financial compliance manager

AML RightSource

<div><p><b>Job Description:</b></p><div><p>
As a Manager within the Financial Crime Compliance Delivery Team, you will be responsible for leading a team of analysts by providing the coaching and oversight needed to ensure all projects meet organizational and client objectives. You will serve as a coach and mentor to ensure successful outcomes of engagements. In this position, you will also have direct client contact while establishing cross-functional communication across multiple internal business units.</p><p></p><p>
You are a subject matter expert in KYC and AML domain. Your areas of focus will be to ensure compliance with regulatory requirements related to KYC, AML, and CTF, develop, implement, and maintain effective KYC, and AML policies and procedures and conduct regular reviews and audits of KYC processes and records to identify areas of improvement and ensure compliance.</p><p></p><p>
We are seeking individuals with a high level of client orientation and customer focus, experience in consulting, dynamic fast-paced environment with strong Financial Crime Compliance subject matter expertise and the ability to coach, mentor and lead.</p><p></p><p><b>
Primary Responsibilities</b></p><ul><li>
Manage a team of 25+ analysts</li><li>
Identify top talent among the team and coach and develop leaders</li><li>
Evaluate team members for purposes of hire, termination, advancement, promotion or other job change.</li><li>
Interact regularly with major clients to strengthen the partnership, report results, and identify new opportunities for services provided.</li><li>
Oversee the team's production and results, seeking opportunities for improved efficiency and streamlined processes and conduct quality control review as necessary.</li><li>
Provide production/service reporting to senior leadership and clients.</li><li>
Work directly with partnership team to develop subject matter expertise and expand advisory services and consulting opportunities with clients.</li><li>
Involvement in certain internal strategic initiatives across the Managed Services practice working closely with Sr. Managers and others.</li></ul><p></p><p><b>
Required Qualifications</b></p><ul><li>
Bachelor&rsquo;s Degree with 12-15 years or more of Anti-Money Laundering (AML) experience or Know-Your-Customer Experience.</li><li>
Management experience and proven decision-making ability</li><li>
Ability to lead projects, develop timelines, coordinate project teams and implement action items during the life of a project.</li><li>
Ability to multi-task, work independently and as part of a team, establishing cooperative and collaborative working relationships.</li></ul><p></p><p><b>
Preferred Qualifications</b></p><ul><li>
Professional Certification- ACAMS</li><li>
Master&rsquo;s degree</li><li>
Strong entrepreneurial spirit, highly collaborative, able to express ideas readily, manage change fluidly, able to influence and identify opportunities.</li></ul></div><p></p><h2 class="jobSectionHeader"><b><br>
AML RightSource is committed to fostering a diverse work environment and is proud to be an equal opportunity employer. We provide equal employment opportunities to all qualified applicants without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.</b></h2><p></p><p><b>
Recruitment Scam Alerts</b></p><p><b>
We&rsquo;re aware of an increase in recruitment scams where individuals falsely claim to represent AML RightSource. These scammers may ask for money or personal information by offering fake job opportunities through e-mail, text message or social media. Please verify the source of any job-related communications carefully. All official AML RightSource communications are conducted through &quot;@amlrightsource.com&quot; email addresses. If you encounter suspicious messages, do not respond.</b></p></div>

