regulatory compliance analyst

Accenture

Skill required: KYC Screening - Know Your Customer (KYC) 
Designation: Regulatory Compliance Senior Analyst 
Qualifications:Any Graduation
 
Years of Experience:5 to 8 years
 
About Accenture 
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song&mdash; all powered by the world&rsquo;s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com
 
What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model &ndash; powered by data, intelligent technologies and talent Looking for someone with KYC experience along with ECDD/OCDD knowledge Business and regulatory requirements, governance, operating model, process and system controls to verify the identity, suitability, and risks involved with onboarding and/or maintaining a business / customer relationship. This includes driving customer identification, customer due diligence &amp; enhanced due diligence. 
What are we looking for? &bull;Ability to establish strong client relationship &bull;Ability to work well in a team &bull;Collaboration and interpersonal skills &bull;Written and verbal communication
 
Roles and Responsibilities: &bull;In this role you are required to do analysis and solving of increasingly complex problems &bull; Your day to day interactions are with peers within Accenture &bull; You are likely to have some interaction with clients and/or Accenture management &bull; You will be given minimal instruction on daily work/tasks and a moderate level of instruction on new assignments &bull; Decisions that are made by you impact your own work and may impact the work of others &bull; In this role you would be an individual contributor and/or oversee a small work effort and/or team &bull; Please note that this role may require you to work in rotational shifts
 
Any Graduation

Regulatory Compliance Senior Analyst

Montpellier Resourcing

Up to £35,000 plus excellent bonus and benefitsHybrid working available GRADUATE OPPORTUNITYAre you a highly motivated and detail-oriented individual with a passion for regulatory compliance? We are actively recruiting a talented Regulatory Compliance Analyst to join a growing Financial Crime team at a prominent financial services firm.This is an exceptional opportunity for a recent graduate or early-career professional to launch their career in a crucial area of financial services, focusing on payments, electronic money regulations, and FCA/PRA obligations. You'll gain hands-on experience and receive mentorship from seasoned professionals.Duties of the Compliance Analyst to include:<ul><li>Regulatory Reporting: Preparing and submitting essential regulatory reports, returns, and notifications.</li><li>Policy Management: Maintaining and updating internal policies and procedures to ensure they are accurate and reflect all regulatory changes.</li><li>Project Support: Assisting with regulatory projects and ensuring new products and services meet all compliance requirements.</li><li>Research & Documentation: Conducting research on regulatory obligations and compiling data to support the wider compliance team. You will also help ensure all documentation is ready for audits and inspections.</li></ul>Requirements for the successful Compliance Analyst to include:<ul><li>Graduate-level education in Finance, Business, Law, Economics, or a related discipline.</li><li>1-2 years of experience in financial services is desirable.</li><li>Strong analytical and organizational skills with a keen eye for detail. Excellent written and verbal communication abilities are a must.</li><li>A positive, can-do attitude and a genuine interest in compliance and financial crime prevention.</li></ul>What's on offer for you:<ul><li>A clear and defined career path into AML and financial crime risk management.</li><li>Hands-on training and mentorship from highly experienced compliance professionals.</li><li>Exposure to senior stakeholders and key regulatory frameworks.</li><li>Full support for professional certifications like ICA or ACAMS.</li><li>A competitive graduate-level salary and benefits package.</li><li>Hybrid working model: 3 days in the London office, 2 days remote.</li></ul>This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Associates Resourcing Limited are those of an Employment Agency

Compliance Analyst (Financial Services)

NiSource

<div>Description
<h2 class="jobSectionHeader">Job Summary</h2>
Works with cross-functional teams to plan, prepare, research, analyze, litigate, and implement regulatory strategies and plans with each state's regulatory team to meet cost recovery objectives. Ensures rates are competitive, profitable, and comply with regulatory policies and guidelines. 
 
