financial planning adviser

Wallace Bates Limited

Our client is a national financial services provider currently undergoing a restructure and seeking an Idependent Financial Adviser in Bristol. The role involves providing holistic financial planning advice to high-net-worth private clients. The main duties for this position is to service an existing client bank. The role is primarily home-based, with office attendance required once a week, potentially more during the initial period.Applicants should possess a full Financial Services Diploma Level 4 and require some relevant experience as a Financial Adviser, IFA, or Bancassurance Adviser within the Financial Services sector. This position provides comprehensive Paraplanning and Administration support, a basic salary, performance-related bonus, and benefits package.

Independent Financial Planner

Eden Rose

Financial Adviser (Pathway to Senior Management)Location: Gloucester (Office-based initially, with flexibility)Salary: £50,000 - £75,000 (DOE)Exceptional candidates may be considered at higher levelsQualifications: Level 4 Diploma essential Chartered or working towards highly desirableAbout the FirmWe're partnering with a highly respected, truly independent wealth management practice in Gloucester. The firm has built an excellent reputation for delivering fair, transparent, and client-led financial advice - with a strong emphasis on long-term relationships rather than sales targets.This is an opportunity to join a small, forward-thinking team that rewards loyalty and quality, not just production. The firm embraces modern technology and efficiency, while maintaining a deeply personal approach to financial planning.The OpportunityDue to continued growth and future succession planning, the firm is seeking an experienced Financial Adviser to join their team. You'll work with an existing client bank while developing new relationships through referrals and professional connections. The role also offers a clear pathway toward senior management and potential equity involvement for the right person.Key Responsibilities<ul><li>Manage and develop a loyal portfolio of private clients.</li><li>Deliver holistic, independent financial advice aligned with clients' long-term goals.</li><li>Work collaboratively with a skilled team, including Chartered Paraplanners and experienced administrators.</li><li>Contribute to the firm's growth and strategic direction over time.</li></ul>What We're Looking For<ul><li>Level 4 Diploma in Financial Planning (Chartered status desirable).</li><li>Minimum 3 years' experience as an Adviser within an independent or restricted environment.</li><li>Personable, ethical, and client-focused - not a sales-driven mindset.</li><li>Comfortable advising clients with professionalism, integrity, and empathy.</li><li>Ideally bringing a small client book (not essential).</li><li>Open to candidates under restrictive covenants (case by case).</li></ul>What's On Offer<ul><li>Salary: £50,000 - £75,000 (higher considered for exceptional candidates).</li><li>Bonus: Flexible structure - can include percentage of new business or trail.</li><li>Pension: 5% employer / 5% employee.</li><li>Holidays: 25 days + statutory.</li><li>Additional Benefits:</li><li>Electric car scheme (after qualifying period).</li><li>Health scheme.</li><li>Full professional development and study support.</li><li>Collaborative, low-turnover environment focused on fairness, progression, and long-term success.</li></ul>If you're a qualified Financial Adviser seeking a genuinely independent environment with progression toward leadership - where clients, not sales targets, come first - we'd love to hear from you.

Independent Financial Advsier (Chartered Desired)

NJR Recruitment

Financial Planner Coventry - Travel to clients' homes/business premises or to other SJP locations Salary £40000 - £60000 Client Bank available Hybrid/ Remote working NJR are currently working with a well-established Wealth Management practice who provide a professional and bespoke Wealth Management service to their Private Client's, Business Owners, Trustees and Sports professionals and now have an excellent opportunity for an ambitious Financial Planner to join their highly successful practice. The purpose of the role will be to work with people and/or businesses to identify their financial objectives and map out a financial plan to achieve them. The adviser will deliver exceptional client service to an established client bank as well as bringing new clients from networking sources to the business. A full support team will be provided to ensure client appointments; meeting preparation and business submission are handled with the assistance of the Adviser (This is dependent on level and experience). The business has built up an extensive Client base consisting of high-net-worth individuals, you will need to have a track record of providing Financial Advice to Clients to be considered, Responsibilities: • Contacting existing and potential clients to offer financial planning services. • Conducting in-depth reviews of clients' financial circumstances, current provision and future aims. • Research and analysing information with which to design financial strategies and prepare proposals to best suit individual clients' requirements. • Completing analyses of clients' attitude to risk in accordance with their financial planning decisions. • Reviewing and responding to clients' changing needs and financial circumstances. • Providing clients with information on new and existing products and services. • Communicating with other relevant professionals in relation to clients' circumstances. • Keeping up to date with legal, taxation and regulatory legislation as appropriate and maintaining professional and technical knowledge of St. James's Place products and services. • Liaising with clients in relation to changes to legislation that may affect their savings, investments or plans. • Meeting the regulatory aspects of the role. • Participating in monthly marketing meetings and strategies for business development. Knowledge and experience: • Level 4 qualified • Competent Adviser Status (CAS) • Previous advice experience required • Use of Financial Analytics, Voyant and other software • Excellent communication, interpersonal and listening skills. • Ability to explain complex information simply and clearly. • Ability to network and quickly establish trusted client relationships. • Research and analytical skills. • Exceptional client servicing skills. • Ability to work in a team. • Self-motivated with good time management skills. • Highly organised - maintaining client records, technical and compliance requirements. • Good level of numeracy and IT skills. • Flexible approach to work. • Sound decision-making skills. • Discretion and an understanding of the need for client confidentiality. • Committed to continuous technical and professional development, ensuring that knowledge and skills remain current • Ethical and professional approach to work. If this sounds like you apply directly or for further information speak to one of our specialist consultants quoting reference NJR15884

