financial advisor support

Remote Advisor Resources

Job description:Remote Financial Advisor Assistant (Independent Contractor) Work From Home &ndash; Flexible Schedule &ndash; Nationwide PlacementsIf you love working as a Financial Advisor Assistant or Client Service Representative but want more flexibility in your schedule and lifestyle, join Remote Advisor Resources&mdash;just like so many other professionals have!We connect experienced professionals with high-net-worth Financial Advisors across the country. As a 1099 Independent Contractor, you&rsquo;ll have the freedom to choose assignments, work remotely, and partner with quality advisors through our established network and referrals.What You&rsquo;ll Do:<ul><li>Support successful Financial Advisors nationwide</li><li>Manage client onboarding, account maintenance, and service requests</li><li>Utilize leading platforms such as LPL Financial, Schwab, Fidelity/Wealthscape</li><li>Work with CRMs including Redtail, Salesforce, Wealthbox, and others</li></ul>What We&rsquo;re Looking For:<ul><li>5+ years experience with a Broker-Dealer and Financial Advisor</li><li>Strong organizational skills and attention to detail</li><li>Self-starter who can work independently</li><li>Proficient in financial platforms and CRMs</li><li>Reliable internet and home office setup</li></ul>Perks:<ul><li>Flexible, work-from-home schedule</li><li>Choose assignments that fit your availability</li><li>Competitive hourly rates with reputable, high-caliber Advisors</li></ul>Join a team that values your expertise, connects you with quality opportunities, and lets you work on your terms.Apply today to become a part of Remote Advisor Resources!Benefits:<ul><li>Flexible schedule</li></ul>Application Question(s):<ul><li>Experience on Wealthbox, Redtail</li></ul>Experience:<ul><li>Financial Advisor Assistant: 5 years (Required)</li></ul>License/Certification:<ul><li>SEI, Series 7 , Series 66 (Preferred)</li></ul>Work Location: RemotePay: $68,000.00 - $90,000.00 per yearBenefits:<ul><li>Referral program</li></ul>Work Location: Remote

Financial Advisor Assistant Role with Experience on Schwab, Fidelity, LPL Platforms - REMOTE

Hightower Advisors

Your Future Team
 Natoma Wealth is a fast-paced financial advisory practice based in Folsom, CA. We are a client-centric team that provides a holistic approach to wealth management.
 
Characteristics you will need for this role: 
<ul>
<li>Adaptable. You are comfortable working in a fast-paced environment and can adapt to change.</li>
<li>Agile. You maintain composure and remain positive under pressure even in complex situations.</li>
<li>Team player. You love collaborating and sharing ideas. You trust your teammates, and support as needed.</li>
<li>Clear communicator. You are great at getting and giving respectful and productive feedback to clients and colleagues.</li>
<li>Organized. You create clear and logical processes to support your work and that of the organization.</li>
</ul>
Job Summary
 We're searching for a Paraplanner to join our team. You will be responsible for data gathering and preparation of planning documents required to gain familiarity of clients’ overall financial situation. You will provide technical support to Wealth Advisors for financial planning meetings and keeping plans current. You will report to the Wealth Advisors.
 
