financial compliance manager

Revolut

<div><b>About Revolut</b><p></p><p>
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products &mdash; including spending, saving, investing, exchanging, travelling, and more &mdash; help our 65+ million customers get more from their money every day.</p><p>
As we continue our lightning-fast growth,&zwnj; 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work&trade;. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.</p><p></p><b>
About the Rev-celerator Graduate Programme</b><p></p><p>
The Rev-celerator Graduate Programme is built for ambitious graduates who want to launch their careers in fintech. Over this 12-month programme, you&rsquo;ll work on real projects, solve complex challenges, and make an impact from day one. With structured training and hands-on experience, you&rsquo;ll grow your skills while exploring different areas of the business.</p><p>
Top performers can be promoted during or after the programme, giving you the chance to continue your journey at Revolut.</p><p></p><b>
About the role</b><p></p><p>
Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.</p><p>
We&rsquo;re looking for Financial Crime Compliance Graduate to identify, manage, and monitor associated risks using innovative, top-tier tools. You'll be integral to enforcing our control frameworks, contribute to safe growth, and gain exposure to global financial crime regulations.</p><p>
Up to shape what&rsquo;s next in finance? Let&rsquo;s get in touch.</p><p></p><b>
Join us from anywhere</b><p></p><p>
The Rev-celerator Graduate Programme is open to international applicants ready to relocate to one of our tech hubs in Poland, Portugal, Spain, the UAE, or the UK. We&rsquo;ll support you with visa assistance, travel costs, and your first month of accommodation (conditions apply).</p><p></p><b>
Key dates</b><p></p><ul><li>
Applications: 1 June &ndash; 14 December 2025</li><li>
Recruitment: September 2025 &ndash; January 2026</li><li>
Programme start: September 2026</li></ul><p></p><b>
What you'll be doing</b><p></p><ul><li>
Tracking and summarising changes in global or regional FinCrime regulations (e.g., updates to AML directives, sanctions lists)</li><li>
Researching emerging FinCrime threats and associated business risks</li><li>
Reviewing product or operational changes to identify risks, and proposing mitigating controls</li><li>
Performing initial analysis of control failures or identified gaps to determine root cause and propose corrective actions</li><li>
Updating FinCrime training materials and assisting in developing new ones</li><li>
Maintaining FinCrime compliance internal materials, such as guidance and desktop instruction manuals</li></ul><p></p><b>
What you'll need</b><p></p><ul><li>
To have graduated in 2024, 2025, or 2026</li><li>
A bachelor&rsquo;s or master&rsquo;s degree in a STEM subject, finance, accounting, economics, criminology, or law</li><li>
An interest in FinCrime compliance or risk management within financial institutions</li><li>
A highly logical and data-driven approach to problem solving</li><li>
Impeccable attention to detail</li><li>
Fluency in English with great communication skills</li><li>
Full-time availability from September 2026</li></ul><p></p><b>
Nice to have</b><p></p><ul><li>
Data analytics skills using BI tools, such as Tableau and Looker</li><li>
To be comfortable with a programming language, like SQL</li><li>
An interest in innovative technology tools and solutions</li></ul><p></p><p><i>
Building a global financial super app isn&rsquo;t enough. Our Revoluters are a priority, and that&rsquo;s why in 2021 we launched our inaugural D&amp;I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We&rsquo;re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That&rsquo;s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.</i></p><p><b><i>
Important notice for candidates:</i></b></p><p><i>
Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.</i></p><ul><li><b><i>Only apply through official Revolut channels.</i></b><i> We don&rsquo;t use any third-party services or platforms for our recruitment.</i></li><li><b><i>Always double-check the emails you receive.</i></b><i> Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.</i></li></ul><p><b><i>
We won't ask for payment or personal financial information during the hiring process.</i></b><i> If anyone does ask you for this, it&rsquo;s a scam. Report it immediately.</i></p><p><i>
By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's </i><i>Candidate Privacy Notice</i></p><p>
Notice: This is a remote position based in India.</p></div>

