regulatory compliance analyst

Doha Bank

<div><p>The Reporting Analyst will assist the Senior Regulatory Reporting Analyst to ensure compliance of the departments with all of QCB reporting requirements, both at the local and international levels. The incumbent will ensure preparation of periodic QCB regulatory reports, returns and requests to the regulatory authorities, in line with the guidelines, and support coordination efforts with QCB officials / other regulators / internal stakeholders on matters pertaining to regulatory reporting.</p></div><p></p>

Reporting Analyst

MEDLEARN VISION HEALTH CARE SOLUTIONS PVT LTD

<p>A Compliance Analyst ensures that a company adheres to legal standards, regulations, and internal policies. Their main duties include monitoring changes in laws and industry regulations, assessing how these impact company operations, and updating or creating compliance policies accordingly. They conduct regular internal audits to identify areas of non-compliance, resolve compliance problems by investigating and implementing corrective actions, and serve as a liaison with external regulatory bodies and auditors.</p><p>Key responsibilities</p><ul><li>Cover training employees on compliance requirements, preparing detailed reports for senior management, advising executives on compliance matters, and maintaining a compliance record-keeping system.</li><li>Compliance Analysts stay updated on regulatory developments and continuously improve compliance programs.</li><li>Strong analytical skills, attention to detail, effective communication, and the ability to work independently are essential for this role.</li></ul><p>Job Types: Full-time, Permanent, Fresher</p><p>Pay: &#8377;13,932.12 - &#8377;39,668.76 per month</p><p>Benefits:</p><ul><li>Health insurance</li><li>Provident Fund</li></ul>

Compliance Analyst

Aspire92

<p>Aspire92 is seeking a meticulous and proactive <b>Compliance Analyst</b> to join our Consultancy Department. This role is focused on managing regulatory, tax, and compliance notices for individuals and businesses-primarily within the US tax system. The ideal candidate will possess strong analytical and communication skills, attention to detail, and the ability to coordinate effectively with clients and regulatory bodies.</p><p>Key Responsibilities &amp; Duties:</p><ul><li>Review, interpret, and respond to IRS and state tax notices or other regulatory correspondence for both individual and business clients.</li><li>Prepare draft replies and supporting documentation; maintain organized records and audit trails.</li><li>Communicate with IRS, state tax departments, and other regulatory authorities on behalf of clients.</li><li>Conduct tax and legal research using reliable sources to craft accurate and professional responses.</li><li>Collaborate with internal teams (e.g., financial analysts, tax preparers) to resolve notices efficiently.</li><li>Monitor deadlines to ensure timely responses to compliance-related communications.</li><li>Educate clients on the implications of notices received and guide them through the resolution process.</li><li>Draft professional memos, letters, and summaries for client communication.</li><li>Stay updated on US tax compliance regulations, notice types, and appeal procedures.</li><li>Contribute to improvements in notice-handling procedures and documentation.</li></ul><p>Requirements &amp; Qualifications:</p><ul><li>0&ndash;2 years of relevant professional experience.</li><li>Educational background in <b>Accounting, Finance, Law, or Compliance</b> (e.g., <b>ACCA, B.Com, LLB, or specialized certifications in Compliance or US Taxation</b>).</li><li>Prior experience handling tax notices (especially US IRS/state notices) is highly preferred.</li><li>Strong command of written English and ability to draft formal, professional responses.</li><li>Solid research, analytical, and documentation skills.</li><li>Proficiency in Microsoft Excel, Word, and PowerPoint.</li><li>Familiarity with US tax systems, forms, deadlines, and procedures.</li><li>Working knowledge of QuickBooks Online, payroll systems, and IRS online portals is a plus.</li><li>Bilingual proficiency (English and Urdu) preferred.</li><li>Ability to work independently and under pressure to meet tight deadlines.</li><li>Previous experience working with US-based clients is a strong advantage.</li></ul><p>Job Type: Full-time</p><p>Work Location: Remote</p>