Financial Planner

Raymond James

<div>Job Description Summary
Under limited supervision uses specialized knowledge and skills obtained through experience, specialized training or certification to serve as a resource to Financial Advisors and their clients regarding overall financial planning issues which may include portfolio design, income tax consulting, retirement planning, qualified retirement plans, risk management, estate planning, education funding, and small business planning. Continuously gains knowledge of the financial industry and markets through on- going education.
Job Description
Responsibilities:
<ul><li>Partners with Financial Advisor to review clients&rsquo; current portfolio design, understand client goals, enter client data, and conduct financial analysis.
</li><li>Evaluates overall individual and employer-based retirement needs, researches various options, and recommends planning alternatives.
</li><li>Researches and provides recommendations related to risk management concerns, including insurance.
</li><li>Designs and recommends a tailored financial analysis or comprehensive financial plan for clients and prospects that meets their short and long-term financial needs and goals.
</li><li>Prepares presentations that clearly communicate the recommendations and alternatives related to the client&rsquo;s financial analysis and comprehensive plan design.
</li><li>Performs detailed document reviews; analyzes client information and situations across the financial planning spectrum to develop plan
</li><li>Researches information as necessary on a case-by-case basis and writes customized financial plan observations and recommendations for each client case
</li><li>Prepares files for meetings with existing and new clients
</li><li>Prepares, coordinates and follows through on any needed communication with new or existing clients
</li><li>Continuously monitors clients&rsquo; financial situations with detail and accuracy, with the ability to the look at their overall financial picture
</li><li>Responds to client questions by telephone, email and occasional personal visits.
</li><li>Educates client on the functions of various securities markets and the principal factors that affect them.
</li><li>Provides guidance on estate planning options and techniques.
</li><li>Responds to and directs education funding questions including 529 savings plans.
</li><li>Assists with guidance on small business planning.
</li><li>Conducts research as needed related to assigned client cases, including but not limited to basic income tax questions and other legal issues requesting guidance when appropriate.
</li><li>May participate in client presentations.
</li><li>May open, transfer, and close customer accounts and maintain appropriate account records.
</li><li>May obtain and verify the client&rsquo;s purchase and sale instructions, enter orders, and follow up on completion of transactions.
</li><li>Ensures firm and regulatory policies are followed within compliance standards
</li><li>Perform other duties and responsibilities as assigned.
</li></ul>Education/Experience:
<ul><li>Bachelor&rsquo;s degree in a related field and three years&rsquo; experience in the financial services industry with an emphasis on
financial, retirement and estate planning field or in marketing these services
~or~
</li><li>An equivalent combination of experience, education and/or training as approved by Human Resources
</li></ul>Licenses/Certifications:
<ul><li>SIE required provided that an exemption or grandfathering cannot be applied
</li><li>Series 7
</li><li>Series 63, 65 and/or 66 as required by state or ability to obtain within six months.
</li></ul>Education
Bachelor&rsquo;s: Accounting, Bachelor&rsquo;s: Business Administration, Bachelor&rsquo;s: Finance
Work Experience
General Experience - 13 months to 3 years
Certifications
s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Travel
Less than 25%
Workstyle
Remote
<div>At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
 
 
We expect our associates at all levels to:
 
<ul><li>Grow professionally and inspire others to do the same
</li><li>Work with and through others to achieve desired outcomes
</li><li>Make prompt, pragmatic choices and act with the client in mind
</li><li>Take ownership and hold themselves and others accountable for delivering results that matter
</li><li>Contribute to the continuous evolution of the firm
</li></ul></div>At Raymond James &ndash; as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.</div>

