financial compliance officer

York Towers

<div>
 York Holding Group is a diversified investment and development group with a portfolio spanning real estate, technology, and financial innovation. The group operates through three specialized business verticals that complement each other to drive growth across the real estate ecosystem, from large-scale property development, to next-generation PropTech solutions, to a regulated FinTech platform transforming real estate investment through digital tokenization and fractional ownership. United by a shared vision of innovation, transparency, and excellence, York Holding Group continues to shape the future of living, investing, and digital real estate experiences across the region.
 
 
 
 Position:
 
 Compliance Officer
 
 
 
 Department:
 
 Compliance &amp; Risk
 
 
 
 Unit:
 
 Regulatory Compliance Unit
 
 
 
 About The Company
 
 
 
 A
 
 regulated fintech platform
 
 transforming real estate investment through
 
 tokenization and fractional ownership
 
 . The platform connects investors with vetted, income-generating real estate opportunities, blending traditional real estate security with fintech innovation.
 
 
 With operations launching by
 
 mid-next year
 
 , the company is building a world-class team to lead the region&rsquo;s move toward digital, transparent, and compliant real estate investment solutions.
 
 
 
 Position Summary
 
 
 
 The
 
 Compliance Officer
 
 will design, implement, and oversee the company&rsquo;s compliance framework in accordance with
 
 CMA, SAMA, and AML/CFT regulations
 
 . This position will be based in
 
 Saudi Arabia
 
 and acts as the primary liaison with regulatory authorities.
 
 
 
 Key Responsibilities
 
 
 
 <ul>
 <li>
 Develop and maintain compliance policies, frameworks, and manuals.
 </li>
 <li>
 Serve as the main point of contact with CMA for inspections and filings.
 </li>
 <li>
 Conduct internal reviews, AML audits, and regulatory reporting.
 </li>
 <li>
 Deliver staff training on ethics, AML, and compliance obligations.
 </li>
 <li>
 Report compliance breaches directly to the Board and CMA.
 </li>
 <li>
 Ensure readiness for CMA licensing and FinTech Lab approval.
 
 
 </li>
 </ul>
 
 Regulatory &amp; CMA Compliance
 
 
 
 <ul>
 <li>
 Acts as the Controlled Function &ndash; Compliance Officer under CMA APR.
 </li>
 <li>
 Ensures compliance with AML Laws, FinTech Lab Standards, and Authorized Persons Regulations.
 </li>
 <li>
 Maintains awareness of CMA circulars and enforcement practices.
 
 
 </li>
 </ul>
 
 Qualifications &amp; Experience
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in Law, Finance, or Business; ICA certification preferred.
 </li>
 <li>
 5+ years in compliance, legal, or audit within financial services or fintech.
 </li>
 <li>
 Strong knowledge of CMA and SAMA regulatory frameworks.
 </li>
 <li>
 Excellent reporting and communication skills.
 </li>
 <li>
 Required Certifications: CME-1B, CME-2A, and CME-2B (exemptions apply for ICA Advanced Certificate holders).
 </li>
 <li>
 If not available, the company will sponsor the required CME certifications (as mandated by the CMA) before licensing.
 
 
 </li>
 </ul>
 
 Reporting Line
 
 
 
 Reports functionally to the
 
 Board of Directors
 
 and administratively to the
 
 Chief Executive Officer (CEO)
 
 .
 
 
 
 Work Location
 
 
 
 📍 Riyadh, Saudi Arabia
</div>

Compliance Officer (Fintech)

