financial adviser

Masterworks

<div><h2 class="jobSectionHeader"><b>About Masterworks</b></h2>
<p>Masterworks Advisers is a Registered Investment Adviser that advises clients on art-related investment products. We allow anyone to invest in SEC-qualified shares of multi-million dollar paintings by artists like Banksy, Basquiat, and Picasso. We have introduced over 1 million individuals to the $2.2 trillion art market.</p>
<p>Masterworks has been covered by The New York Times, CNBC, The Wall Street Journal, and the Financial Times, and was recognized as one of the Top 50 Startups in the US by LinkedIn. In 2021, we achieved unicorn status with a $110M Series A at a valuation exceeding $1 billion. We are based at 1 World Trade Center in New York City's Financial District.</p>
<h2 class="jobSectionHeader"><b>Why Masterworks?</b></h2>
<p>If you answered &quot;Yes&quot; to any of the below, we'd love to hear from you!</p>
<ul><li>Are you passionate about democratizing alternative investments?</li><li>
Are you interested in working for a disruptive start-up, focused on a new asset class?</li><li>
Do you enjoy meaningful work that has a noticeable impact on business performance?</li></ul>
<h2 class="jobSectionHeader"><b>Position Overview</b></h2>
<p>As a Senior Investment Adviser for Masterworks Advisers, you will be a trusted, high-impact contributor on our advisory team &mdash; bringing deep financial expertise and a proven track record of client relationship management, and play a pivotal role in growing our investor community &mdash; whether guiding prospective investors through their first art investment or nurturing relationships with our established member base.</p>
<p>You will be matched to one of two senior advisory tracks based on mutual fit identified during the interview process:</p>
<ul><li><b>New Investor Onboarding (Senior):</b> Lead complex onboarding engagements with high-net-worth and sophisticated prospective clients. Set the standard for advisory quality, providing investment recommendations on fine art and other real or digital assets (gold, Bitcoin, etc.) .</li><li><b>
Existing Investor Growth (Senior):</b> Own a portfolio of established investors, driving significant repeat investment activity through proactive outreach, annual portfolio reviews discussing highlights and lowlights, and strategic presentation of new offerings. Maximize investor lifetime value and wallet share.</li></ul>
<p>In either track, you will combine expertise in financial markets, portfolio construction, and macroeconomics with refined relationship skills to deliver an exceptional investor experience. Comprehensive training on the art market, art as an asset class, and Masterworks offerings is provided.</p>
<h2 class="jobSectionHeader"><b>Responsibilities</b></h2>
<ul><li>Serve as a senior adviser to prospective or existing investors, delivering highly consultative guidance on blue-chip art as an alternative asset and other real or digital assets (gold, Bitcoin, etc.)</li><li>
Lead portfolio reviews, present new artwork investment opportunities, and drive investment decisions with confidence and credibility</li><li>
Strategically re-engage high-value inactive or lapsed investors and convert them back into active platform members (existing investor track)</li><li>
Cultivate and grow deep, long-term relationships with a sophisticated investor base to maximize investment activity and lifetime value</li><li>
Leverage CRM tools and data dashboards to optimize pipeline management, outreach strategy, and performance metrics</li><li>
Ideate, design, and test advanced strategies to identify new growth vectors and consistently exceed KPIs</li><li>
Collaborate cross-functionally with Product, Marketing, and FinOps to drive specific business objectives</li></ul>
<h2 class="jobSectionHeader"><b>Team Overview</b></h2>
<ul><li>Masterworks Advisers is a team of ~15 advisers and growing, with Senior Advisers playing a leadership role within the group</li><li>
Advisers come from diverse professional backgrounds; Senior Advisers are expected to model excellence and raise the bar for the team</li><li>
Track placement (new investor onboarding vs. existing investor growth) is determined collaboratively during the interview process</li></ul>
<h2 class="jobSectionHeader"><b>Requirements &amp; Preferred Skills</b></h2>
<ul><li>5+ years of experience in investment advising, financial advising, or a similar client-facing role</li><li>
Demonstrated track record of managing high-value client relationships and achieving strong revenue or growth outcomes</li><li>
Ability to communicate with sophistication, authority, and professionalism with high-profile and high-net-worth investors (verbal and written)</li><li>
Deep interest in alternative assets, financial markets, and macroeconomics</li><li>
Excellent organizational, problem-solving, relationship-building, and time management skills</li><li>
Series 65 license from FINRA (required)</li><li>
Highly results-driven with a competitive, ownership-oriented mentality</li><li>
Proven ability to lead and perform in a fast-paced, high-volume environment</li><li>
Proficiency with CRM tools strongly preferred (e.g., HubSpot)</li><li>
Passion for the &quot;business of art&quot; is a plus &mdash; no prior art knowledge required</li></ul>
<h2 class="jobSectionHeader"><b>Compensation &amp; Benefits</b></h2>
<p>Compensation range: <b>$150,000 &ndash; $200,000</b></p>
<p><b>Benefits include:</b> Daily catered lunches &middot; Free admission to art museums and galleries &middot; Health, dental, and vision coverage with FSA options &middot; Paid Parental Leave &middot; PTO and 401k &middot; Discounted Equinox membership &middot; Happy hours, company outings, social clubs, and more</p></div>

