financial compliance manager

AML RightSource

<div>Job Description:<div>
As a Manager within the Financial Crime Compliance Delivery Team, you will be responsible for leading a team of analysts by providing the coaching and oversight needed to ensure all projects meet organizational and client objectives. You will serve as a coach and mentor to ensure successful outcomes of engagements. In this position, you will also have direct client contact while establishing cross-functional communication across multiple internal business units.
You are a subject matter expert in KYC and AML domain. Your areas of focus will be to ensure compliance with regulatory requirements related to KYC, AML, and CTF, develop, implement, and maintain effective KYC, and AML policies and procedures and conduct regular reviews and audits of KYC processes and records to identify areas of improvement and ensure compliance.
We are seeking individuals with a high level of client orientation and customer focus, experience in consulting, dynamic fast-paced environment with strong Financial Crime Compliance subject matter expertise and the ability to coach, mentor and lead.
Primary Responsibilities<ul><li>
Manage a team of 25+ analysts</li><li>
Identify top talent among the team and coach and develop leaders</li><li>
Evaluate team members for purposes of hire, termination, advancement, promotion or other job change.</li><li>
Interact regularly with major clients to strengthen the partnership, report results, and identify new opportunities for services provided.</li><li>
Oversee the team's production and results, seeking opportunities for improved efficiency and streamlined processes and conduct quality control review as necessary.</li><li>
Provide production/service reporting to senior leadership and clients.</li><li>
Work directly with partnership team to develop subject matter expertise and expand advisory services and consulting opportunities with clients.</li><li>
Involvement in certain internal strategic initiatives across the Managed Services practice working closely with Sr. Managers and others.</li></ul>
Required Qualifications<ul><li>
Bachelor&rsquo;s Degree with 12-15 years or more of Anti-Money Laundering (AML) experience or Know-Your-Customer Experience.</li><li>
Management experience and proven decision-making ability</li><li>
Ability to lead projects, develop timelines, coordinate project teams and implement action items during the life of a project.</li><li>
Ability to multi-task, work independently and as part of a team, establishing cooperative and collaborative working relationships.</li></ul>
Preferred Qualifications<ul><li>
Professional Certification- ACAMS</li><li>
Master&rsquo;s degree</li><li>
Strong entrepreneurial spirit, highly collaborative, able to express ideas readily, manage change fluidly, able to influence and identify opportunities.</li></ul></div><h2 class="jobSectionHeader"> 
AML RightSource is committed to fostering a diverse work environment and is proud to be an equal opportunity employer. We provide equal employment opportunities to all qualified applicants without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.
</h2>Recruitment Scam Alerts
We&rsquo;re aware of an increase in recruitment scams where individuals falsely claim to represent AML RightSource. These scammers may ask for money or personal information by offering fake job opportunities through e-mail, text message or social media. Please verify the source of any job-related communications carefully. All official AML RightSource communications are conducted through &quot;@amlrightsource.com&quot; email addresses. If you encounter suspicious messages, do not respond.</div>

Financial Crime Compliance, Manager - Gurgaon, India

MISR TECHNOLOGY SERVICES

<div>Job Summary: 
The Senior Finance Compliance Specialist is responsible for ensuring that the organization adheres to all financial compliance regulations and internal policies. This role involves conducting periodic internal compliance reviews, investigating compliance issues, managing risks. 
 
Duties and Responsibilities.<ul><li>
Conduct periodic financial internal compliance reviews and investigations to ensure adherence to compliance procedures.</li><li>
Identify and report compliance issues requiring follow-up or further investigation.</li><li>
Assist the Compliance Manager in implementing financial compliance programs and ensuring alignment with new laws and regulations.</li><li>
Support the implementation of compliance programs, new laws, and regulations in finance operations.</li><li>
Assist internal audit teams during compliance reviews by monitoring and assessing compliance systems.</li><li>
Verify that all finance policies and procedures are properly documented, implemented, and communicated throughout the organization.</li><li>
Develop and implement risk management strategies to mitigate operational and compliance risks.</li><li>
Maintain accurate documentation of compliance activities and reporting.</li></ul>
Qualifications and Requirements:<ul><li>
Professional certification in compliance or finance is a plus (e.g., CMA, ESAA, CIA).</li><li>
10 years+ of experience in financial compliance, control, or internal/external roles</li><li>
Strong analytical skills with the ability to understand complex procedures and regulatory requirements.</li><li>
In-depth knowledge of industry standards, financial regulations, and reporting procedures</li><li>
Excellent communication and interpersonal skills.</li><li>
Proven experience in record keeping and preparing compliance reports.</li><li>
Strong knowledge of Accounting Standards, Risk Management, and Compliance Frameworks.</li><li>
Excellent analytical and problem-solving skills with attention to detail.</li><li>
Proficiency in reporting procedures and record-keeping.</li></ul>
cxgCkU76lP</div>

