legal compliance officer

Zil Money / Tyler Petroelum Inc

<p>Role Summary</p><p>The Legal &amp; Compliance Officer will support legal, regulatory, and compliance operations for ZilMoney and Tyler Payment Technologies across both India and the United States. The role includes merchant onboarding oversight, legal drafting, policy maintenance, documentation review, risk analysis, and operational support. The officer must navigate dual legal environments - Indian corporate/legal requirements and US financial regulations - while maintaining accuracy, confidentiality, and structured workflows. This position is on-site and requires a proactive, committed individual who is eager to learn, grow, and stay engaged with long term responsibilities.</p><p>Key Responsibilities</p><p>1. India-Specific Legal &amp; Compliance Work</p><ul><li>Oversee compliance requirements under IT Act, Evidence Act (digital evidence), Contract Act, Consumer Protection Act, and relevant employment and operational laws.</li><li>Review India office agreements, HR documentation, vendor contracts, service-provider agreements, NDAs, and internal operational documents.</li><li>Handle notices, legal correspondence, record maintenance, and regulatory follow-ups.</li><li>Support India operations on workplace compliance, confidentiality matters, and process documentation.</li></ul><p>2. US-Facing Compliance &amp; Legal Responsibilities</p><ul><li>Conduct KYB/KYC checks according to US standards, including beneficial ownership, EIN verification, sanctions screening, and risk categorization.</li><li>Ensure merchant onboarding follows processor rules, NACHA requirements, AML/CTF norms, and internal risk policies.</li><li>Assist in drafting merchant agreements, processor addendums, policy updates, API terms, and public-facing compliance content.</li><li>Review ACH return patterns, chargebacks, suspicious activities, refunds, and merchant behavioural anomalies in coordination with the US team.</li><li>Maintain clear audit trails, logs, decision notes, and compliance registers.</li></ul><p>3. Operational Coordination &amp; Workflow Monitoring</p><ul><li>Work closely with Support, Risk, Integrations, Tech, and Finance teams to ensure compliance workflows are followed accurately.</li><li>Provide real-time interpretation of compliance rules on issues such as account closures, document verification, suspicious patterns, and transaction concerns.</li><li>Respond promptly to US team escalations during shift hours, with flexibility based on business need.</li></ul><p>4. Flexibility Expectation</p><ul><li>Availability to adjust working hours for urgent legal matters, audits, escalations, or cross-team requirements across India and US operations.</li><li>Willingness to handle high priority tasks outside standard shift timing when legally or operationally required.</li><li>Must be genuinely eager to learn US financial regulations, Indian legal frameworks, payment-system rules, and new workflows as they evolve.</li><li>Should demonstrate a long-term commitment, reliability, and the ability to stay engaged with complex responsibilities without avoidance or dependency.</li><li>Must show enthusiasm, curiosity, and readiness to take ownership, especially when navigating unfamiliar legal or compliance tasks.</li><li>Should have a proactive attitude toward upskilling, cross-functional understanding, and building expertise in both jurisdictions.</li></ul><p>Scope &amp; Working</p><p>The Legal &amp; Compliance Officer plays a critical role in maintaining compliance for both Indian operations and US payment workflows. This position requires careful legal analysis, documentation discipline, and the ability to manage responsibilities that span two jurisdictions. The officer must ensure consistent compliance across merchant onboarding, document verification, account actions, and risk assessment while supporting India&rsquo;s operational legal needs. Working from 4:30 PM to 1:30 AM IST, with flexibility for urgent matters, the officer coordinates actively with US teams to provide timely legal and compliance decisions. The role demands a committed individual who is focused, dependable, eager to learn, and enthusiastic about growing within the company, taking on increasing responsibilities with maturity and diligence.</p><p>Qualifications</p><ul><li>LL.B or higher; additional compliance or fintech certifications are a plus.</li><li>Experience in fintech, payments, compliance, corporate law, or cross border legal work is preferred.</li><li>Familiarity with Indian legal systems and willingness to develop strong understanding of US regulatory frameworks.</li><li>Strong drafting, analytical, and documentation skills.</li><li>Ability to work patiently in a time-zone-aligned environment and adapt to business needs.</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: &#8377;200,000.00 - &#8377;300,000.00 per year</p><p>Benefits:</p><ul><li>Health insurance</li><li>Leave encashment</li><li>Life insurance</li><li>Paid sick time</li><li>Paid time off</li><li>Provident Fund</li></ul><p>Work Location: In person</p>

