regulatory compliance officer

Jubilee Life Insurance

E Position: Compliance Officer Department: Sales Compliance, Investigation &amp; Legal Location: KarachiResponsibilities:<ul><li>Effectively manage and resolve grievances and complaints from policyholders, ensuring a swift and satisfactory resolution</li><li>Conduct thorough investigations into allegations of mis-selling or fraud, meticulously gathering evidence and documentation.</li><li>Demonstrate strong written and verbal communication skills to facilitate negotiations and mediations. This includes drafting letters, reports, and other necessary documentation.</li><li>Actively communicate and engage with regulatory forums in-person to address and respond to complaints or grievances filed against the company.</li><li>Perform inspections of insurance policies to ensure compliance with regulations and quality standards.</li><li>Assist in managing litigation processes, collaborating with legal teams to address any legal challenges faced by the company.</li><li>Undertake any other tasks as assigned by the Manager, contributing to the overall efficiency and effectiveness of the department.</li></ul>To succeed in this role, you should have:<ul><li>Bachelor&rsquo;s degree in Law or a related discipline is preferred.</li><li>Experienced professionals are encouraged to apply.</li><li>Excellent communication and drafting skills, with the ability to articulate complex information clearly and concisely.</li><li>Strong analytical skills to assess situations and develop effective solutions.</li></ul>Job Type: Full-timePay: From Rs55,000.00 per monthWork Location: In person

Compliance Officer

Avana Companies

<div>Mission: 
The Compliance Officer will ensure the financial transactions, business activities and general operations adhere to the principles of Shariah law, including compliance oversight, policy development, auditing and risk management, stakeholder communication and ethical advocacy.
<div>Core Competencies: 
<ul><li>Regulatory Knowledge &amp; Ethical Conduct</li><li>Risk Management &amp; Compliance</li><li>Auditing &amp; Monitoring</li><li>Communication &amp; Interpersonal Skills</li></ul></div>
<div>Key Performance Indicators: 
<ul><li>The % of the organization's assets that comply with Sharia principles, including investments, financing activities, and other financial instruments that align with Islamic finance guidelines.</li><li>The amount of time taken to obtain approval from authorities for new financial products, contracts, or business activities.</li><li>Drafting, implementing and training of business operations procedures for new staff within 60 days of onboarding.</li><li>The # of findings from compliance audits or assessments and the % time taken to remediate any issues identified.</li><li>The accuracy and timeliness of regulatory reports submitted by the organization.</li></ul></div>
<div>Responsibilities: 
<ul><li>Ensures that the organization complies with all relevant laws, regulations, and industry standards applicable to its operations including AML, KYC requirements</li><li>Acts as primary liaison between the organization and regulatory authorities, industry associations, and other external stakeholders.</li><li>Scrutinizes contracts, agreements, and business practices to ensure they are free from interest (riba), uncertainty (gharar), speculation (maisir), and unethical investments.</li><li>Develops and implements policies and procedures that align with Shariah principles and regulatory requirements. This will involve creating guidelines for permissible investments, ethical business practices, and customer interactions that adhere to Islamic finance principles.</li><li>Monitors the organization's activities to detect any violations of laws, regulations, or internal policies. Investigates potential breaches, documenting findings, and reporting them to senior management and regulatory authorities as required.</li><li>Provides training and educational sessions to employees to ensure they understand Shariah compliance requirements and their implications for business operations.</li><li>Audits and monitoring activities to assess the organization's compliance with Sharia principles. This involves reviewing financial records, conducting on-site inspections, and investigating any potential breaches of Sharia compliance.</li></ul></div>
<div>Qualifications: 
<ul><li>Bachelor's degree in Business, Finance, or a related field. Master's degree preferred.</li><li>Professional Certificate in Islamic Finance (PCIF) Certification</li><li>Proven experience in a similar leadership role, with a track record of successfully implementing technology strategies.</li><li>Strong technical compliance and lending knowledge and understanding of legal requirements, regulations and Sharia Lending practices</li><li>Excellent leadership and management skills, with the ability to motivate and inspire a team.</li><li>Strong business acumen and the ability to align technology initiatives with organizational goals.</li><li>Exceptional problem-solving and decision-making skills, with a strong attention to detail.</li><li>Excellent communication and interpersonal skills, with the ability to effectively collaborate and communicate with stakeholders at all levels.</li><li>Proven ability to manage multiple projects and priorities in a fast-paced, dynamic environment.</li><li>Strong strategic thinking and planning skills, with the ability to anticipate and mitigate potential risks and challenges.</li></ul></div>
Note: This job description is not intended to be all-inclusive. The Compliance Officer may be required to perform other related duties as requested by the management team.</div>

