regulatory compliance officer

BinHendi Holding

Industry: Virtual Assets / Crypto ExchangeAbout the Company:We are a UAE based institutional grade crypto exchange operating under a regulatory license as a Virtual Asset Service Provider (VASP). Our core focus is enabling secure and compliant digital asset trading for institutional clients and qualified investors across sectors such as commodities, appliances, logistics, and more. The platform generates revenue via transaction spreads, fees, and commissions.About the Role:We are seeking an experienced Compliance Officer to lead our regulatory and compliance framework. The candidate must have a deep understanding of UAE regulatory environments related to crypto exchanges, including AML/CFT laws, FATF compliance, and reporting obligations under virtual asset regimes.Key Responsibilities:<ul><li>Ensure full compliance with UAE Virtual Asset regulatory frameworks, including VARA and/or FSRA/DFSA as applicable.</li><li>Develop and oversee implementation of AML/CFT policies, risk assessments, and transaction monitoring protocols.</li><li>Manage KYC onboarding procedures for institutional and qualified investor accounts.</li><li>Serve as the primary liaison with regulatory bodies, overseeing audits, inquiries, and periodic reporting.</li><li>Lead internal training and compliance culture building.</li><li>Monitor ongoing regulatory developments and ensure internal processes remain up to date.</li><li>Maintain records and documentation for all compliance and risk matters.</li></ul>Required Experience &amp; Qualification:<ul><li>Minimum 5 years of compliance experience, preferably in crypto, fintech, or financial services</li><li>Familiarity with UAE&rsquo;s regulatory landscape for Virtual Asset Service Providers (VARA, FSRA, CBUAE guidelines)</li><li>Strong knowledge of AML/CFT frameworks and FATF compliance standards</li><li>Experience with institutional client onboarding, digital asset risk monitoring, and suspicious activity reporting</li><li>Excellent communication and stakeholder management skills</li><li>Bachelor&rsquo;s degree in Law, Finance, Business, or related fields; certifications such as CAMS, ICA, or equivalent are an advantage</li></ul>All applications will be treated with strict confidentiality.Priority will be given to candidates who are available to join immediately.Job Type: Full-timeExperience:<ul><li>Compliance: 5 years (Required)</li><li>MLRO: 5 years (Required)</li></ul>Job Type: Full-timePay: AED20,000.00 - AED30,000.00 per monthExperience:<ul><li>Compliance: 5 years (Required)</li><li>MLRO: 5 years (Required)</li><li>Crypto: 2 years (Required)</li></ul>