Policy Compliance Analyst

East West Bank

<div>Introduction:
<div>
Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates&rsquo; potential for career advancement.</div><div></div><div><br>
Headquartered in California, East West Bank (Nasdaq: EWBC) is a top-performing commercial bank with a strong foundation, an enterprising spirit and a commitment to absolute integrity. East West Bank gives people the confidence to reach further.</div>
Overview:
<div>
East West Bank is looking to hire a Compliance Analyst.</div>
Responsibilities:
<ul><li>Support different compliance initiatives and projects, which may include (but not be limited to):<br>
development of a bank-wide regulatory library, bank-wide administration of regulatory change<br>
management process and assisting with committee or monitoring reports.</li><li>
Gather and analyze compliance-related information to create deliverables and<br>
recommendations on compliance matters.</li><li>
Assist with any monitoring or testing activities for the Monitoring program.</li><li>
Perform regulatory research and technical assistance, as assigned. Assist the Compliance<br>
Officers in assessing new or updated rules and regulations, including impact analysis, gap<br>
assessment, and updating regulatory change records with latest status.</li><li>
Assist with the management of complaints, which may include monitoring for data accuracy and<br>
completeness of each complaint record and following up with upcoming deadlines defined by<br>
the department's complaints policy. Assist with developing complaints trending and analysis<br>
reports.</li><li>
Assist with the clean-up of annual compliance risk assessments.</li><li>
Assist the department with any special projects or tasks.</li></ul>
Qualifications:
<ul><li>Must be currently enrolled in a College/University and working toward a bachelor's or master's<br>
degree.</li><li>
Strong skills in Microsoft Word, Excel, and PowerPoint.</li><li>
Able to delivery high-quality work products with attention to detail.</li><li>
Able to grasp complex concepts and self-motivated to learn.</li></ul>
Compensation: The base pay range for this position is USD $20.00/Hr. - USD $32.00/Hr. Exact offers will be determined based on job-related knowledge, skills, experience, and location.</div>

ACA Group

<p></p><div><p><b>Date: </b>Oct 23, 2025
</p><p><b>Location:</b> Pune, IN
</p><p><b>Company: </b>ACA Group
</p><div><p><b>About ACA:</b></p><br>
<p>
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha&reg; technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.</p><p><br>
<b>
The Opportunity:</b></p><br>
<p>
In the role of Testing Analyst, you will be responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA Group (&ldquo;ACA&rdquo;) for clients. The individual in this position will primarily conduct testing of the efficacy of clients&rsquo; regulatory compliance programs implemented pursuant to the Investment Advisers Act of 1940, along with other federal securities laws. This will include careful analyses of clients&rsquo; books and records for potential regulatory deficiencies, as well as communicating findings and recommendations.</p><p><br>
<b>
What you&rsquo;ll do:</b></p><p><br>
<b>
Support consultants with compliance program testing, primarily by:</b></p><br>
<ul>
<li>Assisting with the execution of clients&rsquo; compliance program testing</li>
<li>Utilizing ACA&rsquo;s suite of RegTech products throughout the testing process</li>
<li>Reviewing clients&rsquo; regulatory compliance policies and procedures</li>
<li>Researching novel and/or complex compliance issues</li>
<li>Maintaining internal knowledge resources</li></ul><br>
<p><br>
<b>Assist with other ACA service offerings, as needed, including, but not limited to:</b></p><br>
<ul>
<li>Regulatory filings</li>
<li>Expert network call chaperoning</li>
<li>Anti-money laundering &amp; KYC/CIP testing</li>
<li>Electronic communications surveillance reviews</li>
<li>Online presence (social media) reviews</li>
<li>Marketing material reviews</li></ul><p></p><p><br>
<b>
Ideally, you will have:</b></p><br>
<ul>
<li>Bachelor's Degree</li>
<li>Major or concentration in compliance, criminal justice, law, business, accounting, finance, and/or economics preferred.</li></ul><p><br>
<br>
<b>Skills and attributes for success:</b></p><br>
<ul>
<li>3-5yrs of an experience</li>
<li>Demonstrated professional integrity.</li>
<li>Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.</li>
<li>Ability to exercise discretion and make independent judgments on matters of significance.</li>
<li>Ability to work in a fast-paced small team environment.</li>
<li>Ability to establish and maintain effective working relationships with colleagues and consulting staff.</li>
<li>Ability to work independently, multi-task, and prioritize effectively, including managing multiple projects with competing deadlines.</li>
<li>Highly motivated and goal oriented; proactive in one&rsquo;s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks.</li>
<li>Dedicated to upholding ACA&rsquo;s high-quality standards and customer service focus.</li>
<li>Strong organizational and problem-solving skills with attention to detail.</li>
<li>Strong oral and written communication skills.</li>
<li>Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.</li>
<li>Ability to become familiar with the Investment Advisers Act of 1940, along with other federal securities laws, rules, and regulatory guidance.</li>
<li>Ability to become familiar with, and proficient in utilizing, ACA&rsquo;s suite of internal and client-facing RegTech products.</li>
<li>Strong analytical skills, including the ability to interpret complicated and nuanced documents, along with applicable laws, rules, and regulatory guidance.</li></ul><p><br>
<br>
<b>What working at ACA offers:</b></p><br>
<p>
We offer a competitive compensation package where you&rsquo;ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical coverage fully funded by ACA for employees and their families, as well as access to Maternity &amp; Fertility and Wellness programs. ACA also provides Personal Accident Insurance, Group Term Life Insurance, Employee Discount programs, and Employee Resource Groups. You&rsquo;ll be granted time off for designated ACA Paid Holidays, Privilege Leave, Casual/Sick Leave, and other leaves of absence to support your physical, financial, and emotional well-being.</p><p><br>
<b>
What we commit to:</b></p><br>
<p>
ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation, and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected status.</p></div></div><p></p>