Legal & Compliance Officer

Legal Counsel & Compliance Officer

Mangal Mudra

<p>Here is a strong, professional, and detailed Job Description for a Compliance Officer at Mangal Mudra, tailored to your company&rsquo;s loan-financing and documentation-heavy operations.</p><p>Job Title: Compliance Officer &ndash; Mangal Mudra</p><p>About the Company</p><p>Mangal Mudra is a corporate and property&ndash;backed financing firm specializing in secured loan transactions, documentation management, legal coordination, and due-diligence processes for corporates and industrial clients.</p><p>Role Overview</p><p>The Compliance Officer will be responsible for ensuring that all loan transactions, internal processes, legal documentation, and statutory obligations are compliant with regulatory, operational, and internal standards. This role requires a detail-oriented individual who can manage risk, coordinate with legal teams, and maintain strong documentation discipline across the organisation.</p><p>Key Responsibilities</p><p>1. Regulatory &amp; Statutory Compliance</p><ul><li>Ensure adherence to Companies Act compliance and MCA filings in coordination with CS/legal.</li><li>Monitor regulatory updates applicable to financing and corporate lending.</li><li>Maintain all statutory records, registers, and documentation required for audits.</li><li>Assist in compliance related to charge creation, modification, and satisfaction on MCA.</li></ul><p>2. Loan &amp; Documentation Compliance</p><ul><li>Scrutinize all secured loan documents, mortgage papers, hypothecation deeds, and corporate agreements.</li><li>Verify borrower documentation, property papers, title documents, and KYC compliance.</li><li>Ensure all loan files meet internal compliance standards before disbursement.</li><li>Maintain checklists for documentation, verification, and approval workflows.</li></ul><p>3. DSA (Direct Selling Agent) Compliance Oversight</p><ul><li>Ensure all DSAs are onboarded with proper agreements, KYC, and documentation.</li><li>Monitor DSA activities with compliance checklists and SOPs.</li><li>Review DSA submissions and loan proposals for accuracy and correctness.</li><li>Conduct periodic DSA audits for internal compliance.</li></ul><p>4. Internal Audits &amp; Risk Monitoring</p><ul><li>Conduct regular internal compliance checks across departments.</li><li>Prepare audit reports, risk notes, and gap-analysis reports.</li><li>Ensure timely closure of all compliance observations and follow-ups.</li><li>Monitor data security, confidentiality, and documentation integrity.</li></ul><p>5. Legal Coordination</p><ul><li>Work closely with internal and external legal teams on agreements, title scrutiny, and compliance actions.</li><li>Ensure proper execution, stamping, and registration of loan documents.</li><li>Track and maintain all registrations, renewals, agreements, and legal records.</li></ul><p>6. Policy, Process &amp; SOP Management</p><ul><li>Draft, update, and maintain internal compliance policies, SOPs, and checklists.</li><li>Conduct training for staff on compliance systems and document processes.</li><li>Ensure end-to-end adherence to the company&rsquo;s compliance framework.</li></ul><p>Documentation &amp; Reporting</p><ul><li>Maintain error-free digital and physical loan documentation archives.</li><li>Prepare periodic compliance MIS reports for management.</li><li>Track all pending compliance tasks and ensure timely completion.</li></ul><p>Candidate Requirements</p><p>Education</p><ul><li>Bachelor&rsquo;s degree in Law, Commerce, Business Administration, or related field.</li><li>Preferred: CS executive, LLB, or compliance certifications.</li></ul><p>Experience</p><ul><li>2&ndash;5 years of experience in compliance, legal coordination, documentation, NBFC/finance operations, or corporate governance.</li><li>Experience in secured lending / real-estate documentation is an added advantage.</li></ul><p>Skills</p><ul><li>Strong knowledge of compliance frameworks and legal documentation.</li><li>Excellent understanding of due diligence, KYC norms, and regulatory requirements.</li><li>High attention to detail and strong documentation discipline.</li><li>Good communication and coordination skills.</li><li>Ability to manage audits, deadlines, and multitask effectively.</li></ul><p>Why Join Mangal Mudra?</p><ul><li>Exposure to high-value corporate and property-backed transactions.</li><li>Strong learning curve in legal, compliance, and financial documentation.</li><li>Work directly with legal advisors and senior management.</li><li>Fast-paced environment with structured growth opportunities.</li></ul><p>Job Type: Full-time</p><p>Pay: ₹8,545.39 - ₹50,000.00 per month</p><p>Work Location: In person</p>

