it compliance analyst

Dicetek LLC

Overview </br><p>Join to apply for the <b>AML Compliance Analyst</b> role at <b>Dicetek LLC</b>.</p></br> Minimum Qualifications </br><ul></br><li>Bachelor's degree in a relevant field (e.g., finance, law, business administration) or an equivalent qualification.</li></br><li>AML certified with a good understanding of the AML, MLRO and CTF framework.</li></br><li>ACCA/ CIMA/ CMA/ IFRA Diploma certification</li></br></ul></br> Minimum Experience </br><ul></br><li>Minimum of 5-7 years proven AML/CTF/ MLRO and/or ESR compliance experience, or a related field.</li></br></ul></br> Job Specific Skills </br><ul></br><li>Ability to read and understand Audited financial statements (certified is recommended).</li></br><li>AML compliance knowledge and work.</li></br><li>Ability to investigate suspicious transactions for potential fraud or activity or criminal activity.</li></br><li>Extensive knowledge of applicable laws, regulations, and industry best practices related to AML/CTF and ESR compliance.</li></br><li>Strong understanding of money laundering, terrorist financing, and proliferation financing risks.</li></br><li>Familiarity with economic substances regulations and their requirements.</li></br><li>Experience in developing and implementing AML/CTF and/or ESR compliance policies, procedures, and control frameworks.</li></br><li>Proficiency in conducting compliance checks, assessments, and investigations.</li></br><li>Excellent analytical skills to identify control weaknesses and develop remedial action plans.</li></br><li>Strong communication and training abilities to provide comprehensive AML/CTF and/or ESR compliance training to staff.</li></br><li>Ability to perform screenings and verification checks on companies and related parties.</li></br><li>Knowledge of Suspicious Activity Reporting SAR and Suspicious Transaction Reporting STR requirements.</li></br><li>Understanding of the beneficial ownership concepts and verification processes.</li></br><li>Proficiency in managing compliance-related online portals and systems.</li></br><li>Excellent stakeholder management skills, including government agencies and industry associations.</li></br><li>Strong reporting and documentation skills to provide regular reports and updates on compliance activities.</li></br><li>Effective research and analytical skills.</li></br></ul></br><p><b>Nationality: UAE (Emirati) only</b></p></br> Seniority level </br><ul></br><li>Not Applicable</li></br></ul></br> Employment type </br><ul></br><li>Contract</li></br></ul></br> Job function </br><ul></br><li>Finance and Sales</li></br></ul></br> Industries </br><ul></br><li>IT Services and IT Consulting</li></br></ul><img src="https://www.jobg8.com/Tracking.aspx?DnLcRSskKu8VCN9y6FHbk0j0RwNl2EAWc" width="0" height="0" />

AML Compliance Analyst

Michael Page Banking

<p>As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment.</p> <p><strong>Client Details</strong></p> <p>This organisation is a well established institutional investment firm.</p> <p><strong>Description</strong></p> <p>The Senior Compliance Analyst will report directly to the Head of Compliance and play a key role in executing the Compliance Monitoring plan, developing policies and procedures, Regulatory horizon scanning and reporting.</p> <p><strong>Profile</strong></p> <p>As a successful Senior Compliance Analyst you should have:</p> <ul> <li>Strong knowledge of compliance regulations within the buy side</li><li>Experience in developing and implementing compliance policies and procedures</li><li>Excellent analytical skills and attention to detail.</li><li>Ability to communicate effectively with stakeholders at all levels.</li><li>Proficiency in using compliance monitoring tools and systems.</li><li>Relevant professional qualifications or certifications in compliance or risk management</li></ul> <p><strong>Job Offer</strong></p> <ul> <li>Competitive salary of £60,000 -£75,000 per annum</li><li>Comprehensive pension scheme and private health benefits.</li><li>Annual performance-based bonus.</li><li>Opportunities for career progression within a professional environment.</li><li>Collaborative and supportive workplace culture in London.</li></ul> <p>Office based role</p><img src="https://www.jobg8.com/Tracking.aspx?ETISU6e12OlUTFVfA0jPWyXsCpsIR1Ebh" width="0" height="0" />