Rev-celerator Graduate Programme 2026: Financial Crime Compliance Manager

NJR Recruitment

<p><strong>Compliance Manager (Financial Planning) </strong></p><p><strong>Location: Grantham / Hybrid</strong></p><p><strong>Salary: £40,000 - £45,000</strong></p><p><strong>Working Hours: 37.5 per week</strong></p><p><strong>Job Type: Full Time, Permanent</strong></p><p></p><p>NJR Recruitment is delighted to be supporting a well-established and Chartered firm of Independent Financial Planners who have an excellent opportunity available as a result of their ongping growth and are seeking a Compliance Manager. This is a fantastic opportunity for someone looking to take ownership of compliance oversight, ensure best practices, and support the continued development of a high-performing team.</p><p>Key Responsibilities:</p><p>" Maintain, update, and monitor compliance standards including written policies and procedures</p><p>" Conduct file reviews and high-risk advice checks to ensure regulatory obligations are met</p><p>" Monitor and follow up on feedback from file reviews to ensure timely resolution</p><p>" Provide technical support and updates to team members</p><p>" Stay abreast of regulatory developments and ensure firm-wide adherence to new rules and guidance</p><p>" Advise management on regulatory issues and necessary changes</p><p>" Arrange and deliver training to team members around compliance and regulation</p><p>" Conduct regular competence assessments</p><p>" Assist with onboarding and certifying competency for new financial planners</p><p>" Carry out general compliance duties as needed, appropriate to experience and role</p><p>Requirements:</p><p>" Diploma in Regulated Financial Planning by the CII (or equivalent)</p><p>" Previous experience in a similar role within the financial services sector</p><p>" Strong knowledge of FCA regulations and compliance requirements</p><p>" Excellent communication and organisational skills</p><p>" Ability to work both independently and as part of a wider team</p><p>Benefits:</p><p>" Hybrid working model (part remote, part Grantham-based)</p><p>" Supportive and collaborative working environment</p><p>" Opportunity to play a key role in the development of a growing compliance function</p><p>If you're looking to step into a pivotal role with real influence and flexibility, we'd love to hear from you. Apply today with your CV or contact the team at NJR Recruitment for more information.</p><p></p><p>NJR16091</p>

Compliance Manager (Financial Planning)

Flychem

<div><div><div><div><div>Flychem Private Limited</div>
</div><div><div>Hyderabad, Telangana</div>
</div><div><div>Full-Time</div>
</div></div></div><div></div><div><p>Posted on October 28, 2025</p>
</div><div><div><div><p>We are seeking an experienced <i>Finance &amp; Compliance Manager &ndash; E-Commerce Operations</i> with a strong background in e-commerce finance, startup operations, and statutory compliance. The ideal candidate will have 7+ years of experience in managing financial processes, coordinating with auditors and CAs, and supporting fundraising and corporate compliance activities. This role combines strategic financial planning with hands-on operational management, ensuring accuracy, transparency, and efficiency across all financial functions.</p>
<p><b>
Key Responsibilities</b></p>
<ul>
<li>Manage end-to-end finance and accounting operations for e-commerce channels, including sales reconciliation, payment gateways, and vendor settlements.</li>
<li>Coordinate with Chartered Accountants, legal teams, and auditors for compliance, audits, and statutory filings (GST, TDS, ROC, Income Tax, etc.).</li>
<li>Oversee fundraising-related documentation, investor reporting, and compliance with shareholding and paid-up capital regulations.</li>
<li>Prepare and present financial statements, MIS reports, and cash flow forecasts for management and stakeholders.</li>
<li>Implement and optimize financial tools such as Tally ERP, Excel, and other software for efficient reporting.</li>
<li>Ensure robust financial controls and internal processes in alignment with startup and investor expectations.</li>
<li>Support budgeting, forecasting, and expense management, maintaining fiscal discipline across departments.</li>
</ul>
<p><b>Qualifications &amp; Skills</b></p>
<ul>
<li>Bachelor&rsquo;s in Commerce (mandatory); MBA (Finance) or CA Inter preferred.</li>
<li>Minimum 7 years of experience in accounting, finance, and compliance, preferably within e-commerce or startup environments.</li>
<li>Strong command of Tally ERP, Excel, and modern financial tools.</li>
<li>Proven understanding of fundraising, capital structure, and investor compliance requirements.</li>
<li>Comprehensive knowledge of Indian taxation and corporate compliance laws (GST, TDS, Income Tax, ROC).</li>
<li>Excellent analytical, communication, and coordination skills.</li>
<li>Proactive, detail-oriented, and capable of managing multiple priorities independently.</li>
</ul>
<p><b>Salary &amp; Benefits</b></p>
<ul>
<li>Competitive compensation based on qualifications and experience.</li>
<li>Performance-linked incentives.</li>
<li>Exposure to startup and fundraising processes, offering strong professional growth.</li>
<li>Collaborative, dynamic, and ownership-driven work environment.</li>
<li>Flexible working hours and cross-functional team engagement.</li></ul></div></div></div></div>

