corporate securities research analyst

JPMorganChase

<div>JOB DESCRIPTION 
As an analyst on the Global Corporate Banking team, you will be a central part of the firm's plans to further expand its successful international banking franchise with a focus on the Japanese corridor. The world&rsquo;s most important corporations, governments, and institutions entrust us with their business in more than 100 countries. The Commercial &amp; Investment Bank provides strategic advice, raises capital, manages risk, and extends liquidity in markets around the world.
Working in a team environment, you will have access to senior officers of the firm and senior clients. You will be challenged to perform at the highest levels of excellence and will be rewarded for their achievements in a demanding environment. You will be required to work alongside other professionals: as a team, and draw from the full spectrum of the firm's resources to develop customized financial solutions that meet the unique needs of each client in the portfolio.
 
 
You will be supporting assigned Bankers with sales and relationship management activities (marketing, execution and general client requests). You will also assume responsibility for managing internal processes for deal execution, internal approvals and business aspects of regulatory reporting.
Role Description:
Working in a team environment, the Analyst will have access to senior officers of the firm and senior clients. The Analyst will be expected to perform at a high level of excellence and will be recognized for their contributions in a dynamic and demanding environment. Analysts will collaborate with other professionals, leveraging the full spectrum of the firm's resources to help develop customized financial solutions that address the unique needs of each client in the portfolio.
The Analyst will support assigned Subsidiary Bankers with sales and relationship management activities, including marketing, execution, and responding to general client requests. The Analyst will also assist with managing internal processes related to deal execution, internal approvals, and business aspects of regulatory reporting.
Core Responsibilities:<ul>
<li>Assist Subsidiary Bankers in managing existing client relationships and supporting efforts to develop a new client base to drive revenue growth, with a focus on the Japanese market.</li>
<li>Engage and coordinate with partners across the firm to build proficiency across all products within the scope of Banking, Payments, Markets, Asset Management, Credit, DCM, FX, Rates, Commodities, and Investor Services.</li>
<li>Prepare customized pitch books and other marketing materials to help generate new business and review existing relationships and setups, anticipating client needs.</li>
<li>Support Bankers and Payments Sales Managers on new bids (including RFPs), contribute to pricing and profitability models, and assist with documentation negotiation and the handoff to implementation and service teams.</li>
<li>Maintain internal reports and monitor revenue trend reporting on a monthly basis to identify key portfolio trends; work with Finance and Business Management teams to ensure deals are tracked accurately for reporting.</li>
<li>Conduct pricing analyses and support the development of pricing strategies and recommendations, particularly for Requests for Proposal (RFPs) and new client requests.</li>
<li>Help maintain existing business by ensuring a high level of customer satisfaction.</li>
<li>Partner with internal teams on the client onboarding and KYC process to support the Firm&rsquo;s adherence to legal, regulatory, and compliance requirements.</li>
<li>Support ad-hoc projects and analyses as requested</li></ul>
Qualifications:<ul>
<li>Fluency in Japanese and a strong understanding of Japanese culture and business practices are essential.</li>
<li>Previous experience working in Japan or covering Japanese companies is preferred.</li>
<li>At least 1 year of professional experience; experience in Corporate Banking, Investment Banking, Credit, or Payments is a plus, but not required.</li>
<li>Bachelor&rsquo;s degree with strong academic credentials.</li>
<li>Self-starter with a high level of motivation, dependability, intelligence, curiosity, and a team player mentality.</li>
<li>Excellent verbal and written communication skills, with the ability to synthesize complex problems into concise conclusions.</li>
<li>Strong time management, organizational, and planning skills.</li>
<li>Ability to build relationships and collaborate effectively with internal teams and resources.</li>
<li>Solid quantitative, analytical, and computer skills, including proficiency in PowerPoint and Excel-based modeling.</li>
<li>Familiarity with J.P. Morgan processes and products is a plus.</li>
<li>Proficiency with research tools such as Bloomberg and FactSet is preferred.</li></ul>
ABOUT US 
<div>
<div>JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world&rsquo;s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
</div><div>We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
<div>We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants&rsquo; and employees&rsquo; religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase &amp; Co. is an Equal Opportunity Employer, including Disability/Veterans 
</div></div></div> 
 
ABOUT THE TEAM 
 
J.P. Morgan&rsquo;s Commercial &amp; Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial &amp; Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.</div>

Global Corporate Bank - NA Subsidiary Banking, Japan Corridor - Analyst

KeyBank

Location: 
127 Public Square, Cleveland Ohio
 
Job Summary
 The Associate, Equity Research is a part of the KeyBanc Capital Markets (KBCM) team and works closely with senior research professionals to assist in preparing and executing analyses of an assigned industry group, individual companies, and their securities.
 
