financial crime compliance specialist

Santander Consumer Bank

<div>Compliance Senior Analyst BSISA DIFC Branch (Dubai)
<p></p>Country: United Arab Emirates
<p></p><p>The Senior Analyst &ndash; Compliance plays a key role in supporting the branch&rsquo;s Compliance and Financial Crime framework by conducting day-to-day compliance operations, due diligence, client reviews, and policy implementation activities. The role is responsible for minimizing regulatory, financial crime, and reputational risk by ensuring that onboarding and ongoing due diligence processes meet DFSA and ADGM requirements, with a special focus on high-risk and PEP clients.
</p><p>The position provides FCC operational support, contributes to policy gap analyses, undertakes periodic reviews, and supports compliance coverage for both DIFC and ADGM branches. The Senior Analyst also acts as a backup for team members and performs additional compliance duties as required.
</p><p></p><p><b>Key Responsibilities
</b></p><p></p><p>Client Due Diligence &amp; Onboarding Oversight:
</p><ul><li><p>Conduct comprehensive CDD/EDD reviews for onboarding and periodic reviews, with emphasis on high-risk, PEP, and complex client structures.
</p></li><li><p>Review escalations from the Onboarding Team for high-risk clients, PEPs, cross-border clients, and non-standard cases.
</p></li><li><p>Assess the adequacy of due diligence for prospects and clients across the Middle East region (UAE, Saudi Arabia, Qatar, Kuwait, Bahrain, Oman) and for NRI clients.
</p></li><li><p>Perform ongoing monitoring of client profiles, documentation, and risk ratings.
</p></li><li><p>Ensure alignment with DFSA/ADGM AML Rulebooks, international standards, and Santander Group policies.
</p></li></ul><p></p><p>Financial Crime Compliance Support:
</p><ul><li><p>Assist with sanctions screening, adverse media checks, and transaction monitoring escalations.
</p></li><li><p>Contribute to the identification and escalation of suspicious activity and support SAR/STR preparation.
</p></li><li><p>Participate in AML/CTF risk assessments and related FCC initiatives.
</p></li></ul><p></p><p>Regulatory Compliance &amp; Policy Maintenance:
</p><ul><li><p>Support updates to policies, procedures, and compliance guidance in line with DFSA/ADGM rules and Group standards.
</p></li><li><p>Conduct gap analyses to identify regulatory or policy changes requiring updates.
</p></li><li><p>Assist in preparing regulatory submissions, responses, and documentation for audits and inspections.
</p></li></ul><p></p><p>Compliance Monitoring &amp; Advisory:
</p><ul><li><p>Support execution of compliance monitoring activities, thematic reviews, and control testing.
</p></li><li><p>Provide day-to-day advisory to business teams on CDD, suitability, cross-border, and regulatory matters.
</p></li><li><p>Review relevant client documentation, communications, and marketing materials for compliance alignment.
</p></li></ul><p></p><p>Team Support &amp; Branch Coverage:
</p><ul><li><p>Provide backup support to team members to ensure continuity of compliance operations.
</p></li><li><p>Support compliance coverage for both DIFC and ADGM branches.
</p></li></ul><p></p><p><b>Skills Required
</b></p><ul><li><p>5&ndash;7 years of experience in compliance, AML, or financial crime roles within banking or financial services, ideally in private banking.
</p></li><li><p>Strong understanding of DFSA and ADGM regulatory frameworks and international AML standards.
</p></li><li><p>Alignment with our common culture: TEAMS ( Think Customer; Embrace Change; Act Now; Move Together; Speak Up)
</p></li><li><p>Demonstrated experience handling HNW/UHNW client due diligence and Middle East client profiles.
</p></li><li><p>Strong analytical, investigative, and documentation skills.
</p></li><li><p>Ability to manage multiple assignments and work under pressure.
</p></li><li><p>Professional certifications such as ICA, CAMS, or equivalent preferred.
</p></li><li><p>Strong communication skills and ability to interact with senior stakeholders.</p></li></ul></div>

Compliance Senior Analyst BSISA DIFC Branch (Dubai)