Finance Compliance Supervisor

Misr Technology Services

<div>
 
 Job Summary:
 
 
 
 The Senior Finance Compliance Specialist is responsible for ensuring that the organization adheres to all financial compliance regulations and internal policies. This role involves conducting periodic internal compliance reviews, investigating compliance issues, managing risks.
 
 
 
 Duties And Responsibilities.
 
 
 
 <ul>
 <li>
 Conduct periodic financial internal compliance reviews and investigations to ensure adherence to compliance procedures
 </li>
 <li>
 Identify and report compliance issues requiring follow-up or further investigation
 </li>
 <li>
 Assist the Compliance Manager in implementing financial compliance programs and ensuring alignment with new laws and regulations
 </li>
 <li>
 Support the implementation of compliance programs, new laws, and regulations in finance operations
 </li>
 <li>
 Assist internal audit teams during compliance reviews by monitoring and assessing compliance systems
 </li>
 <li>
 Verify that all finance policies and procedures are properly documented, implemented, and communicated throughout the organization
 </li>
 <li>
 Develop and implement risk management strategies to mitigate operational and compliance risks
 </li>
 <li>
 Maintain accurate documentation of compliance activities and reporting
 
 
 </li>
 </ul>
 
 Qualifications and Requirements:
 
 
 
 <ul>
 <li>
 Professional certification in compliance or finance is a plus (e.g., CMA, ESAA, CIA)
 </li>
 <li>
 10 years+ of experience in financial compliance, control, or internal/external roles
 </li>
 <li>
 Strong analytical skills with the ability to understand complex procedures and regulatory requirements
 </li>
 <li>
 In-depth knowledge of industry standards, financial regulations, and reporting procedures
 </li>
 <li>
 Excellent communication and interpersonal skills
 </li>
 <li>
 Proven experience in record keeping and preparing compliance reports
 </li>
 <li>
 Strong knowledge of Accounting Standards, Risk Management, and Compliance Frameworks
 </li>
 <li>
 Excellent analytical and problem-solving skills with attention to detail
 </li>
 <li>
 Proficiency in reporting procedures and record-keeping
 
 
 </li>
 </ul>
 Powered by JazzHR
 
 
 cxgCkU76lP
</div>

Bharat cares

Role OverviewThe Senior Manager &ndash; Financial Compliances will be responsible for ensuring strong financial governance, statutory compliance, donor compliance, and audit readiness across BharatCares&rsquo; programs. The role requires deep understanding of NGO financial regulations, CSR compliance, and robust coordination with internal and external stakeholders.Key Roles &amp; ResponsibilitiesFinancial Compliance &amp; Governance<ul><li>Ensure compliance with all applicable statutory requirements including Income Tax, GST, FCRA (if applicable), CSR regulations, and other NGO-related laws.</li><li>Develop, implement, and strengthen financial control systems, SOPs, and compliance frameworks.</li><li>Ensure timely filings, returns, and regulatory submissions.</li></ul>Audit &amp; Reporting<ul><li>Lead and manage internal, statutory, donor, and CSR audits, including audit planning, coordination, and closure of observations.</li><li>Prepare and review financial statements, schedules, and audit documentation.</li><li>Coordinate with auditors, consultants, and regulatory authorities.</li></ul>Donor &amp; CSR Compliance<ul><li>Ensure adherence to donor-specific financial guidelines, utilization certificates, fund tracking, and reporting requirements.</li><li>Review and validate budgets, fund utilization reports, and financial MIS for CSR and donor-funded projects.</li><li>Support program teams on compliance requirements during project implementation.</li></ul>Budgeting &amp; Financial Oversight<ul><li>Review and monitor organizational and project-level budgets, variance analysis, and cost controls.</li><li>Support leadership in financial planning, forecasting, and risk assessment.</li><li>Ensure proper fund allocation, tracking, and timely utilization.</li></ul>Stakeholder Coordination<ul><li>Work closely with program, finance, accounts, HR, and compliance teams to ensure financial discipline across functions.</li><li>Act as a key point of contact for donors, corporates, auditors, and regulatory bodies on financial matters.</li></ul>Team &amp; Process Management<ul><li>Guide and mentor junior finance and accounts team members.</li><li>Support capacity building of internal teams on financial compliance and documentation standards.</li><li>Drive continuous process improvements and digitization of finance workflows.</li></ul>Key Skills &amp; Competencies<ul><li>Strong knowledge of NGO accounting, CSR compliance, and statutory regulations</li><li>Hands-on experience in audits, donor compliance, and financial reporting</li><li>Excellent analytical, documentation, and problem-solving skills</li><li>Ability to manage multiple stakeholders and tight timelines</li><li>High integrity and attention to detail</li></ul>Preferred Profile<ul><li>Chartered Accountant with prior experience in NGO / CSR / social sector organizations</li><li>Experience working with multiple donor-funded projects</li><li>Exposure to internal controls, risk management, and governance frameworks</li></ul>Job Types: Full-time, PermanentPay: ₹65,000.00 - ₹75,000.00 per monthBenefits:<ul><li>Health insurance</li></ul>Work Location: In person

