corporate securities research analyst

Publicis Sapient

<div>Description: 
About Sapient Capital
Sapient Capital is a privately owned, independent advisory firm with over $11bn in assets under management, serving ultra-high net worth families and individuals, foundations, and institutions. As a fast-growing registered investment advisor (RIA), we specialize in providing our clients a uniquely tailored service offering including investment management, sophisticated financial planning, cutting edge technology and access to curated alternative investment opportunities. Sapient is headquartered in Indianapolis with offices in Los Angeles, Miami, and NYC. 
Job Overview
We are seeking a highly motivated and detail-oriented individual to join our team as an Equities Research Analyst. This role is ideal for candidates with strong analytical skills and a passion for financial markets. You will assist in conducting research, analyzing data, and preparing reports that support investment decisions. 
What You Will Do:<ul><li>
Equity Due Diligence:
<ul><li>Source and perform the necessary initial due diligence on potential investment opportunities for Sapient Capital&rsquo;s internally managed equity portfolios through the development of a thesis and suitability assessment for inclusion in client portfolios.</li>
<li>Conduct ongoing monitoring of our managed equity portfolios to ensure the suitability of individual investments holds true.</li>
<li>Monitor substantial news, market movements, earnings reports, and other changing trends that may affect our model and submit recommendations for action, as appropriate.</li>
</ul></li><li>Investment Team Support:
<ul><li>Assist in the development of trading models and strategies to enhance performance and minimize risk.</li>
<li>Provide analysis and ad hoc reporting for internal management needs when requested including researching new sectors, securities, and/or managers.</li>
<li>Maintain and update financial models and databases.</li>
<li>Ensure accuracy and timeliness of data used for decision-making.</li>
<li>Assist with compliance-related monitoring and reporting as directed.</li>
<li>Provide other operational/administrative support to senior team members as needed.</li>
</ul></li><li>Market Research and Communication:
<ul><li>Prepare presentations, board materials, investment memorandums, and other communication pieces to communicate findings and recommendations as directed.</li>
<li>Assist with the coordination of investment education webinars including drafting announcements, tracking attendance, and ensuring consistent follow-up activities occur.</li>
</ul></li><li>Other duties as assigned.</li></ul>
Requirements:

Qualifications:<ul><li>
Bachelor's degree or higher from an accredited university. Majors in Finance, Accounting, Economics, Business, or a related field preferred. An equivalent blend of experience may be considered in lieu of degree.</li><li>
Minimum of 2+ years of experience in the financial services industry or a related research role. Series 65 and/or active CFA pursuit highly desirable.</li><li>
Familiar with equity markets, securities, and trading strategies including typical tools/software. Proficiency with Bloomberg and FactSet strongly preferred.
</li><li>Strong quantitative and analytical skills, with proficiency in Excel and financial modeling.</li><li>
Excellent communication skills and the ability to work collaboratively with various teams.</li><li>
Ability to work under pressure and handle multiple tasks simultaneously.</li></ul>
Sapient Capital is an Equal Opportunity Employer. Sapient does not discriminate based on race, religion, color, sex, gender identity, sexual orientation, age, non-disqualifying physical or mental disability, national origin, veteran status, or any other basis covered by appropriate law. All employment is decided based on qualifications, merit, and business need.</div>

Equities Research Analyst

Citi

<div><h2 class="jobSectionHeader">Discover your future at Citi</h2>
Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you&rsquo;ll have the opportunity to grow your career, give back to your community and make a real impact.
<h2 class="jobSectionHeader">Job Overview</h2>
The Securities &amp; Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. 
 
Responsibilities:<ul><li>
Process securities transactions, provide analytic input for traders and aid in review of derivative products</li><li>
Identify and resolve securities and derivative settlement issues, and make process improvement recommendations to leadership</li><li>
Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services</li><li>
Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements</li><li>
Escalate transaction processing issues to the appropriate department and collaborate on a solution</li><li>
Design and analyze moderately complex reports, in coordination with standards set by direct leadership</li><li>
Assist with control activities, and the launch of new products and services</li><li>
Ensure processes adhere to audit and control policies</li><li>
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.</li></ul> 
Qualifications:<ul><li>
0-2 years of relevant experience</li><li>
Fundamental understanding of Treasury products, accounting and regulatory policies</li><li>
Proven ability to perform various concurrent activities/projects in a high-risk environment</li><li>
Ability to work in a fast-paced environment</li><li>
Demonstrated knowledge of macros</li></ul> 
Education:<ul><li>
Bachelor&rsquo;s Degree/University degree or equivalent experience in Business, Accounting, or Finance</li></ul> 
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
-
Job Family Group:
Operations - Transaction Services
-
Job Family:
Securities and Derivatives Processing
-
Time Type:
Full time
-
Most Relevant Skills
Please see the requirements listed above.
-
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
-
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. 
 