Senior Compliance Analyst

<p></p><div><p>AXS connects fans with the artists and teams they love. Each year we sell millions of tickets to thousands of incredible events &ndash; from concerts and festivals to sports and theater &ndash; at some of the most iconic venues in the world. Since our founding in 2011, we've consistently pushed the industry forward and improved experiences for fans, making it easier than ever to discover events, find the perfect seats, and enjoy unforgettable live entertainment, and we continue to lead the evolution of our industry today.</p>
<p>
We're passionate about improving the fan experience and providing game-changing solutions for our clients, and we're always looking for smart, motivated people to help make it happen. Bring your enthusiasm, your big ideas, and your desire to team up with some of the best and brightest in technology and entertainment.</p>
<p><b>
THE ROLE</b></p>
<p>
Our new Associate Compliance Analyst will provide support in Compliance and operations monitoring, governing, oversight and regulatory activities in coordination with compliance and internal control teams, as well as aid in documentation gathering for audits, both internal and external. The role of the Associate Compliance Analyst is to support the firm and its employees to ensure its objectives are achieved in accordance with regulatory standards that govern our industry. They will support organizational compliance by evaluating internal Informational Security processes, updating policies and conducting reviews. This role involves cross-departmental communication, working closely alongside other departments, report preparation, and contributing to ongoing process improvement initiatives.</p><br>
<p></p>
<p><b>
KEY ACCOUNTABILITIES</b></p><br>
<p></p>
<ul>
<li>Collaborate with Human Resources, System Administration, IT Security and other teams as needed to ensure compliance objectives are achieved.</li>
<li>Support the development, implementation, and maintenance of the Compliance Program, policies, and other Information Security procedures.</li>
<li>Assist in internal audits and monitoring activities to ensure that SOC 1 and ITGC controls are enforced.</li>
<li>Assist with documentation gathering efforts for various audits, both internal and external.</li>
<li>Assist with ad-hoc projects and compliance initiatives as required</li>
<li>Support the onboarding of new third-party vendors for risk assessments.</li>
<li>Support the onboarding and offboarding of personnel within the Security Training Portal and ensure that courses are completed on time. Support awareness campaigns and initiatives to reinforce the company's compliance culture.</li>
<li>Routinely monitor various tools and systems the Company utilizes to ensure authorized personnel are validated, MFA compliance is adhered to, and role-based access is appropriate.</li>
<li>Contribute to the maintenance of information security policies, procedures, and baseline standards.</li></ul><br>
<p></p>
<p><b>
KEY SKILLS &amp; EXPERIENCE</b></p><br>
<p></p>
<ul>
<li>1-3 years of experience in an IT related auditing, compliance or related role</li>
<li>Familiarity with SOC 1, SOC 2, ITGC, and/or GDPR strongly preferred</li>
<li>Familiarity with CCPA and PCI is a plus but not necessary.</li>
<li>Understanding of risk assessment and mitigation</li>
<li>Ability to maintain compliance policies, procedures, and related documentation.</li>
<li>Functional analytical, technical, and investigative skills.</li>
<li>Exceptional interpersonal skills. Strong written and verbal communication skills</li>
<li>Strong critical thinking skills and drive for self-initiative, team player, a self-starter and flexible</li>
<li>Detail-oriented and deadline-driven, with a commitment to producing accurate work.</li>
<li>Proficiency in Excel (e.g., formatting, and data organization, VLOOKUPs and pivot tables). Proficiency with Excel Macros preferred</li>
<li>Ability to develop audit dashboards a plus</li>
<li>Familiarity with third party vendor risk assessments a plus.</li>
</ul>
<p><b>Pay Scale: </b>$23.17 - $28.85</p>
<p><b>
Bonus: </b>This position is not eligible for a bonus under the current bonus plan requirements.</p>
<p><b>
Benefits: Full-time: </b>We offer a comprehensive benefits package that includes: medical, dental and vision insurance, paid holidays, vacation and sick time, company paid basic life insurance, voluntary life insurance, parental leave, 401k Plan (with a current employer match of 3%), flexible spending and health savings account options, and wellness offerings.</p><br>
<p></p>
<ul><li><b>Employer does not offer work visa sponsorship for this position.</b></li></ul><br>
<p></p>
<p><b>
What's in it for You?</b></p>
<ul>
<li><b>Extraordinary People </b>&ndash; we're not kidding!</li>
<li><b>Meaningful Mission </b>&ndash; Helping revolutionize an industry and deliver better experiences for fans and clients around the world.</li>
<li><b>Development &amp; Learning </b>&ndash; Opportunities for learning and leveling up through training and education reimbursement.</li>
<li><b>Community &amp; Belonging </b>&ndash; A range of Employee Resource Groups (ERGs) that foster connection, inclusion, and professional growth. Access to meaningful volunteer opportunities and community engagement programs to make a positive impact beyond the workplace</li></ul><br>
<p></p>
<p><b>
More about AXS</b></p>
<p>
AXS, a subsidiary of AEG, sells millions of tickets each year for 1600+ premier venues, sports teams, and event organizers across North America, Europe, Asia, Australia and New Zealand. Headquartered in Downtown Los Angeles, California, AXS employs more than 900 professionals in multiple locations worldwide. In each location you'll find a team of dedicated, diverse employees (we've dubbed ourselves &quot;Fanatix&quot;) who create groundbreaking products and services in a fun, fast-paced environment.</p>
<div>
To learn more about our culture and values, visit: https://solutions.axs.com/careers/</div><br>
<p></p>
<p><b>
More about AEG</b></p>
<p>
For more than 20 years, AEG has played a pivotal role in transforming sports and live entertainment. Annually, we host more than 160 million guests, promote more than 10,000 shows and present more than 22,000 events around the world. We are committed to innovation, artistry, and community, and leverage the power of our 300+ venues, leading sports franchises, marquee music brands, integrated entertainment districts, premier ticketing platform and global sponsorship activations, to create memorable moments that give the world reason to cheer.<br>
<br>
Our business is interwoven with the human mind and heart, and we strive to build a diverse and inclusive company that reflects the artists, athletes, and fans that we host; reach beyond traditional boundaries to support the communities in which we operate; and minimize our impact on the environment by adopting sustainable practices throughout our business operations.</p>
<p>
We are dedicated to a diverse, inclusive and authentic workplace, so if you're excited about this role but can't &quot;check every box&quot; in the job description, we encourage you to apply anyway. You may be the right candidate for this or other roles.</p>
<p>
We're an equal opportunity employer and never discriminate based on gender, age, race, religion, color, national origin, sexual orientation, marital status, veteran status, or disability status.</p><br>
<p></p>
<p>
AEG reserves the right to change or modify the employee's job description whether orally or in writing, at any time during the employment relationship. AEG may require an employee to perform duties outside their normal description.</p><br>
<p></p>
<p><b><i>
AEG's policy is to hire the most qualified applicants. We are an equal opportunity employer and will not discriminate against any individual, employee, or application for employment on the basis of race, color, marital status, religion, age, sex, sexual orientation, national origin, or any other legally protected status recognized by federal, state or local law.</i></b></p><br>
<p></p>
<p>
#-LI-Onsite</p></div><p></p>