Compliance Officer

HomeLand Realty

<p><b>Job Opening: Company Secretary / Assistant Company Secretary/Compliance Officer</b></p><p><b>Company:</b> Leading Diversified Group (includes an NSE &amp; BSE&ndash;listed entity)</p><p><b>Location:</b> Currently Delhi; relocating soon to Delhi NCR<br/><b>Type:</b> Full-Time | On-site<br/><b>Joining:</b> <b>Immediate (MANDATORY)</b></p><p><b>Must-have Requirements:</b></p><ul><li>ICSI Membership (Mandatory)</li><li>1&ndash;5 years&rsquo; experience <b>in a listed company</b></li><li>Strong knowledge of <b>SEBI, LODR, NSE/BSE, ROC, Companies Act</b></li><li>Skilled in drafting &amp; reviewing resolutions, agreements, minutes, registers</li><li>Ability to independently handle compliance for <b>listed &amp; unlisted entities</b></li><li>Proactive, detail-oriented; willing to relocate to Delhi NCR</li></ul><p><b>About the Group</b></p><p>Diversified business presence across <b>Textiles, Real Estate, and Capital Markets</b>. One company is <b>listed</b>, another is <b>IPO-bound</b>, reflecting strong growth and stability.</p><p><b>About the Role</b></p><p>Looking for a dedicated <b>CS/ACS/Compliance Officer</b> to manage end-to-end secretarial, legal, and governance functions across group companies.</p><p><b>Key Responsibilities</b></p><ul><li>Ensure 100% compliance with the <b>Companies Act, SEBI LODR, ROC, NSE/BSE</b>, and other applicable statutory frameworks</li><li>Organize and manage <b>Board Meetings, AGMs, EGMs</b>&mdash;including preparation of agendas, notices, and minutes</li><li>Prepare, file, and track all <b>statutory and regulatory submissions</b> within stipulated timelines</li><li>Draft, vet, and maintain <b>legal and corporate documents</b>&mdash;resolutions, agreements, minutes, registers, and secretarial records</li><li>Maintain statutory registers and ensure adherence to the highest standards of <b>corporate governance</b></li><li>Handle compliance matters for both <b>listed and unlisted group entities</b>, ensuring seamless coordination and accuracy</li></ul><p><b>Why Join Us?</b></p><ul><li>Opportunity to work with a <b>prestigious organisation</b></li><li>Direct exposure to <b>high-level secretarial, legal, and corporate governance functions</b></li><li>A growth-driven environment with strong learning and career advancement opportunities</li></ul><p><b>How to Apply</b></p><p>Send your updated CV to: <b>deljindal@gmail.com</b><br/><b>Subject Line:</b> <i>Application &ndash; Company Secretary &amp; Assistant Company Secretary</i></p><p>Job Types: Full-time, Permanent</p><p>Pay: ₹50,000.00 - ₹100,000.00 per month</p><p>Work Location: In person</p>

