deputy mlro

Stake Properties

We are looking for a Deputy MLRO who will be responsible for overseeing and ensuring the effectiveness of the company s anti-money laundering (AML) and counter-terrorist financing (CTF) policies and procedures. This role requires a strategic thinker with strong analytical capabilities, quality control expertise, and proven team leadership skills. Why Join Our Compliance Team: <ul> <li>Opportunity to shape AML/CTF frameworks within a fast-growing, innovative property crowdfunder</li> <li>Collaborative and supportive team culture</li> <li>Competitive compensation and benefits package</li> <li>Direct impact on compliance strategy and regulatory engagement</li> </ul> What you ll do: <ul> <li>Support MLRO for all AML/CTF issues and any reporting obligations to the DFSA.</li> <li>Oversee and enhance the firm s AML/CTF policies, procedures, and internal controls to ensure regulatory compliance.</li> <li>Lead the AML monitoring program, including transaction monitoring, suspicious activity identification, and escalation.</li> <li>Conduct in-depth data analytics to identify patterns, trends, and potential financial crime risks.</li> <li>Implement quality control measures to ensure accuracy, consistency, and compliance across AML processes.</li> <li>Lead, mentor, and manage a small compliance/AML team, ensuring professional development and high performance.</li> <li>Deliver training programs for staff on AML/CTF regulations and internal compliance standards.</li> <li>Conduct periodic risk assessments and audits to evaluate the effectiveness of AML controls and provide actionable recommendations.</li> <li>Support MLRO in submitting regulatory reports, including Suspicious Activity Reports (SARs) and regular compliance reports.</li> <li>Maintain up-to-date knowledge of DFSA regulations, industry best practices, and emerging financial crime risks.</li> </ul> What we re looking for: <ul> <li>Proven experience as a Deputy MLRO, MLRO, or senior compliance professional (ideally with a DFSA firm)</li> <li>Proven Team Leader experience</li> <li>Strong analytical skills, with experience in data-driven risk assessments and reporting.</li> <li>Experience in quality control, compliance testing, and process improvement.</li> <li>Demonstrated leadership experience, with the ability to manage, mentor, and develop a team.</li> <li>Strong knowledge of AML/CTF regulations, DFSA guidelines, and financial crime risk frameworks.</li> <li>Excellent communication and stakeholder management skills, with the ability to liaise effectively with regulators.</li> <li>Professional certifications (ACAMS, ICA, or equivalent) preferred.</li> <li>Arabic speaking is preferred though not essential</li> </ul> Key Competencies: <ul> <li>Analytical and detail-oriented</li> <li>Strong decision-making and problem-solving capabilities</li> <li>Integrity and ethical judgment</li> <li>Ability to work independently and as part of a team</li> <li>Proactive and results-driven</li> </ul>

Deputy MLRO

Bank of America

<div>Job Description:
Job Title: Deputy MLRO for Turkey 
Corporate Title: AVP 
Location: Istanbul
Company Overview: 
 
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. 
 
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We&rsquo;re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. 
 
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. 
 
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us!
Role Description: 
 