Barclays

<div><p>Embark on a transformative journey as &ldquo;Risk Assessment Unit Analyst &ndash; Financial Crime&rdquo; at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. To support and deliver the strategy for maintaining the Financial Crime risk and control framework for Barclaycard Payments within the first line of defence; embedding a culture of responsibility and accountability to support and enable the accountable risk owners to discharge ownership, responsibility and accountability for the assessment, control, and mitigation of Financial Crime risk.</p><p>
Key Accountabilities</p><ul><li>
The role holder will work closely with the FinCrime Execution Teams execute Financial Crime Risks including; High Risk Customer Reviews: including Enhanced Due Diligence/ Customer Risk Assessments for Special Customer Types and High-Risk Customers (e.g. Charities, Firearm Dealers, High Risk Securities, etc.) including recommendations to business senior management on whether to accept or reject new relationships, or, to maintain or terminate existing relationships.</li><li>
Managing alerts and investigations (inc. queries) into the team where red flags have been identified either via automated (e.g. TM) or manual sources. Conducting independent reviews to ascertain if suspicion is formed and what course of action might be required. Escalating to management where applicable and obtaining sign off on recommendations.</li><li>
Anti-Money Laundering (AML) Trigger Event Reviews; conducting customer level risks assessments where trigger events occur, including making recommendations to senior business management on whether to maintain or terminate relationships. Trigger events include, but are not limited to, Watch-List Matches, Disclosed Suspicious Activity Reports (SARs), Court Orders (CO&rsquo;s) and Adverse Media hits.</li><li>
Financial Crime Exits; oversee the end-to-end management of exit cases, including approvals, and manage the Barclaycard Payments element of complex cases by working with other Barclays business units and the central Financial Crime Exits Management Team.</li><li>
Conducting Quality Control activities over High-Risk KYC/CDD files completed by KYC Operations and peer checks within the RAU.</li><li>
Support Sanctions Reviews and Investigations; including the response to True Match alerts and supporting the management of Customer Exceptions and Existing Customer Reviews.</li><li>
Work closely with and partner the Business through active engagement with business teams and Financial Crime Teams. Be a subject matter expert on Financial Crime and Policies and Standards and be able to provide clear and understandable guidance to our sales team across Barclaycard Payments.</li><li>
Manage and maintain relevant risk, process, and control documentation, including collation of information for attestations and, where required, regulatory submissions.</li><li>
Supporting the businesses oversight of the Financial Crime control environment where appropriate, e.g. through the monthly KRI reporting cycles.</li></ul><p></p><p>
To be successful in this role as a &ldquo;Risk Assessment Unit Analyst &ndash; Financial Crime&quot;, you should possess the following skillsets:</p><ul><li>
Working knowledge of Financial Crime regulatory, compliance, and risk management frameworks (preferably in the Issuing/ Acquiring/ Gateway business)</li><li>
Experience in a financial institution in the 1st or 2nd Line of Defence supporting Financial Crime functions</li><li>
Strong stakeholder management at Senior Executive Committee level with ability to create and maintain highly engaging relationships, challenging the status quo, and driving strategic, innovative, and competitive solutions.</li><li>
Excellent verbal and written communication, presentation, negotiation, and influencing skills.</li><li>
Outstanding ability to effectively prioritise changing business needs and drive results with a diverse and inclusive leadership style, which promotes advocacy.</li></ul><p></p><p>
Some other highly valued skills include:</p><ul><li>
Recognized Financial Crime/ Anti-Money Laundering qualification or equivalent - e.g., ACAMS, ICA, etc.</li><li>
Good working knowledge of Barclaycard Payments businesses, clients, operations, and the sectors in which we operate, including high risk industries.</li><li>
Good working knowledge of general IT applications.</li></ul><p></p><p>
You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.</p><p></p><p>
This role is based in our Noida, Gurgaon office.</p>
<p><b>
Purpose of the role</b></p><p>
To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.</p><p></p><p><b>
Accountabilities</b></p><ul><li>
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to.</li><li>
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.</li><li>
Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.</li><li>
Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank&rsquo;s internal policies are aligned with international standards, including jurisdictional requirements.</li><li>
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.</li><li>
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.</li></ul><p></p><p><b>
Analyst Expectations</b></p><ul><li>
To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.</li><li>
Requires in-depth technical knowledge and experience in their assigned area of expertise</li><li>
Thorough understanding of the underlying principles and concepts within the area of expertise</li><li>
They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources.</li><li>
If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L &ndash; Listen and be authentic, E &ndash; Energise and inspire, A &ndash; Align across the enterprise, D &ndash; Develop others.</li><li>
OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate.</li><li>
Will have an impact on the work of related teams within the area.</li><li>
Partner with other functions and business areas.</li><li>
Takes responsibility for end results of a team&rsquo;s operational processing and activities.</li><li>
Escalate breaches of policies / procedure appropriately.</li><li>
Take responsibility for embedding new policies/ procedures adopted due to risk mitigation.</li><li>
Advise and influence decision making within own area of expertise.</li><li>
Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct.</li><li>
Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function.</li><li>
Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.</li><li>
Make evaluative judgements based on the analysis of factual information, paying attention to detail.</li><li>
Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents.</li><li>
Guide and persuade team members and communicate complex / sensitive information.</li><li>
Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.</li></ul><p></p><p>
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship &ndash; our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset &ndash; to Empower, Challenge and Drive &ndash; the operating manual for how we behave.</p></div>