Senior Wealth Advisor

Northwestern Mutual

<div>Overview:
<div>
Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs equip you with the education, skill-building, and development strategies you need to be successful in building a financial planning practice that focuses on:</div><div><br>
</div><p>Planning Experience &middot; Asset &amp; Income Protection &middot; Education Funding &middot; Investment &amp; Advisory Services &middot; Trust Services &middot; Retirement Solutions &middot; Business Needs Analysis</p><div></div><div><br>
Northwestern Mutual&rsquo;s proprietary planning software helps you educate your clients and deliver holistic financial plans&mdash;including investments for growth, insurance for protection, and annuities for guaranteed income in retirement&mdash;that helps you have a bigger impact on your clients and community. Becoming a business owner allows you to shape your workday around your life and achieve uncapped earning potential through a performance-based compensation structure.</div><div><br>
</div><div>We believe there&rsquo;s more than one way to start, build, and grow your practice. As an entrepreneur, you can build your business in a way that aligns with your long-term vision and goals like opening an office, joining a sophisticated team, or becoming an advanced advisor.</div><br>
<div></div>
Responsibilities:
<p>
As a financial advisor, you will:</p><ul><li>
Grow your client base by making new connections, maintaining a strong referral network, and providing a great client experience</li><li>
Build personalized, holistic financial plans tailored to every client&rsquo;s unique needs</li><li>
Manage your client&rsquo;s financial plans to help them achieve their goals</li><li>
Grow relationships with clients to support them through every stage of life</li></ul><p><b><br>
Training, licensing &amp; designations</b></p><p>
Northwestern Mutual has been recognized for maintaining one of the best-trained sales forces in the country. We are committed to your continued training and development throughout your career. That starts with our award-winning curriculum designed to support your first three years in the business. In the program, you&rsquo;ll hear from industry experts, learn the art of client acquisition to drive longevity in the career, and have access to our national network of tenured financial advisors to learn the business through first-hand experience.</p><p>
To become a financial advisor, you must obtain the following licenses: Life/Accident &amp; Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.</p><p><b><br>
Compensation &amp; Benefits</b></p><ul><li>
Performance-based earnings and revenue1:<ul><li><i>
A</i><i>verage advisor annual earnings of $61K-$119K (based on 2018-2023 company average for representatives in the first 3 years)</i></li><li><i>
Top 25% advisor annual earnings of $137K-$250K (based on 2018-2023 company data for top quartile advisors in the first 3 years)</i></li></ul></li><li>
Additional income structure to support training and early development</li><li>
Renewal income earned for continued client support and policy management</li><li>
Bonus programs and expense allowances</li><li>
Support for insurance licensing, Securities Industry Essentials&reg;, Series 6, Series 7, Series 63, and more</li><li>
Certified Financial Planner&reg; licensing support2</li><li>
Fully company-funded retirement package and pension plan</li><li>
Competitive and comprehensive medical, vision, and dental plans</li><li>
Life Insurance and Disability Income Insurance</li><li>
Parental benefits at every stage of family planning #LI-Onsite</li></ul><br>
<div></div>
Qualifications:
<p><b>
You could be right for this opportunity if you have:</b></p><ul><li>
Bachelor&rsquo;s degree</li><li>
Entrepreneurial ambitions to be a business owner</li><li>
History of success in relationship-building or client-facing roles</li><li>
Excellent time-management skills</li><li>
Desire for continuous learning and collaboration</li><li>
Proficient critical thinking skills</li><li>
Strong communicator</li><li>
Strong sense of motivation and drive</li><li>
Legal authorization to work in the US without sponsorship</li></ul><div></div><p><br>
Our Financial Advisors are valued partners and proud business owners. As such, they are considered independent contractors3 for income tax purposes, and a statutory employee for Federal Insurance Contributions Act (FICA) tax purposes.</p><div></div><p><br>
Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), <b>Northwestern Mutual Investment Services, LLC</b> <b>(NMIS)</b> (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company&reg; (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.</p><ul><li>Individuals are required to have a minimum of three years of service at Northwestern Mutual to qualify for the designation pre-payment and reimbursement program.</li></ul><p>
1No level of income is guaranteed. As used here, &ldquo;revenue&rdquo; includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances. Data uses average revenue from 2018-2023; included revenue was positive and not equal to 0 and earned by full time, active Financial Representatives producing for the entire year each of the years data was used. First year range is $271.73 - $2,923,976.22. Source: Northwestern Mutual, 2024</p><div>
2Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP&reg;, CERTIFIED FINANCIAL PLANNER&reg;, and CFP&reg; (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization&rsquo;s initial and ongoing certification requirements to use the certification marks.</div><div></div><div><br>
3Northwestern Mutual Financial Representatives are Independent Contractors whose income is based on production. If offered to apply for approval of a contract to become a Northwestern Mutual Financial Representative, a national criminal background check is required. Should the background check results provide information which would not allow someone to work for Northwestern Mutual, approval for contract will be withdrawn.</div><br>
<div></div>
Posted Salary Range: USD $61,000.00 - USD $250,000.00 /Yr.</div>