The Deputy MLRO for Turkey, under supervision, is responsible for implementing both the global Financial Crimes Policy and any local requirements. The incumbent will partner with the MLRO to support regulatory exams and internal &amp; external audits, as well as work with front line business, operations and other financial crimes teams across the region. The incumbent will advise business units and control function partners on financial crimes risks associated with clients, products and services. The Deputy MLRO will work on a dynamic team with opportunities to engage with partners locally, in region, and globally.
Responsibilities:<ul><li>
Acts as the registered Deputy MLRO for the Bank of America Yatirim Bank A.S. and fulfils the tasks set by Turkish financial crimes related Laws, Regulations, Rules, Guidelines of all relevant regulatory bodies in country</li><li>
Supports local business and Global Financial Crimes (GFC) teams on various KYC/CDD/EDD inquiries and topics related with all areas fall under financial crimes including fraud</li><li>
Supports to MLRO in performing GFC related activities, including but not limited to:<ul><li>
Carrying out manual transaction monitoring, investigations and provides support ensuring the control environment is effective</li><li>
Carrying out GFC related risk assessments, surveys, new product and business initiative reviews as maybe necessary</li><li>
Identifying regulatory training needs and provides subject matter expertise to support the development of training curriculum</li><li>
Monitoring the changes in regulations applicable to global financial crime, including advising business on those changes</li><li>
Participating in the development and maintenance of the global financial crimes coverage plan which defines the scope and risk-based focus of the second line&rsquo;s risk management activities and/or oversees execution of monitoring, testing, and risk assessments</li><li>
Ensuring metrics are designed to measure key risks and control performance, monitors and reports on metric performance and breach remediation</li></ul></li></ul>
What we are looking for:<ul><li> 
Turkish Citizen</li><li>
At least 5 years of anti-money laundering and financial crime experience in a similar or related role in a financial institution, or with a regulatory or government authority</li></ul><ul><li>
Passing MASAK licensing exam</li><li>
Native Turkish speaker and fluent in English, engaging across various levels of stakeholders</li><li>
Bachelor&rsquo;s degree in a related field is required</li><li>
Solid understanding of Turkish regulatory requirements</li><li>
Sound risk management skills and an ability to apply discernment, and to escalate concerns when necessary</li><li>
Excellent stakeholder communication skills</li><li>
Ability to self-identify priorities, deliver to deadlines</li><li>
Great teammate, willing to interact and discuss issues in a team environment, and take pride in your work</li><li>
Able to deliver a flexible and solutions-driven perspective, to solve problems and to seek answers to complex issues</li><li>
The ability to synthesize laws, rules and regulations into practice</li></ul>
Bank of America:
Good conduct and sound judgment is crucial to our long term success. It&rsquo;s important that all employees in the organisation understand the expected standards of conduct and how we manage conduct risk. Individual accountability and an ownership mind-set are the cornerstones of our Code of Conduct and are at the heart of managing risk well.
We are an equal opportunities employer and ensure that no applicant is subject to less favourable treatment on the grounds of sex, gender identity or gender reassignment, marital or civil partner status, race, religion or belief, colour, nationality, ethnic or national origins, age, sexual orientation, pregnancy or maternity, socio-economic background, responsibility for dependants or physical or mental disability. The Bank selects candidates for interview based on their skills, qualifications and experience.
We strive to ensure that our recruitment processes are accessible for all candidates and encourage any candidates to tell us about any adjustment requirements.</div>

Deputy MLRO for Turkey

What You ll Be Doing /strong&gt; 
<div>
<ul>
<li>
<div>Contributing to designing, implementing, and maintaining internal compliance manuals, policies, procedures, and systems for combating money laundering and terrorism financing. </div>
</li>
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<div>Supporting the MLRO in ensuring OKX UAE complies with its regulatory and legal responsibilities, including VARA Guidance and industry best practice </div>
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<li>
<div>Supporting the ongoing monitoring and resolution of AML/CFT related cases </div>
</li>
<li>
<div>Assisting in responding to legal and regulatory requests </div>
</li>
<li>
<div>Liaising with law enforcement agencies and other external partners </div>
</li>
<li>
<div>Providing advice and guidance on AML/CFT related matters where appropriate </div>
</li>
<li>
<div>Preparing OKX UAE for independent AML/CTF and/or Compliance testing. </div>
</li>
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<div>Engaging cross-functionally (with groups such as Data, Engineering, Finance, Legal, Product, and Risk) to implement an effective compliance management program in line with UAE standards and industry best practices. </div>
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<div>Deputising for the MLRO as required ensuring that any internal suspicious activity reports or other referrals are quickly assessed, documented and where appropriate reported to the relevant authorities </div>
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<div>Overseeing compliance reviews and investigations. </div>
</li>
<li>
<div>Supporting the MLRO in preparing Compliance reports, including reports to management and the Board of OKX UAE, and other materials as required by internal stakeholders. </div>
</li>
</ul>
</div>
What We Look For In You /strong&gt; 
<div>
<ul>
<li>Bachelor s degree in finance, law, business administration, or a related field; a master s degree or relevant certifications (e.g., CAMS, CCEP) is preferred.</li>
<li>Proven experience in compliance management, including previous experience as an MLRO/ Deputy MLRO, preferably within the cryptocurrency, fintech, or financial services industries.</li>
<li>Proven experience in dealing with regulators and auditors on AML audit and/or investigations.</li>
<li>Strong knowledge of AML, CTF, and data protection regulations, with a demonstrated ability to raise SARs to FIUs effectively.</li>
<li>Excellent analytical skills, with the capacity to interpret complex regulations and apply them effectively within the organization.</li>
<li>Exceptional communication and interpersonal skills, with the ability to engage and influence stakeholders at all levels.</li>
<li>Strong project management and remediation experience.</li>
<li>Detail-oriented and proactive, with strong problem-solving and risk management skills.</li>
<li>Knowledge of and enthusiasm for the crypto-industry, as well as the relevant risks;</li>
</ul>
</div>