Sr. Manager Finance & Compliance

DAVIES

<div><h3 class="jobSectionHeader">Description</h3><div> 
The Compliance &amp; Financial Crime Manager will be responsible for ensuring Davies meets all legislative, regulatory, and best practice requirements. Working closely with business stakeholders and management, you will design, strengthen and implement governance controls, policies, and procedures relating to regulatory compliance and financial crime. 
You will play a key role in enhancing and maintaining our control environment, collaborating with compliance colleagues across Davies and members of the Governance, Risk &amp; Compliance (GRC) function.</div> 
<h3 class="jobSectionHeader">
Key Responsibilities</h3><div> 
Financial Crime</div><ul>
<li>Lead the embedding, strengthening, and maintenance of the Financial Crime Framework (AML, ABC, Counter-Fraud, PEP/Sanctions), including KPIs, metrics, reporting, and escalation processes.</li>
<li>Lead Group wide Financial Crime risk assessments including but not limited to Anti Bribery &amp; Corruption, AML &amp; Sanctions, ECCTA etc.</li>
<li>Support, strengthen and embed financial crime prevention policies and procedures across Davies.</li>
<li>Implement a conduct risk assessment to identify potential financial crime risks.</li>
<li>Refresh ECCTA &amp; Corporate Criminal Offences risk assessments across the Group and support Divisional Compliance Teams with action plans.</li>
<li>Perform financial crime and sanctions checks as required across business and compliance activities such as new supplier take on and KYC client checks.</li>
<li>Support the Group Governance Compliance &amp; Monitoring Plan with inspections and deep-dive reviews.</li>
<li>Work with Divisional Compliance Teams to support investigations into suspected financial crimes.</li>
<li>Horizon scanning and act as SME on AML, Sanctions, Fraud, CTF, and related legislation (e.g., UK Proceeds of Crime Act, UK Economic Crime &amp; Transparency Act, US Corporate Transparency Act).</li>
<li>Provide concise updates on new requirements issued by regulatory bodies such as the SFO and translate these into practical application with governance controls.</li>
<li>Provide guidance and support to Divisional Compliance Teams on financial crime matters.</li>
</ul><div>General Compliance</div><ul>
<li>Assist the Head of Group Governance in implementing compliance policies across the Group, engaging with senior management to develop new policies and mitigate risks.</li>
<li>Ensure policy frameworks and documentation are maintained with complete audit trails.</li>
<li>Support regulatory compliance across FCA, SRA Code of Conduct, Financial Crime, and Tax Evasion requirements.</li>
<li>Collaborate with Compliance Managers to develop and deploy policies and processes.</li>
<li>Build strong stakeholder relationships to promote a compliance culture and deliver high-level advice.</li>
<li>Contribute to compliance training content and ensure effective rollout.</li>
<li>Provide input into regular and ad-hoc governance reporting.</li>
<li>Support compliance-related projects and assist in enhancing the Compliance Framework.</li></ul> 
<h3 class="jobSectionHeader">
Skills, Knowledge &amp; Expertise</h3> 
<ul>
<li>
Strong knowledge and experience in financial crime compliance within financial services.</li>
<li>Relevant higher education and/or industry qualifications.</li>
<li>The ability to work within team structures in the Microsoft environment</li>
<li>Experience delivering global financial crime risk assessments and related projects.</li>
<li>Previous experience designing and implementing regulatory frameworks (desirable).</li>
<li>Strong team player with a proactive, hands-on approach and ability to manage risk effectively.</li>
<li>Ability to work independently while contributing to wider projects.</li>
<li>Excellent stakeholder management and interpersonal skills in a fast-paced environment.</li>
<li>Experience working across multiple global jurisdictions with an understanding of associated compliance challenges.</li>
<li>Flexible, solution-oriented mindset with strong planning and organizational skills.</li>
<li>Ability to meet tight deadlines and produce high-quality materials.</li>
<li>Ability to compose and present high level analytical reporting</li>
<li>Strong analytical skills and attention to detail.</li></ul><div></div><h3 class="jobSectionHeader"> 
About Davies</h3><div>
We are a specialist professional services and technology firm, working in partnership with leading insurance, highly regulated and global businesses. 
 