URBX Worldwide Logistics

### Job Title: Auditor cum Compliance Officer### Reporting To: Director Board### Job Summary:The Auditor cum Compliance Officer will be responsible for ensuring that the URBX group of companies adheres to internal policies and external regulations. This role involves conducting audits, assessing compliance risks, detecting fraud, and providing recommendations to the Director Board to enhance the company's governance and compliance framework. The incumbent will also play a key role in financial reviews, continuous improvement initiatives, and providing advisory services.### Key Responsibilities:- *Audit Management:*- Conduct internal audits to evaluate the effectiveness of internal controls, risk management, and governance processes.- Develop and implement audit plans and programs.- Prepare detailed audit reports with findings, recommendations, and action plans.- Follow up on audit recommendations to ensure timely implementation.- *Compliance Oversight:*- Develop and maintain compliance policies and procedures.- Monitor and ensure adherence to regulatory requirements and internal policies.- Conduct compliance risk assessments and identify areas of improvement.- Provide guidance and training to employees on compliance matters.- *Risk Management:*- Identify, assess, and monitor company risks.- Develop and implement risk mitigation strategies.- Prepare risk assessment reports for senior management and the Director Board.- *Financial Reviews:*- Conduct thorough financial reviews to ensure accuracy and compliance with financial reporting standards.- Analyze financial statements and reports to identify discrepancies and areas of concern.- Provide recommendations for financial process improvements and cost-saving measures.- *Fraud Detection:*- Implement and oversee fraud detection and prevention programs.- Conduct investigations into suspected fraudulent activities and report findings to senior management.- Develop anti-fraud policies and procedures to minimize the risk of fraudulent activities.- *Continuous Improvement:*- Identify opportunities for process improvements and efficiency gains within the audit and compliance functions.- Implement best practices and innovative solutions to enhance the company&rsquo;s governance framework.- Stay updated with industry trends and regulatory changes to continuously improve compliance efforts.- *Advisory Role:*- Provide strategic advice to the Director Board and senior management on audit and compliance matters.- Assist in developing and implementing policies and procedures to strengthen the company&rsquo;s internal controls and compliance framework.- Act as a trusted advisor on regulatory requirements and industry best practices.- *Regulatory Liaison:*- Act as the primary point of contact for regulatory bodies and external auditors.- Ensure timely and accurate submission of regulatory reports and filings.- Stay up-to-date with changes in regulatory norms and laws that apply to the business.- *Reporting:*- Prepare comprehensive reports for the Director Board on audit findings, compliance status, and risk assessments.- Present audit and compliance reports to senior management and the Director Board.### Qualifications:- Bachelor's or Master's degree in Accounting, Finance, Business Administration, or a related field.- Professional certifications such as CPA, CIA, CISA, or equivalent.- Minimum of 5 years of experience in auditing, compliance, or risk management.- Strong knowledge of regulatory requirements and industry best practices.- Excellent analytical, communication, and interpersonal skills.### Skills:- Proficiency in accounting tools, audit and compliance software, and the Microsoft Office Suite.- Strong understanding of internal controls, risk management frameworks, and financial reporting standards.- Ability to work independently and as part of a team.- Attention to detail and strong organizational skills.- Ability to handle confidential information with integrity.### Work Environment:- Office-based with occasional travel to company locations for audits and compliance assessments.This role is crucial for maintaining the integrity and compliance of the URBX group of companies. The ideal candidate will have a strong background in auditing and compliance, with the ability to provide strategic insights to the Director Board.Job Types: Full-time, PermanentPay: &#8377;25,000.00 - &#8377;35,000.00 per monthWork Location: In person