Senior Compliance Manager

UBL - United Bank Limited

<div>
 
 UBL Qatar is looking for a Deputy MLRO who will ensure that the bank's policies, procedures, relevant laws, &amp; regulatory requirements are complied in letter and spirit to minimize operational, legal &amp; regulatory risk. The individual will help to improve business practice &amp; process and promoting better controls. The job responsibilities of the DMLRO includes:
 
 
 
 
 <ul>
 <li>
 Assist the MLRO and Compliance Analyst for effective discharge of their regulatory roles defined by QCB.
 </li>
 <li>
 Perform periodical reviews carried out by the compliance officer &amp; discuss exceptions with branch (unit managers for resolution. Perform roles/activities as defined by AML &amp; Compliance Policy, Compliance procedures manual and other instructions issued by Compliance.
 </li>
 <li>
 Ensure implementation of regulatory roles of Compliance defined by QCB.
 </li>
 <li>
 Diarize schedule of returns to be submitted to the regulatory authorities.
 </li>
 <li>
 Obtain confirmation from relevant departments to ensure timely submission of returns
 </li>
 <li>
 Assist in delivery of AML/CFT and other related trainings to relevant staff. Ensure circulation of Regulatory instructions to relevant staff for implementation.
 </li>
 <li>
 Ensure timely review of AML &amp; screening alerts by analysts/other compliance staff as per compliance manual. Supervising the Alert closure where required. Ensure review of system-based transactions/profile reports by AML team and supervising AML investigations. Supervising the decision of STR filing as per local regulations.
 </li>
 <li>
 Communicate with the managers/management &amp; provide required information in a timely manner to guide the UBL Qatar, for timely implementation of regulatory requirements and ensure bank's compliance.
 </li>
 <li>
 Liaison with Branch managers /management/HO Management with regards to compliance &amp; AML issues.
 </li>
 <li>
 Keep a strong and continuous relationship with Regulators (QCB and QFIU)
 </li>
 </ul>
 
 
 
 
 
 
 Note: The position is based in Qatar, hence candidates based in Qatar will ONLY be shortlisted, if they meet the criteria.
 
 
 
 
 
 
 
 
 Experience &amp; Qualification:
 
 
 <ul>
 <li>
 Masters/Bachelor's Degree/ACCA/CA/CAMS/ Other AML CPT Certification
 </li>
 <li>
 Knowledge on regulatory requirements.
 </li>
 <li>
 5 To 7 Years of banking experience in Compliance/AML/Audit
 </li>
 </ul>
 
 
 
 
 
 Skills Required:
 
 
 <ul>
 <li>
 Analytical and Problem-Solving Skills
 </li>
 <li>
 Technology Proficiency
 </li>
 <li>
 Understanding of AML/CTF Regulations
 </li>
 <li>
 Stress Management
 </li>
 <li>
 Attention to Detail
 </li>
 <li>
 Proficiency in Arabic language
 </li>
 </ul>
</div>

Deputy Money Laundering Reporting Officer

Bank ABC

<div>
 
 Bank ABC seeks to recruit a Bahrain Money Laundering Reporting Officer (MLRO) in the Group Compliance Department based in our Head Office, in Bahrain.
 