View Citi&rsquo;s EEO Policy Statement and the Know Your Rights poster.</div>

SME- Securities & Derivatives

<div>The Securities &amp; Derivatives Intmd Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. 
 
Responsibilities:<ul><li>
Process securities transactions, provide analytic input for traders and aid in review of derivative products</li><li>
Utilize data analysis tools and methodologies, in conjunction with professional judgement to make process improvement recommendations</li><li>
Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues</li><li>
Participate in the implementation of assigned projects, including new products, services and upgrades to platforms</li><li>
Identify policy gaps and formulate new policies to enhance the streamlining of trade flow processes</li><li>
Monitor and provide solutions to errors to minimize risk to the bank</li><li>
Provide informal guidance, and/or on the job training to new team members</li><li>
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.</li></ul> 
Qualifications:<ul><li>
2-5 years of relevant experience</li><li>
Demonstrated comprehension of Treasury products, accounting and regulatory policies</li><li>
Consistently demonstrates clear and concise written and verbal communication skills</li></ul> 
Education:<ul><li>
Bachelor&rsquo;s Degree/University degree or equivalent experience in Business, Accounting, or Finance</li></ul> 
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
-
Job Family Group:
Operations - Transaction Services
-
Job Family:
Securities and Derivatives Processing
-
Time Type:
Full time
-
Most Relevant Skills
Please see the requirements listed above.
-
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
-
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. 
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. 
 
View Citi&rsquo;s EEO Policy Statement and the Know Your Rights poster.</div>

Securities & Derivatives Intmd Analyst

Fidelity Investments

<div><h3 class="jobSectionHeader">Job Description:</h3>
The Role
If you have strong analytical, organizational, and communication skills and are a diligent professional, this role may suit you well. You should thrive in a dynamic regulatory and operational environment. As an Associate Analyst, Shareholder Reporting you will apply your analytical capabilities and precision to ensure the accuracy and completeness of assigned documents and regulatory filings. You will contribute to team efforts by building and optimizing workflows and improving processes. You will support and test key applications and find innovative solutions to enhance the reporting ecosystem. Success in this role requires collaborating effectively, managing multiple priorities, and meeting deadlines in a fast‑paced environment&mdash;helping drive operational perfection across the service line.
The Expertise and Skills You Bring<ul><li>
Bachelor&rsquo;s degree and a minimum of 3 years of financial services experience; prior regulatory and/or financial reporting experience preferred</li><li>
Broad understanding of investments, accounting principles, mutual fund industry practices, and regulatory requirements</li><li>
A self‑starter mindset&mdash;assertive, independent, and capable of working with limited direct supervision across multiple concurrent initiatives</li><li>
Strong collaboration skills and the ability to partner effectively across business divisions and team members</li><li>
Advanced analytical abilities, including interpreting complex requirements and translating them into clear, practical solutions</li><li>
Proficiency with Microsoft Office and related applications</li><li>
Note: Fidelity will not provide immigration sponsorship for this position</li></ul>
The Team
The Shareholder Reporting team is committed to delivering SMART, SIMPLE, and SCALABLE reporting solutions while developing and empowering our talent. As the largest service line within Fidelity Fund and Investment Operations (FFIO), we are responsible for producing and distributing financial statements, prospectuses, and other fund and legal documents&mdash;and ensuring timely and accurate SEC filings. Our work is evolving rapidly as we integrate new product offerings, respond to changing regulations, and adopt a next‑generation technology platform that will transform how we operate. This is an exciting opportunity to gain deep knowledge, expand your capabilities, and play a meaningful role in advancing Fidelity&rsquo;s present and future success.<h3 class="jobSectionHeader">
Certifications:</h3><h3 class="jobSectionHeader">
Category:</h3>
Investment Operations
Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.
Please be advised that Fidelity&rsquo;s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.</div>

Associate Analyst, Shareholder Reporting

First Citizens Bank

<div>
 
 Overview
 
 
 
 FCB Capital Markets works alongside FCB&rsquo;s Commercial Finance, Middle Market Banking, and Innovation Bank divisions to provide financing solutions for its clients. FCB Capital Markets is hiring a 2026 Analyst I to support the Commercial Finance and Middle Market Baanking businesses. FCB Commercial Finance serves clients through teams specialized by industry (including Aerospace and Defense, Energy, Healthcare, and TMT, amongst others), product (including Asset-Based Lending, Equipment Finance, and Real Estate). FCB Middle Market Banking operates a national geographic-based coverage model serving middle market and corporate clients.
 