Company Secretary & Assistant Company Secretary

Amod Foods & Spices LLP

<p><b>Job Title:</b> Compliance Officer (Part-Time)</p><p><b>Location:</b> Near Sodala, Jaipur, Rajasthan</p><p><b>Employment Type:</b> Part-Time</p><p><b>About the Role</b></p><p>The organization is seeking a knowledgeable and detail-oriented Compliance Officer to manage and oversee statutory and regulatory compliance across multiple domains. The ideal candidate will ensure the company&rsquo;s adherence to all legal, tax, and operational obligations while supporting management in maintaining a compliant and transparent operational framework.</p><p><b>Key Responsibilities</b></p><ul><li>Ensure timely and accurate compliance with the Companies Act and related corporate governance requirements.</li><li>Handle statutory filings and record maintenance under Company Law.</li><li>Manage compliance related to Income Tax, GST, and FSSAI regulations.</li><li>Oversee registrations, renewals, and ongoing obligations under Intellectual Property laws (trademarks, copyrights, etc.).</li><li>Administer PF, ESI, and other employee-related statutory compliances.</li><li>Maintain and update various licenses, permits, and statutory registrations required for business operations.</li><li>Coordinate with government departments, auditors, and consultants as needed.</li><li>Prepare and submit compliance reports, and advise management on any regulatory changes or risks.</li></ul><p><b>Preferred Qualifications</b></p><ul><li>Company Secretary (CS), Chartered Accountant (CA) with experience in corporate and statutory compliance.</li><li>Strong understanding of applicable laws, rules, and regulations.</li><li>Excellent record-keeping and reporting skills.</li><li>Proactive, reliable, and able to manage work independently in a part-time capacity.</li></ul><p><b>Experience</b></p><ul><li>2 to 5 years of relevant experience in compliance, legal, or finance domains.</li><li>Exposure to handling multi-disciplinary compliance functions will be an advantage.</li></ul><p><b>Compensation</b></p><ul><li>Commensurate with experience and qualifications.</li></ul><p>Job Type: Part-time</p><p>Pay: &#8377;180,000.00 - &#8377;240,000.00 per year</p><p>Expected hours: 5 per week</p><p>Work Location: In person</p>