 
 
 
 
 The Bahrain MLRO is responsible for the implementation and maintenance of all aspects of ABC Group&rsquo;s AML/CTF Policies, Standards as well as the Sanctions and Financial Crime Program in Bahrain in order to manage compliance and regulatory risk.
 
 
 
 
 
 
 
 Responsibilities of the role:
 
 
 
 
 
 
 
 Reporting to the Group Head of Financial Crime Compliance, the job holder will:
 
 <ul>
 <li>
 Understand the Bahrain regulatory environment and identify all applicable regulations
 </li>
 <li>
 Act as ABC Bahrain&rsquo;s main point of contact and reporting officer with respect to financial crime compliance and respond promptly to any reasonable request made by the Central Bank of Bahrain or other Bahrain law enforcement.
 </li>
 <li>
 Support the Group Head of Financial Crime Officer (GHFCC) in implementing and executing the ABC Group's Financial Crime compliance policies and standards on an ongoing basis.
 </li>
 <li>
 Establish and maintain ABC Bahrain&rsquo;s AML/CFT policies and procedures
 </li>
 <li>
 Monitor the day-to-day operation and regulatory developments and report any new or proposed regulation or legislation that may impact ABC Bahrain to the GHFCC
 </li>
 <li>
 Ensure ABC Bahrain complies with the AML Law and any other applicable AML/CFT legislation and regulations as well as the Group&rsquo;s internal AML/CFT policies and standards.
 </li>
 <li>
 Support and facilitate effective functioning of the Bahrain Compliance and Financial Crime Committee (CFCC).
 </li>
 <li>
 Support Senior Management and the Board in discharging their FCC responsibilities through review of MLRO related MI and outputs in line with Group policy and standards.
 </li>
 <li>
 Proactively engage with other departments/functions to comply with the Bank FCC policy and standards.
 </li>
 <li>
 Support the testing and implementation of new reports and financial crime related systems for ABC Bahrain, including supporting the GHFCC in ownership of systems and procedures governing their use
 </li>
 <li>
 Provide financial crime compliance advice, guidance and direction to departments in Bahrain.
 </li>
 <li>
 Provide guidance and advice, and where required, approve any changes to operating procedures. This includes providing input into the development of new procedures resulting from new product developments and initiatives.
 </li>
 <li>
 Lead and drive implementation of FC policies and standards particularly in relation to transaction monitoring, transaction screening, suspicious activity reporting, CDD and C-RAM in ABC Bahrain.
 </li>
 <li>
 Identify and assess the compliance risks applicable to the Bahrain Unit and produce annual reports on the effectiveness of the licensee&rsquo;s AML / CFT controls, for consideration by senior management.
 </li>
 <li>
 Report to management on financial crime issues requiring attention including internal control and/or system weaknesses, updates to financial crime policies and procedures, and oversight of financial crime for Bahrain.
 </li>
 <li>
 Coordinate the annual external audit review of Bahrain Compliance (''Agreed Upon Procedures") in conjunction with the Bank&rsquo;s external auditors, including review of findings and ensuring corrective action.
 </li>
 <li>
 Support, review and action any regulatory inspections, audits or local testing reviews specific to financial crime compliance including ensuring corrective actions are taken.
 </li>
 <li>
 Self-identify control gaps through formal GRC Issues in areas under responsibility
 </li>
 <li>
 Ensure closure of outstanding self-identified and audit issues within the stipulated target date.
 </li>
 <li>
 Review, advise on, action "unusual/suspicious" transactions and alerts generated from financial crime systems or manual reports, and ensure appropriate action including exiting, maintaining or enhanced monitoring of relationships
 </li>
 <li>
 Act as ABC Bahrain&rsquo;s main point of contact in respect of handling internal suspicious transaction reports from the licensee&rsquo;s staff and as the main contact for the Financial Intelligence Directorate, the CBB and other concerned bodies regarding AML/CFT.
 </li>
 <li>
 Make external suspicious transactions reports to the Financial Intelligence Directorate and the Compliance Directorate.
 </li>
 <li>
 Lead, drive and develop the MLRO team in Bahrain by ensuring they understand and fulfil their job roles and responsibilities and are appropriately skilled.
 </li>
 <li>
 Establish and maintain adequate arrangements for staff awareness and training on AML/CFT matters (whether internal or external)
 </li>
 <li>
 Provide training sessions to staff related to targeted FC trends and systems.
 </li>
 <li>
 Provide mentoring to compliance officers in order to ensure a consistent quality of work within the team
 </li>
 <li>
 Manage Correspondent Bank and Swift KYC Registry requests and updates.
 </li>
 <li>
 Manage high-risk CDD/KYC on-boarding and periodic review escalations
 </li>
 <li>
 Perform Quality Assurance testing and oversight of 1st line of defense.
 </li>
 <li>
 Perform User Acceptance Test (UAT) and the roll-out of FC Systems and provide input on business requirements, validation exercise etc.
 </li>
 <li>
 Ensure timely reporting of regulatory reports (e.g CBB Exposures, etc)
 </li>
 <li>
 Manage Bahrain&rsquo;s Business Continuity Plan (BCP).
 </li>
 </ul>
 
