regulatory compliance associate

Swan Global WLL

Compliance and Governance associateWe are seeking a detail-oriented, analytical, and governance-driven Compliance and Governance Associate to join our Compliance and Governance team. The ideal candidate will ensure that our Company adheres to all legal and regulatory requirements, manages correspondent agreements, and oversees governance and legal aspects &mdash; with a strong focus on risk identification, structured analysis, governance oversight, and accuracy in execution.Key Responsibilities<ul><li>Ensure compliance with all relevant laws and regulations during the onboarding of correspondent agreements/contracts.</li><li>Manage communications with correspondent banks and money transfer operators.</li><li>Develop, implement, and regularly review compliance and governance policies, frameworks, and procedures.</li><li>Assist in regulatory audits, compliance monitoring programs, and governance reviews.</li><li>Provide accurate, detail-driven compliance and governance reports to the Compliance and Governance Manager.</li><li>Perform site visits for departments and branches to ensure compliance and governance procedures are implemented and executed.</li><li>Draft, update, and align the Company&rsquo;s internal policies with regulatory and governance requirements.</li><li>Identify compliance and governance risks through structured risk assessments, analyze root causes, and provide actionable recommendations for mitigation.</li><li>Address employees&rsquo; concerns and provide guidance on legal compliance and governance practices.</li><li>Educate and train employees on regulations, governance standards, and professional ethics while promoting a culture of integrity, accountability, and analytical thinking across the organization.</li></ul>Qualification<ul><li>Education: Degree in Finance, Business, Risk, Law, or related field.</li><li>Experience: Minimum 5 years in a financial institution. Governance or legal background is an advantage.</li><li>Knowledge: Strong understanding of QCB regulations, corporate governance principles, AML/CFT laws, FATF guidelines, and related regulatory frameworks.</li></ul>Skills:<ul><li>Analytical mindset with proven ability to assess compliance and governance risks.</li><li>Exceptional attention to detail and accuracy in execution.</li><li>Ability to develop and implement effective governance frameworks and compliance programs.</li><li>Strong problem-solving and critical thinking skills.</li><li>Excellent communication skills in Arabic and English.</li><li>Proficiency in MS Office.</li></ul>Job Type: PermanentPay: QAR6,000.00 - QAR10,000.00 per monthApplication Question(s):<ul><li>How many years work experience in a financial institution</li><li>The Salary for this position is 6,000.00 (QAR) - 10,000.00 (QAR) per month</li></ul>Language:<ul><li>Arabic (Required)</li></ul>

Compliance and Governance Associate

Guidepoint

<div>Overview

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance platform and we invite motivated professionals to join us and grow in this thriving environment.

Guidepoint is seeking a Compliance Associate to join its global Compliance Department. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing guidance to our business colleagues when dealing with complex compliance issues.

What You'll Do:
<ul>
<li>Conducting Due Diligence of documents.</li>
<li>Provide initial and ongoing training for client interfacing employees</li>
<li>Respond to daily questions from our sales and service teams</li>
<li>Conduct a compliance portal overview to prospective and existing clients</li>
<li>Implement client related protocols into our proprietary database</li>
<li>Assist our technology team in implementing compliance related controls</li>
</ul>
What You Have:
<ul>
<li>Bachelor's Degree required demonstrating a strong level of achievement (Degree in Law/ LLB preferred)</li>
<li>Proactive and self-motivated</li>
<li>Exceptional analytical skills</li>
<li>Experience using compliance search tools</li>
<li>Minimum of 2+ years of regulatory compliance experience in financial services preferred</li>
<li>Knowledge of financial industry regulations and due diligence preferred</li>
</ul>
What We Have:
<ul>
<li>Competitive compensation</li>
<li>Employee medical coverage</li>
<li>Central office location</li>
<li>Entrepreneurial environment, autonomy, and fast decisions</li>
<li>Casual work environment</li>
</ul>
About Guidepoint:

Guidepoint is a leading research enablement platform designed to advance understanding and empower our clients' decision-making process. Powered by innovative technology, real-time data, and hard-to-source expertise, we help our clients to turn answers into action.

