financial investment adviser

Financial Divisions

<ul><li><strong>Financial Planner X 2</strong></li><li><strong>Boutique financial planning business</strong></li><li><strong>Offices in Dorking (hybrid working)</strong></li><li><strong>Manage existing clients and generate new business</strong></li><li><strong>£60k - £70k basic salary plus bonuses</strong></li></ul><p>I am currently recruiting for a boutique wealth planning firm based in Dorking who I have placed staff into. My client provides a full suite of advice covering Pensions, Investments, Tax Planning, IHT, Trusts and some Protections to clients HNW retirees, families and City professionals across Surrey, Sussex, Hampshire and some based in London.</p><p>My client are seeking a Financial Planner/Adviser on an employed basis, but self-employed will be considered to work closely with established adviser to manage their current book of clients in the region and also an anticipated influx over the coming months. You will be conducting annual reviews, initial meetings with prospective clients and looking to build upon the influx of business that is coming into their so you must have your level 4 diploma and have been advising for 2+ years as a minimum. You ideally be looking to work towards your chartered status, but this is not essential. The Director will look to offer between £60k - £70k with an attractive benefits package and bonus structure.</p><p>If this would be of interest or any other Adviser roles I am working on please do get in touch.</p><img src="https://www.jobg8.com/Tracking.aspx?IEHdHPGpx6QL%2fjADFQ%2fewZ8Fd0NLNqjrx" width="0" height="0" />

Financial Adviser

Mashreq Corporate & Investment Banking Group

Manage and keep oversight of the substantial Investment book in Mashreq Gold Segment of Certificate of Deposits, Fixed Income, Mutual Funds, Equities, and Structured Products.Engage with both prospective and existing clients on the investment offering of the bank.Conduct investment account reviews for clients, to ensure that the investment holdings are consistent with their investment objectives.Conduct daily/weekly investment discussions with several bank units to ensure that they are well-informed on markets, the investment strategy, and investment solutions.Actively cooperate to create the area s view in all matters related to investments and on how to turn them into marketable ideas for our clients.Provide feedback based on customer interactions to further improve the Investment Offering to our clients.Collaborate with internal stakeholders for views, ideas, and projects.Be a role model for Relationship Managers and other stakeholders on investment governance and client centricity.Support Mashreq Gold Investment business and proactively look to enhance our offering to the frontline and clients.Have an impact due to his/her contribution to the business and the bank.The candidate must deliver customized solutions to Relationship Managers and/ or directly to the clients as requested based on the client risk profile and requirements.The candidate should look to come up with strategies to enhance the coverage of adding new to investment clients to the investment base.Provide support in the unit to achieve the prescribed objectives for Revenue, AUMs and New to Investment Targets.Monitor, rebalance and restructure portfolios to generate higher levels of satisfaction from the clients.Ensure that clients  requests and requirements are addressed with the utmost transparency, and handle clients  objections with the utmost care. Clear understanding of macroeconomic research and the ability to convert research inputs into actual investments.Knowledge of financial markets, products, financial instruments, correlations, portfolio management theory.Experience in investment advisory, financial markets, and economic analysis.Thorough understanding of products and investment instruments.Thorough knowledge of strategic and tactical asset allocation fundamentals.Knowledge on risk profiling of clients with reference to choosing the right product for the right investor.Preferred to have CFA / FRM/ CAIA Charter or pursuing the CFA/FRM/CAIA Program.Minimum Bachelor s Degree from a reputed institution.

