Officer.&quot;We look forward to your application and the possibility of working together to shape the future of international education at Unienrol Guru!Job Types: Full-time, PermanentPay: From &#8377;30,000.00 per monthBenefits:<ul><li>Food provided</li></ul>Ability to commute/relocate:<ul><li>Chandigarh, Chandigarh: Reliably commute or planning to relocate before starting work (Required)</li></ul>Education:<ul><li>Master's (Required)</li></ul>Work Location: In personApplication Deadline: 23/04/2025

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Compliance Officer

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