Financial Advisor

BTA Agency

<p><b>Overview</b><br/>Join our dynamic team as a Financial Advisor and become a vital partner in helping clients achieve their financial goals. In this role, you will provide expert guidance on a broad range of financial services, including estate planning, investment management, and tax strategies. Your proactive approach will empower clients to make informed decisions, optimize their wealth, and secure their financial future. We are looking for motivated professionals who thrive on building strong relationships and delivering tailored financial solutions with enthusiasm and integrity.</p><p><b>Responsibilities</b></p><ul><li>Develop comprehensive financial plans by analyzing clients&rsquo; current financial situations, including assets, liabilities, income, and expenses.</li><li>Advise clients on estate planning strategies such as wills, trusts, and estate law to protect their legacy.</li><li>Conduct detailed financial analysis using advanced financial software to evaluate investment opportunities and risks.</li><li>Provide guidance on securities law compliance and ensure all recommendations adhere to regulatory standards.</li><li>Assist clients with cash management, banking services, and asset allocation to optimize their wealth management strategies.</li><li>Build and maintain strong customer relationships through regular communication, personalized service, and ongoing portfolio management.</li><li>Stay informed about market trends, research new investment products, and continuously enhance your knowledge of financial concepts such as accounting, corporate accounting, and public accounting.`</li></ul><p><b>Experience</b></p><ul><li>No necessary experience required, customer service preferred.</li></ul><p><b>Qualifications</b></p><ul><li>State life-insurance license (can get it within the company upon hire).</li><li>Appointed with insurance carriers (can get appointed within the company upon hire).</li></ul><p>Pay: $60,828.73 - $73,256.11 per year</p><p>Benefits:</p><ul><li>Financial planning services</li></ul><p>People with a criminal record are encouraged to apply</p><p>Language:</p><ul><li>English (Required)</li><li>Spanish (Required)</li></ul><p>Work Location: Hybrid remote in Spring, TX 77381</p>

Drealtors Real Estate

<p><b>Financial Advisor &ndash; Indeed Job Description</b></p><p><b>Job Type:</b> Full-time<br/><b>Location:</b> UAE</p><p><b>Job Summary:</b><br/>We are seeking a motivated Financial Advisor to provide professional financial guidance to clients. The role involves assessing client needs, recommending suitable financial products, and building long-term client relationships.</p><p><b>Responsibilities:</b></p><ul><li>Assess clients&rsquo; financial goals and risk tolerance</li><li>Recommend investment, savings, and insurance products</li><li>Manage and grow client portfolios</li><li>Maintain strong client relationships through regular follow-ups</li><li>Ensure compliance with company policies and regulations</li></ul><p><b>Requirements:</b></p><ul><li>Bachelor&rsquo;s degree in Finance, Business, or a related field</li><li>Experience in financial advisory, sales, or client servicing preferred</li><li>Strong communication and negotiation skills</li><li>Knowledge of financial markets and products.</li></ul><p><b>Benefits:</b></p><ul><li>Competitive salary and performance-based incentives</li><li>Professional growth and training opportunities</li></ul><p>Job Type: Full-time</p><p>Pay: AED5,000.00 - AED10,000.00 per month</p>