Risk Assessment Unit Analyst – Financial Crime

Uber

<div>
 <strong>
  About The Role
  <br/>
  <br/>
 </strong>
 We are looking for an enthusiastic compliance generalist who is able to help resolve complex issues, approaches relationship management with tact and diplomacy, and is keen to develop their skills across all risk areas. We are looking for a generalist who has a good understanding of the local regulatory framework in Turkey, and has proven experience in compliance-related roles.
 <br/>
 <br/>
 Must be fluent in Turkish, with business-level English language ability, and based in Turkey. The successful candidate will report to the Executive team directly.
 <br/>
 <br/>
 <strong>
  What You'll Do
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Report detailed compliance metrics to the Management Board to provide assurance that the compliance obligations of Uber operations in Turkey are met.
  </li>
  <li>
   Define and maintain compliance Key Performance Indicators which align with the Risk Appetite of Uber Turkey.
  </li>
  <li>
   Implementing a robust compliance programme, with oversight key risk areas, including but not limited to:
  </li>
  <li>
   Screening (Sanctions, PEP).
  </li>
  <li>
   Customer Due Diligence (including customer risk rating).
  </li>
  <li>
   Know Your Customer.
  </li>
  <li>
   Transaction Monitoring - including suspicious activity reporting.
  </li>
  <li>
   AML Training and Awareness.
  </li>
  <li>
   Maintaining up-to-date AML and Sanctions policies, and applicable procedures.
  </li>
  <li>
   Fraud.
  </li>
  <li>
   Ethics and Compliance.
  </li>
  <li>
   Managing reporting obligations with regulatory authorities, this includes establishing a reporting framework and reviewing and signing off all reports submitted to regulatory bodies within regulatory deadlines.
  </li>
  <li>
   Monitor and scrutinise the implementation of risk and compliance policies, escalating relevant risks and dependencies to the Management Board, and providing regular updates on identified trends and risks.
  </li>
  <li>
   Conducting risk assessments on new and existing products and launches in the Turkish market.
  </li>
  <li>
   Maintaining relationships between the local Turkey Compliance function and all its stakeholders.
  </li>
  <li>
   Monitoring policy and process changes throughout the organisation.
  </li>
  <li>
   Research coming changes to regulation and plan accordingly.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  What You'll Need
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Minimum five (5) years working in a financial crime-related function for a regulated financial entity.
  </li>
  <li>
   To have graduated from a higher education institution, with a minimum of a four (4) year Bachelor degree in Turkey (or abroad if recognized by the council of higher education).
  </li>
  <li>
   A good understanding of compliance laws and regulations applicable in Turkey.
  </li>
  <li>
   Already have, or have a committed timeline, to obtain a Compliance Officer License (Uyum G&ouml;revlisi Lisans&inodot;).
  </li>
  <li>
   Prior experience reporting suspicious activity reports (SARs).
  </li>
  <li>
   Prior experience working in or alongside both a first and a second line of defence team, product teams, and engineering teams, to guide risk and compliance-related changes.
  </li>
  <li>
   An ability to simply articulate complex ideas in person, in meetings, and in writing.
  </li>
  <li>
   An ability to identify risk-based approaches to solving risk and compliance issues.
  </li>
  <li>
   The ability to work under pressure and under your own initiative.
  </li>
  <li>
   The ability to translate, articulate and present highly technical and complex procedural recommendations, regulations, laws and policies to a variety of audiences.
  </li>
  <li>
   Strong change management skills, adept at working in an environment of shifting priorities, constant technological changes and increasingly stringent regulatory requirements.
  </li>
  <li>
   Management experience, as the team is expected to grow with additional direct reports.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Bonus Points If
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Professional experience in law, risk management, or another area with relevance to financial crime compliance.
  </li>
  <li>
   A professional or postgraduate qualification/ accreditation in financial crime compliance or risk management is advantageous (CTMA, CAMS, CGSS, CCAS).
  </li>
  <li>
   Working knowledge of risk management frameworks.
  </li>
  <li>
   Experience working for a fintech and/or knowledge of the e-commerce industry.
  </li>
  <li>
   Relevant experience engaging with or exposure to:
  </li>
  <li>
   Turkish Central Bank (TCMB).
  </li>
  <li>
   Banking Regulation and Supervision Agency (BDDK).
  </li>
  <li>
   Financial Crimes Investigation Board (MASAK - Mali Su&ccedil;lar Ara&scedil;t&inodot;rma Kurulu)
  </li>
  <li>
   Knowledge of SQL is a plus
  </li>
 </ul>
</div>