We help our clients to manage risk, operate their core business processes, transform and grow. We deliver professional services and technology solutions across the risk and insurance value chain, including excellence in claims, underwriting, distribution, regulation &amp; risk, customer experience, human capital, digital transformation &amp; change management. 
 
Our global team of more than 8,000 professionals operate across ten countries, including the UK &amp; the U.S. Over the past ten years Davies has grown its annual revenues more than 20-fold, investing heavily in research &amp; development, innovation &amp; automation, colleague development, and client service. Today the group serves more than 1,500 insurance, financial services, public sector, and other highly regulated clients.</div></div>

Compliance & Financial Crime Manager

Vertilex Pvt Ltd

Roles :<ul><li>Financial Management: Responsible for overseeing the organization's financial operations, including accounting, budgeting, forecasting, and financial reporting.</li><li>Compliance and Risk Management: Ensures compliance with relevant financial regulations, industry standards, and internal policies and procedures, while identifying and mitigating potential risks.</li><li>Strategic Financial Planning: Contributes to the organization's strategic financial planning and decision-making processes, providing financial analysis and insights to support business objectives.</li></ul>Responsibilities : a) Financial Management:<ul><li>Accounting and Bookkeeping: Oversee the accurate and timely recording of financial transactions, including accounts receivable, accounts payable, payroll, and general ledger entries.</li><li>Financial Reporting: Prepare and distribute financial statements, such as income statements, balance sheets, and cash flow statements, in accordance with generally accepted accounting principles (GAAP) or international financial reporting standards (IFRS).</li><li>Budgeting and Forecasting: Develop and manage annual budgets, monitor budget performance, and provide financial forecasts to support operational planning and decision-making.</li><li>Cash Flow Management: Monitor and manage cash flows, ensuring adequate liquidity and efficient utilization of funds.</li><li>Cost Analysis and Control: Analyze and control costs across various business functions, identifying opportunities for cost optimization and process improvements.</li><li>Asset Management: Oversee the management of assets, including fixed assets, investments, and inventory, ensuring accurate valuation and proper accounting treatment.</li></ul>b)Compliance and Risk Management:<ul><li>Regulatory Compliance: Ensure compliance with applicable financial regulations, such as tax laws, accounting standards, and industry-specific regulations related to printer and cartridge manufacturing or distribution.</li><li>Internal Control and Audit: Establish and maintain robust internal control systems, including policies, procedures, and processes to ensure accurate financial reporting and safeguard company assets. Coordinate with internal and external auditors.</li><li>Risk Assessment and Mitigation: Identify and assess potential risks, including financial, operational, and compliance risks, and implement strategies to mitigate or manage those risks effectively.</li><li>Corporate Governance: Contribute to the development and implementation of corporate governance policies and practices, promoting ethical conduct, transparency, and accountability.</li></ul>c) Strategic Financial Planning:<ul><li>Financial Analysis and Insights: Conduct financial analysis and provide insights to support strategic decision-making, such as capital investments, product pricing, and resource allocation.</li><li>Business Performance Evaluation: Analyze and evaluate the financial performance of business units, products, or projects, providing recommendations for improvement or optimization.</li><li>Financial Modeling and Scenario Planning: Develop financial models and scenario analyses to evaluate the financial impact of potential business decisions or strategies.</li><li>Investor Relations and Stakeholder Communication: Prepare and present financial information to investors, shareholders, and other stakeholders, ensuring transparency and effective communication.</li></ul>d)General Responsibilities:<ul><li>Team Management: Supervise and lead the accounts and finance team, providing guidance, training, and mentorship to ensure effective financial operations and compliance.</li><li>Technology Utilization: Leverage financial software, enterprise resource planning (ERP) systems, and other technology tools to streamline financial processes and enhance data accuracy and reporting capabilities.</li><li>Continuous Improvement: Continuously evaluate and improve financial processes, controls, and reporting systems to enhance efficiency, accuracy, and alignment with industry best practices.</li><li>Cross-Functional Collaboration: Collaborate with other departments, such as procurement, manufacturing, sales, and IT, to align financial strategies and support overall business objectives.</li><li>Training Delivery: Conduct hands-on training sessions, workshops, and seminars to equip employees with the necessary knowledge, skills, and competencies to perform their roles effectively.</li></ul>* Any Other work / responsibilities assigned by ManagementJob Types: Full-time, PermanentPay: ₹60,000.00 - ₹80,000.00 per monthBenefits:<ul><li>Health insurance</li><li>Paid sick time</li><li>Paid time off</li></ul>Work Location: In person