What You’ll Do
 <ul>
<li>Gather, organize and assess client or prospect data including financial statements, tax returns, estate planning documents, insurance policies and other information needed to develop a financial plan. Summarize / communicate information to the Wealth Advisor.</li>
<li>Assist Wealth Advisor with preparing client financial plans, financial scenarios and presentations.</li>
<li>Attend client meetings. Prepare notes after client meetings and complete assigned tasks, depending on complexity.</li>
<li>Assign, monitor and complete tasks in CRM.</li>
<li>Assist clients with questions, requests and/or issues related to various financial planning and investment topics.</li>
<li>Assist in analysis of clients outside holdings.</li>
<li>Gather information, prepare and follow up on updated net worth summaries and other financial information.</li>
<li>Request, scan and electronically file client tax returns and update CRM for advisor review.</li>
<li>Assist with documenting policies and procedures for the development of financial plans and other related workflows.</li>
<li>Compose and prepare correspondence and client documents, including spreadsheets and reports as required.</li>
<li>Communicate and collaborate with clients’ professional contacts, i.e. CPAs, attorneys, insurance agents, etc.</li>
<li>Assist Wealth Advisor in monitoring clients’ portfolios.</li>
</ul>
Required Skills
 <ul>
<li>Interpersonal, listening and written/verbal communication skills.</li>
<li>Must be organized, analytical, able to multi-task and proactively research and solve problems.</li>
<li>Able to work independently and establish priorities.</li>
<li>Proficiency in Word, Excel, CRM and Outlook.</li>
<li>Working knowledge of a variety of investment tools.</li>
<li>Excellent follow-through and communication to team members regarding status of open items.</li>
<li>Able to work with the highest standards of confidentiality and ethics.</li>
<li>Team player, able to work well with all levels of the practice, and clients.</li>
</ul>
What You’ll Bring
 <ul>
<li>Bachelor’s Degree</li>
<li>Two or more years of experience in a similar position</li>
<li>Series 65 license, other licenses may be required over time</li>
<li>Must be willing to increase knowledge of the industry through continuing education</li>
</ul>
What We Offer
 <ul>
<li>Annual base salary range of $65,000-$80,000 based on qualifications and experience, plus discretionary bonus</li>
<li>Coverage on the first day of employment for medical, dental, and vision insurance</li>
<li>Flexible PTO plan</li>
<li>401k matching plan</li>
</ul>
AN EQUAL OPPORTUNITY EMPLOYER: Natoma Wealth is an equal opportunity employer and does not discriminate based on race, color, religion, sex, sexual orientation, pregnancy, marital status, national origin, citizenship, veteran status, ancestry, age (over 40), physical or mental disability, medical condition (cancer-related), gender identity or expression, genetic information including sickle cell or hemoglobin C trait, or any other consideration made unlawful by applicable federal, state, or local law.
 
You are a U.S. citizen, U.S. permanent resident or have other unrestricted U.S. work authorization and will not require sponsorship for U.S. work authorization now or anytime in the future.

Paraplanner - Natoma Wealth

Cathay General Bancorp

People Drive Our Success
 
Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members’ drive and optimism. Together we can make a difference in the financial future of our communities.
 
Apply today!
 
What our team members are saying: 
Video Clip 1
 
Video Clip 2
 
Video Clip 3
 
Learn more about us at cathaybank.com
 
GENERAL SUMMARY
 Assist Financial Advisor (FA) with all administrative related tasks. Provides sales, processing, operational, administrative, and customer service support to Financial Advisor. Assist in the coordination of activities, travel arrangements, scheduling conferences/meetings, managing Financial Advisor’s calendar, and other projects as assigned. Act as a liaison between the client, Financial Advisor, and back office.
 
ESSENTIAL FUNCTIONS
 <ul>
<li>Answer telephone calls (responding, screening, and delegating calls as appropriate), and provide other assistance to callers if possible.</li>
<li>Manage Financial Advisor’s calendar and schedule appointments.</li>
<li>Arrange customer seminars and branch employee training.</li>
<li>Assist in coordinating activities, prepare presentation materials, and support Financial Advisor for business-related functions.</li>
<li>Prepare requested reports.</li>
<li>Process documents, open client account, and upload to Smartworks Docupace.</li>
<li>Assist Financial Advisor in marketing activities, use MarketingCentral and maintain client relationship management database.</li>
<li>Establish and maintain customer files.</li>
<li>Help Financial Advisor prepare for auditing.</li>
</ul>
QUALIFICATIONS
 <ul>
<li>Education: College degree with business classes preferred but not mandatory.</li>
<li>Experience: 2-5 years of applicable administrative experience required.</li>
<li>Skills/Ability: Proficient in Microsoft Office (Word, Excel, PowerPoint, and Outlook); strong communication and presentation skills; excellent follow-up and organizational skills; ability to work successfully both independently and as a team player. Be well organized, detail-oriented, manage multiple tasks and priorities, and have excellent customer service and computer skills.</li>
</ul>
OTHER DETAILS
 Without License: $20.00 – $21.63 / hour
 With License: $21.63 – $25.00 / hour
 Pay determined based on job-related knowledge, skills, experience, and location.
 This position may be eligible for incentive compensation.
 