Supports accurate, timely, and innovative regulatory initiatives, including but not limited to: regulatory rate case filings, gas/fuel cost recovery filings, compliance filings, tariff filings, regulatory asset accounting, data analysis, and utility capital structure. Builds and maintains working relationships with Legal, Financial Planning, Accounting, and other departments to meet corporate regulatory strategic initiatives.<h2 class="jobSectionHeader">
Essential Functions</h2>
All levels may perform the following core responsibilities:<ul><li>
Develop strategies and work plans to ensure timely recovery of costs included in base rates and approved recovery mechanisms.</li><li>
Support analytical studies that recommend regulatory strategies to optimize revenue and return on invested capital.</li><li>
Prepare testimony and exhibits for regulatory applications; analyze intervenor testimony and assist with cross-examination strategies.</li><li>
Respond to data requests during rate cases and other petitions; support Commission hearings.</li><li>
Ensure timely and accurate development, interpretation, and input of approved rates into the customer billing system.</li><li>
Verify customer bills are correctly calculated.</li><li>
Provide comprehensive financial support, including accurate reporting of regulatory items in external filings, financial plans, and internal reports.</li><li>
Foster partnerships with internal departments such as Legal, Financial Planning, and Accounting.</li></ul><h3 class="jobSectionHeader">
Regulatory Analyst Responsibilities</h3><ul><li>
Compile, organize, analyze, and format data for cost recovery filings, base rate cases, and other regulatory reports.</li><li>
Provide fundamental rate interpretation and coordinate billing changes.</li><li>
Support other business units and project teams with regulatory needs.</li><li>
Assist in maintaining accurate financial records.</li><li>
Maintain awareness of state projects and customer service matters.</li><li>
Ensure seamless flow of information among team members.</li><li>
Embrace new technologies and continuous improvement.</li><li>
Prepare and perform SOX internal control testing.</li><li>
Perform duties under close supervision.</li></ul><h3 class="jobSectionHeader">
Senior Regulatory Analyst Responsibilities</h3><ul><li>
Includes Regulatory Analyst duties plus:</li><li>
Provide regulatory support to internal project teams and individuals.</li><li>
Interpret and analyze Commission regulations, rate orders, Staff reports, and intervenor positions.</li><li>
Coordinate external and internal audits.</li><li>
Lead billing implementation changes with IT and other internal groups.</li><li>
Assist Managers and Lead Analysts, including training of Regulatory Analysts.</li><li>
May provide expert testimony in support of filings.</li><li>
Coordinates tasks within assigned projects</li><li>
Provides technical support for responding to outside parties such as Commission Staff, Consumer Advocates, and legal counsel</li></ul><h3 class="jobSectionHeader">
Lead Regulatory Analyst Responsibilities</h3><ul><li>
Includes Senior Regulatory Analyst duties plus:</li><li>
Provide functional guidance to Regulatory Analysts.</li><li>
Offer expert technical regulatory advice.</li><li>
Lead projects and supervise project team members.</li><li>
Initiate studies of emerging issues and recommend strategic actions.</li><li>
Recommend approaches to preserve or enhance revenue.</li><li>
Prepare analytical regulatory studies and implement new procedures.</li><li>
Provide expert tariff interpretation and development across jurisdictions.</li><li>
Monitor energy industry trends and recommend strategic responses.</li><li>
Participate in negotiations and provide expert testimony.</li></ul><h2 class="jobSectionHeader">
Required Qualifications</h2><h3 class="jobSectionHeader">
Regulatory Analyst</h3><ul><li>
Bachelor&rsquo;s Degree in Accounting, Finance, Economics, or other business discipline</li><li>
Solid working knowledge of MS Office (Excel &amp; Word)</li><li>
Excellent verbal and written communication skills</li><li>
Strong attention to detail and technical skills</li><li>
Ability to work well in a team environment</li><li>
Demonstrated ability to be self-motivated</li></ul><h3 class="jobSectionHeader">
Senior Regulatory Analyst</h3><ul><li>
Includes Regulatory Analyst qualifications plus:</li><li>