Manager (Accounts/Finance & Compliance)

GENETEC

<div>The role :
The Finance &amp; Compliance role will play a critical role in strengthening Genetec India&rsquo;s financial governance, statutory compliance, and operational efficiency. This position combines technical expertise with strategic oversight, offering the opportunity to shape controls, streamline processes, and partner with cross-functional teams across the organisation. The ideal candidate will bring strong audit experience, a solutions-oriented mindset, and a commitment to maintaining the highest standards of financial integrity.
Key Responsibilities
External Audit &amp; Governance<ul>
<li>
Lead and manage the annual statutory audit for Genetec India, serving as the primary point of contact for external auditors and ensuring timely, high-quality audit deliverables.</li>
<li>Oversee implementation, documentation, and ongoing maintenance of internal controls in alignment with the IFC framework under the Companies Act.</li>
<li>Partner with internal stakeholders to enhance financial reporting accuracy and strengthen compliance practices.</li>
</ul>
Regulatory &amp; Statutory Compliance<ul>
<li>
Manage and Oversee timely preparation and submission of all statutory information filings, including MSME, DPT-3, FLA, ECB-2, PAS-6, and any other applicable filings.</li>
<li>Oversee annual tax returns and all associated tax compliance, ensuring accuracy, completeness, and alignment with regulatory requirements.</li>
<li>Review and report TDS and GST, ensure reconciliations with government portals, supervise statutory form filings, and lead process improvements in indirect tax workflows.</li>
</ul>
 Financial Operations &amp; Month-End Close<ul>
<li>
Perform month-end closing activities including reconciliation of key general ledger accounts such as fixed assets, intercompany balances, and other critical accounts.</li>
<li>Collaborate with AR and AP teams to enhance operational efficiency and strengthen reconciliation and reporting processes.</li>
<li>Drive initiatives focused on continuous improvement, automation, and optimisation of existing systems to support scalable finance operations.</li>
<li>Collaborating closely with stakeholders across Fulfillment, Logistics, and the Supply Chain teams in Montreal.</li>
</ul>
 Process Excellence &amp; Transformation<ul>
<li>
Identify opportunities to streamline financial and compliance processes through automation and systems utilisation.</li>
<li>Lead or support cross-functional improvement projects that enhance accuracy, reduce manual effort, and improve control effectiveness.</li>
<li>Contribute to developing a culture of operational discipline, accountability, and proactive compliance.</li>
</ul>
 Skills &amp; Experience<ul>
<li>
Chartered Accountant (CA) qualification is mandatory.</li>
<li>Minimum 5 years of experience with a leading accounting or audit firm, with strong exposure to statutory audits, controls, and compliance.</li>
<li>Strong written and verbal communication skills in English.</li>
<li>Intermediate to advanced proficiency in Microsoft Office, particularly Excel (functions, data analysis, reporting).</li>
<li>Strong analytical mindset, attention to detail, and ability to work independently with high ownership.</li>
<li>Ability to collaborate effectively with cross-functional teams and manage multiple priorities in a dynamic environment.</li>
</ul>
Let&rsquo;s talk perks!<ul>
<li>
Opportunity to work for one of the leading Physical Security providers</li>
<li>Attractive compensation package</li>
<li>Training Tuition Reimbursement Program</li>
<li>Work-life balance with a flexible working schedule</li></ul></div>

Finance & Compliance Manager

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Financial Crime Compliance, Manager - Gurgaon, India

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