Cathay Bank offers its full-time employees a competitive benefits package which is a significant part of their total compensation. It is our goal to provide employees with a comprehensive benefits package to fit their needs which includes, coverage for medical insurance, dental insurance, vision insurance, life insurance, long-term disability insurance, and flexible spending accounts (FSAs), health saving account (HSA) with company contributions, voluntary coverages, and 401(k).
 
Cathay Bank may collect personal information from potential job candidates and applicants. For more information on how we handle personal information and your applicable rights, please review our Privacy Policy.
 
Cathay Bank is an Equal Opportunity and Affirmative Action Employer. We welcome applications for employment from all qualified candidates, regardless of race, color, ethnicity, ancestry, citizenship, gender, national origin, religion, age, sex (including pregnancy and related medical conditions, childbirth and breastfeeding), reproductive health decision-making, sexual orientation, gender identity and expression, genetic information or characteristics, disability or medical condition, military status or status as a protected veteran, or any other status protected by applicable law.
 
Click here to view the “Know Your Rights: Workplace Discrimination is Illegal” Poster:
 Poster- English
 Poster- Spanish
 Poster- Chinese Traditional
 Poster- Chinese Simplified
 
Cathay Bank endeavors to make www.CathayBank.comaccessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact, Mickey Hsu, FVP, Employee Relations Manager, at (626) 582-7370 or mickey.hsu@cathaybank.com. This contact information is for accommodation requests only and cannot be used to inquire about the status of applications.

Assistant to Financial Advisor

Morgan Stanley

<div>
 
 Position Summary
 
 
 
 Wealth Management Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. As a key member of the service team, in supporting Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams, this role will focus on assisting in areas such as digital marketing, portfolio holdings and/or proposal tools, financial planning, reporting and analysis.
 
 
 
 DUTIES And RESPONSIBILITIES
 
 
 
 Client Service:
 
 
 As a key member of the service team, provide coverage for an FA/PWA/team including:
 
 
 <ul>
 <li>
 Assisting the FA/PWA/team in delivering against their client service model, including preparing for regular meetings and tracking follow-ups
 </li>
 <li>
 Providing backup coverage for traditional registered or unregistered Client Service Associate responsibilities at the request of the client and/or FA/PWA/team, such as executing money movement transactions, answering general non-investment related questions concerning client accounts, educating or enrolling clients in digital tools (e.g., MS Online), accepting or entering unsolicited orders and/or entering solicited orders in a clerical capacity
 </li>
 <li>
 Remaining current on all policies, procedures and new platforms
 
 
 </li>
 </ul>
 
 Business Development Support
 
 
 
 <ul>
 <li>
 Assisting the FA/PWA/team in organizing around and executing against their business plan, partnering closely with other market stakeholders such as Practice Strategy Consultants and Branch Management
 </li>
 <li>
 At the direction of FA/PWA/team, executing against all administrative elements of digital and in person marketing strategies including conferences and seminars or webinars, websites, social media and regular email connectivity
 </li>
 <li>
 At the request of the client and/or FA/PWA/team, preparing and reviewing various client reports or financial plans from firm-approved systems for existing or prospective clients
 </li>
 <li>
 At the request of the client and/or FA/PWA/team, assisting with research using firm-approved systems
 </li>
 <li>
 At the request of FA/PWA/team, participating in existing client and/or prospective client meetings, representing the service lens
 </li>
 <li>
 Participating in firm initiatives (e.g., training or education programs), special projects and/or other duties directed by local management
 
 
 </li>
 </ul>
 
 EDUCATION, EXPERIENCE, KNOWLEDGE And SKILLS
 
 
 
 Education and/or Experience
 
 
 <ul>
 <li>
 2+ years of work experience in a field relevant to the position required
 </li>
 <li>
 Four-year college degree or professional certification preferred
 </li>
 <li>
 Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required
 </li>
 <li>
 Additional product licenses may be required
 
 
 </li>
 </ul>
 Knowledge/Skills
 
 
 <ul>
 <li>
 Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
 </li>
 <li>
 Technically proficient and quick learner of new and updated platforms
 </li>
 <li>
 Detail oriented with superior organizational skills and ability to prioritize
 </li>
 <li>
 Expert knowledge of basic personal computer, MS Office (particularly MS Excel) and internet applications
 </li>
 <li>
 Exceptional writing, interpersonal and client service skills
 </li>
 <li>
 Strong time management skills
 </li>
 <li>
 Team player with the ability to collaborate with others
 </li>
 <li>
 Ability to work in a fast-paced, evolving environment
 </li>
 <li>
 Adaptable and ability to multi-task
 </li>
 <li>
 Goal oriented, self-motivated and results driven
 