Finance & Compliance Manager – E-Commerce Operations

CSRBOX

<p></p><div><div><div><div><h4 class="jobSectionHeader"><b>Ahmedabad(Gujarat) |
</b></h4></div></div></div><div></div><div><h5 class="jobSectionHeader"><b>About CSRBOX</b></h5>
<p></p><p>CSRBOX is India&rsquo;s leading ecosystem for CSR, sustainability, and impact&mdash;combining a <b>media &amp; knowledge platform</b>, a <b>consulting practice</b>, and <b>on-ground program implementation</b> through BharatCares. We enable corporate&ndash;government&ndash;philanthropy partnerships at scale, mapping <b>4,000+ CSR projects</b> and <b>1,500+ company portfolios</b> annually, and delivering programs across <b>education, public health, livelihoods, future skills, climate &amp; water</b>.<br>
 Our partners include ICICI Bank, SKF, Bosch, IBM, Diageo, DP World, Future Generali, Airbus, Arvind, LG, Hero MotoCorp, Sandvik, Vastu Housing Finance, DCM Shriram, L&amp;T and many others.<br>
<br>
For more information, visit: www.csrbox.org</p>
<p><b><i>
Curious about what Life @ CSRBOX /BharatCares looks like? Explore: </i></b><b>https://csrbox.org/Life-at-CSRBOX/</b></p><p></p>
<h5 class="jobSectionHeader"><b>About the Position</b></h5>
<p></p><p>The Manager &ndash; Finance &amp; Compliance will lead financial stewardship and statutory compliance for CSRBOX. This role requires strong domain knowledge in accounting standards, regulatory compliance, audits, and internal controls, ensuring financial discipline and timely reporting that supports organizational growth.</p>
<p></p><h5 class="jobSectionHeader"><b>Responsibilities
</b></h5><p></p><p><b>Financial Management</b></p>
<ul>
<li>Oversee and manage the preparation and maintenance of accurate financial records, including general ledger, reconciliations, and journal entries.</li>
<li>Ensure efficient management of accounts payable and receivable, including timely invoicing and payments.</li>
<li>Monitor cash flow, prepare forecasts, and ensure the financial health of the organization.</li>
<li>Lead the preparation of budgets and provide financial analysis to support strategic decision-making.</li>
</ul>
<p><b>Compliance and Regulatory Adherence</b></p>
<div>
<ul><li>Ensure timely and accurate filing of statutory returns, including GST, TDS, income tax.</li></ul>
<ul><li>Monitor compliance with corporate, labor, and other applicable laws and regulations.</li></ul>
<ul><li>Develop and implement policies to ensure adherence to financial and regulatory standards.</li></ul>
<ul><li>Stay updated on regulatory changes and ensure timely adjustments to maintain compliance.</li></ul>
</div>
<p><b>Audit and Risk Management</b></p>
<div>
<ul><li>Coordinate internal, statutory, and tax audits, ensuring readiness and addressing queries efficiently.</li></ul>
<ul><li>Implement audit recommendations to strengthen internal controls and improve processes.</li></ul>
<ul><li>Identify financial and compliance risks and develop mitigation strategies.</li></ul>
</div>
<p><b>Reporting and Documentation</b></p>
<div>
<ul><li>Prepare and present accurate and timely financial statements and compliance reports for stakeholders.</li></ul>
<ul><li>Maintain organized and up-to-date documentation of all financial and compliance activities.</li></ul>
<ul><li>Provide detailed variance analysis and actionable insights to senior management.</li></ul>
</div>
<p><b>Internal Controls and Process Improvement</b></p>
<div>
<ul><li>Establish and enforce robust internal controls to safeguard assets and ensure accuracy in financial reporting.</li></ul>
<ul><li>Continuously evaluate and improve financial and compliance processes for operational efficiency.</li></ul>
<ul><li>Leverage technology and automation to streamline accounting and compliance activities.</li></ul>
</div>
<p><b>Strategic Support and Collaboration</b></p>
<div>
<ul><li>Act as a strategic partner to the leadership team, providing insights on financial performance and compliance matters.</li></ul>
<ul><li>Collaborate with cross-functional teams to ensure alignment of financial and compliance processes with business objectives.</li></ul>
<ul><li>Contribute to business planning and decision-making through data-driven insights.</li></ul>
</div>
<p><b>Required Skills &amp; Competencies</b></p>
<ul>
<li>In-depth knowledge of accounting standards, taxation &amp; compliance frameworks (Tally/ERP expertise preferred)</li>
<li>Advanced proficiency in MS Excel and financial reporting tools</li>
<li>Strong analytical and documentation skills with attention to accuracy</li>
<li>Stakeholder coordination and vendor management experience</li>
<li>Ability to manage confidential information with integrity</li>
</ul>
<p></p><h5 class="jobSectionHeader"><b>Mandatory Qualification and Experience:
</b></h5><p></p><ul><li>Master&rsquo;s in Commerce/Finance (M.Com/MBA Finance) or Chartered Accountant (Inter/Final) preferred</li>
<li>Professional certifications related to compliance and finance will be an added advantage</li>
</ul><p></p><p>Behavioral Traits</p>
<ul><li>Strong ownership, process discipline &amp; problem-solving mindset</li>
<li>Ability to work under deadlines and handle multiple priorities</li>
<li>Ethical, detail-oriented, and proactive</li>
</ul>
<p></p><h5 class="jobSectionHeader"><b>Desirable</b></h5>
</div><p></p><div><div><div><h2 class="jobSectionHeader"><b>How to apply</b></h2>
</div></div><p></p><p><b>Please apply using this link </b><b>https://forms.gle/LxnqQY8VBzEi7cSC8</b></p>
<p><b>
Keep your latest, updated CV file handy for the upload.</b></p></div></div><p></p>