Compliance Officer Jaipur, Rajasthan

UPSTOX

<div><div><div><b>Position</b>: Compliance Officer</div><div><b>
Reporting To:</b> Board of Directors</div><div><b>
Location</b>: Gift City</div><div><b>
Department</b>: Legal &amp; Compliance</div><div></div><div><b><br>
About Upstox:</b></div><div>
At Upstox, we&rsquo;re building the future of investing &mdash; simple, powerful, and for everyone. We're one of India&rsquo;s fastest-growing fintech platforms, backed by the best in the business, including Mr. Ratan Tata and Tiger Global, and on a mission to make wealth creation accessible to every Indian. From first-time investors to seasoned traders, millions trust us to power their financial journeys. We're not just moving fast &mdash; we&rsquo;re moving with purpose. If you thrive in a high-energy, high-impact environment, you're in the right place.</div><div></div><div><b><br>
Role Overview:</b></div><div>
The Compliance Officer (CO) will be responsible for overseeing and ensuring full adherence to regulatory, legal, and internal compliance requirements. The role demands a senior professional with strong understanding of financial services, regulatory frameworks, risk management, and governance practices. The CO will work closely with the Board to design, implement, and monitor compliance programs aligned with IFSCA guidelines.</div><div></div><div><b><br>
Key Responsibilities</b></div><div>
Oversee the organisation&rsquo;s Legal and compliance framework and ensure adherence to all regulatory requirements applicable to the SBU operating in GIFT City, under the IFSCA and other regulatory guidelines.</div><div>
Establish, update, and monitor internal policies, procedures, and controls.</div><div>
Review and interpret regulatory updates and ensure timely implementation across the business.</div><div>
Liaise with regulatory bodies, auditors, and internal teams regarding compliance matters.</div><div>
Monitor risk exposures and ensure strong governance mechanisms.</div><div>
Ensure accurate and timely record-keeping as per regulatory norms.</div><div>
Oversee the implementation and adherence to the organisation&rsquo;s Code of Conduct.</div><div>
Review financial statements from a compliance and regulatory perspective.</div><div>
Prepare compliance reports and present findings directly to the Board.</div><div>
Lead compliance training and awareness programs across the organisation.</div><div></div><div><b><br>
Educational Qualifications</b></div><div>
Professional qualification; or PG degree/diploma in relevant fields (finance, law, accountancy, business management, commerce, economics, capital markets, banking, insurance, actuarial science); or</div><div>
CFA/FRM; or Other qualifications recognised by IFSCA.</div><div><b>
Additional Provisions:</b></div><div>
Graduation + 10 years of financial services experience is acceptable.</div><div>
LLB degree holders are eligible irrespective of other qualifications.</div><div><b>
Experience Requirement</b></div><div>
Minimum 2 years&rsquo; experience in the financial services sector; or</div><div>
Experience from any field is acceptable if the candidate has at least 2 years of experience in a compliance role.</div><div></div><div><b><br>
Competencies &amp; Skills:</b></div><div>
Strong grasp of legal and regulatory compliance frameworks.</div><div>
Ability to understand and interpret financial statements.</div><div>
Knowledge of risk management practices and reporting.</div><div>
Familiarity with record-keeping and compliance documentation standards.</div><div>
Sound judgment, ethics, and integrity in decision-making.</div><div>
Excellent communication, documentation, and stakeholder management skills.</div><div></div><div><b><br>
Psst&hellip; tips on how you can beat the competition:</b></div><div>
If you can showcase your abilities to</div><div>
Be self-driven / quick starter</div><div>
Have an ownership mindset</div><div>
Aggressively drive and deliver results</div><div></div><div><b><br>
If you fit the above description, we would love to connect with you! APPLY NOW</b></div><div><b>
A basic requirement </b>but one that many forget: Make sure you go through our website, download our app and give us feedback!</div><div></div><div><br>
By applying for this position, you acknowledge that you have reviewed our <b>Prospective Employee Privacy Notice</b>, which outlines how Upstox collects, uses, and protects your Personal Information (&quot;PI&quot;). I accept Upstox's Prospective Employee Privacy Notice.</div><div>
Upstox is an Equal Opportunity Employer; all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, veteran status, or other characteristics.</div></div>
<div><div>We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us.</div></div></div>