Essential Functions
 Collecting, evaluating, and applying statistical and financial data on the economy and financial markets, specifically with respect to researching common stocks within specific industries.
 Analyzing and synthesizing researched data and presentation of trends and ideas with regard to business opportunities and investment decision making processes.
 Formulating and issuing opinions and recommendations on securities and companies in one or more industry groups.
 Preparing reports, opinions, recommendations, and statistical data, including assisting in financial statement modeling, for use in the formulation of the investment policies and/or recommendations of the firm.
 Answering inquiries from firm personnel regarding individual securities or industry groups. Prepares studies and other data for firm publication issued to the general public.
 Preparing and disseminating special studies, models, forecasts, and/or presentations to furnish information to the Syndicate or Investment Banking groups on security offerings and underwriting.
 Interviewing company executives or industry leaders to develop and maintain sources of information in preparation of analyses.
 Maintaining company databases using spreadsheets and database software.
 Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice
 Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key’s clients and Key.
 
Education
 Bachelor's Degree in business, accounting, finance, or a related field or completion of no less than 3 senior level accounting and/or financial analysis courses (required)
 
Work Experience
 1+ years of experience in an analytical or financial role (required)
 Corporate financial modeling experience (required)
 
Skills
 Strong oral and written communication skills
 Experience with building financial models and equity data manipulation.
 Ability to conduct thorough and independent research and comfort with financial research platforms (Bloomberg, CapIQ, etc.)
 Ability to organize, analyze, and interpret data
 Proficiency with Microsoft Excel and Access
 Strong interest in financial markets and working knowledge of market dynamics and influences.
 Ability to synthesize data and articulate findings through excellent presentation skills.
 
Core Competencies
 All KeyBank employees are expected to demonstrate Key’s Values and abide by Key’s Code of Conduct.
 
Physical Demands
 General Office - Prolonged sitting, ability to communicate face to face in person or on the phone with teammates and clients, frequent use of PC/laptop, occasional lifting/pushing/pulling of backpacks, computer bags up to 10 lbs.
 
Work Location Category
 
Hybrid (Sales)
 
COMPENSATION AND BENEFITS
 This position is eligible to earn a base salary in the range of $80,000.00 - $150,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.
 Please click here for a list of benefits for which this position is eligible.
 
Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.
 
Job Posting Expiration Date: 05/18/2026
 
KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law.
 Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.
 
#LI-Hybrid

Equity Research Associate, Industrials/Basics

Zions Bancorporation

Zions Bancorporation’s Capital Markets Analyst Program positions are not eligible for employment visa sponsorship (e.g., H-1B visa). This includes, for example, situations where a candidate may have temporary work authorization while enrolled in school or upon graduation (e.g., CPT, OPT) but would need H-1B visa sponsorship within a few years of employment in order to maintain employment eligibility.
 
Zions Bancorporation (NASDAQ: ZION) is one of the nation’s premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is regularly recognized by American Banker as one of the “Best Banks to Work For” and having a top banking team on its list of “The Most Powerful Women in Banking.”
 
Our customers consistently vote us as the best bank in our local markets. We value our employees, and we are committed to identifying, recognizing, and creating fulfilling opportunities for outstanding people within our organization, rewarding them for their contributions to our success. We recognize that banking is a “local” business, and that to be successful, we must have very strong ties to the communities we serve and strong relationships with our customers.
 
Zions Capital Markets
 
Zions Capital Markets (“ZCM”) operates as a division of Zions Bancorporation and is comprised five product areas that operate as a unified, national platform with deep regional expertise. Our teams collaborate to deliver targeted, client-driven solutions to help companies raise capital and execute strategic transactions efficiently and effectively.
 
Debt Capital Markets: Delivers customized financing solutions through the structuring, arrangement and execution of multi-bank credit facilities, as well as the underwriting and execution of debt securities offerings.
 Investment Banking: Partners with business owners to provide tailored advisory services across M&A (sell-side and buy-side), capital raising, and strategic advisory mandates
 Power & Project Finance: Comprehensive corporate and structured financing solutions for power generating assets and related infrastructure
 Real Estate Capital Markets: Specializes in non-recourse financing solutions for commercial properties across the United States
 Sales & Trading: Offers a wide range of investment and risk management solutions to help meet the needs of our institutional clients
 
Our approach is simple - help companies we know well connect with and tell their story to investors and capital providers we also know well.
 