Auditor Cum Compliance officer

Richmee

Job Title: Compliance Officer &ndash; Stock Market &amp; Investment AdvisoryCompany: Sanket Awate Fintech Private Limited Location: Kolhapur, Maharashtra Job Type: Full-time | On-siteAbout Us:Sanket Awate Fintech Pvt. Ltd. is a SEBI-registered Investment Advisory firm (INA000019381) offering services in mutual funds, insurance, stock market, and financial education. We are committed to maintaining the highest standards of compliance and ethical business practices.Key Responsibilities:<ul><li>Ensure adherence to SEBI, AMFI, IRDAI, and Exchange-related compliance regulations.</li><li>Maintain proper records, filings, and documentation for all financial activities.</li><li>Oversee periodic audits, internal control checks, and regulatory reporting.</li><li>Update and implement company policies in line with changing regulatory norms.</li><li>Coordinate with departments (Brokerage, Mutual Fund, Insurance, YouTube &amp; Marketing) for compliance checks.</li><li>Monitor client advisory communications and marketing content for SEBI compliance.</li></ul>Required Qualifications:<ul><li>Graduate / Postgraduate in Finance, Commerce, or Law.</li><li>Mandatory NISM Certifications:</li><li>NISM-Series-V-A: Mutual Fund Distributors</li><li>NISM-Series-X-A / X-B: Investment Adviser (Level 1 &amp; 2)</li><li>NISM-Series-XX-A: Registered Investment Adviser (Compliance focus)</li><li>Minimum 1&ndash;3 years of experience in compliance, audit, or advisory domain preferred.</li></ul>Skills Required:<ul><li>Strong understanding of SEBI, AMFI, and RBI regulatory framework.</li><li>Good command over Excel, Google Workspace, and documentation tools.</li><li>Excellent communication, report writing, and analytical skills.</li><li>Detail-oriented and highly organized approach.</li></ul>Salary: &#8377;25,000 &ndash; &#8377;50,000 per month (Based on experience &amp; certifications)Joining: ImmediateJob Types: Full-time, PermanentPay: &#8377;20,000.00 - &#8377;50,000.00 per monthWork Location: In person

Compliance Officer – Stock Market & Investment Advisory

Fun Prime Technology

We are looking for a Taxation Officer who will be responsible for handling all FBR (Federal Board of Revenue)-related matters, ensuring full compliance with tax laws, filings, and reporting requirements. The ideal candidate should have a solid understanding of Pakistan&rsquo;s tax regulations, including income tax, sales tax, withholding tax, and corporate filings.Key Responsibilities:<ul><li>Manage and ensure timely filing of monthly, quarterly, and annual tax returns (Income Tax, Sales Tax, and Withholding Tax).</li><li>Maintain compliance with FBR rules and SROs applicable to the company.</li><li>Prepare and reconcile tax ledgers and reports for internal and external audits.</li><li>Handle tax notices, assessments, and correspondence with FBR and other authorities.</li><li>Ensure withholding tax deductions are made correctly and deposited on time.</li><li>Coordinate with external auditors, consultants, and tax advisors when required.</li><li>Maintain proper documentation and recordkeeping for all tax-related matters.</li><li>Stay updated with latest changes in tax laws, rates, and compliance deadlines.</li><li>Assist in financial statement preparation from a tax perspective.</li><li>Support management in tax planning and risk assessment to ensure cost efficiency and compliance.</li></ul>Required Skills &amp; Qualifications:<ul><li>Bachelor&rsquo;s degree in Finance, Accounting, Commerce, or related field (Master&rsquo;s preferred).</li><li>2&ndash;4 years of relevant experience in taxation, FBR compliance, or accounts.</li><li>Strong knowledge of FBR e-filing systems, IRIS portal, and PRA (if applicable).</li><li>Excellent understanding of Pakistan tax laws and regulations.</li><li>Proficiency in MS Excel, accounting software (e.g., QuickBooks, ERP).</li><li>Strong analytical, organizational, and problem-solving skills.</li><li>Attention to detail and ability to meet deadlines.</li></ul>Job Type: Full-timeWork Location: In person