Financial Crime Compliance, Manager - Gurgaon, India

<div><p><b>Job Description:</b></p><div><div><p><b>
About AML RightSource</b></p><p>
We are AML RightSource, the leading technology-enabled managed services firm focused on fighting financial crime for our clients and the world. Headquartered in Cleveland, Ohio, and operating across the globe, we are a trusted partner to our financial institution, FinTech, money service business, and corporate clients.</p><p></p><p>
Using a blend of highly trained anti-financial crime professionals, cutting-edge technology tools, and industry-leading consultants, we help clients with their AML/BSA, transaction monitoring, client onboarding (KYC), enhanced due diligence (EDD), and risk management needs.</p><p></p><p>
We support clients in meeting day-to-day compliance tasks, urgent projects, and strategic changes. Globally, our staff of more than 6,000 highly trained analysts and subject matter experts is the industry's largest group of full-time compliance professionals. Together with our clients, we are Reimagining Compliance.</p><p></p><p><b>
About the Position</b></p></div><div><p>
As a Manager within the Financial Crime Compliance Delivery Team, you will be responsible for leading a team of analysts by providing the coaching and oversight needed to ensure all projects meet organizational and client objectives. You will serve as a coach and mentor to ensure successful outcomes of engagements. In this position, you will also have direct client contact while establishing cross-functional communication across multiple internal business units.</p><p></p><p>
You are a subject matter expert in KYC and AML domain. Your areas of focus will be to ensure compliance with regulatory requirements related to KYC, AML, and CTF, develop, implement, and maintain effective KYC, and AML policies and procedures and conduct regular reviews and audits of KYC processes and records to identify areas of improvement and ensure compliance.</p><p></p><p>
We are seeking individuals with a high level of client orientation and customer focus, experience in consulting, a dynamic fast-paced environment with strong Financial Crime Compliance subject matter expertise and the ability to coach, mentor and lead.</p></div><p></p><div><p><b><br>
Primary Responsibilities</b></p></div><div><ul><li><p>
Manage a team of 25+ analysts &bull; Identify top talent among the team and coach and develop leaders into Senior Analyst II roles. &bull; Evaluate team members for purposes of hire, termination, advancement, promotion or other job change.</p></li><li><p>
Manage client projects &bull; Interact regularly with major clients to strengthen the partnership, report results, and identify new opportunities for services provided.</p></li><li><p>
Oversee the team's production and results, seeking opportunities for improved efficiency and streamlined processes and conduct quality control review as necessary.</p></li><li><p>
Provide production/service reporting to senior leadership and clients.</p></li><li><p>
Work directly with partnership team to develop subject matter expertise and expand advisory services and consulting opportunities with clients.</p></li><li><p>
Involvement in certain internal strategic initiatives across the Managed Services practice working closely with Sr. Managers and others</p></li></ul></div><div><p><br>
</p></div><div><p><b>Required Q</b><b>ualifications</b></p></div><div><ul><li><p>
Bachelor&rsquo;s Degree with 10+ years or more of Anti-Money Laundering (AML), or KYC Management experience</p></li><li><p>
Management experience and proven decision-making ability</p></li><li><p>
Ability to lead projects, develop timelines, coordinate project teams and implement action items during the life of a project.</p></li><li><p>
Ability to multi-task, work independently and as part of a team, establishing cooperative and collaborative working relationships.</p></li></ul></div></div><div></div><div><div><p><br>
</p></div><div><p><b>Preferred Q</b><b>ualifications</b></p></div><div><ul><li><p>
Professional Certification (CAMS)</p></li></ul></div><div><ul><li><p>
Experience in a consulting or managed service environment</p></li></ul></div><div><ul><li><p>
Master&rsquo;s degree</p></li></ul></div><div><ul><li><p>
Strong entrepreneurial spirit, highly collaborative, able to express ideas readily, manage change fluidly, able to influence and identify opportunities.</p></li></ul></div></div><p></p><h2 class="jobSectionHeader"><b><br>
AML RightSource is committed to fostering a diverse work environment and is proud to be an equal opportunity employer. We provide equal employment opportunities to all qualified applicants without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.</b></h2><p></p><p><b>
Recruitment Scam Alerts</b></p><p><b>
We&rsquo;re aware of an increase in recruitment scams where individuals falsely claim to represent AML RightSource. These scammers may ask for money or personal information by offering fake job opportunities through e-mail, text message or social media. Please verify the source of any job-related communications carefully. All official AML RightSource communications are conducted through &quot;@amlrightsource.com&quot; email addresses. If you encounter suspicious messages, do not respond.</b></p></div>

Financial Crime Compliance Manager -Kolkata, India (Global Experience required)