Compliance Officer - MLRO

HTIC Global

Job Purpose:The Compliance Officer plays a critical role in safeguarding the integrity of client entities by ensuring that their operations adhere to all relevant legal, regulatory, and statutory requirements. The primary responsibility is to support and oversee the compliance framework for the allotted entities, ensuring that filings and submissions to government authorities are accurate, timely, and aligned with regulatory expectations.Responsibilities:Primary Responsibilities:1. Regulatory Adherence &ndash; Ensure the organization&rsquo;s operations for allotted entities fully comply with applicable laws, regulations, and internal policies.2. Statutory Filings &amp; Submissions &ndash; Oversee accuracy and timeliness of all filings and submissions to regulatory authorities.3. Policy Implementation &amp; Monitoring &ndash; Develop, implement, and enforce compliance procedures and policies; ensure business units operate within legal and regulatory frameworks.4. Risk Assessment &amp; Management &ndash; Conduct regular risk assessments to identify potential areas of non-compliance; recommend and monitor preventive and corrective actions.5. Reporting &amp; Monitoring &ndash; Maintain compliance records and reporting systems; provide regular updates and performance reports.6. Investigation &amp; Remediation &ndash; Investigate potential compliance breaches, implement corrective measures, and ensure preventive actions are in place.7. Management Assurance &ndash; Provide periodic assurance to senior management on the overall compliance status, highlighting key risks, corrective actions taken, and areas requiring attention.Secondary Responsibilities:1. Collaboration with Departments &ndash; Coordinate with internal teams and external consultants to ensure compliance adherence across all business operations.2. Training &amp; Awareness &ndash; Facilitate training sessions and awareness programs for employees regarding regulatory requirements and internal policies.3. Monitoring Regulatory Changes &ndash; Track updates in laws and regulations; ensure timely amendments to policies and procedures.4. Audit Support &ndash; Assist in internal and external audits, ensuring compliance issues are addressed and audit recommendations implemented.5. Continuous Improvement &ndash; Identify trends, recurring issues, or process gaps; recommend improvements to enhance efficiency and reduce risk exposure.Qualification &amp; Experience:<ul><li>Bachelor&rsquo;s degree in Law, Business Administration, Finance, Accounting, or a related field.</li><li>Strong knowledge or ability to understand applicable laws, regulations, and statutory requirements.</li></ul>Experience:<ul><li>Minimum: 5+ years in compliance, audit, risk management, or regulatory functions.</li><li>Experience in maintaining records, monitoring statutory requirements, and supporting filings or audits.</li><li>Exposure to BPO/back-office or multi-entity environments is a plus.</li></ul>Preferred:<ul><li>Experience in AML (Anti-Money Laundering) &amp; CFT (Combating the Financing of Terrorism) compliance.</li><li>Exposure to insurance broking, aviation, or other regulated industries.</li></ul>Skills:Must Have Skills:<ul><li>Ability to interpret and apply applicable laws, regulations, and statutory requirements.</li><li>Excellent analytical and problem-solving abilities.</li><li>High level of integrity, ethics, and attention to detail.</li><li>Effective written and verbal communication skills.</li><li>Ability to work independently and manage multiple tasks with minimal supervision.</li><li>Proficient in Microsoft Office tools.</li><li>Strong organizational and record-keeping skills.</li></ul>Good to Have Skills:<ul><li>Experience in regulatory reporting, filings, or compliance monitoring.</li><li>Familiarity with compliance management software or ERP systems.</li><li>Prior exposure to BPO or shared services environment.</li><li>Ability to conduct training sessions and awareness programs.</li></ul>Job Location : Infopark, Phase - 2, Kakkanad, KochiJob Type: Full-timePay: &#8377;50,000.00 - &#8377;60,000.00 per monthBenefits:<ul><li>Health insurance</li></ul>Work Location: In person