Compliance Analyst (MS)

TruStage

<div><div>At TruStage, we&rsquo;re on a mission to make a brighter financial future accessible to everyone. We put people first, and work hand in hand with employees and customers to create a diverse and inclusive environment. Passionate about building insurance and financial services solutions, we push the boundaries of what&rsquo;s possible. We need you to help us shape what&rsquo;s next. You&rsquo;ll be encouraged to share your experiences, ideas and skills to help others take control of their financial future.</div><div></div><div>
Join a team that has received numerous awards for being a top place to work: <div>TruStage awards and recognition</div></div><div></div><div>
Job Purpose:</div><div>
This position is responsible for processes within the Compliance team. These processes and activities support the overall function and the overall business objectives, which may include researching new or revised regulations; taking action to implement policies, procedures, processes and forms to support a business line; communicating changes ; participating in periodic audits and compliance reviews.</div><div></div><div>
Analyst &ndash; helps implement solutions by reviewing data, determining the requirements of a project or program and communicating them clearly to stakeholders, facilitators and partners. They assist with the business case, organizing requirements, translating and simplifying requirements and requirements analysis. Analyst may also use requirements to drive the design or review of test cases, process change requests and manage the project&rsquo;s scope, acceptance, installation and deployment.</div><div></div><div>
Job Responsibilities:</div><ul><li>
Coordinate and respond to regulatory complaints, exams and inquiries by collecting information, drafting responses and ensuring timely, accurate submissions that meet all regulatory requirements.</li><li>
Collaborate with internal business areas, legal, and compliance teams to investigate issues, validate information and support continuous improvement of regulatory response process.</li><li>
Support the development and maintenance of procedures, templates and reports related to regulatory engagement and oversight activities.</li><li>
Receive notifications regarding new or revised regulations and take action to implement policies, procedures, processes and forms to support the business line.</li><li>
Communicate and support changes to field, internal staff and other affected areas.</li><li>
Participate in periodic audits and maintain document of compliance processes.</li><li>
Performs compliance reviews, enterprise assessments and policy/procedure reviews as directed.</li><li>
Actively identify risks to the business, products, work and associates.</li><li>
Participates in the preparation of regulatory filings and/or forms to meet business needs and comply with the substance and language requirements of regulatory authorities in all states.</li></ul><div></div><div>
The above statement of duties is not intended to be all inclusive and other duties will be assigned from time to time.</div><div></div><div>
Job Requirements:</div><ul><li>
Bachelor's degree in Business, Insurance or related field or an equivalent work experience.</li><li>
0-3 years of relevant experience.</li><li>
Ability to understand regulations and compliance issues and apply understanding to effect sound design of sound procedures.</li><li>
Problem solving, decision making and multi-tasking abilities.</li><li>
Appetite to learn, general business acumen.</li><li>
Ability to work in a team environment.</li><li>
Effective communication and organizational skills.</li></ul><div></div><div>
#LI-LT</div><div></div><div>
If you&rsquo;re ready to help make a difference, apply today. A resume is required to apply. TruStage may process applicant information using an Artificial Intelligence (AI) tool. This tool automatically generates a screening score based on how well applicant information matches the requirements and qualifications for the position. TruStage recruiters use the screening score as a guide to further evaluate candidates; the score is one component of an application review and does not automatically determine whether a candidate moves forward. Candidates may choose to opt out of this process.</div><div></div><div>
Compensation may vary based on the job level, your geographic work location, position incentive plan and exemption status.</div><div></div><div><br>
Base Salary Range:</div>
$62,000.00 - $93,000.00<div></div><div><br>
At TruStage, we believe a sound, inclusive benefits program is of vital importance, along with a flexible workplace that allows for work-life balance, career growth and retirement assistance. In addition to your base pay, your position may be eligible for an annual incentive (bonus) plan. Additional benefits available to eligible employees include medical, dental, vision, employee assistance program, life insurance, disability plans, parental leave, paid time off, 401k, and tuition reimbursement, just to name a few. Beyond pay and benefits, we also recognize that flexibility, including working in a place you prefer, is essential to caring for our employees. We will continue to strive to offer flexibility and invest in technology and other tools that will make hybrid working normal rather than an exception, so that when &ldquo;life happens,&rdquo; you can focus on what&rsquo;s most important.</div><div></div><div>
Accommodation request</div><div>
TruStage is a place where everyone can bring their best self and thrive. If you need application or interview process accommodations, please contact the <div>accessibility</div> department.</div></div><div></div>