Taxation Officer / FBR Compliance Executive

ICARDA

Reports to: Head of Finance
 Location: Cairo, Egypt
 
Main purpose of the position
 The CGIAR Red Palm Weevil Consortium is a high-priority, multi-partner initiative supported by UAE presidential court and the Gates Foundation. The consortium aims to deliver sustainable, science-based solutions to mitigate the impact of the Red Palm Weevil on LMICs primarily in north Africa and South Asia. ICARDA leads the consortium in delivering science-based, sustainable pest control solutions with regional impact. The initiative is grounded in accountability, scientific excellence, and cross-sector collaboration.
 The Project Finance & Compliance Officer (PFCO) is a key member of the consortium management team that supports the Deputy Director General (DDGR) as Consortium Program Director. The PFCO is responsible for ensuring that the project's financial management and compliance processes meet both ICARDA's internal standards and external donor requirements. The role ensures sound financial planning and control, compliance monitoring, stewardship of project resources and coordination with national and regional partners. The position also supports capacity development and internal accounts controls at both ICARDA and partner levels. The PFCO of the project ensures the integrity of financial planning, oversight of project expenditures, risk mitigation, and accurate donor reporting. The position safeguards financial accountability across ICARDA and partner institutions while supporting strategic decision-making through robust analysis and controls.
 
:
 
About ICARDA
 The International Center for Agricultural Research in the Dry Areas (ICARDA) is a treaty-based international non-profit research organization supported by CGIAR.
 ICARDA's mission is to reduce poverty and enhance food, water, nutritional security, and environmental health in the face of global challenges, including climate change. We do this through innovative science, strategic partnerships, linking research to development, and capacity development that consider gender equality and the role of youth in transforming the dry areas. ICARDA works in partnership with governments, universities, civil society, national agricultural research organizations, other CGIAR research Centers, and the private sector. With its temporary Headquarters in Beirut, Lebanon, ICARDA operates in regional and country offices across Africa, Asia, and the Middle East. For more information: www.icarda.org.
 
:
 
Main responsibilities
 
Financial Controllership and Oversight: 
<ul>
<li>Serve as the financial gatekeeper for all project-related expenditures and financial transactions.</li>
<li>Maintain oversight of fund flow, cost control, cash flow forecasts, and financial risk exposure.</li>
<li>Validate all financial inputs from ICARDA and project partners against project milestones, procurement plans, and donor rules.</li>
<li>Support decision-making with strategic financial insights and scenario analysis.</li>
<li>Actively advise the Project Director on resource allocation, burn rates, and fiscal performance.</li>
</ul>
Financial Planning & Budgeting: 
<ul>
<li>Develop consolidate, update and maintain the project’s detailed annual and multi-year budgets and financial forecasts.</li>
<li>Lead periodic budget vs actuals reviews and variance analyses.</li>
<li>Coordinate and support technical teams during work-planning to align budgets preparation with work plans and deliverables.</li>
</ul>
Donor Compliance & Reporting: 
<ul>
<li>Ensure financial operations strictly comply with both Gates Foundation and UAE government requirements.</li>
<li>Prepare and submit timely donor financial reports aligned with milestone deliverables.</li>
<li>Maintain donor-compliance guidelines and ensure adherence across all project implementation units at ICARDA and partner organizations.</li>
<li>Design and implement internal control mechanisms tailored to the project’s requirements to fulfil funders’ expectations.</li>
</ul>
Internal Controls & Audit Support: 
<ul>
<li>Design and implement internal control mechanisms tailored to the project’s requirements to fulfil funders’ expectations.</li>
<li>Ensure robust field-level procedures for cash, sub-grants, and procurement are in place.</li>
<li>Prepare for and support donor audits and internal spot checks; ensure timely resolution of issues.</li>
<li>Track and follow up on audit findings and management responses.</li>
<li>Review partner financial submissions and conduct regular desk reviews.</li>
</ul>
Partner Financial Oversight: 
<ul>
<li>Train ICARDA’s financial reporting officers (GFOs) on financial and compliance requirements of the two donors.</li>
<li>Conduct periodic financial desk reviews and field monitoring visits.</li>
<li>Strengthen partner capacity in financial management, reporting, and compliance.</li>
</ul>
System & Process Support: 
<ul>
<li>Work with ICARDA’s Finance, Project and Grant Management Unit and IT teams to optimize and ensure ERP/grant systems (e.g., Unit4) meet project needs.</li>
<li>Recommend process improvements and digital tools to enhance transparency, reporting, and decision-making.</li>
<li>Support development of financial dashboards and key performance indicators for management.</li>
</ul>
Capacity Building & Support: 
<ul>
<li>Provide training to ICARDA and partner staff on budgeting, compliance, and donor financial policies.</li>
<li>Provide guidance on financial controls, policies, and donor rules.</li>
<li>Act as a focal point finance-related technical queries from consortium stakeholders.</li>
</ul>
Requirements: 
Education, qualifications, and experience: 
<ul>
<li>Bachelor’s degree in Finance, Accounting, Business Administration, or a related field. A master’s degree and/or professional certification (CPA, ACCA) is a strong asset.</li>
<li>Minimum of 7 years of relevant experience in project finance or grants management, preferably with international development or research organizations. Experience with major donors (especially Gates Foundation or Gulf-based funders) is an advantage.</li>
<li>Solid knowledge of budgeting, financial analysis, and donor financial reporting.</li>
<li>Familiarity with IFRS and audit procedures.</li>
<li>Proficiency in financial systems (e.g., ERP) and Excel; Power BI and Unit4 are a plus.</li>
<li>Strong communication skills in English and Arabic.</li>
<li>Good judgment, attention to detail, and a problem-solving mindset.</li>
<li>Ability to work collaboratively with diverse teams and external partners.</li>
<li>Willingness to travel occasionally to partner sites, Cairo HQ, and field locations (30%).</li>
</ul>
Benefits: 
Terms of appointment, salary, and benefits : 
This is a nationally recruited staff position open for Egypt nationals for which ICARDA offers an attractive compensation package including a competitive salary, medical insurance, 30 days of annual leave, five months’ maternity leave, 15 days’ paternity leave. The successful candidate will be offered an initial contract of 3 years, renewable subject to continued need for the position and satisfactory performance. The first year will be a probationary period.
 