Compliance Officer

<div><p>Join us as a Risk &amp; Control Analyst in Financial Crime Compliance / Financial Intelligence Unit (FIU) at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences.</p><p></p><p>
You may be assessed on the key critical skills relevant for success in this role, such as experience with enterprise risk management, financial crime controls, and operational risk, as well as job-specific skillsets.</p><p></p><p>
To be successful as a &quot;Risk &amp; Control Analyst&quot;, you should have experience with:</p><ul><li><p>
Demonstrable experience in Financial Crime operations with in-depth experience of one or more than one workflow such onboarding, event driven review or Investigation</p></li><li><p>
Experience in reporting KI/MI and QA for Financial Crime workflow to senior stakeholders</p></li><li><p>
Good understanding in Financial Crime policies, procedures and frameworks.</p></li></ul><p></p><p>
Some other highly valued skills may include below:</p><ul><li><p>
Experienced in conducting detailed Financial Crime risk assessment and control testing.</p></li><li><p>
Attention to detail and presentation skills</p></li><li><p>
Strong problem-solving, and analytical skills with any relevant certifications (if any).</p></li></ul><p></p><p>
This role will be based out of Pune.</p>
<p><b>
Purpose of the role</b></p><p>
To conduct investigations into various aspects of the bank&rsquo;s operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure.</p><p></p><p><b>
Accountabilities</b></p><ul><li>
Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies.</li><li>
Leading the investigations into alleged violations of policies, regulations, or laws.</li><li>
Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues.</li><li>
Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings.</li><li>
Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations.</li><li>
Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation.</li><li>
Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations.</li></ul><p></p><p><b>
Analyst Expectations</b></p><ul><li>
To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.</li><li>
Requires in-depth technical knowledge and experience in their assigned area of expertise</li><li>
Thorough understanding of the underlying principles and concepts within the area of expertise</li><li>
They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources.</li><li>
If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L &ndash; Listen and be authentic, E &ndash; Energise and inspire, A &ndash; Align across the enterprise, D &ndash; Develop others.</li><li>
OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate.</li><li>
Will have an impact on the work of related teams within the area.</li><li>
Partner with other functions and business areas.</li><li>
Takes responsibility for end results of a team&rsquo;s operational processing and activities.</li><li>
Escalate breaches of policies / procedure appropriately.</li><li>
Take responsibility for embedding new policies/ procedures adopted due to risk mitigation.</li><li>
Advise and influence decision making within own area of expertise.</li><li>
Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct.</li><li>
Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function.</li><li>
Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.</li><li>
Make evaluative judgements based on the analysis of factual information, paying attention to detail.</li><li>
Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents.</li><li>
Guide and persuade team members and communicate complex / sensitive information.</li><li>
Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.</li></ul><p></p><p>
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship &ndash; our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset &ndash; to Empower, Challenge and Drive &ndash; the operating manual for how we behave.</p></div>