Investment banking and securities underwriting activities are offered through Zions Direct, Inc., member FINRA / SIPC.
 
For more information, please see our website at www.zionscapitalmarkets.com.
 
Full-Time Debt Capital Markets Analyst Program: 
The ZCM 2-year Capital Markets Analyst Program offers a unique entrepreneurial experience to join a rapidly growing platform. The program offers the opportunity to maximize Analysts’ potential during their early professional years by providing the foundational knowledge, skills, and hands-on transaction experiences that will last a professional lifetime.
 
As a Debt Capital Markets Analyst, you will support senior members of the Loan Syndications team in the origination, structuring, pricing, marketing, and execution of syndicated (multi-bank) credit facilities. Analysts play a critical role in transaction execution and gain broad exposure to credit markets and lender behavior.
 
Key Responsibilities Include: 
Maintaining and updating market comparables for syndicated loan transactions.
 Performing financial and credit analysis, including cash flow modeling, credit metrics, covenant analysis and capital structure review.
 Preparing transaction and marketing materials such as pitch books, lender presentations and term sheets.
 Coordinating with internal and external partners, including relationship managers, legal and operations team, to support transaction execution, closing and post-closing administration.
 Supporting the distribution process, including lender outreach, tracking investor feedback and monitoring syndication progress.
 
Throughout the program, Analysts gain exposure to market trends, loan documentation, lender engagement and transaction execution, while developing strong analytical, communication and project-management skills in a fast-paced, collaborative environment.
 
Zions Capital Markets is looking for candidates who have: 
Completed BA/BS degree in Business or Finance, with a scheduled graduation prior to the annual June 1 st start date.
 Overall GPA of 3.0 or above, 3.5 preferred.
 Strong interest in finance and capital markets.
 High degree of academic and extracurricular achievement.
 Proven analytical ability, critical thinking, and attention to detail.
 Solid leadership and interpersonal skills.
 Superior written and oral communication skills.
 Ability to work well in a fast-paced, team-oriented environment.
 Comfortability working with peers at all levels, ranging from fellow analysts through Managing Directors.
 Willingness to commit substantial time and energy to the program.
 
Benefits: 
Medical, Dental and Vision Insurance - START DAY ONE!
 Life and Disability Insurance, Paid Parental Leave and Adoption Assistance
 Health Savings (HSA), Flexible Spending (FSA) and dependent care accounts
 Paid Training, Paid Time Off (PTO) and 11 Paid Federal Holidays, and any applicable state holidays
 401(k) plan with company match, Profit Sharing, competitive compensation in line with work experience
 Mental health benefits including coaching and therapy sessions
 
This position is eligible to earn a base salary of $90,000/annually.

Capital Markets Analyst Program, Debt Capital Markets

Citi

<div>The Sec &amp; Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. 
 
Responsibilities:<ul><li>
Utilize basic industry and business knowledge to conduct analyses of hedge funds and other counterparty activities</li><li>
Contribute to the creation of customized reporting used to present information to management</li><li>
Support implementation of securities processing improvements</li><li>
Assist with identifying policy gaps and formulating policies that streamline related work processes</li><li>
Review and analyze hedge fund activities, procedures to reconcile cash/holdings and securities pricing</li><li>
Develop and use knowledge of securities, processing practices and standards</li><li>
Provide informal guidance or on the job training to lower level/new securities processing team members when required</li><li>
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.</li></ul> 
Qualifications:<ul><li>
2-5 years of relevant experience</li><li>
Recommended licensing/registration: Series 7, Series 9, Series 10, Series 63</li><li>
Consistently demonstrates clear and concise written and verbal communication skills</li></ul> 
Education:<ul><li>
Bachelor&rsquo;s Degree/University degree or equivalent experience</li></ul> 
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
-
Job Family Group:
Operations - Transaction Services
-
Job Family:
Securities and Derivatives Processing
-
Time Type:
Full time
-
Primary Location:
Getzville New York United States
-
Primary Location Full Time Salary Range:
$55,440.00 - $77,360.00 
In addition to salary, Citi&rsquo;s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental &amp; vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
-
Most Relevant Skills
Please see the requirements listed above.
-
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
-
Anticipated Posting Close Date:
Mar 25, 2026
-
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. 
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. 
 