Proven experience in the regulatory environment, financial planning, finance and/or accounting discipline</li><li>
Demonstrated ability to work with minimal supervision in an accurate and timely manner and deliver results</li></ul><h3 class="jobSectionHeader">
Lead Regulatory Analyst</h3><ul><li>
Includes Senior Regulatory Analyst qualifications plus:</li><li>
Demonstrated proficiency in multiple functions and successful assumption of increasingly technical projects and responsibilities</li><li>
Proven ability to provide expert technical advice to others in an accurate and timely manner</li><li>
Ability to successfully lead and coordinate projects and supervise project team members</li></ul><h2 class="jobSectionHeader">
Preferred Additional Qualifications</h2><ul><li>
Master&rsquo;s Degree / MBA</li><li>
Certified Public Accountant (CPA)</li><li>
Witness training and/or previous witness experience</li><li>
Familiarity with energy markets</li></ul><h2 class="jobSectionHeader">
Compensation Ranges</h2><ul><li>
Regulatory Analyst: $67,900 - $101,900</li><li>
Senior Regulatory Analyst: $79,800 &ndash; $119,600</li><li>
Lead Regulatory Analyst: $93,800 &ndash; $140,700</li></ul>
As a public utility, NiSource is required to provide continuous service to customers at all times. To ensure we fulfill that obligation, employees may be required to work outside their normal work hours and perform tasks outside of their normal responsibilities in support of emergency operations.
Work Authorization
Authorized to work in the United States without requiring sponsorship.
Workplace Connection 
Value inclusion within your day to day responsibilities by respecting others perspectives/convictions, engaging others opinions, creating a safe environment where people, ideas, and opinions are valued within your Team/Customers and external partners.
Respect the unique lived experiences within your Team/Customers and external work partners by valuing different world views, challenges, and cultures that represents all walks of life and all backgrounds.
Treat others with respect and consideration. Actively participate in creating and contributing to a positive work environment.
Equal Employment Opportunity 
NiSource is committed to providing equal employment opportunities in each of its companies to all employees and applicants for employment without regard to race, color, religion, national origin or ancestry, veteran status, disability, gender, age, marital status, sexual orientation, gender identity, sex (including pregnancy, lactation, childbirth or related medical conditions), genetic information, citizenship status, or any protected group status as defined by law. Each employee is expected to abide by this principle.
By applying, you may be considered for other job opportunities.
ADA Accommodations
If you need a reasonable accommodation to participate in any part of the hiring process or to perform the essential functions of the position, please contact OneHR at OneHR@nisource.com or 1-888-640-3320 
Safety Statement 
Promote a safe work environment by actively participating in all aspects of our employee safety program. Report any unsafe conditions and take actions to prevent personal injuries. Support our interdependent safety culture by ensuring the safety of your co-workers. Stay focused on the task at hand and promote productivity through good work habits.
E-Verify
NiSource participates in the U.S. Department of Homeland Security&rsquo;s E-Verify program. As part of this process, we provide the following notices to all job applicants: These documents inform you of your rights and responsibilities under U.S. law. You can view or download them using the links below:<ul><li>
E-Verify Poster (English and Spanish) E-Verify Participation Poster English and Spanish</li><li>
Right to Work Poster (English and Spanish) If you have the right to work, don't let anyone take it away</li></ul>
Salary Range*:
$93,800.00 - $140,700.00<ul><li>The salary offered to a candidate is based on several factors including but not limited to the candidate&rsquo;s skills, job-related knowledge, and relevant experience, as well as internal pay equity.
</li></ul>Posting Start Date:
2025-11-10
Posting End Date (if applicable):
2025-12-05 
Please note that the job posting will close on the day before the posting end date.</div>