Compliance Officer

Validus Fintech Services Private Ltd

About Validus Fintech:Validus Fintech is a dynamic and innovative Fintech providing comprehensive Registrar and Transfer Agent (RTA) services. Our core focus is on delivering seamless, technology-driven solutions to mutual funds, ETFs, and alternative investment funds (AIFs). With a strong commitment to regulatory excellence and operational efficiency, we empower our clients to meet their compliance obligations while driving growth. At Validus, we believe in fostering a collaborative and forward-thinking environment, where every team member plays a critical role in our success.Job Overview:We are seeking a highly qualified and experienced Compliance Officer to ensure that Validus Fintech adheres to all regulatory requirements in its operations as an RTA and as a private limited company. This role also involves providing regulatory guidance to clients to help them stay compliant. The ideal candidate will have a deep understanding of the financial services sector and be driven by a passion for compliance and regulatory excellence.Key Responsibilities:<ul><li>Regulatory Compliance (RTA and Financial Services):</li><li>Ensure Validus Fintech complies with all applicable regulatory requirements from SEBI, AMFI, and other financial regulatory authorities.</li><li>Maintain up-to-date knowledge of all regulatory changes and ensure they are implemented within the organization.</li><li>Oversee the accurate and timely submission of regulatory filings and reports.</li><li>Corporate Compliance (Private Limited Company):</li><li>Ensure Validus Fintech complies with all corporate regulations applicable to a private limited company, including but not limited to:</li><li>Provident Fund (PF)</li><li>Employee State Insurance (ESIC)</li><li>Professional Tax (PT)</li><li>Labour laws (as applicable)</li><li>Company Law and Registrar of Companies (ROC) filings</li><li>Liaise with relevant government departments for statutory compliance and timely filings.</li><li>Client Compliance Support:</li><li>Provide compliance support and advice to clients, including mutual funds, AIFs, and other financial institutions.</li><li>Assist clients in understanding and implementing regulatory requirements that impact RTA services, such as KYC/AML norms, transaction processing, and reporting.</li><li>Risk Management:</li><li>Develop and maintain a compliance risk management framework, identifying and mitigating risks that could impact Validus and its clients.</li><li>Conduct regular audits and compliance checks across the organization.</li><li>Policy Development:</li><li>Draft and implement internal compliance policies and procedures for Validus Fintech.</li><li>Ensure all departments within Validus, including client-facing teams, are educated on compliance policies and regulatory changes.</li><li>Regulatory Reporting:</li><li>Manage the process for SEBI filings, AMFI reporting, and any other regulatory submissions required for Validus Fintech and its clients.</li><li>Handle statutory filings related to PF, ESIC, labour laws, and other corporate compliances.</li><li>Stakeholder Engagement:</li><li>Collaborate with regulatory authorities, clients, auditors, and internal departments to resolve compliance issues and ensure adherence to regulations.</li></ul>Required Qualifications:<ul><li>Bachelor's or Master&rsquo;s degree in Law, Finance, or a related field.</li><li>Minimum 2-4 years of experience in regulatory compliance within the financial services industry, particularly in RTAs, mutual funds, or related sectors.</li><li>In-depth knowledge of SEBI, AMFI, and other financial regulatory frameworks.</li><li>Strong understanding of KYC/AML guidelines and other financial compliance processes.</li><li>Experience in managing corporate statutory compliances such as PF, ESIC, and ROC filings.</li></ul>Key Skills:<ul><li>Excellent knowledge of the Indian regulatory landscape related to mutual funds, ETFs, AIFs, RTAs, and corporate statutory obligations.</li><li>Strong leadership and decision-making skills with the ability to handle complex regulatory issues.</li><li>Excellent communication and interpersonal skills to manage relationships with regulatory authorities, clients, and internal teams.</li><li>Detail-oriented and able to handle sensitive information with discretion.</li></ul>Preferred:<ul><li>Experience working with fintech companies or RTAs.</li><li>Knowledge of FEMA (Foreign Exchange Management Act) and related regulations would be an added advantage.</li><li>Certification in compliance or regulatory affairs.</li></ul>Job Types: Full-time, PermanentPay: &#8377;400,000.00 - &#8377;500,000.00 per yearBenefits:<ul><li>Health insurance</li><li>Provident Fund</li></ul>Ability to commute/relocate:<ul><li>Gachibowli, Hyderabad, Telangana: Reliably commute or planning to relocate before starting work (Required)</li></ul>Application Question(s):<ul><li>Qualified CS?</li></ul>Experience:<ul><li>financial regulatory: 2 years (Required)</li></ul>Work Location: In person

Jubilee Life Insurance

E Position: Compliance Officer Department: Sales Compliance, Investigation &amp; Legal Location: KarachiResponsibilities:<ul><li>Effectively manage and resolve grievances and complaints from policyholders, ensuring a swift and satisfactory resolution</li><li>Conduct thorough investigations into allegations of mis-selling or fraud, meticulously gathering evidence and documentation.</li><li>Demonstrate strong written and verbal communication skills to facilitate negotiations and mediations. This includes drafting letters, reports, and other necessary documentation.</li><li>Actively communicate and engage with regulatory forums in-person to address and respond to complaints or grievances filed against the company.</li><li>Perform inspections of insurance policies to ensure compliance with regulations and quality standards.</li><li>Assist in managing litigation processes, collaborating with legal teams to address any legal challenges faced by the company.</li><li>Undertake any other tasks as assigned by the Manager, contributing to the overall efficiency and effectiveness of the department.</li></ul>To succeed in this role, you should have:<ul><li>Bachelor&rsquo;s degree in Law or a related discipline is preferred.</li><li>Experienced professionals are encouraged to apply.</li><li>Excellent communication and drafting skills, with the ability to articulate complex information clearly and concisely.</li><li>Strong analytical skills to assess situations and develop effective solutions.</li></ul>Job Type: Full-timePay: From Rs55,000.00 per monthWork Location: In person