Compliance Officer (Riyadh)

Beta Search

<div><div><div><div><div>Job Category: Financial services
</div><div>Job Type: Full Time
</div><div>Job Location: Greenwich CT
</div></div></div></div><div>POSITION SUMMARY: 
 
The Compliance Officer will report directly to the Chief Compliance Officer and serve as an integral component of the compliance function, helping to ensure adherence to federal and state regulations governing financial services, including term loans and merchant cash advances (MCA). This role is critical in managing regulatory risk and the daily operations of the compliance program. This position will also manage compliance analysts. 
 
Key Responsibilities: 
 
Perform periodic monitoring and testing of company performance related to regulatory obligations and commitments<ul><li>
Monitor regulatory changes and ensure company-wide compliance</li>
<li>Assist with risk assessments and internal compliance reviews</li>
<li>Provide guidance and training to employees on compliance matters</li>
<li>Assist with compliance-related reporting to the Board and governance committee</li>
<li>Assist with managing policies and programs related to fraud detection, BSA/AML, and risk controls</li>
<li>Ensure compliance with federal and state regulations including ECOA, TILA, FCRA, UDAAP, FDCPA, GLBA, and TCPA</li>
<li>Assist with the supervision of compliance training programs for employees</li></ul> 
Qualifications: 
<ul><li>
Minimum of 6 years of experience in regulatory consumer compliance, preferably in fintech</li>
<li>Strong knowledge of federal and state financial regulations</li>
<li>Experience working in a sales-driven environment, balancing business goals with compliance</li>
<li>Excellent analytical, communication, and leadership skills</li></ul></div></div>

Tibbi Pvt LTD

Position Title: Compliance Officer Company: Aesthetics Lab by Tibbi Location: Garden townJob Overview:Aesthetics Lab by Tibbi is seeking a detail-oriented and ethical Compliance Officer to ensure that our operations, procedures, and services meet legal and regulatory standards. The ideal candidate will help maintain internal controls, support audits, and promote a culture of compliance across all departments particularly within the aesthetics and wellness sectors.Key Responsibilities:<ul><li>Monitor and enforce compliance with regulatory and legal requirements relevant to the aesthetics industry.</li><li>Develop, review, and update internal policies and procedures to ensure alignment with national and local laws.</li><li>Conduct regular audits and risk assessments across operations.</li><li>Stay up-to-date with industry regulations, especially those relating to health, safety, and data privacy.</li><li>Train staff on compliance procedures, code of conduct, and best practices.</li><li>Investigate and document compliance breaches, and recommend corrective actions.</li><li>Act as the point of contact for regulatory agencies and support during inspections or investigations.</li><li>Maintain accurate records of compliance activities, including complaints and audit results.</li><li>Collaborate with management to resolve compliance issues proactively.</li></ul>Qualifications:<ul><li>Bachelor&rsquo;s degree in Law, Business Administration, Healthcare Management, or a related field.</li><li>Proven experience (2+ years) in compliance, auditing, or regulatory affairs&mdash;preferably within healthcare or aesthetics.</li><li>Strong knowledge of relevant laws, standards, and ethical practices</li><li>Familiarity with health and safety standards, data protection regulations and clinical practice guidelines.</li></ul>Preferred Skills:<ul><li>Excellent attention to detail and analytical thinking.</li><li>Strong communication and interpersonal skills.</li><li>Ability to manage sensitive situations with confidentiality and professionalism.</li><li>Proficient in compliance management software and Microsoft Office tools.</li><li>Ability to train, mentor, and influence others regarding compliance standards.</li></ul>Job Type: Full-timeWork Location: In person