Backed by a network of nearly 1.75 million experts, and Guidepoint's 1,600 employees worldwide, we inform leading organizations' research by delivering on-demand intelligence and research on request. With Guidepoint, companies and investors can better navigate the abundance of information available today, making it both more useful and more powerful.

At Guidepoint, our success relies on the diversity of our employees, advisors, and client base, which allows us to create connections that offer a wealth of perspectives. We are committed to upholding policies that contribute to an equitable and welcoming environment for our community, regardless of background, identity, or experience.

#LI-AD2

#LI-Hybrid</div>

Compliance Associate

GlaxoSmithKline

Overview Position Summary: We are inviting UAE Nationals to join our Regulatory Affairs team in the United Arab Emirates as a Regulatory Affairs Associate. This role is crucial in ensuring compliance with local regulations while supporting product lifecycle management and regulatory submissions. You'll collaborate with cross-functional teams to align regulatory strategies with business goals and contribute to meaningful work that improves lives. Key Responsibilities <ul><li>Preparing, coordinating, and submitting regulatory documents in compliance with local regulations and GSK standards.</li><li>Ensuring timely submissions and approvals to support product launches and lifecycle maintenance.</li><li>Collaborating with internal teams and external stakeholders to align regulatory strategies with business objectives.</li><li>Maintaining regulatory databases and ensuring accurate record-keeping in line with compliance requirements.</li><li>Monitoring changes in local regulations and ensuring adherence to applicable laws and guidelines.</li><li>Providing regulatory guidance to cross-functional teams to support business operations.</li></ul> Basic Qualifications <ul><li>UAE National.</li><li>Bachelor's degree in pharmacy, Medicine, or a related field.</li><li>Proficiency in Microsoft Office tools (Word, Excel, PowerPoint).</li><li>Strong attention to detail and organizational skills.</li><li>Effective communication skills, both written and verbal.</li><li>Ability to work collaboratively in a team environment.</li></ul> Preferred Qualifications <ul><li>Previous experience in regulatory affairs or a related field.</li><li>Familiarity with regulatory submission processes and local guidelines.</li><li>Strong problem-solving skills and the ability to prioritize tasks effectively.</li><li>Interest in the pharmaceutical industry and regulatory compliance.</li><li>Ability to adapt to a fast-paced and dynamic work environment.</li><li>Commitment to continuous learning and professional development.</li></ul> Additional Information This role is based on-site in the United Arab Emirates. GSK is an equal opportunity employer and values diversity, equity, and inclusion. We welcome applications from UAE Nationals who are passionate about improving lives and ensuring compliance with local regulations. Application Process If you're ready to grow your skills, make a positive impact, and contribute to GSK's mission, apply today! Why GSK? Uniting science, technology and talent to get ahead of disease together.GSK is a global biopharma company with a purpose to unite science, technology and talent to get ahead of disease together. We aim to positively impact the health of 2.5 billion people by the end of the decade, as a successful, growing company where people can thrive. We get ahead of disease by preventing and treating it with innovation in specialty medicines and vaccines. We focus on four therapeutic areas: respiratory, immunology and inflammation; oncology; HIV; and infectious diseases - to impact health at scale.People and patients around the world count on the medicines and vaccines we make, so we're committed to creating an environment where our people can thrive and focus on what matters most. Our culture of being ambitious for patients, accountable for impact and doing the right thing is the foundation for how, together, we deliver for patients, shareholders and our people. Contact information You may apply for this position online by selecting the Apply now button. Important notice to Employment businesses/ Agencies GSK does not accept referrals from employment businesses and/or employment agencies in respect of the vacancies posted on this site. All employment businesses/agencies are required to contact GSK's commercial and general procurement/human resources department to obtain prior written authorization before referring any candidates to GSK. The obtaining of prior written authorization is a condition precedent to any agreement (verbal or written) between the employment business/agency and GSK. In the absence of such written authorization being obtained any actions undertaken by the employment business/agency shall be deemed to have been performed without the consent or contractual agreement of GSK. GSK shall therefore not be liable for any fees arising from such actions or any fees arising from any referrals by employment businesses/agencies in respect of the vacancies posted on this site.<img src="https://www.jobg8.com/Tracking.aspx?GNl9oJpztr%2bFZiP5ZjITpj8ABsc%2f7ueRk" width="0" height="0" />