Regulatory Analyst / Senior or Lead Regulatory Analyst

Cantor Fitzgerald

We are seeking a Compliance Analyst to join our team in Jacksonville, FL. This role is crucial in maintaining the firm's compliance with regulatory bodies. The ideal candidate will have a strong understanding of securities and futures regulations and be able to work collaboratively with various teams. They will assist in preparing and filing regulatory forms, tracking deadlines, and ensuring the firm's compliance calendar is up-to-date.

Analyst, Compliance Registrations

<div>Line of Service
Advisory
Industry/Sector
FS X-Sector
Specialism
Risk
Management Level
Senior Associate
Job Description &amp; Summary
At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.
 
 
In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.
Why PWC
At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us .
At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firm&rsquo;s growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations.
<div>Job Description &amp; Summary: &middot; Gather and document business requirements, prepare BRD, FRD, and ISD artifacts for analytics and reporting initiatives. &middot; Partner with Finance, Risk, Treasury, and IT teams to align client-analytics deliverables with enterprise data strategy. &middot; Conduct gap analysis between business needs and system capabilities (SAP S/4 HANA / BW / FPSL).
Responsibilities: Business &amp; Functional Analysis &middot; Gather and document business requirements, prepare BRD, FRD, and ISD artifacts for analytics and reporting initiatives. &middot; Partner with Finance, Risk, Treasury, and IT teams to align client-analytics deliverables with enterprise data strategy. &middot; Conduct gap analysis between business needs and system capabilities (SAP S/4 HANA / BW / FPSL). Data &amp; Technical Analysis &middot; Design and maintain data models, mappings, and data dictionaries for client, product, and transaction-level datasets. &middot; Perform data extraction, transformation, and reconciliation across multiple systems (e.g., SAP S/4 HANA data warehouse reporting tools). &middot; Develop SQL queries for data validation, reconciliation, and control checks. &middot; Collaborate with developers and BI teams to ensure accuracy of analytical reports, dashboards, and feeds. Capital Markets &amp; Reporting Knowledge &middot; Understand front-to-back data flow of Capital Markets products (Loans, Derivatives, Securities, Deposits, etc.) across trade capture, sub-ledger, and reporting layers. &middot; Support analytics on exposure, P&amp;L, liquidity, and capital data derived from SAP and legacy systems. &middot; Liaise with stakeholders to ensure consistent data interpretation and adherence to financial-reporting standards. Testing &amp; Delivery &middot; Lead and support UAT / SIT cycles, prepare test cases, perform data validation, and document results. &middot; Ensure timely delivery of high-quality, reconciled datasets and analytics outputs. &middot; Track issues, coordinate resolutions, and document closure evidence.
Mandatory skill sets: Data Analytics, Business Analyst and Capital Market Knowledge.
Preferred skill sets
Data Analytics, Business Analyst and Capital Market Knowledge.
Years of experience required: 3 to 7 Years
Education qualification: Graduate mandatory/Postgraduate
Location Bengaluru
Notice Period Immediate-30 days
</div>Education (if blank, degree and/or field of study not specified)
Degrees/Field of Study required: Master of Business Administration, Chartered Accountant Diploma
Degrees/Field of Study preferred:
Certifications (if blank, certifications not specified)
Required Skills
LCR Meters
Optional Skills
Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Anti-Bribery, Anti-Money Laundering Compliance, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Creativity, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support, Embracing Change {+ 30 more}
Desired Languages (If blank, desired languages not specified)
Travel Requirements
Not Specified
Available for Work Visa Sponsorship?
No
Government Clearance Required?
No
Job Posting End Date</div>

IN_Senior Associate _Data Modeling BA_Captives - FST_Advisory_Bangalore

RiDiK (a Subsidiary of CLPS. Nasdaq: CLPS)

<div>
 
 
 Job Position Title:
 
 Business Analyst - Risk and Compliance
 
 
 
 
 
 
 Company:
 
 RiDiK Pte Ltd
 
 
 
 
 
 
 Job Summary:
 
 
 
 
 
 
 We&rsquo;re looking for a
 
 Business Analyst - Risk and Compliance
 
 to support our team in
 
 Qatar
 
 . This role offers the opportunity to work on meaningful projects, collaborate with talented colleagues, and contribute to the success of a growing company. If you&rsquo;re someone who takes initiative, values continuous learning, and thrives in a collaborative setting, we&rsquo;d love to hear from you.
 
 
 
 
 
 
 Required Skills:
 
 
 
 
 
 <ul>
 <li>
 8+ years of experience in Business Analysis and Project Management in financial services, banking, or fintech sectors.
 </li>
 <li>
 Proven experience in Risk Management, Compliance, or Regulatory projects (e.g., AML/KYC, Basel, GDPR, Operational Risk, etc.).
 </li>
 <li>
 Strong understanding of governance frameworks, regulatory compliance standards, and risk control environments.
 </li>
 <li>
 Excellent requirements gathering, gap analysis, and documentation skills.
 </li>
 <li>
 Experience managing cross-functional projects with diverse stakeholders.
 </li>
 <li>
 Familiarity with industry best practices in risk and compliance management.
 </li>
 <li>
 Strong analytical, communication, and stakeholder management skills.
 </li>
 <li>
 Professional certifications are an added advantage.
 </li>
 </ul>
 
 
 
 
 
 About CLPS RiDiK:
 
 
 
 
 
 
 RiDiK is a global technology solutions provider and a subsidiary of CLPS Incorporation (NASDAQ: CLPS), delivering cutting-edge end-to-end services across banking, wealth management, and e-commerce. With deep expertise in AI, cloud, big data, and blockchain, we support clients across Asia, North America, and the Middle East in driving digital transformation and achieving sustainable growth. Operating from regional hubs in 10 countries and backed by a global delivery network, we combine local insight with technical excellence to deliver real, measurable impact. Join RiDiK and be part of an innovative, fast-growing team shaping the future of technology across industries.
 