Associate Compliance Analyst

Morningstar

<div><p>Compliance Analyst, Conflicts of interest, Global Controls &ndash; Mumbai</p><p><b><br>
The Team</b><br>
Morningstar&rsquo;s Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in Europe, Canada and India.</p><p><b><br>
The Role</b><br>
Morningstar is seeking a Compliance Analyst based in Mumbai reporting to the Head of Conflicts of Interest, Global Controls based in Paris (France). The Compliance Analyst will support the Conflicts of Interest team in the management of the conflicts of interest program. The successful candidate will operate the conflicts of interest controls within the scope of the global conflicts of interest team.</p><p><b><br>
Responsibilities</b></p><div>
The Compliance Analyst will be expected to<br>
<ul><li>Support the implementation of operating procedures for the general operation of the global conflicts of interest compliance program.</li><li>Monitor compliance with the firm&rsquo;s conflicts of interest policies, including securities trading, gifts &amp; entertainment and escalate issues to management as necessary.</li><li>Administer the firm&rsquo;s Conflicts Management System including the processing of transactions and holdings.</li><li>Document and keep records of associated controls.</li><li>Support the Compliance Department in creating reports to Senior Management on a monthly, quarterly and annual basis.</li><li>Work with the Compliance Department to develop, maintain and deliver compliance training and other materials.</li><li>Ability to work with a global team and interact with employees at various levels of an organization.</li></ul><b>
</b><br>
<b>Requirements</b><br>
<ul><li>A minimum of 2 years&rsquo; experience in compliance and/or regulatory analysis developed in Financial Services, Accounting or Legal professions.</li><li>Prior experience with Control Room functions, including preclearance of employee trades and management and use of restricted lists, is a plus.</li><li>Bachelor&rsquo;s degree in Finance, Accounting, Commerce or Business Administration.</li><li>Proficiency with Excel.</li><li>Experience in implementation and monitoring adherence to corporate policies, procedures and other guidance documents.</li><li>Ability to manage multiple projects concurrently in conjunction with the Compliance team.</li><li>A team player with positive and proactive attitude.</li><li>Strong organizational and communication skills (verbal and written).</li><li>Excellent command over the English language essential (written and verbal).</li><li>Strong analytical and investigative skills.</li></ul></div><p><br>
Morningstar is an equal opportunity employer.</p><p></p><p>
Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.</p><p></p>
I10_MstarIndiaPvtLtd Morningstar India Private Ltd. (Delhi) Legal Entity</div>