PayerMax

<div>
 <p>
  <strong>
   【About PayerMax】
  </strong>
 </p>
 <p>
  PayerMax is a global payment company focused on
  <strong>
   emerging markets
  </strong>
  , headquartered in Singapore.Through a unified platform, the company provides merchants with comprehensive payment solutions
  <strong>
   covering 70+ countries and 350+ local payment methods
  </strong>
  , supporting acquiring, payout, FX, and risk management needs across industries such as e-commerce, digital content, gaming, and financial services.
 </p>
 <p>
  Our vision is to become the
  <strong>
   payment infrastructure for emerging markets
  </strong>
  , addressing pain points such as
  <strong>
   fragmented channels, high integration costs, and complex compliance requirements
  </strong>
 </p>
 <ul>
  <li>
   <strong>
    Localization:
   </strong>
   Deep cooperation with major banks, wallets, and regulators to rapidly meet compliance and settlement requirements
  </li>
  <li>
   <strong>
    Payment stability:
   </strong>
   Ensuring transaction success and user experience even under weak network conditions.
  </li>
  <li>
   <strong>
    End-to-end services:
   </strong>
   Covering the full chain from user payments and merchant settlement to fund security, reconciliation, and risk control.
  </li>
  <li>
   <strong>
    Long-term orientation:
   </strong>
   Emphasizing long-term partnerships and deep integration into local ecosystems rather than short-term gains.
  </li>
 </ul>
 <p>
  PayerMax has successfully built payment networks across
  <strong>
   MENA, Southeast Asia, and Latin America
  </strong>
  ,serving global merchants such as TikTok, Tencent, Kuaishou, and Alibaba International, helping them improve local conversion rates and reduce compliance risks.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   【Job description】
  </strong>
 </p>
 <p>
  PayerMax, a leading global payment services company is looking for a well-seasoned Compliance Officer/MLRO to join its financial services entity based in the Abu Dhabi Global Market (ADGM).
 </p>
 <p>
  <strong>
   Compliance Officer responsibilities:
  </strong>
 </p>
 <p>
  &bull; Overseeing the local firm&rsquo;s Compliance programe in line with ADGM Financial Services Regulatory Authority (FSRA) requirements.
 </p>
 <p>
  &bull; Maintaining compliance policies and procedures.
 </p>
 <p>
  &bull; Providing guidance, training, and ongoing support to employees on compliance matters.
 </p>
 <p>
  &bull; Conducting regular compliance assessments and audits in line with the compliance monitoring programe.
 </p>
 <p>
  &bull; Acting as the main point of contact within the firm for the FSRA.
 </p>
 <p>
  &bull; Collaborating with internal stakeholders including but not limited to the Group&rsquo;s global compliance, legal and corporate governance teams.
 </p>
 <p>
  &bull; Preparing and submitting compliance reports to senior management, the Board and the ADGM FSRA, as required.
 </p>
 <p>
  &bull; Maintaining the firm&rsquo;s records and registers as required under FSRA rules and regulations.
 </p>
 <p>
  &bull; Leading ad hoc local compliance projects related to the ADGM entity, as and when required.
 </p>
 <p>
  <strong>
   MLRO responsibilities include:
  </strong>
 </p>
 <p>
  &bull; Maintaining the firm&rsquo;s AML/CFT related policies, procedures, and controls.
 </p>
 <p>
  &bull; Overseeing the firm&rsquo;s customer onboarding and customer review processes.
 </p>
 <p>
  &bull; Providing AML/CFT related training and guidance to employees.
 </p>
 <p>
  &bull; Acting as the first point of contract to receive internal SAR notifications from employees.
 </p>
 <p>
  &bull; Identifying, analysing and reporting suspicious transactions to the FIU and notifying the FSRA of any such reports.
 </p>
 <p>
  &bull; Staying abreast with evolving AML/CFT regulations and industry trends and ensuring timely implementation of necessary changes.
 </p>
 <p>
  &bull; Preparing and submitting AML/CFT reports to senior management and the board.
 </p>
 <p>
  &bull; Preparation and filing of the FSRA AML Annual and Semi-AML Returns and any ad hoc notifications.
 </p>
 <p>
  <br/>
 </p>
 <p>
  【
  <strong>
   Requirements
  </strong>
  】
 </p>
 <p>
  &bull; Bachelor&rsquo;s degree in law or a related field.
 </p>
 <p>
  &bull; At least six years of experience working in Compliance within the financial services industry (payment or fintech strongly preferred).
 </p>
 <p>
  &bull; Authorised FSRA, DFSA or CBUAE Compliance Officer/MLRO is a must.
 </p>
 <p>
  &bull; Self-starter with strong analytical, investigative and decision-making skills.
 </p>
 <p>
  &bull; Excellent communication, negotiation, and stakeholder management skills.
 </p>
 <p>
  &bull; Professional certifications in AML/CFT (e.g., CAMS, CFE, etc.) would be an advantage.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   【Benefits】
  </strong>
 </p>
 <p>
  &bull; Working closely with other compliance experts within the Group.
 </p>
 <p>
  &bull; Hybrid working model.
 </p>
 <p>
  &bull; Competitive compensation package.
 </p>
</div>


Compliance Officer (MLRO)-UAE (A03211)

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