WAFRA GULF F X CURRENCIES BROKERS L.L.C

Compliance Officer (SCA Accredited)Location: Dubai, United Arab EmiratesJob Type: Full-Time | On-site Immediate availability is preferred.Mandatory Requirements<ul><li>Experience: Minimum 1&ndash;2 years as a Compliance &amp; Risk Management Officer within a licensed FOREX trading brokerage in the UAE.</li><li>Certification: Must hold CISI-SCA certifications in Compliance and/or Risk Management, accredited by the Securities and Commodities Authority (SCA).</li><li>Candidates with one certification (either Compliance or Risk) may apply, provided they commit to obtaining the second within an agreed timeframe.</li></ul>Role OverviewThe Compliance Officer (SCA Accredited) is responsible for ensuring that the company operates in full compliance with UAE laws and SCA regulatory requirements. The role involves monitoring regulatory obligations, mitigating risks, and promoting a strong compliance culture across the organisation.Key ResponsibilitiesCompliance:<ul><li>Ensure adherence to all SCA regulations, including licensing, registration, and regulatory reporting.</li><li>Serve as the primary point of contact with UAE regulatory authorities, particularly the SCA.</li><li>Monitor regulatory updates and advise senior management on compliance implications.</li><li>Manage SCA licensing and registration processes for the company and its employees.</li><li>Oversee timely submission of regulatory filings, disclosures, and reports.</li><li>Conduct regular compliance training and awareness sessions for staff.</li><li>Investigate potential compliance breaches and recommend corrective action.</li><li>Coordinate with auditors, legal counsel, and consultants to ensure alignment with UAE law.</li></ul>Skills &amp; Competencies<ul><li>Strong knowledge of UAE regulatory requirements governing FOREX brokerages.</li><li>Analytical mindset with excellent problem-solving abilities.</li><li>Strong written and verbal communication skills in English (Arabic is an advantage).</li><li>High ethical standards, independence, and attention to detail.</li><li>Strong organisational and interpersonal skills.</li></ul>Application ProcessInterested and qualified candidates are invited to submit their CV along with valid SCA certification(s) to: careers@wafracapital.aeImportant: Please mention &ldquo;Compliance Officer (SCA Accredited)&rdquo; in the subject line of your email application.Only candidates with relevant UAE brokerage compliance experience will be considered.Job Types: Full-time, PermanentPay: From AED10,000.00 per monthEducation:<ul><li>Bachelor's (Preferred)</li></ul>Experience:<ul><li>Banking: 1 year (Required)</li></ul>License/Certification:<ul><li>(SCA Accredited) (Preferred)</li></ul>Location:<ul><li>Dubai (Required)</li></ul>

Compliance Officer (SCA Accredited)

Compliance Officer / MLRODubai, United Arab EmiratesIndustry: Virtual Assets / Crypto ExchangeAbout the Company:We are a UAE based institutional grade crypto exchange operating under a regulatory license as a Virtual Asset Service Provider (VASP). Our core focus is enabling secure and compliant digital asset trading for institutional clients and qualified investors across sectors such as commodities, appliances, logistics, and more. The platform generates revenue via transaction spreads, fees, and commissions.About the Role:We are seeking an experienced Compliance Officer to lead our regulatory and compliance framework. The candidate must have a deep understanding of UAE regulatory environments related to crypto exchanges, including AML/CFT laws, FATF compliance, and reporting obligations under virtual asset regimes.Key Responsibilities:<ul><li>Ensure full compliance with UAE Virtual Asset regulatory frameworks, including VARA and/or FSRA/DFSA as applicable.</li><li>Develop and oversee implementation of AML/CFT policies, risk assessments, and transaction monitoring protocols.</li><li>Manage KYC onboarding procedures for institutional and qualified investor accounts.</li><li>Serve as the primary liaison with regulatory bodies, overseeing audits, inquiries, and periodic reporting.</li><li>Lead internal training and compliance culture building.</li><li>Monitor ongoing regulatory developments and ensure internal processes remain up to date.</li><li>Maintain records and documentation for all compliance and risk matters.</li></ul>Required Experience &amp; Qualification:<ul><li>Minimum 5 years of compliance experience, preferably in crypto, fintech, or financial services</li><li>Familiarity with UAE&rsquo;s regulatory landscape for Virtual Asset Service Providers (VARA, FSRA, CBUAE guidelines)</li><li>Strong knowledge of AML/CFT frameworks and FATF compliance standards</li><li>Experience with institutional client onboarding, digital asset risk monitoring, and suspicious activity reporting</li><li>Excellent communication and stakeholder management skills</li><li>Bachelor&rsquo;s degree in Law, Finance, Business, or related fields; certifications such as CAMS, ICA, or equivalent are an advantage</li></ul>All applications will be treated with strict confidentiality.Priority will be given to candidates who are available to join immediately.Job Type: Full-timePay: AED20,000.00 - AED30,000.00 per monthExperience:<ul><li>Compliance: 5 years (Required)</li><li>MLRO: 5 years (Required)</li></ul>