View Citi&rsquo;s EEO Policy Statement and the Know Your Rights poster.</div>

Security and Derivatives Intermediate Associate Analyst Hybrid

Baird

<div><div><div><div><div><div>Baird Private Wealth Management combines national scale with a culture centered on meaningful relationships &ndash; among clients, advisors and team members.
<ul><div>Milwaukee, WI
</div><div></div><div>Wealth Solutions Group
</div><div></div><div>R2026355
</div><div></div><div>Hybrid</div></ul></div><div><div>
</div></div></div></div></div></div><div><div><div><div><div>We are seeking a Senior Fixed Income Analyst to work with Baird Financial Advisors to find attractive fixed income investment opportunities for our clients. This includes knowledge of all traditional Fixed Income products, including: municipal bonds, corporate bonds, CDs, Agencies, etc. This person will also work closely with Fixed Income trading to identify available inventory to execute Fixed Income recommendations.
Some of the day-to-day responsibilities will involve writing a daily fixed income morning update email (6:30am CT start time) to keep FAs apprised of relevant fixed income and economic data. Responsibilities also include working with FAs on account reviews, constructing portfolios or new money proposals (e.g., bond ladders), handling incoming phone calls/requests to the Fixed Income Research area, and authoring relevant educational or thought pieces on timely Fixed Income topics.
Work from Baird&rsquo;s global headquarters in Milwaukee, WI, with hybrid flexibility.
The Impact You&rsquo;ll Make:<ul><li>
Support Baird Financial Advisors in facilitating their Fixed Income business. This includes, but is not limited to, handling day-to-day questions, researching specific credits, and researching event-driven fixed income topics.</li><li>
Regularly authoring commentary on fixed income markets.</li><li>
Performing account reviews and developing portfolio proposals, including researching specific credits as needed.</li><li>
Travel to Chicago once per month to meet as a broader Fixed Income team.</li><li>
Performs other duties as assigned.</li></ul>
What You&rsquo;ll Bring to Baird:<ul><li>
Bachelor&rsquo;s degree in finance, accounting, business, or other related field.</li><li>
10+ years of Fixed Income industry experience, with a preference for candidates with a strong research background.</li><li>
Progress toward the CFA preferred.</li><li>
Must be SIE, Series 7, and Series 63 licensed (or willing to obtain within 6 months of hire).</li><li>
Excellent analytical, written, and verbal communication skills.</li><li>
Strong initiative and work ethic, and an ability to work well both on a team and on a self-directed basis.</li><li>
Experience with Bloomberg.</li><li>
Experience with Bond Works preferred.</li></ul><div><div>
#LI-CM1</div></div></div></div></div></div></div></div>