Manager-Finance and Compliance

Aum Sah Foundation

<p><b>About Ionz Group</b></p><p>Ionz Group is a dynamic and diversified business conglomerate headquartered in Mumbai, with ventures across marketing, technology, media, and lifestyle. Our ecosystem includes <b>IdeateLab</b>, <b>Icogz</b>, <b>AI Studio</b>, <b>Alcohowl</b>, and <b>ThingsToDo</b>, each driving innovation and impact within its domain. Together, we are committed to building future-ready brands that seamlessly integrate creativity, data, and technology to shape meaningful consumer experiences and business growth.</p><p><b>Role Overview</b></p><p>We are seeking a proactive and detail-oriented <b>Assistant Manager &ndash; Finance &amp; Compliance</b> to oversee the company&rsquo;s financial operations, commercial activities, and statutory compliance across India and Dubai. The ideal candidate will have strong expertise in accounting systems, legal coordination, and compliance management, along with excellent communication skills and the ability to work independently in a dynamic business environment.</p><p><b>Key Responsibilities</b></p><p>&middot; Prepare and analyse MIS reports, financial statements, and Excel-based reports for management review.</p><p>&middot; Oversee compliance and legal requirements for both India and Dubai, including liaising with consultants, government authorities, and legal advisors.</p><p>&middot; Oversee and represent client recovery cases and court visits as and when required.</p><p>&middot; Handle commercial documentation, vendor and client agreements, and ensure all contracts comply with applicable laws.</p><p>&middot; Coordinate with vendors, clients, and internal teams on trademark and copyright applications, finance, and compliance-related matters.</p><p>&middot; Conduct outdoor visits to government departments, banks, and courts as required.</p><p>&middot; Identify process gaps and implement effective and efficient solutions independently.</p><p>&middot; Stay updated with Dubai accounting laws and compliance processes and apply them to day-to-day operations.</p><p>&middot; Support management with budgeting, cash flow management, and financial planning.</p><p><b>Requirements &amp; Qualifications</b></p><p>&middot; Bachelor&rsquo;s or Master&rsquo;s degree in Commerce, Accounting, Finance, or related field.</p><p>&middot; <b>5&ndash;8</b> years of experience in Finance, Accounts, or Compliance (exposure to both Indian and Dubai laws preferred).</p><p>&middot; Strong command over Tally ERP, Excel, and financial reporting tools.</p><p>&middot; Excellent communication skills, fluent in written and spoken English.</p><p>&middot; Well-groomed, professional, and presentable demeanour.</p><p>&middot; Proven ability to work independently, manage multiple tasks, and meet deadlines.</p><p>&middot; Willingness to learn and adapt to new systems, especially Dubai financial and legal frameworks.</p><p>&middot; Familiarity with commercial contracts, vendor management, and legal documentation.</p><p>&middot; Readiness for outdoor visits and coordination with government offices or courts as and when required.</p><p><b>Why Join Us</b></p><p>Be part of a fast-growing creative powerhouse that&rsquo;s fusing human innovation with AI excellence. At Ionz, you&rsquo;ll work in a dynamic, future-focused environment where your financial expertise and compliance leadership directly support the agency&rsquo;s expansion across India and Dubai. Join us to grow with a team that values integrity, agility, and smart innovation at every step.</p><p><b>Apply at hr@ideatelab.com</b></p><p>Job Types: Full-time, Permanent</p><p>Benefits:</p><ul><li>Paid time off</li><li>Provident Fund</li></ul><p>Work Location: In person</p>