 
 
 About The Analyst Development Program
 
 
 
 As an Analyst you will participate in the Commercial Bank Analyst Development Program which is designed to build a broad and deep technical skillset through formal classes, online coursework, and on the job training.
 
 
 
 About
 
 
 
 The program begins July 8, 2026 on-site at our New York City Office with an 8-week intensive curriculum where participants learn about:
 
 
 <ul>
 <li>
 Underwriting fundamentals
 </li>
 <li>
 Financial Analysis and Excel Modeling
 </li>
 <li>
 First Citizens Bank Core Values
 </li>
 <li>
 Application-specific training on systems
 </li>
 <li>
 Business unit overviews with team leaders
 </li>
 <li>
 Strategic priorities of the Bank
 </li>
 <li>
 Credit Policies and Procedures
 
 
 </li>
 </ul>
 Following the 8 weeks, Analysts join their local teams and stay connected with colleagues through training and professional development sessions. We provide a superior foundation and launchpad for continued success for our Analysts as they begin their careers.
 
 
 
 Responsibilities
 
 
 
 <ul>
 <li>
 FCB&rsquo;s Capital Markets team is responsible for structuring, pricing, and distributing all lead financings originated by FCB&rsquo;s various lending business units
 </li>
 <li>
 Analysts in the Capital Markets group are responsible for supporting the Capital Markets team in all elements of deal execution:
 </li>
 <li>
 Work alongside industry teams to pitch new business
 </li>
 <li>
 Construct comparable company trading, M&amp;A, and debt analyses to assist in the pricing and structuring of transactions
 </li>
 <li>
 Prepare transaction materials (lender presentations, confidential information memoranda, and models) to support the syndication of FCB-led financings
 </li>
 <li>
 Actively participate in the investor outreach and diligence
 </li>
 <li>
 Capital Markets Analysts are also responsible for various market related tasks:
 </li>
 <li>
 Prepare and distribute FCB&rsquo;s Leveraged Loan Market Update
 </li>
 <li>
 Maintain debt comparables for FCB&rsquo;s various business units
 </li>
 <li>
 Prepare market update presentations for pitches, conferences, and internal meetings
 </li>
 <li>
 Role provides opportunity for long-term career growth within FCB Capital Markets and the broader First Citizens Bank organization
 
 
 </li>
 </ul>
 
 Qualifications
 
 
 
 
 Basic Qualifications:
 
 
 
 <ul>
 <li>
 Bachelor's Degree and 0 years of experience in Coursework or internship in credit analysis, financial statement spreading, Underwriting or Risk Management OR High School Diploma or GED and 4 years of experience in Coursework or internship in credit analysis, financial statement spreading, Underwriting or Risk Management
 
 
 </li>
 </ul>
 
 Preferred Qualifications
 
 
 
 <ul>
 <li>
 Bachelor's Degree preferred with degree in Business Administration, Finance or its equivalent
 </li>
 <li>
 One year experience or recent college graduate
 </li>
 <li>
 GPA of 3.5 or higher
 </li>
 <li>
 Internship or extracurricular experience in financial services (with preference for credit, investment banking, or private equity)
 </li>
 <li>
 Strong quantitative skills including financial statement analysis
 </li>
 <li>
 Strong writing and communication skills
 </li>
 <li>
 Ability to multi-task and meet tight deadlines
 </li>
 <li>
 Strong interest in financial products and markets
 
 
 </li>
 </ul>
 If hired in NY, the base pay for this position is generally between $42.37 - $48.08/hr. Actual starting base pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment.
 
 
 Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.
</div>

Syndications Capital Markets Analyst I (Analyst Development Program)

Tata Consultancy Services (TCS)

<div></div><div><div><div><div><div>Job Title: KYC Analyst / Associate

Domain: BFSI &ndash; Financial Crime Compliance (KYC/CDD/Underwriting) 
Location: Chennai | Grade: BPO 4/5 
Experience: 1&ndash;5 years in KYC / Financial Crime Compliance 
Education: Bachelor&rsquo;s degree (Finance/Business or related) 
Certifications: CAMS, CFCS, ICA (preferred)