Risk & Control Analyst

Tata Consultancy Services (TCS)

<div></div><div><div><div><div><div>Job Title: Name Screening Analyst &ndash; Global Financial Crimes (GFC)
</div><div>Company: TCS
</div><div>Location: Chennai &ndash; DLF IT Park</div><br>
<div><br>
</div><div>Key Responsibilities
</div><ul><li> Perform Level 2 Name Screening including:
</li></ul><div>o PEP Screening (Politically Exposed Persons)
</div><div>o Sanction Screening
</div><div>o Adverse Media Screening
</div><ul><li> Conduct quality checks on alerts and ensure compliance with global AML/KYC standards.
</li></ul><ul><li> Review and disposition alerts as per defined SOPs and regulatory guidelines.
</li></ul><ul><li> Collaborate with global stakeholders and maintain high accuracy and turnaround time.
</li></ul><ul><li> Adhere to TAT, SLA, and compliance requirements for international banking clients.
</li></ul><div>________________________________________
</div><div>Must-Have Skills
</div><ul><li> Level 2 Name Screening experience (PEP, Sanctions, Adverse Media).
</li></ul><ul><li> Strong understanding of AML/KYC regulations and global compliance frameworks.
</li></ul><ul><li> Hands-on experience with screening tools (e.g., Actimize, Fircosoft, LexisNexis, World-Check).
</li></ul><ul><li> Excellent analytical and communication skills.
</li></ul><div>________________________________________
</div><div>Eligibility
</div><ul><li> Minimum 1 year to 5 years of relevant experience in Name Screening / Financial Crime Compliance.
</li></ul><ul><li> Experience with international banks is mandatory.
</li></ul><ul><li> Open to work in early morning shift (06:00 AM &ndash; 04:30 PM).
</li></ul><ul><li> Complete education and employment documents required (15 years full-time education).</li></ul><br>
<div><br>
</div></div></div></div><div><div><div><b>Location</b></div>
<div>Chennai</div>
</div><div><div><b>Job Function</b></div>
<div>BUSINESS PROCESS SERVICES</div>
</div><div><div><b>Role</b></div>
<div>Process Expert</div>
</div><div><div><b>Job Id</b></div>
<div>387220</div>
</div><div><div><b>Desired Skills</b></div>
<div>Know Your Customer</div>
</div></div><p>Desired Candidate Profile
</p><div><div><b>Qualifications</b> : BACHELOR OF BUSINESS ADMINISTRATION</div></div></div><div></div>