Regulatory Affairs Associate

<div>Site Name: UAE - Dubai 
Posted Date: Oct 23 2025 
Position Summary: 
We are inviting UAE Nationals to join our Regulatory Affairs team in the United Arab Emirates as a Regulatory Affairs Associate. This role is crucial in ensuring compliance with local regulations while supporting product lifecycle management and regulatory submissions. You&rsquo;ll collaborate with cross-functional teams to align regulatory strategies with business goals and contribute to meaningful work that improves lives.
Key Responsibilities: 
In this role, you will have the opportunity to develop your career while leading key activities such as:<ul><li>
Preparing, coordinating, and submitting regulatory documents in compliance with local regulations and GSK standards.</li><li>
Ensuring timely submissions and approvals to support product launches and lifecycle maintenance.</li><li>
Collaborating with internal teams and external stakeholders to align regulatory strategies with business objectives.</li><li>
Maintaining regulatory databases and ensuring accurate record-keeping in line with compliance requirements.</li><li>
Monitoring changes in local regulations and ensuring adherence to applicable laws and guidelines.</li><li>
Providing regulatory guidance to cross-functional teams to support business operations.</li></ul>
Basic Qualifications: 
To be successful in this role, you should have the following qualifications:<ul><li>
UAE National.</li><li>
Bachelor&rsquo;s degree in pharmacy, Medicine, or a related field.</li><li>
Proficiency in Microsoft Office tools (Word, Excel, PowerPoint).</li><li>
Strong attention to detail and organizational skills.</li><li>
Effective communication skills, both written and verbal.</li><li>
Ability to work collaboratively in a team environment.</li></ul>
Preferred Qualifications: 
We value candidates who bring additional skills and characteristics, such as:<ul><li>
Previous experience in regulatory affairs or a related field.</li><li>
Familiarity with regulatory submission processes and local guidelines.</li><li>
Strong problem-solving skills and the ability to prioritize tasks effectively.</li><li>
Interest in the pharmaceutical industry and regulatory compliance.</li><li>
Ability to adapt to a fast-paced and dynamic work environment.</li><li>
Commitment to continuous learning and professional development.</li></ul>
Additional Information: 
This role is based on-site in the United Arab Emirates. GSK is an equal opportunity employer and values diversity, equity, and inclusion. We welcome applications from UAE Nationals who are passionate about improving lives and ensuring compliance with local regulations.
Application Process: 
If you&rsquo;re ready to grow your skills, make a positive impact, and contribute to GSK&rsquo;s mission, apply today!
Why GSK? 
Uniting science, technology and talent to get ahead of disease together.
GSK is a global biopharma company with a purpose to unite science, technology and talent to get ahead of disease together. We aim to positively impact the health of 2.5 billion people by the end of the decade, as a successful, growing company where people can thrive. We get ahead of disease by preventing and treating it with innovation in specialty medicines and vaccines. We focus on four therapeutic areas: respiratory, immunology and inflammation; oncology; HIV; and infectious diseases &ndash; to impact health at scale.
People and patients around the world count on the medicines and vaccines we make, so we&rsquo;re committed to creating an environment where our people can thrive and focus on what matters most. Our culture of being ambitious for patients, accountable for impact and doing the right thing is the foundation for how, together, we deliver for patients, shareholders and our people.
Contact information:
You may apply for this position online by selecting the Apply now button.
Important notice to Employment businesses/ Agencies
GSK does not accept referrals from employment businesses and/or employment agencies in respect of the vacancies posted on this site. All employment businesses/agencies are required to contact GSK's commercial and general procurement/human resources department to obtain prior written authorization before referring any candidates to GSK. The obtaining of prior written authorization is a condition precedent to any agreement (verbal or written) between the employment business/ agency and GSK. In the absence of such written authorization being obtained any actions undertaken by the employment business/agency shall be deemed to have been performed without the consent or contractual agreement of GSK. GSK shall therefore not be liable for any fees arising from such actions or any fees arising from any referrals by employment businesses/agencies in respect of the vacancies posted on this site.</div>