Please be advised that ICARDA accepts applications only in English, as per the organization's standard communication language. Applications in other languages will not be considered.
 Only shortlisted applications will be contacted.

Project Finance & Compliance Officer

Uniestate Properties

<div>
 
 We are looking for a meticulous and highly analytical Internal Auditor to ensure that our business operations adhere to legal and financial compliance standards. The ideal candidate should have a deep understanding of financial controls, risk assessment, corporate governance, and regulatory compliance, with a strong grasp of UAE financial laws, tax regulations, and industry best practices. As an Internal Auditor, you will play a critical role in identifying potential risks, improving internal processes, and providing strategic recommendations to enhance business efficiency and safeguard company assets.
 
 
 This role is perfect for someone who thrives on detail, enjoys problem-solving, and is eager to contribute to an organization&rsquo;s long-term success by implementing strong internal controls and risk mitigation strategies.
 
 
 
 
 
 Key Responsibilities
 
 
 Audit Planning &amp; Execution
 
 
 &bull;Develop and execute a risk-based internal audit plan, ensuring all critical areas of business operations are reviewed regularly.
 
 
 &bull;Conduct financial, operational, and compliance audits to assess the effectiveness of internal controls and business processes.
 
 
 &bull;Analyze financial statements, accounting records, and transactions to ensure accuracy and adherence to UAE accounting standards, VAT regulations, and IFRS.
 
 
 &bull;Identify inefficiencies, control weaknesses, and risks in business operations and recommend corrective actions.
 
 
 &bull;Evaluate business practices, procurement procedures, and contract management processes for fraud risks and policy violations.
 
 
 Regulatory Compliance &amp; Risk Management
 
 
 &bull;Ensure the company complies with UAE financial regulations, tax laws, corporate governance standards, and industry-specific regulations.
 
 
 &bull;Identify potential financial, operational, and cybersecurity risks and propose solutions to mitigate them.
 
 
 &bull;Monitor fraud risks, conflicts of interest, and compliance breaches, and develop strategies to prevent such occurrences.
 
 
 &bull;Stay updated on changes in UAE laws, financial regulations, and tax requirements that impact the company.
 
 
 
 
 
 Financial &amp; Operational Audits
 
 
 &bull;Perform cost analysis, revenue verification, and expense audits to ensure financial integrity.
 