 
 </li>
 </ul>
 
 Reports To
 
 
 
 <ul>
 <li>
 Business Service Officer
 
 
 </li>
 </ul>
 
 What You Can Expect From Morgan Stanley
 
 
 
 At Morgan Stanley, we raise, manage and allocate capital for our clients &ndash; helping them reach their goals. We do it in a way that&rsquo;s differentiated &ndash; and we&rsquo;ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren&rsquo;t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you&rsquo;ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There&rsquo;s also ample opportunity to move about the business for those who show passion and grit in their work.
 
 
 To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
 
 
 Expected base pay rates for the role will be between $68,000 and $120,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
 
 
 Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
 
 
 It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
 
 
 Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
</div>

Wealth Management Analyst

Coastal Wealth

<div>
 
 About Coastal Wealth
 
 
 
 Coastal Wealth is a leading financial planning firm and an agency within
 
 MassMutual
 
 , a Fortune 500 company with a 170+ year history of helping people secure their financial future. Our mission is to deliver comprehensive, client-centric financial planning solutions with integrity, innovation, and care. We foster an inclusive culture that values collaboration, professional growth, and diversity.
 
 
 
 The Opportunity
 
 
 
 Are you detail-oriented, tech-savvy, and passionate about helping people achieve financial confidence? As a
 
 Financial Planning Data Analyst
 
 , you&rsquo;ll play a critical role in supporting advisors and planners by ensuring accurate data input, analyzing scenarios, and driving compliance excellence. This position is ideal for someone who thrives in a fast-paced environment, values precision, and enjoys being the backbone of a client-focused planning process.
 
 
 
 What You&rsquo;ll Do
 
 
 
 <ul>
 <li>
 Data Management &amp; Analysis: Enter and validate client data in financial planning software (eMoney, RightCapital) and ensure accuracy for compliance purposes.
 </li>
 <li>
 Plan Development Support: Assist with plan design, scenario modeling, and strategy recommendations aligned with client goals.
 </li>
 <li>
 Workflow Coordination: Manage case flow between advisors, planners, and consultants to ensure timely delivery of plans and smooth communication.
 </li>
 <li>
 Compliance &amp; Quality Assurance: Conduct IGO/NIGO reviews and maintain adherence to FINRA and internal compliance standards.
 </li>
 <li>
 Client Experience Enhancement: Prepare presentations and reports that simplify complex concepts for clients and advisors.
 </li>
 <li>
 Continuous Improvement: Research and recommend process enhancements and technology solutions to improve efficiency and accuracy.
 
 
 </li>
 </ul>
 
 Minimum Qualifications
 
 
 
 
 What We&rsquo;re Looking For
 
 
 
 <ul>
 <li>
 High School diploma or equivalent.
 </li>
 <li>
 2+ years of experience in financial services or insurance industry.
 </li>
 <li>
 1+ year of customer service experience.
 
 
 </li>
 </ul>
 
 Preferred Qualifications
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in finance, economics, or related field.
 </li>
 <li>
 Experience supporting financial advisors or clients in planning processes.
 </li>
 <li>
 Familiarity with eMoney or similar financial planning software.
 </li>
 <li>
 Prior experience as a paraplanner.
 </li>
 <li>
 Progress toward CFP&reg; designation.
 </li>
 <li>
 Strong organizational skills and attention to detail.
 </li>
 <li>
 Proficiency in MS Office Suite and advanced Excel skills.
 </li>
 <li>
 Ability to analyze data and make sound business decisions.
 
 
 </li>
 </ul>
 
 Why Join Coastal Wealth?
 
 
 
 <ul>
 <li>
 Be part of a MassMutual-affiliated firm with a reputation for excellence.
 </li>
 <li>
 Access mentorship, training, and CFP&reg; support for career growth.
 </li>
 <li>
 Opportunities to work on complex planning cases and learn from industry experts.
 </li>
 <li>
 Competitive compensation, benefits, and professional development programs.
 