Tabby | تابي

<div>
 
 Department:
 
 SSU
 
 
 
 Employment Type:
 
 Full Time
 
 
 
 Location:
 
 KSA
 
 
 
 Reporting To:
 
 Mohammed Jadallah
 
 
 
 Description
 
 
 
 As an SSU Associate, you will support the Self-Supervisory Unit&rsquo;s efforts to ensure that Tweeq operates in full alignment with SAMA&rsquo;s governance and oversight framework. You will assist in monitoring internal compliance, supporting documentation efforts, and helping ensure that regulatory and internal policy obligations are met. Working under the guidance of the SSU Manager, you will contribute to maintaining a strong culture of transparency, integrity, and continuous improvement.
 
 
 Key Responsibilities
 
 
 <ul>
 <li>
 Assist in implementing and maintaining the documentation, processes, and systems required to support compliance with SAMA regulations.
 </li>
 <li>
 Support collaboration efforts across departments to help resolve issues that may impact SSU performance.
 </li>
 <li>
 Help identify and recommend improvements to SSU procedures and workflows.
 </li>
 <li>
 Contribute to the exploration and adoption of tools or technology that can enhance SSU efficiency.
 </li>
 <li>
 Help track and respond to gaps or issues raised internally or by SAMA in a timely and accurate manner.
 </li>
 <li>
 Support the completion of requests from SAMA, ensuring data and documentation accuracy.
 </li>
 <li>
 Assist in preparing monthly and annual reports in coordination with the team.
 </li>
 <li>
 Adhere to Tweeq&rsquo;s Code of Conduct and Ethics and promote the organization&rsquo;s values.
 </li>
 <li>
 Comply with all applicable internal policies, procedures, and governance standards.
 </li>
 <li>
 Contribute to knowledge-sharing within the team and support professional development initiatives.
 </li>
 <li>
 Maintain strict confidentiality regarding SSU activities, information, and materials, both during and after employment.
 </li>
 <li>
 Help ensure that SSU activities comply with approved policies and procedures at all times.
 </li>
 <li>
 Ensuring ongoing compliance with the approved policies, procedures, and standards of the Self-Supervision Unit (SSU) and guiding relevant activities to maintain compliance at all times.
 
 
 
 </li>
 </ul>
 Skills, Knowledge and Expertise
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in Finance, Law, Risk Management, Business Administration, or a related field.
 </li>
 <li>
 Up to 2 years of experience in compliance, risk, internal audit, or regulatory roles; internship or trainee experience is acceptable.
 </li>
 <li>
 Basic understanding of governance, internal controls, and regulatory frameworks; familiarity with SAMA standards is a plus.
 </li>
 <li>
 Strong attention to detail and organizational skills.
 </li>
 <li>
 Ability to work under supervision and maintain objectivity in carrying out responsibilities.
 </li>
 <li>
 Good communication and interpersonal skills, with professionalism in written and verbal interactions.
 </li>
 <li>
 Proactive attitude, willingness to learn, and commitment to confidentiality.
 </li>
 <li>
 Proficiency in both Arabic and English is required.
 