RECH INTERNATIONAL

Regulatory Affairs Officer - KarachiThe Regulatory Affairs Officer ensures compliance with DRAP regulations for licensing, registration, and marketing of medical devices, acting as the key link between Rech International and regulatory authorities.Job Type: Full time - OnsiteWorking hours: 9am - 6pmWorking Days: Monday - SaturdayMarket Competitive Salary &amp; BenefitsKey Responsibilities:<ul><li>Prepare, submit, and follow up on DRAP registration/notification dossiers.</li><li>Manage licensing of medical devices (Orthopedic Implants, OMF, Neuro, Spine, Knee &amp; Hip Joints).</li><li>Liaise with DRAP officials and internal stakeholders to ensure timely approvals.</li><li>Monitor and implement changes in DRAP regulations, keeping records updated.</li><li>Ensure compliance of product portfolio with DRAP guidelines and legislation.</li><li>Provide regulatory input, reporting, and support for internal teams and external partners.</li></ul>Qualifications &amp; Experience:<ul><li>Bachelors degree in Sciences; Masters preferred.</li><li>3-4 years experience in Regulatory Affairs with DRAP submissions.</li><li>Strong knowledge of DRAP laws and guidelines for medical devices.</li><li>Proficiency in MS Office &amp; Google Apps.</li><li>Excellent communication, analytical, and documentation skills.</li></ul>Job Type: Full-timePay: Rs40,000.00 - Rs80,000.00 per monthApplication Question(s):<ul><li>What is your current salary ?</li><li>How soon can you join?</li><li>What is your salary expectation?</li><li>Do you have experience of DRAP?</li></ul>Education:<ul><li>Bachelor's (Required)</li></ul>Experience:<ul><li>Regulatory affairs: 2 years (Required)</li></ul>Work Location: In person

Regulatory Affairs Executive

Ambiance Apparel

Based in the Downtown Los Angeles Fashion District, Ambiance Apparel is a leading manufacturer, importer and wholesaler of casual basic apparel for women &amp; juniors. Founded in 1999, Ambiance Apparel has been catering to the fashion needs of retailers and wholesalers for over 20 years with quality products at affordable prices and high-volume availability of inventory.Ambiance Apparel is seeking to hire a full-time on-site Compliance Officer. The Compliance O&#64259;cer will be responsible for developing, managing and monitoring compliance policies and procedures to ensure the company&rsquo;s operations align with legal and regulatory requirements. This individual will play a critical role in risk management, policy enforcement, and corporate governance.Responsibilities:Regulatory Compliance and Monitoring<ul><li>Monitor regulatory changes and ensure the organization stays compliant with the laws and regulations</li><li>Act as the primary liaison with regulatory agencies, ensuring timely reporting and resolution of compliance matters</li></ul>Program Review and Development<ul><li>Develop, implement, and maintain compliance programs, policies, and procedures</li><li>Analyze new and changing laws and regulations that impact the company&rsquo;s business and advise senior management accordingly</li><li>Review compliance risk assessments and determine if current processes control risk</li></ul>Training and Internal Education<ul><li>Drafting and maintaining employee training for compliance</li><li>Provide training and guidance to employees on compliance-related policies and best practices</li><li>Ensure all sta&#64256; understand and comply with company policies and regulatory requirements</li></ul>Compliance Reporting and Documentation<ul><li>Create, maintain, and update reporting of compliance tests and risk assessments</li><li>Prepare reports to the executive leadership on compliance status</li></ul>Qualifications &amp; Requirements:<ul><li>5+ years of regulatory compliance experience, including at least one year of experience as a senior compliance o&#64259;cer at a mid-to-large size company (100+ employees).</li><li>Bachelor&rsquo;s degree in a relevant field</li><li>In-depth knowledge of regulatory requirements related to imports, customs, and FinCEN. Fashion industry experience preferred.</li><li>Proven ability to handle confidential information with discretion and professionalism</li><li>Experience communicating and interacting with regulatory agencies and regulatory a&#64256;airs</li><li>Experience in conducting training sessions and developing compliance frameworks</li><li>Proficiency in English, bilingual proficiency in Korean preferred (written and verbal)</li><li>Certified Compliance Professional or other compliance-related certification</li></ul>Benefits:<ul><li>Health Insurance</li><li>Dental Insurance</li><li>Vision Insurance</li><li>Paid Sick Leave</li><li>Paid Time Off</li><li>Lunch subsidy</li></ul>ambianceapparel.comAmbiance Apparel is proud to be an Equal Employment Opportunity employer. We do not discriminate based upon race, religion, color, national origin, gender (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.Job Type: Full-timePay: From $100,000.00 per yearBenefits:<ul><li>401(k)</li><li>401(k) matching</li><li>Dental insurance</li><li>Health insurance</li><li>Paid time off</li><li>Vision insurance</li></ul>Work Location: In person