Sr Fixed Income Analyst

TD Bank

<div>Work Location:
Greenville, South Carolina, United States of America
Hours:
40
Pay Details:
$29.75 - $47.75 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Line of Business:
Financial Crime Risk Management
Job Description:
The Financial Crime Risk Investigator II conducts investigations of moderate complexity for both internal and external cases. Recommends for demarket and/or freezing accounts by the appropriate investigative unit. Conducts adjudications of moderate complexity. May provide QA/review and mentorship of a team. Applies reasonable grounds to suspect money laundering and terrorist financing.
The Financial Crime Risk Investigator II (US) plays a critical role in safeguarding the organization's financial integrity by conducting thorough end-to-end investigations within Securities. This position is responsible for managing diverse internal and external investigations, utilizing expertise to establish reasonable grounds for suspecting money laundering and terrorist financing. The Investigator's work directly contributes to mitigating financial crime risks and disrupting illicit activities, ensuring compliance, and protecting the organization's reputation.
The Financial Crime Risk Investigator II (US) conducts end-to-end investigations of various higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting financial crime (recommending for demarket and/or freezing accounts by the appropriate investigative unit).
Depth &amp; Scope:
<ul><li>Experienced working professional role providing services, advisory or processes/program support
</li><li>Requires experienced, conceptual, and practical knowledge within respective area and knowledge of broader related areas
</li><li>Accountable for own work and sometimes others; acts as an escalation point or knowledge resource for others in their own area
</li><li>Leads projects or work streams within broader projects with moderate risk and may be accountable for ongoing activities, processes, and functional programs
</li><li>Works within broad guidelines/policies and independently performs tasks from end to end
</li><li>Work performed under minimal management guidance and supervision
</li></ul>Education &amp; Experience:
<ul><li>Undergraduate degree or equivalent work experience
</li><li>3+ years experience
</li></ul>Preferred Skills:
<ul><li>3+ years' experience in a Broker-Dealer and/or Securities related investigations role
</li><li>Thorough understanding of Securities products such as Fixed Income, Foreign Exchange, Prime Brokerage, Equities, Low Priced Securities, etc.
</li><li>Knowledge of market abuse typologies such as insider trading, market manipulation, front running, and layering/spoofing
</li><li>Knowledge of financial industry products, policies, and procedures that involve Institutional Clients, Broker-Dealers, and Securities related Investigations
</li><li>Understanding of regulatory requirements including FINRA, SEC, and applicable AML/BSA regulations
</li><li>Ability to manage multiple investigations simultaneously while meeting deadlines in a fast-paced environment
</li><li>Strong critical thinking and problem-solving skills with attention to detail
</li><li>Experience reviewing trading activity, transaction patterns, and customer behavior to identify potential misconduct or suspicious activity
</li><li>Ability to analyze large data sets and document investigative findings in a clear, concise, and defensible manner
</li><li>Strong written and verbal communication skills, including the ability to prepare detailed investigative reports and present findings to management
</li><li>Experience working with surveillance systems, case management tools, and investigative platforms
</li></ul>Customer Accountabilities:
<ul><li>Conducts investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC &amp; Financial Crime investigations
</li><li>Conducts data analysis, manipulation and interpretation looking for patterns and anomalies
</li><li>Initiates investigations and/or responds to emerging AML and Sanctions/ABAC risks
</li><li>Assists with reviewing and investigating court orders (subpoenas) related to criminal actions
</li><li>Assists and coordinates investigations with various law enforcement agencies as delegated
</li><li>Prepares and delivers AML, Sanctions/ABAC &amp; Financial Crime and/or fraud detection/loss prevention training or updates to Bank Employees or other agencies as assigned
</li></ul>Shareholder Accountabilities:
<ul><li>Leads workstreams by acting as a project lead for medium scale projects/initiatives in accordance with project management methodologies
</li><li>Consistently exercises discretion in managing correspondence, information, and all matters of confidentiality; escalates issues where appropriate
</li><li>Conducts reporting and/or meaningful analysis at the functional or enterprise level using results to draw conclusions, makes recommendations, assesses the effectiveness of programs/policies/practices
</li><li>Be knowledgeable of practices and procedures within own area of responsibility and keeps abreast of emerging trends for own functional area
</li><li>Protects the interests of the organization &ndash; identifies and manages risks, and escalates non-standard, high-risk transactions/activities as necessary
</li><li>Maintains appropriate project records, databases, and information; reports to management and others on project status and updates
</li><li>Monitors service, productivity and assesses efficiency levels within own function and implements continuous process/performance improvements where opportunities exist
</li><li>Acquires and applies expertise in the discipline, provides guidance, assistance, and direction to Analysts, Investigators and others
</li><li>Identifies, recommends, and effectively executes standard practices applicable to the discipline
</li><li>Adheres to internal policies/procedures and applicable regulatory guidelines
</li><li>Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts
</li><li>Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite
</li></ul>Employee/Team Accountabilities:
<ul><li>Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues/points of interest
</li><li>Supports the team by continuously enhancing knowledge/expertise in own area and participates in knowledge transfer within the team and business unit
</li><li>Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques
</li><li>Participates in personal performance management and development activities, including cross training within own team
</li><li>Keeps others informed and up to date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities
</li><li>Contributes to the success of the team by willingly assisting others in the completion and performance of work activities; provides training, coaching and/or guidance as appropriate.
</li><li>Contributes to a fair, positive and equitable environment that supports a diverse workforce
</li><li>Acts as a brand champion for your business area/function and the bank, both internally and/or externally
</li></ul>Physical Requirements:
Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%
<ul><li>Domestic Travel &ndash; Occasional
</li><li>International Travel &ndash; Never
</li><li>Performing sedentary work &ndash; Continuous
</li><li>Performing multiple tasks &ndash; Continuous
</li><li>Operating standard office equipment - Continuous
</li><li>Responding quickly to sounds &ndash; Occasional
</li><li>Sitting &ndash; Continuous
</li><li>Standing &ndash; Occasional
</li><li>Walking &ndash; Occasional
</li><li>Moving safely in confined spaces &ndash; Occasional
</li><li>Lifting/Carrying (under 25 lbs.) &ndash; Occasional
</li><li>Lifting/Carrying (over 25 lbs.) &ndash; Never
</li><li>Squatting &ndash; Occasional
</li><li>Bending &ndash; Occasional
</li><li>Kneeling &ndash; Never
</li><li>Crawling &ndash; Never
</li><li>Climbing &ndash; Never
</li><li>Reaching overhead &ndash; Never
</li><li>Reaching forward &ndash; Occasional
</li><li>Pushing &ndash; Never
</li><li>Pulling &ndash; Never
</li><li>Twisting &ndash; Never
</li><li>Concentrating for long periods of time &ndash; Continuous
</li><li>Applying common sense to deal with problems involving standardized situations &ndash; Continuous
</li><li>Reading, writing and comprehending instructions &ndash; Continuous
</li><li>Adding, subtracting, multiplying and dividing &ndash; Continuous
</li></ul>The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities &amp; duties are considered essential functions for ADA purposes.
Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.
Our Total Rewards Package 
 