 </li>
 </ul>
</div>

SSU Associate (Self Supervisory Unit)

United Biosource Corporation

<div>As a pharmaceutical support industry leader, UBC is devoted to empowering health solutions for a better tomorrow. We take pride in improving patient outcomes and advancing healthcare. At UBC we provide services to enhance the entire drug development process and commercialization lifecycle - From clinical trial support to real-world evidence generation.
Embark on a rewarding career journey with UBC! Grow your career while making a meaningful impact on the world around you. UBC fosters a culture built on our Core Values being: Collaborative, Conscientious, Curious, Consultative, and Compassionate. We believe in an inclusive workplace that fosters creativity.
If you are seeking a career that will challenge, inspire, and reward you, join us at UBC! 
Job Posting Title: Quality Compliance Associate 
Brief Description:
The Quality Compliance Associate provides core compliance functions and project support for the Quality Compliance department including SOP document preparation and updates, training file maintenance, and compliance audits. Audit support includes, but is not limited to, audit scheduling, logistics, and document preparation and support. The Quality Compliance Associate provides additional assistance with special projects including CAPA document management, compliance-related continuous improvement projects and training document creation/updates within the Learning Management System (LMS). This position may also provide administrative support to the Quality Compliance department as appropriate. 
Specific job duties:<ul><li>
Ensure SOPs and corresponding test assessments are created and updated within a timely manner according to internal policies and procedures. Ensure appropriate formatting of SOP documents.</li><li>
Support and management of the Quality Management Systems (QMS) to include:<ul><li>
Problem Notification Forms (PNFs)</li><li>
Corrective/Preventive Actions (CAPAs)</li><li>
Compliance Audits (Client/Vendor/Internal)</li><li>
Document Management (SOPs/PSPs/WIs/Job Aids)</li></ul></li><li>
Support SOP review and approval process as deemed appropriate</li><li>
Provide Regulatory/Client Audit Support<ul><li>
Assist with audit scheduling and audit calendar maintenance</li><li>
Assist with meeting coordination/logistics<ul><li>
CDA Requests</li><li>
Auditor Code of Conduct</li><li>
Setting up internal trackers and portals</li><li>
Setting up and providing secure Box access for auditor(s) when required</li></ul></li><li>
Assist with Quality Compliance documentation review prior to and during audit.</li><li>
Ensure audit reports and responses are stored as per UBC record retention procedures.</li></ul></li><li>
Provide assistance with Problem Notification Form (PNF) and CAPA data entry and administrative review when required.</li><li>
Provide administrative support (i.e., agenda, minutes, metrics) for the Quality Assurance department.</li><li>
Support the maintenance and archival of all QA records.</li><li>
Assist in department-related special projects.</li><li>
Assist with Learning Management System document management where needed.</li><li>
Other duties as assigned.</li></ul> 
Supervisory Responsibility:
N/A
Desired Skills and Qualifications:<ul><li>
Bachelor&rsquo;s degree or equivalent work experience.</li><li>
1 &ndash; 2 years of relevant experience preferably within a regulated pharmaceutical and/or medical device industry.</li><li>
Proficient PC knowledge required including Microsoft Office Suite and Internet, SharePoint.</li><li>
Excellent written and oral communication skills essential for professional phone and email interactions.</li><li>
Good interpersonal skills.</li><li>
Continual attention to detail in composing, typing and proofing materials, establishing priorities and meeting deadlines.</li><li>
Ability to work independently.</li><li>
Strong organizational and time management skills.</li><li>
Ability to interact and work within a team environment.</li><li>
Ability to keep sensitive information confidential.</li><li>
Preferred experience working within the bounds of Standard Operating Procedures/policies.</li><li>
Preferred experience providing project support.</li></ul> 
At UBC, employee growth and well-being are always at the forefront. We offer an extensive range of benefits to ensure that you have everything you need to thrive personally and professionally.
Here are some of the exciting perks UBC offers:<ul><li>
Remote opportunities</li><li>
Competitive salaries</li><li>
Growth opportunities for promotion</li><li>
401K with company match*</li><li>
Tuition reimbursement</li><li>
Flexible work environment</li><li>
Discretionary PTO (Paid Time Off) OR 20 days (about 3 weeks) of PTO</li><li>
Paid Holidays</li><li>
Employee assistance programs</li><li>
Medical, Dental, and vision coverage</li><li>
HSA/FSA</li><li>
Telemedicine (Virtual doctor appointments)</li><li>
Wellness program</li><li>
Adoption assistance</li><li>
Short term disability</li><li>
Long term disability</li><li>
Life insurance</li><li>
Discount programs</li></ul> 
UBC is proud to be an equal opportunity employer and does not discriminate because of race, color, sex, age, national origin, religion, sexual orientation, gender identity and/or expression, status as a veteran, and basis of disability or any other federal, state, or local protected class. We are committed to a diverse, equitable and inclusive culture that fosters respect for each other, our clients, and our patients. 
#LI-REMOTE
#LI-HB1</div>