 
 
 
 
 
 Areas of Knowledge, Qualification and Experience
 
 
 
 <ul>
 <li>
 9+ years&rsquo; experience in a financial institution with experience in compliance or related risk management disciplines. With a minimum of 3 years in MLRO/DMLRO related role.
 </li>
 <li>
 University graduate &amp; ACAMS/ICA or equivalent
 </li>
 <li>
 Exemplary integrity, ethics, independence and resilience.
 </li>
 <li>
 Strong analytical skills
 </li>
 <li>
 Clear written and spoken communications
 </li>
 <li>
 Strong background and understanding of key and applicable FC laws and regulations as well as risks and controls.
 </li>
 <li>
 Strong coordination and follow-up skills
 </li>
 <li>
 Excellent interpersonal skills for handling diverse situations
 </li>
 <li>
 Planning and project management skills
 </li>
 <li>
 Strong time management skills
 </li>
 <li>
 Able to work in a dynamic environment while managing change
 </li>
 <li>
 Self-motivated and able to be accountable for completing tasks
 </li>
 </ul>
 
 
</div>

Bahrain Money Laundering Reporting Officer (MLRO)

Montpellier Resourcing

Up to £35,000 plus excellent bonus and benefitsHybrid working available GRADUATE OPPORTUNITYAre you a highly motivated and detail-oriented individual with a passion for financial crime prevention? We are seeking a talented AML Risk Analyst to join a growing Financial Crime team at a leading UK financial services firm.This is an exceptional opportunity for a recent graduate or early-career professional to launch their career in compliance and risk management. You'll gain hands-on experience and receive mentorship from seasoned professionals, playing a crucial role in maintaining a robust financial crime framework.Duties of the AML Analyst to include:<ul><li>As an AML Risk Analyst, you will be an integral part of the Second Line of Defence, working closely with the Head of Financial Crime. </li><li>Risk Assessment: Maintaining and updating the firm's Business-Wide Risk Assessment (BWRA) and the Customer Risk Assessment (CRA) framework to ensure they accurately reflect the business and its customers.</li><li>Policy & Procedure: Keeping all AML/CFT policies and procedures accurate, up-to-date, and aligned with the latest regulatory expectations.</li><li>Regulatory Monitoring: Conducting desk-based research on emerging AML risks and new typologies to support continuous improvement of the firm's framework.</li><li>Strategic Support: Providing key administrative and analytical support to the Head of Financial Crime and Deputy MLRO.</li></ul>Requirements for the successful AML Analyst to include:<ul><li>Graduate-level education in Finance, Business, Law, Economics, or a related discipline.</li><li>1-2 years of experience in financial services is desirable but not essential.</li><li>Strong analytical and organizational skills with a keen eye for detail. Excellent written and verbal communication abilities are a must.</li><li>A positive, can-do attitude and a genuine interest in compliance and financial crime prevention.</li></ul>What's on offer for you:<ul><li>A clear and defined career path into AML and financial crime risk management.</li><li>Hands-on training and mentorship from highly experienced compliance professionals.</li><li>Exposure to senior stakeholders and key regulatory frameworks.</li><li>Full support for professional certifications like ICA or ACAMS.</li><li>A competitive graduate-level salary and benefits package.</li><li>Hybrid working model: 3 days in the London office, 2 days remote.</li></ul>This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Associates Resourcing Limited are those of an Employment Agency