Investment Specialist.RBG - MG Investment Advisor

Emirates Islamic

<div><p><b>About ENBD
</b></p><p>Emirates NBD is a market leader across the MENAT (Middle East, North Africa and T&uuml;rkiye) region with a presence in 13 countries, serving over 9 million customers. Emirates NBD is the leading financial services brand in the UAE with a Brand value of approximately USD 4 billion. We serve our customers and help them realise their financial objectives through a range of banking products and services including retail banking, corporate &amp; institutional banking, Islamic banking, investment banking, private banking, asset management, global markets and treasury, and brokerage operations. We are a key participant in the global digital banking industry, with 97% of all financial transactions and requests conducted outside of our branches. We also operate Liv, the lifestyle digital bank by Emirates NBD. With over half a million users, it continues to be the fastest-growing digital bank in the region.<br>
<br>
</p><p><b>Job Overview
</b></p><p>As a Investment Advisor at Emirates NBD, your role is to responsibile for the Investment Advice. While liaising with key clients and the Relationship Managers.
</p><p><b>Key Responsibilities
</b></p><p>Lead RMs from the relevant team to ensure Wealth Revenue is delivered
<br>
Educate clients and Relationship Managers on market environment, new products and investment-related processes
<br>
Deliver complex investment solutions and strategies to ultra-high net worth clients
<br>
Identify cross selling opportunities between departments and execute them
<br>
Deliver on Higher revenue targets and KPIs than investment advisors with lower grades
<br>
Assess and evaluate client risk profiles on an ongoing basis
<br>
Identify appropriate products from the range of available solutions
<br>
Construct client investment portfolios based on risk profile, available products and prevailing asset allocation models
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Regularly report on performance of client investment profile
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Review and rebalance client risk profiles on an ongoing basis and discuss proposed changes with clients and Relationship
</p><p><b>Skills and Experience
</b></p><ul><li>Minimum 5 years of experience in investment and products with a sound knowledge of equity and bond market, unit trusts and other personal investment services
</li><li>BA/MA in finance-related field
</li><li>Preferable CFA Charterholder Certification
</li><li>In-depth knowledge of the product and services, associated charges / fees, legal provisions, and their delivery process. Able to act as a source of guidance for interpreting or clarifying the features and pricing structure.
</li><li>Understand procedures for Securities Dealing &amp; Forex trades, via Treasury dealers (within delegations)
</li></ul><p><b>There&rsquo;s never been a better time to join Emirates NBD.
</b><br>
We&rsquo;re one of the region&rsquo;s most recognisable brands. We&rsquo;re banking innovation leaders. We&rsquo;re growing across both the UAE and our global offices. We offer a huge range of professional development opportunities to accelerate your career. It also goes without saying that we provide extremely competitive rewards, benefits and perks too, like our flexible work policy so you can work from home whenever it suits.
</p><p>At ENBD, we encourage interested candidates to review the key responsibilities and qualifications for each role and apply for positions that match their skills and capabilities.</p></div>

Investment Advisor C&IB

Sheranwala developers 

<p>Sheranwala Developers is seeking an <b>Investment Advisor</b> to join our team, responsible for guiding clients on real estate investment opportunities, building strong investor relationships, and helping them make informed financial decisions to maximize returns.</p><p><b>RESPONSIBILITIES:</b></p><ul><li>Analyse real estate and financial market trends to evaluate opportunities and risks.</li><li>Develop data-driven investment strategies and proposals, and guide clients with clear, informed recommendations.</li></ul><p><b>REQUIREMENTS:</b></p><ul><li>Strong leadership &amp; organizational skills</li><li>Excellent Communication Skills</li><li>Salary Range: 125,000 to 150,000 PKR</li><li>Graduate from (LUMS, BNU, LSC or UCL...)</li></ul><p>Job Type: Full-time</p><p>Pay: Rs125,000.00 - Rs130,000.00 per month</p><p>Work Location: In person</p>

Investment Advisor

Client of Prestige IFA

<p>As an International Financial Advisor, you will:</p>
<ul>
<li>Manage and grow a portfolio of high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients in Dubai and across the MENA region</li>
<li>Present exclusive alternative investment opportunities and provide clear, informed financial advice</li>
<li>Work collaboratively with a dynamic international team of brokers, CFO, COO and investment partners</li>
</ul>

International Financial Advisor

<p>They are distinguished by their ethical, client-first philosophy and a disciplined investment process dedicated to long-term capital preservation and growth. Their expertise lies in crafting bespoke strategies that go beyond standard retail solutions to meet the complex needs of High-Net-Worth and Ultra-High-Net-Worth individuals and families.</p>

<p><strong>Responsibilities include:</strong></p>

<ul>
 <li>Offering financial planning support to clients.</li>
 <li>Assisting investment professionals in nurturing client relationships.</li>
 <li>Crafting accurate financial plans.</li>
 <li>Advising clients on optimal financial solutions for their medium to long-term plans.</li>
</ul>

<p><strong>What Our Client Offers:</strong></p>

<ul>
 <li>A Superior Platform: Access to a market-leading offering of investment structures and underlying solutions designed for sophisticated clients.</li>
 <li>Comprehensive Operational Support: Full administrative and paraplanning support is provided at no extra cost, allowing you to focus purely on client relationships and business growth.</li>
 <li>Highly Competitive Remuneration: Enjoy very attractive income splits and a clear, transparent path to maximising your earnings.</li>
 <li>Flexible Engagement Models: For the right candidates with a proven track record, a salaried position or financial support during a transition period can be available.</li>
 <li>Jurisdictional Expertise: The ability to service clients across multiple international regions under one roof, providing a seamless experience for a global client base.</li>
</ul>