Financial Planning Consultant- St. Petersburg, FL

Blakemore Recruitment

We are currently recruiting for a Financial Planning practice near High Wycombe who are looking to recruit a Financial Planning Administrator with 2 years+ experience.The company's purpose is to provide advice to clients on all aspects of personal financial planning and investment management. They have considerable experience and understanding of investment strategy, fund selection, pensions, tax and estate planning, as well as a desire to provide world class service to private clients, charities and trustees.The firm sets itself apart from its competitors by having the following strategic differences:• Bringing together strategic financial planning with global investment advice• Net worth performance reporting• Using fixed fees and hourly rates to eliminate conflicts of interestJob Purpose • To provide first class administration to the client services team• To support the firm in delivering high quality, independent advice to clientsJob responsibilities <ul><li>Gathering data and preparing client valuations each month</li><li>Liaising with product providers to obtain plan information, illustrations, and other details, as required for new clients and existing</li><li>Scheduling annual and half-yearly client reviews and supporting team to gather information for the reports</li><li>Liaising with implementation team, and product providers, to monitor and progress client transfers and post transaction reporting</li><li>Ensuring client management system is kept up to date by inputting client data into back-office system (currently Xplan)</li><li>Ensuring client files are up to date, complete and tidy (and include current AML documentation)</li><li>Assisting with the preparation of client's tax packs (obtaining and checking Consolidated Tax Certificates from providers, checking Capital Gains Tax on disposals, gathering pension tax information for income received, and checking accumulation income)</li><li>Completing the Client Take on process (relevant information about the Client is input onto Xplan, ID3 Global checks are completed, and Letters of Authority are produced and dispatched to relevant companies)</li><li>Ensuring reports are bound and dispatched to clients in a timely manner</li><li>Managing the team diary for client and prospect meetings and supporting meeting preparation as required</li><li>Acquiring knowledge of business procedures and ensuring regulatory compliance by adhering to company procedures</li><li>Gaining an understanding of and adhering to the ethos, culture, and purpose of the company</li><li>Undertake appropriate professional development and training</li></ul>The ideal candidate will have financial services experience and the competencies listedbelow:• Excellent attention to detail• Highly organised, methodical, disciplined• Able to prioritise• Proactive approach• Able to work under pressure and to tight timescales• Team player and able to work under own initiative• Enquiring mindset• Flexible, driven and determined• Excellent communication skills• Business and commercial awareness• IT Skills (Outlook, Word, Excel)

Financial Planning Administrator

mbf.

Financial Planning Administrator - Birmingham Salary: Up to £30,000 + bonus & benefitsLocation: Birmingham (Full-time, office-based initially, hybrid available after probation) An excellent opportunity has arisen for an experienced IFA Administrator to join a highly regarded wealth management firm based in Birmingham. This role offers a supportive working environment, excellent training, and genuine opportunities for professional development and progression. As a Financial Planning Administrator, you will provide comprehensive support to a team of Financial Planners, ensuring clients receive a seamless and high-quality service. You'll be responsible for preparing documentation and reports, maintaining client records, and liaising with clients and providers to support the delivery of financial advice. Key responsibilities: <ul> <li> Provide administrative support to Financial Planners and Paraplanners </li><li> Prepare and process new business and review documentation </li><li> Liaise with clients, providers, and other stakeholders to ensure smooth operations </li><li> Maintain accurate and compliant client records </li></ul> What's on offer: <ul> <li> Salary up to £30,000 plus bonus and benefits </li><li> Full-time, office-based initially with hybrid working after probation </li><li> Excellent training and ongoing professional development </li><li> Clear progression opportunities within the business </li><li> Friendly, professional, and supportive team environment </li></ul> Requirements: <ul> <li> Previous experience as an IFA or Financial Planning Administrator </li><li> Good knowledge of financial services processes and provider platforms </li><li> Strong organisational skills and attention to detail </li><li> Confident communicator with a proactive and professional approach </li></ul> This is a great opportunity for an experienced administrator looking to build a long-term career within a successful and growing financial planning business.

Dynamite Recruitment Solutions Ltd

Dynamite Recruitment are supporting a well-established financial planning firm based in Alton looking for a motivated Financial Planning Administrator to join their friendly, professional team. You'll play a vital role supporting the advisers and Paraplanners and ensuring the smooth day-to-day running of the business.Are you a detail-oriented, organised individual with an interest in financial services? Whether you're a recent graduate looking to launch your career or you already have admin experience in the industry - we'd love to hear from you!Key Responsibilities: <ul> <li>Provide administrative support to Financial Advisers and Paraplanners</li><li>Prepare client reports, documentation, and meeting packs</li><li>Manage client records and ensure data is accurately maintained</li><li>Liaise with clients and providers via phone and email</li><li>Assist with processing new business and policy tracking</li><li>Support compliance and regulatory procedures</li></ul> We're open to a range of experience levels, so whether you're just starting out or already in a similar role, looking to progress, you could be a great fit. What matters most is your attitude and willingness to learn.Ideal candidates will have:<ul> <li>Strong organisational and administrative skills</li><li>Excellent attention to detail</li><li>Good communication skills and a professional manner</li><li>Ability to work independently and as part of a team</li><li>A proactive and positive approach to problem-solving</li><li>IT literacy (Microsoft Office essential)</li></ul> Desirable (but not essential):<ul> <li>Previous experience in a financial services admin role</li><li>Knowledge of pensions, investments, and life assurance</li><li>Progress toward (or interest in) professional qualifications (e.g., CII)</li></ul> Why Join Us? <ul> <li>Supportive, close-knit team environment</li><li>Opportunities for training and career progression</li><li>Regular working hours - no evenings or weekends</li><li>Lovely office location in Alton</li><li>Competitive salary up to £30,000 depending on experience</li></ul> Graduates welcomeCareer progression availableFor more details please apply or contact Tegan at Dynamite Recruitment

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