</div>

Business Analyst - Risk and Compliance

CrewBloom

We are seeking a detail-oriented Compliance Analyst to support regulatory, operational, and risk management initiatives of our client. The ideal candidate will have a strong foundation in AML/CFT frameworks, KYC/CDD processes, and international compliance standards, with an emerging or established understanding of digital asset compliance.
 The Compliance Analyst will be responsible for conducting reviews, preparing compliance documentation, and ensuring adherence to internal policies and external regulations. This role requires a high degree of integrity, analytical skill, and clear communication across technical and non-technical teams.
 
Core Competencies: 
<ul>
<li>Strong knowledge of AML/CFT, KYC/CDD, FATF, OFAC, and FinCEN standards</li>
<li>(Preferred) Experience with blockchain tracing tools such as Chainalysis, TRM Labs, or Elliptic</li>
<li>Ability to interpret financial and digital asset transaction data</li>
<li>Skilled in risk assessment, control evaluation, and remediation planning</li>
<li>Excellent English communication and reporting skills, with proficiency in Microsoft Office tools</li>
</ul>
Job Responsibilities: 
<ul>
<li>Communicate findings clearly and explain compliance concepts to both technical and non-technical stakeholders</li>
<li>Collaborate effectively with team members across different time zones, departments, and seniority levels</li>
<li>Handle confidential financial and client information with integrity and discretion</li>
<li>Review documents, reports, and transactions to identify inconsistencies, anomalies, or compliance risks</li>
<li>Conduct risk assessments, evaluate internal controls, and recommend remediation measures</li>
<li>Demonstrate curiosity and initiative in understanding business processes and uncovering potential compliance gaps</li>
<li>Maintain a results-driven mindset focused on timely reviews, accurate reporting, and regulatory adherence</li>
<li>Stay informed on evolving regulations, financial technologies, and digital asset compliance practices</li>
</ul>
Requirements: 
<ul>
<li>Experience in compliance processes both within and outside the US</li>
<li>Familiarity with analytical tools for transactional review (e.g., Chainalysis or similar platforms)</li>
<li>Background in onboarding automation is highly preferred</li>
<li>Experience working with or adapting to internal systems such as AIPrice</li>
<li>Availability to work 20–30 hours per week</li>
<li>Ability to analyze and transition data or processes from legacy systems to new platforms</li>
<li>Strong analytical mindset, proactive in asking questions, and highly engaged in discussions and problem-solving</li>
</ul>
Minimum Technical and Work Environment Requirements: 
<ul>
<li>Internet Connection:</li>
<li>Primary internet connection with a minimum speed of 15 Mbps.</li>
<li>Backup internet connection with at least 10 Mbps.</li>
<li>Backup connection must be capable of supporting work during a power outage.</li>
<li>Primary Device:</li>
<li>Desktop or laptop equipped with at least:</li>
<li>Intel Core i5 (8th generation or newer), Intel Core i3 (10th generation or newer), AMD Ryzen 5, or an equivalent processor.</li>
<li>A minimum of 8 GB RAM.</li>
<li>Backup Device:</li>
<li>Must meet or exceed the performance of an Intel Core i3 processor.</li>
<li>Must be functional during power interruptions.</li>
<li>A functioning webcam.</li>
<li>A noise-canceling USB headset.</li>
<li>A quiet, dedicated home office space.</li>
<li>Peripherals and Workspace: A smartphone for communication and verification purposes.</li>
</ul>
Benefits: 
<ul>
<li>Join Our Dynamic Team: Experience our fun, inclusive, innovative culture that values your unique contributions and supports your professional growth.</li>
<li>Embrace the Opportunities: Seize daily chances to learn, innovate, and excel. Make a real impact in your field.</li>
<li>Limitless Career Growth: Unlock a world of possibilities and resources to propel your career forward.</li>
<li>Fast-Paced Thrills: Thrive in a high-energy, engaging atmosphere. Embrace challenges and reap stimulating rewards.</li>
<li>Flexibility, Your Way: Embrace the freedom to work from home or any location of your choice. Create your ideal work environment.</li>
<li>Work-Life Balance at Its Best: Say goodbye to stressful commutes and hello to quality time with loved ones. Achieve a healthy work-life integration to perform at your best.</li>
</ul>

Compliance Analyst

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