Assistant Manager - Finance & Compliance

Weekday

<div><div><b>This role is for one of our clients</b></div><div></div><div><br>
Company Name: Sarga Consultants</div><div>
Industry: Staffing and Recruiting</div><div>
Seniority level: Mid-Senior level</div><div></div><div><br>
Min Experience: 5 years</div><div>
Location: Pune</div><div>
JobType: full-time</div>
<div>We are seeking a highly skilled finance leader to oversee end-to-end accounting, compliance, and taxation functions while enabling strong financial governance and business decision support. This role requires a blend of technical expertise in financial reporting, tax strategy, and regulatory compliance, along with the ability to drive process excellence and partner with cross-functional teams.</div><div></div><div><b><br>
Key Responsibilities</b></div><div><b>
Financial Accounting &amp; Reporting</b></div><div>
Lead and manage all accounting operations, including general ledger, reconciliations, and period-end closures.</div><div>
Ensure accurate preparation of financial statements, dashboards, and management reports in line with applicable standards.</div><div>
Strengthen internal controls and financial policies to ensure transparency, accuracy, and audit readiness.</div><div>
Direct coordination with statutory, internal, and tax auditors to ensure smooth and timely audit completion.</div><div>
Ensure adherence to Ind-AS and other statutory reporting frameworks.</div><div><b>
Taxation &amp; Regulatory Compliance</b></div><div>
Oversee all aspects of direct and indirect taxation including GST, TDS, and corporate tax filings.</div><div>
Manage tax assessments, audits, notices, and representation before regulatory authorities.</div><div>
Monitor changes in tax laws and regulatory landscapes; evaluate impact and recommend corrective actions.</div><div>
Lead tax planning initiatives to optimize liabilities, credits, and incentives.</div><div>
Ensure compliance with SEZ norms, transfer pricing policies, and other applicable financial regulations.</div><div><b>
Business Finance &amp; Strategic Planning</b></div><div>
Partner with leadership to support financial planning, budgeting, and profitability analysis.</div><div>
Provide insights on cost optimization, tax structuring, and cash flow efficiency.</div><div>
Drive initiatives to improve financial processes, automation, and governance.</div><div>
Identify financial risks and implement strong mitigation and monitoring controls.</div><div>
Lead working capital planning, fund allocation, and treasury operations where required.</div><div></div><div><b><br>
Skills &amp; Experience Required</b></div><div>
Chartered Accountant (CA) or equivalent professional qualification preferred.</div><div>
8+ years of experience in accounting, taxation, financial compliance, and audit management.</div><div>
Strong working knowledge of tax laws, Ind-AS, statutory filings, and regulatory frameworks.</div><div>
Experience working with SEZ entities, export-driven organizations, or multi-entity structures (preferred).</div><div>
Proven ability to lead teams, manage stakeholders, and influence financial outcomes.</div><div>
Strong analytical thinking, attention to detail, and structured problem-solving mindset.</div>
<p>
We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us.</p></div>