T Koshy & Co, Chartered Accountants

<p>The Compliance Manager will head the firm&rsquo;s virtual CFO initiatives, ensuring smooth financial operations across client engagements. This role includes oversight of accounting retainerships, GST compliance management, audits, and the preparation of MIS reports. The ideal candidate should have solid expertise in taxation, financial reporting, and statutory audit procedures, along with the ability to design and maintain efficient compliance frameworks for diverse businesses. The position requires leadership skills to coordinate teams, manage timelines, and ensure client financial systems operate seamlessly within regulatory norms.&#8203;</p><p><b>Key Responsibilities:</b></p><ul><li>Lead virtual CFO services and manage ongoing accounting retainership engagements.</li><li>Oversee statutory, tax, and GST compliance filings and regulatory reporting.</li><li>Supervise audit processes and ensure timely completion of financial statements.</li><li>Design and review MIS reporting systems for actionable insights to management.</li><li>Coordinate with client leadership to support budgeting, forecasting, and financial planning.</li><li>Maintain adherence to company and statutory standards while improving process efficiency.&#8203;</li></ul><p><b>Expected qualifications and skills : </b></p><p>CA articleship completed candidates (Semi qualified or partly qualified)/ Accounts/tax/finance graduates or postgraduates with 3 years relevant exposure and experience in the segment.</p><p>High level technical expertise in accounting packages, spreadsheets and MS office packages expected.</p><p>Payouts will include incentives based on work volume month on month.</p><p>Job Type: Full-time</p><p>Pay: &#8377;20,000.00 - &#8377;40,000.00 per month</p><p>Work Location: In person</p>

Compliance Manager

Avestar Advisory

<p><b>Role Description</b></p><p>This is a full-time on-site role for a <b>Manager &ndash; Global Accounts &amp; Compliance</b> at Chennai, with an overall experience of 8+ years and team management experience of 3+ years to oversee bookkeeping, accounting, and compliance across our group entities in <b>India, the United States, and Singapore</b>. The ideal candidate will be responsible for maintaining accurate financial records, ensuring compliance with local statutory requirements, and providing consolidated financial reporting to management.</p><p>This role will serve as the <b>central accounting manager</b>, working closely with local advisors (US CPA, India CA support, Singapore accounting firms) and the leadership team.</p><p><b>Key Responsibilities</b></p><p><b>Accounting &amp; Bookkeeping</b></p><ul><li>Maintain day-to-day accounting and bookkeeping for multiple entities (India, US, Singapore).</li><li>Oversee monthly/quarterly/annual financial close, ensuring accuracy of trial balances.</li><li>Manage intercompany transactions, reconciliations, and eliminations.</li><li>Prepare management MIS and consolidated financial reports.</li></ul><p><b>Compliance &amp; Coordination</b></p><ul><li>Ensure compliance with Indian regulations (GST, TDS, PF/ESI, ROC filings).</li><li>Coordinate with US CPA firms for federal/state filings and compliance.</li><li>Coordinate with Singapore accounting firms for ACRA filings, GST, and tax compliance.</li><li>Track statutory compliance calendars and ensure timely submissions.</li></ul><p><b>Audit &amp; Reporting</b></p><ul><li>Liaise with statutory auditors in each country.</li><li>Support preparation of tax returns and statutory financials.</li><li>Manage treasury, banking, and FX transactions for cross-border operations.</li></ul><p><b>Systems &amp; Process</b></p><ul><li>Implement and maintain accounting systems (QuickBooks, Xero, Zoho, or similar).</li><li>Standardize chart of accounts and reporting formats across entities.</li><li>Ensure proper internal controls for payments, approvals, and documentation.</li></ul><p><b>Qualifications &amp; Skills</b></p><ul><li>Chartered Accountant (CA) or CPA equivalent; semi-qualified CA with strong experience may also be considered.</li><li><b>5&ndash;8 years of experience</b> in bookkeeping, accounting, and compliance; prior experience in <b>multi-entity or multinational setups</b> preferred.</li><li>Knowledge of <b>Ind AS, IFRS, US GAAP basics</b>.</li><li>Familiarity with GST, TDS, US tax basics, and Singapore statutory requirements.</li><li>Strong skills in <b>Excel</b> and accounting software (QuickBooks, Xero, Zoho, or NetSuite).</li><li>Excellent communication and ability to coordinate with cross-border teams.</li><li>Strong organizational and analytical skills.</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: From &#8377;1,000,000.00 per year</p><p>Benefits:</p><ul><li>Health insurance</li><li>Leave encashment</li></ul><p>Ability to commute/relocate:</p><ul><li>Sholinganallur, Chennai, Tamil Nadu: Reliably commute or planning to relocate before starting work (Required)</li></ul><p>Education:</p><ul><li>Master's (Preferred)</li></ul><p>Experience:</p><ul><li>total work: 8 years (Required)</li></ul><p>License/Certification:</p><ul><li>CA/CMA/ACCA or Equivalent qualification? (Required)</li></ul><p>Work Location: In person</p>

