financial adviser

Financial Divisions

<ul><li>Financial Planner X 2</li><li>Boutique financial planning business</li><li>Offices in Dorking (hybrid working)</li><li>Manage existing clients and generate new business</li><li>£60k - £70k basic salary plus bonuses</li></ul>I am currently recruiting for a boutique wealth planning firm based in Dorking who I have placed staff into. My client provides a full suite of advice covering Pensions, Investments, Tax Planning, IHT, Trusts and some Protections to clients HNW retirees, families and City professionals across Surrey, Sussex, Hampshire and some based in London.My client are seeking a Financial Planner/Adviser on an employed basis, but self-employed will be considered to work closely with established adviser to manage their current book of clients in the region and also an anticipated influx over the coming months. You will be conducting annual reviews, initial meetings with prospective clients and looking to build upon the influx of business that is coming into their so you must have your level 4 diploma and have been advising for 2+ years as a minimum. You ideally be looking to work towards your chartered status, but this is not essential. The Director will look to offer between £60k - £70k with an attractive benefits package and bonus structure.If this would be of interest or any other Adviser roles I am working on please do get in touch.<img src="https://www.jobg8.com/Tracking.aspx?IEHdHPGpx6QL%2fjADFQ%2fewZ8Fd0NLNqjrx" width="0" height="0" />

Financial Adviser

E Fundresearch

Trainee Investment Manager (m f x) London Investment Manager Vollzeit ohne Führungsaufgaben mit betrieblicher AltersvorsorgeDownloadsAbout The BusinessQuilter Cheviot has been the wealth manager of choice for individuals and families for over 250 years, and today is one of the UK's largest wealth management firms offering expert discretionary investment management and financial advice through our sister company, Quilter Cheviot Financial Planning. We offer a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands. We are part of Quilter plc, a leading provider of advice, investment platforms, multi-asset investment solutions and discretionary fund management which is listed on the London and Johannesburg stock exchanges and manages over £119.4 billion of client investments (as at December 2024). If you want to play a part in shaping the future of our business, bringing new ideas and challenge then now is a great time to join us. We are looking to recruit a dedicated and passionate individual to join our team. The successful applicant will report directly to an investment manager with a growing book of business. They will be responsible for covering all aspects of client administration with a keen attention to detail, preparing and attending client reviews and pitches and assisting in investment decisions once qualified. The role offers a clear progression path, with the prospect of advancing to an investment adviser following internal assessments, and eventually to an investment manager. The ideal candidate will have a strong interest in the investment management industry, be numerically minded with advanced Excel skills, and assist in the automation of recurring tasks. A strong client focus and excellent correspondence skills are essential. The applicant will be working directly with one Investment Manager. The team has 11 members: 5 investment managers, 2 investment advisers, 3 support staff.Key Essential Experience, Skills, and Knowledge:<ul><li>Experience in preparing client reviews and pitches, attending client meetings, and taking minutes during these meetings.</li><li>Strong numerical acumen and advanced Excel skills.</li><li>Proficiency in automating recurring tasks, such as client communication, to enhance operational efficiency.</li><li>Excellent communication and interpersonal skills to build and maintain strong client relationships.</li><li>Knowledge of monitoring investment models and distributing valuations, tax packs, and periodic commentary.</li><li>Ability to assist in investment decisions and rebalancing portfolios once qualified and signed off. </li></ul>Must-Have Behaviours and Competencies:<ul><li>Keen attention to detail and accuracy in all tasks.</li><li>Strong client focus and dedication to delivering exceptional service.</li><li>Independent worker and thinker with a proactive and entrepreneurial mindset.</li><li>Collaborative team player who supports colleagues' professional growth and development.</li><li>Commitment to adhering to regulatory standards and ensuring compliance.</li><li>Willingness to learn and adapt to new challenges and opportunities. </li></ul>Mandatory Professional Qualifications:<ul><li>RDR qualifying level four qualification such as CISI IAD or CFA Institute IMC.</li></ul>85 Queen Victoria Street, GB-EC4V 4AB London<img src="https://www.jobg8.com/Tracking.aspx?Ju8ovp2JVQEy2I9i1qcYfj7WI1EAOoT3n" width="0" height="0" />