Senior Finance & Compliance Manager

Ameriprise Financial

<div>The Wealth Management Solutions (WMS) Products Risk Manager will assist, oversee, and influence business partners and senior business leaders for WMS Products (e.g. mutual fund, 529 plans, alternative investments, capital markets and structured products) and/or larger scope initiatives to ensure that adequate compliance policies and procedures are developed, implemented and maintained. Responsibilities include policy, controls, and risk initiative oversight and management, product compliance and supervisory activities (WSP, SOX, PPASP, etc.), as well as participating in projects or other initiatives to drive the business agenda. This role will work with internal cross-organizational business partners, as well as external product firms to perform their product management and oversight functions.<p></p><h2 class="jobSectionHeader"><b>
Key Responsibilities</b></h2><ul><li><p>
Work with business partners and senior leaders to ensure that adequate compliance and risk policies and procedures are developed and implemented</p></li><li><p>
Understand applicable laws and regulations, analyze their effect on business practices, and work with the General Counsel Office (GCO), Compliance and Operational Risk areas as needed to clarify requirements and address related issues.</p></li><li><p>
Maintain current knowledge of industry practices and developments. Escalate issues and maintain records, as required or appropriate. Take action within authority or review with leader/GCO Compliance/Operational Risk groups prior to taking action.</p></li><li><p>
Support and Manage WMS Product compliance and risk initiatives. Provide coaching/training and actively partner with product and relationship management, due diligence, and IRG on WMS products appropriate business partners and leaders with respect to key business initiatives. Spot trends and influence change.</p></li><li><p>
Participate in cross organizational initiatives representing WMS Products as subject matter expert.</p></li><li><p>
Coordinate and support timely responses to regulatory, internal or external audit, or risk and compliance testing requests.</p></li><li><p>
Take action within authority or review with leader prior to taking action.</p></li><li><p>
Lead complex and non-routine issue resolution with internal/external partners.</p></li><li><p>
Identify and recommend changes to policies, procedures and reporting.</p></li><li><p>
Perform as the business SME or lead on small to medium size projects.</p></li></ul><h2 class="jobSectionHeader"><b><br>
Required Qualifications</b></h2><ul><li><p>
Bachelor's degree (or equivalent work experience)</p></li><li><p>
5+ years of relevant experience</p></li><li><p>
Understanding of the regulations and laws that impact the assigned line of business</p></li><li><p>
Analytical, problem-solving, and synthesizing skills</p></li><li><p>
Strong Microsoft Excel skills</p></li><li><p>
Strong communication skills</p></li><li><p>
Active Series 7</p></li><li><p>
Active Series 24</p></li></ul><h2 class="jobSectionHeader"><b><br>
Preferred Qualifications</b></h2><ul><li><p>
Knowledge of Mutual Funds, 529 Plans, Alternative Investments, Capital Markets, and Structured Products.</p></li><li><p>
The role serves as a Subject Matter Expert and/or RP for required field training, and must demonstrate strong expertise in applying Reg BI, compliance, and risk management practices.</p></li><li><p>
A solid grasp of the regulatory environment, particularly as it pertains to complex products, is essential., or the ability to quickly learn them.</p></li></ul><p></p><p><b>
About Our Company</b><br>
We&rsquo;re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of 2024. With our team of more than 20,000 people in 20 countries, we advise, manage and protect assets and income of more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.</p><p></p><div><div><div><div><div><div><div><p><b>
Base Pay Salary</b></p></div></div></div></div></div></div></div>
The estimated base salary for this role is $81,700-105,000 $###,### / year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.<p></p><div><div><div><div><div><div><div><p>
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.</p></div></div></div></div></div></div></div><p></p><div><div><div><div><div><div><div><p><b>
Full-Time/Part-Time</b></p></div></div></div></div></div></div></div>
Full time<p></p><div><div><div><div><div><div><div><p><b>
Exempt/Non-Exempt</b></p></div></div></div></div></div></div></div>
Exempt<p></p><div><div><div><div><div><div><div><p><b>
Job Family Group</b></p></div></div></div></div></div></div></div>
Legal Affairs<p></p><div><div><div><div><div><div><div><p><b>
Line of Business</b><b>
</b></p></div></div></div></div></div></div></div>FPPS Wealth Management Solutions</div>

Manager, Business Unit Risk-Compliance Liaison - Ameriprise Financial

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