 
 &bull;Assess inventory management, procurement, and supply chain processes for efficiency and cost-effectiveness.
 
 
 &bull;Evaluate real estate transactions, lease agreements, and asset management practices to ensure compliance with industry regulations.
 
 
 &bull;Identify opportunities for process automation and efficiency improvements in financial reporting and internal controls.
 
 
 
 
 
 Reporting &amp; Recommendations
 
 
 &bull;Prepare comprehensive audit reports with clear findings, recommendations, and action plans for management.
 
 
 &bull;Present key audit insights to the CEO, Board of Directors, and senior management, ensuring transparency in risk management efforts.
 
 
 &bull;Work closely with department heads to develop corrective action plans and track their implementation.
 
 
 &bull;Provide advisory support on financial best practices, internal control improvements, and cost-saving initiatives.
 
 
 Collaboration &amp; Training
 
 
 &bull;Work closely with finance, legal, HR, and operations teams to ensure company-wide adherence to internal policies and regulatory requirements.
 
 
 &bull;Conduct training programs and workshops to promote awareness of risk management, compliance standards, and financial best practices.
 
 
 &bull;Foster a culture of ethical business practices and continuous improvement across the organization.
 
 
 
 
 
 Qualifications &amp; Experience
 
 
 
 
 
 &bull;Bachelor&rsquo;s degree in Accounting, Finance, Business Administration, or a related field; CPA, CIA, or ACCA certification is strongly preferred.
 
 
 &bull;5+ years of experience in internal auditing, risk assessment, or financial compliance within the UAE.
 
 
 &bull;Deep knowledge of UAE tax laws, IFRS, corporate governance, and risk management frameworks.
 
 
 &bull;Proven experience in auditing real estate transactions, contract management, procurement, and operational processes.
 
 
 &bull;Strong analytical skills with the ability to identify risks, detect fraud, and recommend process improvements.
 
 
 &bull;Excellent communication and report-writing skills in English (Arabic is plus)
 
 
 &bull;Proficiency in audit software, data analytics tools, and ERP systems.
 
 
 
 
 
 Preference for a Native Arab speaker
 
</div>

Internal Auditor

Alibaba

<div><div>Basic Infomation<div><div><div>
Department:
Daraz</div><div>
Degree:
Master</div><div>
Work Experience:
6 year</div></div></div></div><div>
Job Description<div>
1.Lead and oversee the development and implementation of AML (Anti-Money Laundering) and financial compliance policies, procedures, and controls for Daraz Pakistan-Karachi operations.
2.Ensure compliance with local and international regulations, including monitoring and reporting suspicious transactions to relevant authorities.
3.Conduct regular risk assessments to identify potential vulnerabilities and propose mitigation strategies in the financial operations.
4.Provide training and guidance to the finance team on AML regulations and compliance best practices, ensuring a culture of compliance within the organization.
5.Collaborate with internal stakeholders and external partners, such as banks and legal advisors, to stay updated on regulatory changes and industry trends.</div></div><div>
Position Requirement<div>
1&#12289;Master's degree in Finance, Law, or a related field, with a focus on compliance or AML.
2&#12289;Minimum of 6 years of experience in financial compliance and AML, preferably in an e-commerce or banking environment.
3&#12289;In-depth knowledge of AML laws and regulations, including local Pakistani AML/CFT requirements and international standards.
4&#12289;Strong analytical skills to investigate complex financial transactions and identify potential money laundering activities.
5&#12289;Excellent communication and interpersonal skills to effectively engage with various teams and external parties.
6&#12289;Proven ability to lead and manage compliance projects, ensuring timely completion and adherence to regulatory standards.
7&#12289;Certification in AML or compliance, such as CAMS (Certified Anti-Money Laundering Specialist) or ICA, is highly desirable.</div></div></div>

Financial Compliance and AML Manager-Financial Compliance and AML Manager-Anti Money Laundering & Compliance

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