People Partners

<div>
 
 We are seeking an experienced and proactive
 
 Ethics and Compliance Officer
 
 to join our client's in-house compliance team. This role supports the development, implementation, and ongoing management of comprehensive compliance programs.
 
 
 
 
 
 Reporting to the Group Senior Compliance Officer, this position ensures adherence to all applicable laws, regulations, and internal policies. The successful candidate will work closely with internal stakeholders and subsidiary companies to shape and operationalize compliance strategies that align with corporate objectives and mitigate risks.
 
 
 
 
 
 
 Core Responsibilities
 
 
 <ul>
 <li>
 Support the Group Senior Compliance Officer in overseeing design, development, and monitoring of compliance programs addressing UAE and international legal requirements
 </li>
 <li>
 Conduct horizon scanning and monitor regulatory changes, keeping leadership informed of compliance developments and risks
 </li>
 <li>
 Perform regular risk assessments and recommend preventive actions to mitigate compliance risks
 </li>
 <li>
 Support internal audits and investigations, ensuring appropriate corrective actions are implemented
 </li>
 <li>
 Prepare compliance reports for senior management highlighting key risks and performance metrics
 </li>
 <li>
 Collaborate with legal, IT, and business units to integrate compliance into operations
 </li>
 <li>
 Develop and deliver compliance training programs across all organizational levels
 </li>
 <li>
 Manage third-party compliance including vendor screening, due diligence, and ongoing monitoring
 </li>
 <li>
 Build out compliance function with focus on Anti-Bribery and Corruption (ABC), sanctions compliance, data privacy, and corporate ethics
 </li>
 </ul>
 
 
 
 
 
 Required Qualifications
 
 
 <ul>
 <li>
 
 Bachelor's degree in business administration
 
 , Law, Finance, or related field
 </li>
 <li>
 
 8+ years of compliance experience
 
 in regulated industries with proven track record in compliance program development
 </li>
 <li>
 Thorough understanding of relevant laws, regulations, and industry standards
 </li>
 <li>
 Excellent analytical, communication, and interpersonal skills
 </li>
 <li>
 High level of integrity with ability to work independently in fast-paced environments
 </li>
 <li>
 Strong legal analysis, negotiation, and drafting abilities
 </li>
 </ul>
 
 
 
 
 This role offers the opportunity to advance your career with a regional industry leader while working at the forefront of compliance excellence in a dynamic, technology-driven environment across the Middle East and Africa.
 
</div>

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