Western & Southern Financial Group

<div><h2 class="jobSectionHeader"><b>Overview
</b></h2><div><div><div><div>The Counsel - Investments will serve as the primary legal counsel to Fort Washington Investment Advisors (&quot;FWIA&quot;) on transactional, securities and regulatory matters relating to the registration and operation of the investment advisor and compliance with Investment Advisors Act of 1940, and associated rules. Duties include providing advice and legal support to FWIA's Private Equity and Private Debt strategies, including fund formation; compliance with Securities Act of 1933, and associated rules; structured finance/CLOs; fundraising and marketing; SEC compliance; and other investment transactions and fund operation activities. Provides general corporate legal services, including mergers/acquisitions support related to the Enterprises' many corporate entities.</div>
</div></div></div><h2 class="jobSectionHeader"><b>Responsibilities
</b></h2><div><div><div><div><b>What you will do:</b></div><ul><li>
Advises General Counsel, Associate General Counsel(s), FWIA senior management, and shared services unit senior management on legal matters; offers expertise and advice on complex legal issues.</li><li>
Advises FWIA management and CCO on all legal matters with little direction or supervision.</li><li>
Advises FWIA investment teams on private equity, private debt, private placements, and other fixed income and equity investments with little direction or supervision.</li><li>
Advises FWIA on private fund formation, securities law compliance, registration statements and other SEC filings, and related fundraising and investment activity.</li><li>
Supports FWIA on (i) development of compliance programs; (ii) review of numerous types of external client and marketing communications; (iii) response to any regulatory exams or inquiries; and (iv) SEC and other regulatory filing requirements.</li><li>
Provides legal counsel to the Enterprise regarding strategic venture capital program including both fund and direct investments.</li><li>
Provide legal support as a team member on Enterprise mergers/acquisitions projects, as needed.</li><li>
Communicates and negotiates with other attorneys and regulatory authorities to resolve disputes.</li><li>
Drafts, negotiates and finalizes complex legal documents within prescribed deadlines.</li><li>
Effectively and efficiently manage outside counsel substantively on issues as well as on budget.</li><li>
Is detail-oriented, responsive and resourceful, with excellent follow-through skills.</li><li>
Performs other duties as assigned.</li><li>
Complies with all policies and standards.</li></ul>
</div></div></div><h2 class="jobSectionHeader"><b>Qualifications
</b></h2><div><div><div><ul><li>PhD Juris Doctor degree in Law from accredited law school</li><li>
Substantial experience (5+ years following law school) in the role of Counsel or equivalent in title and experience handling complex investment transactions, investment advisor regulatory matters and/or other corporate projects. (Preferred)</li><li>
Comprehensive knowledge of securities laws.</li><li>
Excellent written and verbal communication and technical drafting/writing skills.</li><li>
Able to manage and prioritize multiple competing priorities; meeting deadlines is imperative.</li><li>
Extensive experience in a corporate legal department and/or law firm, working independently with clients on complex matters with little supervision.</li><li>
Strong leadership abilities and excellent communication/interpersonal skills.</li><li>
Excellent issue identification, negotiation and conflict resolution skills (creativity and problem solving).</li><li>
Sound judgment and initiative in selecting the most effective solutions.</li><li>
Detail-oriented and resourceful with excellent follow-through skills.</li><li>
Ability to work under pressure, prioritize and manage multiple tasks.</li><li>
Demonstrated ability to build collaborative relationships with executive leadership, and to influence others beyond direct control, both inside and outside the Enterprise.</li><li>
Ability to work under pressure, prioritize and manage multiple tasks.</li><li>
Demonstrated ability to collaborate with other attorneys and colleagues in the organization on legal and regulatory matters, cases and/or issues; proven appreciable knowledge and perspective of financial services businesses.</li><li>
Bar Admission License to practice law in Ohio (or ability to obtain license in Ohio) Upon Hire</li></ul><div><b>
Work Setting/Position Demands:</b></div><ul><li>
Works in an office setting and remains in a stationary position for long periods of time while working at a desk, on a computer or with other standard office equipment, or while in meetings.</li><li>
Requires the ability to verbally communicate and exchange accurate information to customers and associates on a regular basis.</li><li>
Requires visual acuity to read and interpret a variety of correspondence, procedures, reports and forms via paper and electronic documents, visual inspection involving small defects; small parts, and/or operation of machinery (including inspection); using measurement devices continuously. Visual acuity is required to determine accuracy, neatness, and thoroughness of work assigned.</li><li>
Requires the ability to prepare written correspondence, reports and forms using prescribed formats and conforming to rules of punctuation, grammar, diction, and style on a regular basis.</li><li>
Requires the ability to apply principles of logical thinking to define problems, collect data, establish facts, and draw valid conclusions</li><li>
Performs substantial movement of wrists, hands, and fingers for continuous computer work.</li><li>
Extended hours required during peak workloads or special projects/events.</li><li>
Occasional after-hours work needed</li></ul><div><b>
Travel Requirements:</b></div><ul><li>
Ocassional</li></ul></div></div></div></div>

Counsel - Investments & Securities

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10000 financial investment adviser jobs NEAR_ME

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Counsel - Investments & Securities