Quality Compliance Associate

Third Bridge

<div>Company Description 
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world&rsquo;s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1,300+ employees located across nine offices. 
Job Description 
Position Overview 
At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge&rsquo;s Content department to join our Compliance team in Mumbai. 
Third Bridge content involves an array of interview formats with industry experts and transcripts of those interactions are made available to our clients through our portal. This is a fast-paced role with a focus on problem solving, attention to detail, stakeholder engagement and results to ensure that content is compliant with legislative and regulatory requirements, as well as with our internal policies.
Responsibilities<ul><li>
Reviewing and approving the proposed subject matters of interviews and experts</li><li>
Reviewing and approving interview transcripts, specifically to identify confidential information and any potentially inappropriate content</li><li>
Working with in-house analysts to finalize content for publication ensuring compliance with internal processes and procedures</li><li>
Answering day-to-day compliance queries from business units and clients</li><li>
Delivering compliance training to new and existing employees</li><li>
Working on ad-hoc projects as directed by management</li></ul> 
Qualifications 
Skills<ul><li>
Organized with excellent attention to detail for proofreading and identifying compliance issues</li><li>
Excellent oral and written English communication skills</li><li>
Ability to understand and interpret complex financial concepts from a compliance perspective</li><li>
Ability to develop strong working relationships across the organization, working with all levels and all offices globally</li></ul>
Qualifications<ul><li>
Bachelor's Degree with 2 to 3 years of relevant experience within compliance</li><li>
Previous compliance experience within financial services highly desirable but not essential</li></ul>
Working Hours:
This role offers a fully remote arrangement, with working hours from 7:30 PM to 4:30 AM IST, Monday to Friday. 
Additional Information 
How will you be rewarded?<ul><li>
Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.</li><li>
Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.</li><li>
Learning &amp; Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.</li><li>
Health &amp; Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health.</li><li>
Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.</li><li>
Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy &quot;Winter Fridays.&quot;</li><li>
Fun at Work: Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5.</li><li>
Recognition &amp; Rewards: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more.</li><li>
Snacks &amp; Refreshments: Stay energised with daily snacks, tea, and coffee provided.</li><li>
CSR Days: Contribute to social responsibility with 2 CSR days annually &ndash; take time off to volunteer.</li><li>
Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.</li></ul>
The successful candidate must, by the start of the employment, have permission to work in the country they are applying
We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.</div>

Compliance Associate - Content (US Hours)

Search 10000+ Regulatory compliance associate jobs near you this October. New roles added regularly across leading industries. Apply today.

10000 regulatory compliance associate jobs NEAR_ME

Compliance and Governance Associate

Compliance Associate

Regulatory Affairs Associate

Regulatory Affairs Associate

SSU Associate (Self Supervisory Unit)

Quality Compliance Associate

Compliance Associate - Content (US Hours)