 
 </li>
 </ul>
 
 Equal Opportunity Employer
 
 We value diversity and are committed to creating an inclusive environment for all employees.
 
 
</div>

Financial Planning Analyst

Benjamin F Edwards & Co

<div>Registered Financial Client Associate
Summary:
The Wheaton, Illinois branch of Benjamin F. Edwards is seeking a Registered Financial Client Associate to join our team. The Registered Financial Client Associate is a critical teammate in providing exceptional service and support to a Financial Advisor or team of Advisors and clients ensuring that all clients needs are met in a timely and efficient manner. Registered Financial Client Associates have the opportunity to shape the client experience in a way that delights those we provide service and drives trust and confidence and forging lifelong relationships.
The Registered Financial Client Associate assists the Financial Advisor (s) with minimal supervision by providing a wide variety of administrative support to maintain client accounts, including but not limited to client service, account research, completing paperwork, maintaining client notes, greeting visitors, responding to phone and email inquiries, researching and resolving questions, filing and record keeping in accordance with Compliance regulations by following policy and procedure. 
Essential Duties &amp; Responsibilities:<ul><li>
Provide client service and support related to check requests, deposits, wiring funds, record-keeping and adjustments.</li><li>
Assist with preparing reports and materials for client meetings.</li><li>
May participate in live meetings with the Financial Advisor (s) and their clients.</li><li>
Provide quotes and other account-related information to assist clients.</li><li>
Accept and enter orders from clients and/or on behalf of the Financial Advisor (s).</li><li>
Assist Financial Advisor(s) with opening new accounts and send required account and transaction documents to clients.</li><li>
Interacts daily on the phone and in person with clients handling basic inquiries and scheduling appointments.</li><li>
Ensure client information and documentation is current with firm and industry requirements, rules, and regulations. Research and resolve account problems, missing documents, etc.</li><li>
Identify errors and initiate corrective measures. Follow up and relay correct information to clients.</li><li>
Create, prepare and review daily client reports for Financial Advisor(s).</li><li>
Act as liaison between the Branch and Home Office for various projects and issues, such as technology needs, outside vendors, branch procedures, etc.</li><li>
Assist Financial Advisor(s) with the prospecting of new clients through mailings and seminars.</li><li>
Maintain files in accordance with firm and regulatory guidelines.</li><li>
Perform various administrative tasks including but not limited to scanning and organizing documents, scheduling client meetings and calendar events, executing daily tasks and notification, preparing correspondence and assist with mailing and client requests.</li><li>
Acts as a mentor and is a resource to other team members; assists with training as needed.</li><li>
Perform administrative duties as required by the Financial Advisor(s) or Branch Manager.</li><li>
Provide backup support as required to other branch support personnel.</li><li>
Perform other related duties as assigned.</li></ul> 
Qualifications:<ul><li>
Proficient experience with Microsoft Office Suite and ability to learn other software and technology.</li><li>
Analyze problems and establish solutions.</li><li>
Ability to work independently with minimal supervision and as a member of a team; collaborate with others.</li><li>
Ability to demonstrate seasoned judgement by handling clients with a high degree of professionalism.</li><li>
Take initiative and proactively follow up on items to ensure completion, resolve errors, answer questions and follow up on concerns.</li><li>
Organize, prioritize and manage multiple tasks in a fast-paced, evolving environment while delivering accurate and timely results.</li><li>
Excellent communicator (oral and written) across a wide variety of communication channels (in-person, phone and virtually); solid interpersonal skills.</li><li>
Exercise discretion in handling confidential information.</li></ul> 
Education and/or Work Experience:<ul><li>
Minimum Required: Bachelor&rsquo;s degree or equivalent work experience.</li><li>
Minimum required: 2+ years of client service experiences in financial services experience or equivalent.</li></ul> 
Pay Range<ul><li>
Between $25.43 to $31.78 per hour</li></ul> 
Licenses/Registration:<ul><li>
Minimum required: Series 7 and Series 63/65 or Series 66.</li></ul> 
Work Environment:
This position requires the ability to work in a stationary position for several hours at a time and the ability to lift up to 25 pounds, occasionally. Some filing is required. The work environment is an air-conditioned, smoke-free, office environment. This position routinely uses standard office equipment such as computers, phones, photocopiers and filing cabinets. 
About Benjamin F. Edwards
If you are interested in joining a different kind of firm that truly puts the interests of its advisors and clients first, you have come to the right place. Founded in 2008 and serving more than 300 advisors with over $50 billion in assets, Edwards has the scale our advisors expect and the ability to deliver the personal touch and concierge-level service our clients deserve.
We are a firm that values our legacy of family and colleagues and cherishes an environment where all succeed through collaborative support. To us, legacy is not only about the past - it is building an experience that prepares all of us, and our clients, for the future.
We invest in our team and recognize and appreciate the value of hard work. The rewards of the job are founded in the difference you will make in the lives of our clients and extend throughout a culture that inspires you to learn, grow, and be your best. Having fun is part of the firm&rsquo;s mission statement.
We offer a comprehensive benefits package which includes health, dental, vision, 401(k), life insurance, disability, and paid time off.
Our client-first mission is grounded in the Golden Rule; when you join Benjamin F. Edwards you are well cared for, and we welcome all applicants with the skills, experience, and enthusiasm to do a great job regardless of race, color, religion, gender, sexual orientation, national origin, genetics, disability, age, or veteran status.
Benjamin F. Edwards is an Equal Opportunity Employer.<div>
#LI-Onsite</div></div>