Analyst II, Compliance (Hybrid)

Accenture

<p><b>Skill required:</b> Cash and Liquidity Management - Risk and Regulatory Controls<br>
<b>Designation:</b> Treasury and Risk Senior Analyst<br>
<b>Qualifications:</b>BCom
<br>
<b>Years of Experience:</b>5 to 8 years
<br>
<b>About Accenture</b><br>
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song&mdash; all powered by the world&rsquo;s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com
<br>
<b>What would you do?</b> You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions. Design and implement a Regulatory Control. Design business, technology and process controls to support compliance with regulatory obligations. In addition, this includes testing, evaluation and rationalization of business, technology and process controls to assess control effectiveness.<br>
<b>What are we looking for?</b> Preparation of treasury transactions, including cash management, FX, and investments. Proficiency in MS Office and ERP systems (SAP/Oracle preferred). Knowledge of books closure &amp; maintaing control GL accounts Support for SOX compliance or other relevant internal control frameworks Excellent communication, stakeholder management, and analytical skills Support for SOX compliance or other relevant internal control frameworks Excellent communication, stakeholder management, and analytical skills Prepare reports and dashboards on risk exposures, control effectiveness, and audit findings Understanding of treasury operations, financial markets, and risk mitigation techniques Ability to work independently and prioritize tasks effectively Strong communication and stakeholder management skills SAP/ Oracle Experience Experience working in a BPO or shared service environment preferred Proficiency in Excel, ERP systems, Treasury Management Software, and reporting tools Analytical mindset with keen attention to detail Accounting Reconciliation,Accounting Journal Entries,Process Improvements
<br>
<b>Roles and Responsibilities:</b> &bull;In this role you are required to do analysis and solving of increasingly complex problems &bull; Your day to day interactions are with peers within Accenture &bull; You are likely to have some interaction with clients and/or Accenture management &bull; You will be given minimal instruction on daily work/tasks and a moderate level of instruction on new assignments &bull; Decisions that are made by you impact your own work and may impact the work of others &bull; In this role you would be an individual contributor and/or oversee a small work effort and/or team &bull; Please note that this role may require you to work in rotational shifts</p>
<br>
BCom

Treasury and Risk Senior Analyst

Search 10000+ Regulatory compliance analyst jobs near you this October. New roles added regularly across leading industries. Apply today.

10000 regulatory compliance analyst jobs NEAR_ME

Reporting Analyst

Compliance Analyst

Policy Compliance Analyst

Compliance Analyst

Compliance Analyst (MS)

Analyst II, Compliance (Hybrid)

Treasury and Risk Senior Analyst