AML Analyst (Financial Services)

Commercial Bank of Dubai

Job Purpose The role holder is responsible for managing the Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) function as well as providing subject matter expertise to senior management and business units. The role holder is appointed as the Bank s DMLRO and shall determine whether the escalated AML alerts and suspicious activity need to be reported to the UAE Central Bank's Financial Intelligence Unit (FIU). The role holder will also act as the main contact point for the UAE Central Bank FIU. Principle Accountabilities <ul> <li>Oversee the AML/ CFT risk for CBD, owning the AML/ CFT Policy and ensuring compliance with all CBUAE</li> <li>regulations, guidance and notices.</li> <li>As the Bank s DMLRO, the role holder will have delegated authority to sign and report Suspicious</li> <li>Transaction Reports (STRs) to the UAE Central Bank's Financial Intelligence Unit (FIU).</li> <li>Review the escalated alerts or suspicions transactions and determine whether they need to be reported to the UAE Central Bank's FIU.</li> <li>Manage the received responses or mandated actions from the UAE Central Bank's Financial Intelligence Unit (FIU) on the STRs submitted and support the Head of Compliance with regulatory correspondence.</li> <li>Day-to-day management of the Bank s transaction monitoring system to ensure effectiveness, track AML alerts, queues or backlogs and provide the Bank s senior management with an update on the operations and effectiveness of the AML/CFT and Sanctions function.</li> <li>Oversee the investigations of the more complex investigations which may originate from Senior Management, the UAE Central Bank, the Police, Whistleblowing or from data analytics.</li> <li>Conduct periodic assessments of the Bank s transaction monitoring system to ensure its optimization (i.e. fit-for-purpose), including threshold reviews, segmentation analysis as well as scenario performance analysis.</li> <li>Manage the list of scenarios from which the system will trigger alerts to ensure that the rationale behind each rule and the governance in place around the modification of parameters is well documented and mapped against the identified inherent risks.</li> <li>Run the Transaction Monitoring Oversight Committee, prepare proposals and act as Secretariat.</li> <li>The role holder will have the rights in the AML transaction monitoring system to modify parameters and scenarios with the approval of the Head of Compliance. Any change should be properly documented in order to track modifications, record approvals and capture the corresponding rationale/logic for implementation.</li> <li>Provide advice and guidance to the AML team and business areas on AML/CFT related issues.</li> <li>Provide updates to the wider AML/CFT team on current events or regulatory changes.</li> <li>Own the AML/CFT related policies and procedures remain updated and communicated as required to all stakeholders. The Deputy MLRO is responsible for supporting the MLRO in regularly reviewing and updating policies and procedures to ensure they remain effective in detecting and preventing money laundering and terrorist financing.</li> <li>Develop and recommend controls for the identified control weaknesses or potential gaps in AML/CFT related policies and procedures.</li> <li>Support the team by reviewing suspicious cases when the volume is higher than the average or when there are staffing constraints that would limit the team s capacity.</li> <li>Provide guidance to the AML/CFT Assistant Managers, Senior Officers and Officers on their investigations.</li> <li>Define and supervise the Quality Assurance process to review closed alerts and cases on a sample basis.</li> <li>Issue client exit requests for financial crime reasons and engage with the Business to further review the escalated cases. Supervise customer exits for financial crime reasons to ensure all mandated exists are being actioned as per the Bank s internal procedures.</li> <li>Log and escalate all AML/CFT breaches or potential breaches.</li> <li>Review AML/CFT related training materials (i.e. e-learnings and face-to-face) and participate in the delivery of face-to-face trainings.</li> <li>Manage the available resources efficiently and prioritize system enhancement/up-grades</li> </ul>

Senior Manager AML/CFT & DMLRO

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