Investment Manager

Artius Solutions

<div>Attorney Securities &amp; Regulatory Advisory
Location: Flexible (Multiple U.S. Offices) 
Experience Level: 7 10 years 
Employment Type: Full-time
Overview
Seeking an experienced Attorney to advise on matters involving federal securities laws, broker-dealer, and investment adviser compliance. This role will focus on regulatory counseling and the development of investment structures, including technology and early-stage platforms.
Key Responsibilities
<ul><li>Advise on status issues and opinions under the Investment Company Act.
</li><li>Counsel clients on broker-dealer and investment adviser registration and compliance.
</li><li>Draft opinions and advise on alternative investment platform setup.
</li><li>Provide guidance on emerging technologies and digital assets.
</li><li>Work collaboratively with business stakeholders on regulatory strategies.
</li></ul>Qualifications
<ul><li>Juris Doctor (JD) degree.
</li><li>7 10 years of experience advising on securities and regulatory matters.
</li><li>Strong understanding of broker-dealer and investment adviser laws.
</li><li>Excellent academic credentials and communication skills.
</li><li>Proven ability to manage complex matters independently.
</li></ul>Preferred Experience
<ul><li>Background in finance law, blockchain, or digital assets.
</li><li>Prior experience working with technology-driven financial structures.
</li></ul>Additional Details
<ul><li>Compensation: Highly competitive, depending on experience.
</li><li>Benefits: Comprehensive benefits package.
</li><li>Travel: Minimal to none.
</li></ul>.</div>

Attorney Securities & Regulatory Advisory

Confidential

The purpose of the Financial Advisor position is to stay alert on all economic changes and their impact on the clients’ positions, to advise and provide clients with all the needed information regarding their positions and current market situation. As well as to execute and follow up on investments and securities products and assist in research for new investment instruments.&nbsp;Principal Accountabilities: &nbsp;Client sales&nbsp;<ul><li>Responsible for meeting his individual yearly sales budget</li><li>Execute clients’ orders</li><li>Update and keep clients informed of the major financial news</li><li>Offer clients hedging and customize solution ( option structured products) according to market conditions and clients risk appetite</li><li>Fully cooperate with Private Banking and Corporate Banking departments at the level of the proposed products</li><li>Cooperate at the level of identifying clients’ needs/issues and implementing appropriate financial planning and investment strategies</li><li>Cooperate at the level of developing and managing client relationships, including ongoing and regular client contact and visits for new and existing clients</li><li>Offer clients rebalancing strategies according to market conditions and their risk appetite &nbsp;</li></ul>Proprietary Trading&nbsp;<ul><li>Responsible for meeting his individual yearly trading budget within his allocated limits.</li><li>Observe the main drivers/factors that impact the trading positions &nbsp;</li></ul>Products and Investments Ideas&nbsp;&nbsp;<ul><li>Identify tailor-made investment solutions</li><li>Contribute to the structuring of&nbsp; the weekly &amp; new investment products</li><li>Communicate a list of investment instruments to clients and commercial division on a continuous basis</li><li>Introduce one to two investment idea per week &nbsp;</li></ul>Local and international financial institutions and banks&nbsp;<ul><li>Offer competitive pricing for financial markets instruments &nbsp;</li></ul>Analysis and Research&nbsp;<ul><li>Develop expertise in data availability, extraction and manipulation</li><li>Collect information from various sources &nbsp;</li></ul>Communication &nbsp;<ul><li>Cooperate with commercial division (sharing information, joint visits, etc.) based on the net worth of clients.</li><li>Cooperate with T&amp;CM Administrative unit, Back Office and T&amp;CM other units. &nbsp;</li></ul>Other Activities &nbsp;<ul><li>Ensure proper coverage of market hours (8:00 am to 11 pm)</li><li>Book trades into the Asset Management Unit Daily blotter</li><li>Renew expired orders</li><li>Processing personal data in compliance with applicable data protection legislation, the Data&nbsp;Protection Policy of the Bank as well as any other guidelines adopted by the bank in this regard from time to time.</li></ul>&nbsp;

Financial Advisor (Treasury & Capital Markets)

New York Life

<div>We&rsquo;re looking for experienced financial professionals to join our team dependable team.

Whether you&rsquo;re looking for a change or seeking to align with a more stable firm, and you have a passion for insurance and investments, then there&rsquo;s no better place to work than New York Life Insurance Company. So if you&rsquo;re interested in new market opportunities, expanding your products and services, or giving your clients greater peace of mind, we can help.