Registered Financial Client Associate

Tristate Financial Advisors

<div>
 
 Tristate Financial Advisors provides the ability to create your own financial success through helping clients enjoy their own. You don&rsquo;t need prior finance experience to join our team, but you do need energy, great people skills, a strong work ethic, and an entrepreneurial spirit. We will provide you with extensive training, resources, and the support you&rsquo;ll need to be better than your best.
 
 
 
 
 
 Being a Tristate financial advisor requires a contemporary way of thinking and doing. At TFA, we&rsquo;ve completely reinvented the concept of financial advice to provide our clients with a whole new level of relaxation for their futures. Unlike most advisors, we go beyond the traditional focus of our clients&rsquo; personal and financial lives by considering a more important aspect of their financial picture: their profession.
 
 
 
 
 
 
 
 
 
 On a daily basis, our advisors:
 
 
 <ul>
 <li>
 Identify and set appointments with potential clients
 </li>
 <li>
 Meet with clients to assess their financial needs
 </li>
 <li>
 Develop customized financial plans to address each of the clients desired goals
 </li>
 <li>
 Maintain strong relationship with clients, helping them track their progress over time
 </li>
 <li>
 Provide ongoing consultation and support
 </li>
 </ul>
 
 
 
 
 
 
 
 TFA is different from other firms for many reasons, but our "Google meets Wall Street" culture really sets us apart from the rest. Our fun, fast-paced, yet laid-back mentality has helped us become a fast-growing firm that specializes in the unique needs of working-class people with a sole focus of providing comprehensive financial planning and wealth management services to help them realize their dreams.
 
 
 
 
 
 
 
 
 
 Some features of this position include:
 
 
 <ul>
 <li>
 One-on-one training from seasoned leaders in the local financial planning industry
 </li>
 <li>
 A comprehensive training program that includes financial planning, analyzing investment portfolios, management, and portfolio recommendations, marketing techniques, consultative selling, client service, and regulatory compliance
 </li>
 <li>
 Uncapped earning potential &ndash; advisors can make $100,000+ in their first year; advisors must be comfortable with the majority of their compensation coming from their results
 </li>
 <li>
 Significant career growth opportunities within the company, including a leadership program (District Manager, Field Vice President, and other opportunities)
 </li>
 </ul>
 
 
 
 
 
 
 
 
 Job Requirements:
 
 
 <ul>
 <li>
 Associate&rsquo;s degree in business or industry-related field
 </li>
 <li>
 Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office
 </li>
 <li>
 Must be a U.S. or Permanent Resident
 </li>
 <li>
 Willing to work in office
 </li>
 </ul>
 
 
 
 
 Compensation will be given after completion of licenses and qualifications met for being a Financial Advisor. Average earnings of a first-year Financial Advisor exceed $70,000 with top earners making an excess of $100,000.
 
 
 
 
 
 
 
 
 
 Visit our website at http://www.tristatefa.com
 
 
</div>

Financial Advisor/Wealth Manager - Charleston, SC

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