Fiducrest

Role SummaryThe Compliance Officer will support the Principal Officer in ensuring that the Fund Management Entity operates in full compliance with all applicable laws, regulations, and internal policies. This role focuses on day-to-day compliance operations, regulatory reporting, and maintaining adherence to GIFT City and IFSCA guidelines while supporting the overall compliance framework.Key ResponsibilitiesRegulatory Compliance &amp; Monitoring<ul><li>Support ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines</li><li>Assist in end-to-end compliance with IFSCA, SEZ, SEBI and related regulatory frameworks</li><li>Prepare and file periodic reports, including monthly, quarterly, and annual filings with IFSCA</li><li>Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting</li><li>Monitor compliance with investment guidelines and fund mandates</li></ul>Policy Implementation &amp; Documentation<ul><li>Implement and monitor the fund&rsquo;s compliance policies, procedures, and controls as established by the Principal Officer</li><li>Maintain and update compliance manuals, SOPs, and internal policies</li><li>Assist in reviewing Fund Documents, Constitutional Documents and Policies</li><li>Maintain physical and digital filing systems for statutory and operational documents</li></ul>Financial Reporting &amp; Operational Support<ul><li>Support timely preparation of financial statements, audit support files, and reports for the AIF and FME</li><li>Coordinate with fund administrator/fund accountant for timely NAV calculations</li><li>Assist in reconciliation of bank accounts, investor contributions, investments, and expenses</li><li>Ensure accuracy of compliance-related financial reporting</li></ul>Stakeholder Coordination<ul><li>Coordinate with auditors, legal advisors, tax consultants, and regulators under supervision</li><li>Coordination with Administrator, Bank custodian, Clients, Team members and other entities in GIFT</li><li>Support investor onboarding (including KYC, FATCA, CRS compliance)</li><li>Handle Client Queries related to Compliance and escalate complex matters</li></ul>Fund Operations Compliance<ul><li>Monitor capital call and distribution notices, fund flows, and reporting to investors for compliance</li><li>Ensure compliance in coordination with custodians, bankers, fund administrators, and portfolio managers</li><li>Maintain investor records, drawdown schedules, commitment tracking for regulatory purposes</li><li>Support board and investor meetings documentation and ensure necessary resolutions compliance</li></ul>Specialized Compliance Areas<ul><li>Execute AML Compliances procedures</li><li>Support compliances of Ancillary Service Provider at GIFT City</li><li>Manage compliance documentation including board minutes, investor communications, and vendor agreements</li><li>Conduct regular compliance reviews and risk assessments</li></ul>Preferred Skills &amp; Competencies<ul><li>Strong understanding of IFSCA regulations, SEBI guidelines, and GIFT City operational framework</li></ul><ul><li>Experience with Alternative Investment Funds (AIF) and Fund Management Entity operations</li></ul><ul><li>Excellent knowledge of KYC, AML, FATCA, and CRS compliance requirements</li></ul><ul><li>Strong analytical and problem-solving skills</li></ul><ul><li>Excellent written and verbal communication skills</li></ul><ul><li>Ability to work under supervision while managing multiple compliance tasks</li></ul><ul><li>Proficiency in regulatory reporting and documentation</li></ul><ul><li>Strong attention to detail and accuracy</li></ul><ul><li>Ability to work collaboratively with the Principal Officer and senior management</li></ul>Job Type: Full-timePay: &#8377;40,000.00 - &#8377;60,000.00 per monthBenefits:<ul><li>Cell phone reimbursement</li><li>Commuter assistance</li><li>Work from home</li></ul>Location:<ul><li>Gandhinagar, Gujarat (Required)</li></ul>Work Location: In person

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