We are dedicated to prudent financial management and impeccable service.

New York Life and its affiliates are dedicated to prudent financial management, high-quality products, and impeccable service. Our financial professionals help clients develop a long-term financial strategy to achieve their financial goals using an array of financial products and services, including life insurance, annuities, and mutual funds. When you join our team, we help you build your practice and assist those in your community plan for their financial futures. We&rsquo;re looking for people who possess the following characteristics:

Highly self-motivated and self-disciplined with the ability to work effectively and independently.

Outgoing personality with the ability to develop relationships (i.e., &ldquo;People Person&quot;) and a sincere desire to help others.

Fearless, positive attitude and willingness to be accountable for results.

Organized, detail-oriented, and excellent time-management skills.

Desire for continuous learning.

Good communicator&mdash;you have excellent listening skills and the ability to explain complex information in a simple and concise manner.

Why New York Life?

From quality training programs to a competitive compensation package, we offer tremendous support to our financial professionals. Our dedicated teams at the General Office and the Corporate Office help our agents make a real impact for their customers and communities.

Our extensive, agent-focused resources include:

Our NYLIC University training program, designed to provide career-long support and growth for those interested in the management career path.

The Professional Alliance Program, which helps you strengthen existing relationships with attorneys, accountants, and other financial professionals by being able to share commissions on client referrals that lead to sales.

Our Advanced Planning Group, Eagle Strategies for qualifying agents who are also Registered Representatives, and the Nautilus Group for qualifying agents, are three highly-skilled teams providing advanced markets support.

Dedicated underwriters who work diligently on cases.

Committed managers who are dedicated to helping you succeed.

A team of highly-trained and experienced product consultants to support your client acquisition needs.

Significant income potential.

Competitive benefits.

We are among the strongest and most respected financial companies in America today, ranking #71 on the 2019 Fortune 100 list.

We are among the strongest and most respected financial companies in America today, ranking #71 on the 2019 Fortune 100 list. New York Life has earned the highest possible financial strength ratings currently awarded to any life insurer from the major ratings agencies such as Standard &amp; Poor&rsquo;s (AA+); A.M. Best (A++); Moody&rsquo;s (Aaa); and Fitch (AAA). For 65 consecutive years we have led the way in the industry with the most US members of the Million Dollar Round Table, the standard of excellence for life insurance sales performance in the insurance and financial services industry. 


New York Life is an equal opportunity employer M/F/Veteran/Disability/Sexual Orientation/Gender Identity

SMRU 1827569 (Exp. 7/1/20) 


IND123</div>

Financial Advisor/ Insurance Professional (Experienced)

desingworkss

Key Responsibilities: 1. Provide comprehensive financial planning and investment advice to clients. 2. Conduct financial analysis and develop personalized financial plans for clients. 3. Recommend investment strategies and products to clients. 4. Build and maintain relationships with clients, including regular portfolio reviews and updates. 5. Collaborate with internal teams, including investment research, portfolio management, and operations. 6. Stay up-to-date with industry trends, regulatory changes, and market developments. Requirements: 1. Bachelor's degree in Finance, Economics, or related field. 2. Advanced degree (e.g., MBA, CFP) preferred. 3. Minimum 3 years of experience in financial planning or a related field. 4. Professional certifications, such as CFP, CFA, or CPA. 5. Strong analytical, communication, and interpersonal skills. 6. Ability to work in a fast-paced environment. 7. Proficiency in financial planning software, such as Financial Planning & Analysis (FP&A) or MoneyGuide. Nice to Have: 1. Experience with investment management software, such as Aladdin or BlackRock. 2. Knowledge of tax planning and estate planning strategies. 3. Familiarity with alternative investment products, such as private equity or hedge funds.<img src="https://www.jobg8.com/Tracking.aspx?4JvFlRdvJgMf3Bo2bSbArzqS3VET16YPp" width="0" height="0" />

Financial Advisor

Client of Prestige IFA

As an International Financial Advisor, you will:
<ul>
<li>Manage and grow a portfolio of high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients in Dubai and across the MENA region</li>
<li>Present exclusive alternative investment opportunities and provide clear, informed financial advice</li>
<li>Work collaboratively with a dynamic international team of brokers, CFO, COO and investment partners</li>
</ul>

International Financial Advisor

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