First Command Financial Services

<div><p>Join the mission. Coach those who serve.</p>
<p>
At First Command, we&rsquo;ve been guiding military families toward financial security since 1958. We're looking for seasoned financial advisors who are ready to elevate their impact. This independent contractor role offers the opportunity to work with existing First Command clients, deepen long-term client relationships, and grow your business through a high-touch, consultative approach.</p>
<p><b>
What You&rsquo;ll Do</b></p>
<p>
As an experienced Financial Advisor at First Command, you&rsquo;ll go beyond the basics&mdash;providing comprehensive financial guidance that evolves with our clients' lives. You&rsquo;ll:</p>
<ul>
<li><b>Serve as a Trusted Advisor</b><br>
Identify and adapt to each client&rsquo;s evolving financial goals across all stages of wealth&mdash;accumulation, preservation, and legacy. Regularly meet with clients to assess their circumstances, track progress, and adjust plans based on life events, economic shifts, and regulatory changes.</li>
<li><b>Deliver Advanced, Personalized Planning</b><br>
Develop and implement sophisticated financial plans that integrate investment management, retirement income planning, tax strategies, insurance solutions, day-to-day finances, and estate considerations&mdash;tailored to the unique needs of military families.</li>
<li><b>Provide a High-Touch Client Experience</b><br>
Foster long-term relationships through a service model that emphasizes clarity, confidence, and responsiveness. Build trust by consistently delivering value and guidance that empowers clients to make informed decisions.
</li><li><b>Engage the Military Community</b><br>
Build relationships with advocates and centers of influence within the local and military community to generate referrals and other opportunities.</li>
</ul>
<ul><li> <b>Drive Results and Grow Your Business</b></li></ul>
Achieve performance goals by delivering personalized financial strategies, generating revenue, and building long-term client relationships. Expand your practice through strong referral networks&mdash;especially within the military community&mdash;while identifying new opportunities and deepening existing client engagement.
<p><b>
What Sets You Apart</b></p>
<ul>
<li>A minimum of 5 years of experience in financial services, with a strong record of building and retaining client relationships.</li>
<li>Skilled in portfolio and wealth management, with the ability to integrate financial products into a long-term planning strategy.</li>
<li>Exceptional interpersonal and relationship-building skills, enabling you to connect with clients and build trust through meaningful, long-term engagement.</li>
<li>The drive and discipline to run your own independent business&mdash;offering flexible hours and the opportunity to earn unlimited income based on commissions and performance-based incentives.</li>
<li>Military experience or affiliation is strongly preferred.</li>
</ul>
<p><b>Licensing &amp; Certifications</b></p>
<ul>
<li>Required: Series 7 &amp; 66 (or 6, 63, 65) and Life &amp; Health license</li>
<li>Preferred: CFP&reg;, ChFC&reg;, or RICP&reg; designations</li>
</ul>
<p><b>Your Next Step</b></p>
<p>
If you're an experienced advisor who wants to make a difference in the lives of those who serve&mdash;and continue building your career with purpose&mdash;First Command is where you belong.</p></div>

Financial Advisor – Experienced Professionals

LPL Financial

<div><div><p><b>Your career path should lead to real opportunity
</b></p><p></p><p>LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at M&amp;T Bank in Bridgeport, CT would allow you to join the Investment Program at M&amp;T Bank as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.</p><p></p><p>
The Investment Program at M&amp;T Bank supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.</p><p></p><p>
This exciting position will allow you to grow your career and business, helping the people and families that look to M&amp;T Bank for financial solutions. This position will offer:</p><ul><li>
The ability to build a strong client base with the Bank&rsquo;s exceptional referral system</li><li>
The opportunity to find new clients via the bank&rsquo;s client base</li><li>
The opportunity to create client solutions without proprietary products</li><li>
The ability to grow your business with LPL&rsquo;s combination of tools, technology, and support</li><li>
The benefit of LPL&rsquo;s experience helping financial institutions grow and maximize their investment programs</li><li>
The opportunity to capitalize on the bank&rsquo;s reputation and community standing</li></ul><p></p><p>
As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:</p><ul><li>
Access to our proprietary technology and a suite of customized services</li><li>
An open architecture platform with access to thousands of investment products from leading third-party product sponsors</li><li>
Resources and expertise across the firm to help you create client solutions</li><li>
The freedom to create solutions specific to your client&rsquo;s goals</li></ul><p></p><p>
Whatever your vision of success, we&rsquo;re with you every step of the way.</p><p></p><p><b>
Requirements:</b></p><ul><li>
Series 7 and 66 (63/65) required</li><li>
Insurance license required</li><li>
Three or more years of investment sales experience</li></ul><p></p><p><b>
Apply online at: </b>By submitting an application, you are not applying for employment with LPL Financial. Employment is with M&amp;T Bank, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.</p><p></p><p>
***REQUIRED DISCLOSURE(S)</p><p>
These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, M&amp;T Bank.</p><p></p><p>
Tracking # 1-05026674</p><br>
<p></p>
Pay Range:75,000 - 80,000<br>
<p></p>
The salary range is dependent on a number of factors, including the applicant&rsquo;s skill, experience, and work location. This position is also eligible to earn sales incentive compensation.</div></div><p></p>

Financial Advisor - M&T Bank

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