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more
Additional Information:
 
We&rsquo;re delighted that you&rsquo;re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we&rsquo;re committed to providing the support our colleagues need to thrive both at work and at home.
 
 
Colleague Development
If you&rsquo;re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You&rsquo;ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. 
If you&rsquo;re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.
We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.
Training &amp; Onboarding
 
We will provide training and onboarding sessions to ensure that you&rsquo;ve got everything you need to succeed in your new role.
 
 
Interview Process
 
We&rsquo;ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.
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Financial Crime Risk Investigator II - Securities

Kohlberg Kravis Roberts & Co.

<div><div>COMPANY OVERVIEW

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR&rsquo;s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR&rsquo;s investments may include the activities of its sponsored funds and insurance subsidiaries.</div><div>
TEAM OVERVIEW 
Formed in 2004, KKR Credit is responsible for more than $240 billion in assets under management and 230 investment professionals. The Structured Credit team sits within Leveraged Credit, which is responsible for over $100 billion in AUM and includes 50+ investment professionals. For additional information about KKR Credit, please visit https://www.kkr.com/businesses/credit
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POSITION SUMMARY 
KKR is seeking an investment analyst at the Analyst/Associate level to join the Structured Credit Portfolio Management team in San Francisco. The ideal candidate will bring 1-4 years of relevant experience to the role and will be expected to assist the team with the following tasks: 
 
<ul><li>Recommending trades based on relative value or to improve portfolio metrics, presenting to investment committee on trade ideas and market update.</li><li>Monitoring CLO portfolio performance and improving in house analytical infrastructure supporting portfolio management</li><li>Working with traders, legal and middle office to monitor investment guideline compliance</li><li>Researching thematic topics in the structured credit/ABS space</li><li>Performing pre-trade compliance and allocating trades in accordance with portfolio guidelines</li><li>Assisting in the monitoring of credit risk across portfolios</li><li>Liaising with the research team to stay current on earnings, sector news and fundamentals</li><li>Responding to investor or ad-hoc PM requests</li></ul></div>
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QUALIFICATIONS 
The ideal candidate will have: 
 
<ul><li>Background in CLO/structured credit trading, structuring or investing</li><li>Base understanding of the Leveraged Loan product with emphasis on CLO experience, ABS experience a plus</li><li>Proficient at navigating through fund compliance documentation and CLO indentures</li><li>Strong communication/interpersonal skills to liaise with investors and various groups across KKR Credit &amp; Markets</li><li>Strong intellectual curiosity and the ability to roll up sleeves and perform deep dive investment analysis</li><li>Strong analytical background and proficiency in financial modeling, statistical analysis tools &amp; programming languages (Python or R)</li><li>Strong background in engineering, computer science, or mathematics is a plus</li><li>Great attention to detail</li></ul></div></div><div><div><div><div>
This is the expected annual base salary range for this San Francisco-based position. Actual salaries may vary based on factors, such as skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.</div></div>
Base Salary Range
$120,000 - $165,000 USD</div></div><div>
KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.

KKR will provide reasonable accommodations as required by applicable federal, state, and/or local laws. Individuals seeking an accommodation for the application or interview process should email Benefits@kkr.com. Emails sent for unrelated issues, such as following up on an application, will not receive a response.

If you are a qualified individual with a disability or a disabled veteran, you may request a reasonable accommodation if you are unable or limited in your ability to use or access https://www.kkr.com/careers because of your disability. You can request reasonable accommodations by sending an email to Benefits@kkr.com. Only emails left for this purpose will be returned.

Massachusetts Applicants: It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability. This notice applies only to applicants and employees who work or will work in Massachusetts, in accordance with applicable state law.</div></div>

Structured Credit Investment Analyst / Associate

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