Role Objective:
<ul><li>Support KYC due diligence for new and existing clients.</li>
<li>Ensure compliance with policies and mitigate risk through accurate reviews.</li>
<li>Communicate findings and escalate red flags promptly.</li>
</ul>Key Responsibilities:
<ul><li>Perform KYC checks for individuals, corporates, and complex entities.</li>
<li>Validate client documentation using internal and public sources.</li>
<li>Identify potential risks (sanctions, adverse media, UBO) and summarize findings.</li>
<li>Collaborate with Relationship Managers for additional information.</li>
<li>Maintain accuracy and meet SLA/TAT requirements.</li>
</ul>Skills &amp; Qualifications:
<ul><li>Attention to detail and strong research skills.</li>
<li>Good data analysis and report writing ability.</li>
<li>Excellent verbal and written communication.</li>
<li>Ability to work under pressure and deliver quality results.</li>
</ul>
Preferred: Exposure to QA reviews and policy compliance. 
Shift: Flexible (US/Global aligned).
</div>
</div></div></div><div><div><div>Location</div>
<div>Bengaluru</div>
</div><div><div>Job Function</div>
<div>BUSINESS PROCESS SERVICES</div>
</div><div><div>Role</div>
<div>Process Expert</div>
</div><div><div>Job Id</div>
<div>387243</div>
</div><div><div>Desired Skills</div>
<div>Know Your Customer | Retail Banking</div>
</div></div>Desired Candidate Profile
<div><div>Qualifications : BACHELOR OF BUSINESS MANAGEMENT</div></div></div><div></div>

Corporate KYC Analyst

HSBC

<div>
 
 Analyst &ndash; CIB Coverage (Bahrain National Only)
 
 
 
 HSBC Corporate and Institutional Banking (CIB) is a markets-led, financing-focused business that provides investment and financial solutions. Through our international network, we connect emerging and mature markets, covering key growth areas. We partner with our corporate, government and institutional clients to help them achieve consistent, long-term performance. Our products and services include advisory, financing, prime services, research and analysis, securities services, trading and sales and transaction banking.
 
 
 We are seeking an ambitious Bahraini national to work as part of the Bahrain CIB Coverage team to as Analyst supporting Relationship managers in the IC, GC and IMM segments.
 
 
 
 The Role
 
 
 
 In this role you will proactively support Relationship Managers enabling them to deliver best in class service to existing and prospective customers. In this role you will provide extensive support and is accountable for the end-to-end credit application process including, preparation of credit applications based on thorough analysis of the financial reports, research and other data sources / market intelligence, supporting RMs on credit related operations, facilitating timely execution of facility offer letters and draw downs, perfection of securities, liaising with onshore/offshore credit support teams, ensuring covenant and credit approval conditions compliance etc.
 
 
 Furthermore, requires providing extensive support and is accountable for pipeline, sales activity and customer service management for the designated portfolio of customers ensuring high levels of customer satisfaction in terms of day-to-day operational support acting as a catalyst for delivery of expected contribution towards Annual Operating Plan and improved client engagement scores.
 
 
 
 Key Accountabilities
 
 
 
 <ul>
 <li>
 You will be responsible for execution of controls for effective risk management from a legal, compliance, operational and reputational perspectives.
 </li>
 <li>
 Be involved active engagement with all product partners, any relevant periodic / ad hoc reporting and project activity.
 </li>
 <li>
 To actively participate in client planning and strategic business reviews to ensure that we fully understand the customers&rsquo; needs/plans and accordingly align our solutions to meet those.
 </li>
 <li>
 Work closely with Relationship Managers on varied set of activities in essence maximizing the client facing time for Relationship Managers.
 </li>
 <li>
 Specific set of activities include, preparation of call reports, research and industry analysis, account conduct reviews, client interaction on operational matters, complaints resolution, coordination with product partners, periodic and ad hoc reporting and project specific support, etc.
 
 
 </li>
 </ul>
 
 In order to apply for this role, you will have the following:
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree is required.
 </li>
 <li>
 Minimum two years&rsquo; experience in the Financial Services sector, preferably with commercial banks with detailed knowledge of commercial banking products.
 </li>
 <li>
 Understanding of credit approval processes and KYC for corporate clients is essential.
 </li>
 <li>
 Knowledge of the Bahrain business environment would be desirable.
 </li>
 <li>
 Analytical and quantitative skills
 </li>
 <li>
 Ability to work with different business and support teams in a high performance environment.
 </li>
 <li>
 Customer driven with a proactive approach, strong sales, marketing orientation and entrepreneurial spirit.
 </li>
 <li>
 Good prioritizing, organizational and time management abilities.
 </li>
 <li>
 Strong communication skills
 </li>
 <li>
 Professionally ambitious individual with strong work ethics.
 
 
 </li>
 </ul>
 www.hsbc.com/careers
 
 
 HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
 
 
 We believe diversity brings benefits for our customers, our business and our people. Different ideas and perspectives help us innovate, manage risk and grow the business in a sustainable way. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
</div>

Analyst- Corporate Institutional Banking (CIB) Coverage - (Bahrain National Only)

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