Finance Manager – Global Accounts & Compliance

Intuit

<div><h2 class="jobSectionHeader"><b>Overview</b></h2><div>
Come join our team of leaders, learners, and world-class compliance professionals. We are part of an amazing team bringing financial services offerings to market to power prosperity for our customers all over the world! We are seeking a Senior Regulatory Compliance Manager to support our money transmission and regulatory product compliance program, guiding the company as it grows its money movement programs and capabilities. This role will be instrumental in a highly effective team to mitigate regulatory compliance risks.</div><div></div><div><br>
We believe diversity and inclusion among our teammates produces better results and is critical to our success as a global company. We are committed to recruiting, developing, and retaining the most talented people from a diverse candidate pool.</div><div></div><div><br>
This role is hybrid with on-site expectations of 3 days per week.</div><p><b><br>
Responsibilities</b></p><ul><li>
Provide expert regulatory advice and guidance to business, product, engineering, and legal teams on U.S. money transmission laws, consumer protection regulations (e.g., Reg E, UDAAP), and internal policies to drive product compliance across all offerings.</li><li>
Develop, maintain, and enhance the Regulatory Compliance oversight framework, including policies, procedures, and controls related to money transmission and consumer financial protection.</li><li>
Execute compliance monitoring and testing, provide challenge on control design, manage regulatory change implementation, and proactively identify and mitigate emerging compliance risks in partnership with first-line teams.</li><li>
Partner closely with product development, operations, finance, and risk management to embed compliance considerations throughout the product lifecycle and business operations.</li><li>
Conduct comprehensive compliance risk assessments, prepare key risk indicator reports, and present findings and recommendations to senior management, committees, and the board.</li><li>
Represent the company&rsquo;s regulatory compliance program to external regulators, auditors, and partners, while staying current with industry trends and promoting a culture of compliance as a strategic advantage.</li></ul><div></div><p><b><br>
Qualifications</b></p><ul><li>
Bachelor&rsquo;s Degree or equivalent experience, with 5-8+ years in regulatory compliance, legal, risk, or advisory roles within fintech, payments, or financial services.</li><li>
Deep expertise in U.S. state Money Transmission Laws, federal consumer protection regulations (e.g., Regulation E, UDAAP, E-Sign Act), and FFIEC guidelines.</li><li>
Proven ability to analyze complex regulations, translate them into actionable business requirements, and use this knowledge to solve problems and drive compliant business decisions.</li><li>
Excellent communication, interpersonal, and presentation skills, with experience advising technical (product/engineering) and business stakeholders, and presenting to senior management.</li><li>
Proactive, self-starter with strong project management skills, capable of managing multiple priorities and driving initiatives forward with limited direction in a dynamic, fast-paced environment.</li><li>
Legally authorized to work in the U.S.; relevant certifications (CRCM, CAMS) and experience with GRC tools, Jira, or data querying (SQL) are strong advantages</li></ul><p><br>
Intuit provides a competitive compensation package with a strong pay for performance rewards approach. This position will be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at Intuit&reg;: Careers | Benefits). Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing fair pay for employees, Intuit conducts regular comparisons across categories of ethnicity and gender. The expected base pay range for this position is:</p><p></p><div><br>
Bay Area California: 159,000 - 215,000<br>
Southern California: 142,000 - 192,500</div></div>

Staff Regulatory Compliance Manager - Money Transmission

Search 10000+ Financial compliance manager jobs near you this October. New roles added regularly across leading industries. Apply today.

10000 financial compliance manager jobs NEAR_ME

Financial Crime Compliance, Manager - Gurgaon, India

Financial Crime Compliance Manager -Kolkata, India (Global Experience required)

Compliance Manager

Finance Manager – Global Accounts & Compliance

Staff Regulatory Compliance Manager - Money Transmission

Staff Regulatory Compliance Manager - Money Transmission

Staff Regulatory Compliance Manager - Money Transmission