COI Compliance Analyst

Charterhouse Middle East

<div>
 <p>
  <strong>
   AED 25,000 &ndash; 30,000 Per Month
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  Charterhouse are working with a DIFC based wealth management firm who are looking to hire for an experienced Compliance &amp; AML Analyst professional to join their team.
 </p>
 <p>
  <br/>
 </p>
 <p>
  The Compliance &amp; AML Analyst is a highly analytical role focused on Anti-Money Laundering and financial crime compliance. The role is responsible for ensuring that the company is adhering to the DFSA regulations. The tasks will include conducting customer due diligence (CDD) and enhanced due diligence (EDD), and supporting the MLRO in reporting, audits and inspections by the DFSA.
 </p>
 <p>
  <br/>
 </p>
 <p>
  The role includes monitoring transactions for suspicious activity, drafting suspicious transaction reports (STRs) when necessary and maintaining up-to-date knowledge of AML and CFT regulations. The AML Analyst will also conduct periodic training sessions to other departments within the company.
 </p>
 <p>
  <br/>
 </p>
 <p>
  The successful candidate should have an experience from a similar DFSA-regulated firm, and possess strong knowledge of the UAE&rsquo;s AML framework. Proven expertise at performing the tasks such as CDD and EDD, along with solid track record in financial crime compliance, is essential.
 </p>
 <p>
  Additional certifications such as CAMS or an ICA certificate in AML or financial crime prevention would be considered advantageous.
 </p>
</div>


Compliance & AML Analyst

Credit Agricole CIB

<div><span style="font-size: 11px;"><b>Job Description</b></span></div><div><span style="font-size: 11px;"><b>Type of job</b></span></div><div><span style="font-size: 11px;">Types of jobs Crédit Agricole SA - Financing and Investment</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Complementary types of profession</span></div><div><span style="font-size: 11px;">Types of jobs Crédit Agricole SA - Financial and economic analysis</span></div><div><span style="font-size: 11px;">Types of jobs Crédit Agricole SA - Finance / Accounting / Management control</span></div><div><span style="font-size: 11px;">Types of jobs Crédit Agricole SA - Risks / Permanent controls</span></div><div><span style="font-size: 11px;">Types of jobs Crédit Agricole SA - Sales / Customer relations</span></div><div><span style="font-size: 11px;">Types of jobs Crédit Agricole SA - Recovery / Litigation</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Job Title</span></div><div><span style="font-size: 11px;">Compliance Analyst</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Type of contract</span></div><div><span style="font-size: 11px;">LIFE</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Duration (in months)</span></div><div><span style="font-size: 11px;">12</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Expected start date</span></div><div><span style="font-size: 11px;">01/01/2026</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Missions</span></div><div><span style="font-size: 11px;">You will join Crédit Agricole CIB&nbsp; Dubai as a Compliance&nbsp; Analyst,&nbsp;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">&nbsp;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Your concrete missions will be the following :</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">&nbsp;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Review customer KYC during onboarding and/or periodic review</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Controls of the KYC before each credit committee and when there is a financial security risk</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Review alerts related to Sanctions filtering and Transaction filtering</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Assist the Head of Compliance in preparing Management Information to local Senior Management and Head Office</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Drafting the Compliance opinions for client onboarding, periodic reviews and credit reviews</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Perform Gap analysis on any new policies released by Head Office from a local regulatory perspective</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Update when necessary our local procedures</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Assist the Head of Compliance in the framework of Internal Audit &amp; Regulatory recommendations</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Assisting Compliance Officers in preparation and delivery of Compliance Trainings</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">· Maintain records of trainings, Personal Account Dealing records of staff, client complaints</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Liaise with Head Office Compliance staff for Compliance opinions and escalation</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">&nbsp;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">&nbsp;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">To be eligible for a LIFETIME:&nbsp;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">- Be less than 28 years old;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">- Be postgraduate of a Master degree;</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">- Be an EU citizen.</span></div>

Compliance Analyst

AEG Worldwide

Associate Compliance Analyst - AXS

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