Name Screening Analyst

American Express

<div><p>At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career.</p><p></p><p>
Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express.</p><p></p><p><b>
Functional Description:</b></p><p>
American Express&rsquo;s Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk &amp; Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides end-to-end oversight and support of global financial crimes investigations. In partnership with broader GFCC teams, GFCSU supports the development, testing, implementation and adjudication of transaction monitoring rules, reports, and other tools to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act, and the Foreign Corrupt Practices Act. They also support law enforcement by providing critical information to combat money laundering, terrorist financing, credit card fraud, identity theft, and other financial crimes.</p><p></p><p><b>
How will you make an impact in this role?</b></p><p></p><p>
The GFCSU&rsquo;s Quality Control Review (QCR) Team performs ongoing monitoring of Anti-Money Laundering (AML) investigations performed by Global Financial Crimes Surveillance Unit and US Investigations to ensure adherence to legal and regulatory standards as well as internal procedural requirements.</p><p></p><ul><li>
Conduct quality control reviews of Financial Crime Compliance processes (AML, EDD, Screening) processes managed by the GFCSU and USIU, which includes evaluating cases after initial decision is made to ensure adherence with procedural and regulatory guidance.</li><p></p><li>
Provide real time feedback to analysts if a material or non-material error is identified.</li><p></p><li>
Close all cases after review is completed. This includes correcting any errors prior to submission for closure if required.</li><p></p><li><p>
Assist in BAU case investigations based on business needs.</p></li></ul><p></p><p><b><br>
Minimum Qualifications:</b></p><p></p><ul><li>
Two+ years of work experience at a financial services institution, retail/commercial bank, or payment processing institution in any of the following areas: AML/BSA, financial crimes compliance, know-your-customer (KYC), enhanced due diligence, screening/sanctions risk management, and/or operational risk</li><p></p><li>
Proven analytical skills and demonstrated ability to research, assess, interpret, resolve, and remediate issues with regulatory impact</li><p></p><li>
Excellent time-management skills and demonstrated ability to balance competing priorities in a deadline-driven environment</li><p></p><li>
Detail-oriented with strong verbal and written communication skills</li></ul><p><b>
Preferred Qualifications:</b></p><p></p><ul><li>
Self-motivated with an ability to learn quickly and independently</li><p></p><li>
Business Self Testing (BST), Quality Control, or Quality Assurance experience is a plus</li><p></p><li>
Bachelor&rsquo;s Degree preferred</li><p></p><li>
Ability to handle sensitive information in a confidential and professional manner</li></ul><p></p>
<p>
We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally:</p><ul><li>
Competitive base salaries</li><li>
Bonus incentives</li><li>
Support for financial-well-being and retirement</li><li>
Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location)</li><li>
Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need</li><li>
Generous paid parental leave policies (depending on your location)</li><li>
Free access to global on-site wellness centers staffed with nurses and doctors (depending on location)</li><li>
Free and confidential counseling support through our Healthy Minds program</li><li>
Career development and training opportunities</li></ul><p>
American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law.</p><p>
Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.</p></div>

Analyst-Compliance Quality Control Review

Montpellier Resourcing

<p><strong>Up to £35,000 plus excellent bonus and benefits</strong></p><p><strong>Hybrid working available </strong></p><p><strong>GRADUATE OPPORTUNITY</strong></p><p><strong>Are you a highly motivated and detail-oriented individual with a passion for financial crime prevention? We are seeking a talented AML Risk Analyst to join a growing Financial Crime team at a leading UK financial services firm.</strong></p><p>This is an exceptional opportunity for a recent graduate or early-career professional to launch their career in compliance and risk management. You'll gain hands-on experience and receive mentorship from seasoned professionals, playing a crucial role in maintaining a robust financial crime framework.</p><p><strong>Duties of the AML Analyst to include:</strong></p><ul><li>As an AML Risk Analyst, you will be an integral part of the Second Line of Defence, working closely with the Head of Financial Crime. </li><li>Risk Assessment: Maintaining and updating the firm's Business-Wide Risk Assessment (BWRA) and the Customer Risk Assessment (CRA) framework to ensure they accurately reflect the business and its customers.</li><li>Policy & Procedure: Keeping all AML/CFT policies and procedures accurate, up-to-date, and aligned with the latest regulatory expectations.</li><li>Regulatory Monitoring: Conducting desk-based research on emerging AML risks and new typologies to support continuous improvement of the firm's framework.</li><li>Strategic Support: Providing key administrative and analytical support to the Head of Financial Crime and Deputy MLRO.</li></ul><p><strong>Requirements for the successful AML Analyst to include:</strong></p><ul><li>Graduate-level education in Finance, Business, Law, Economics, or a related discipline.</li><li>1-2 years of experience in financial services is desirable but not essential.</li><li>Strong analytical and organizational skills with a keen eye for detail. Excellent written and verbal communication abilities are a must.</li><li>A positive, can-do attitude and a genuine interest in compliance and financial crime prevention.</li></ul><p><strong>What's on offer for you:</strong></p><ul><li>A clear and defined career path into AML and financial crime risk management.</li><li>Hands-on training and mentorship from highly experienced compliance professionals.</li><li>Exposure to senior stakeholders and key regulatory frameworks.</li><li>Full support for professional certifications like ICA or ACAMS.</li><li>A competitive graduate-level salary and benefits package.</li><li>Hybrid working model: 3 days in the London office, 2 days remote.</li></ul><p></p><p>This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Associates Resourcing Limited are those of an Employment Agency</p><p></p>

AML Analyst (Financial Services)

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