regulatory compliance officer

Deejhons Pharma

About Us: DEEJHONS Pharma is a growing pharmaceutical and healthcare brand focused on delivering high-quality, reliable, and innovative products.Role Overview:We are looking for a Pharmacist to join our team as a Regulatory Compliance Officer, responsible for warehouse management, documentation, product regulatory affairs, and office coordination. The candidate will ensure smooth operational flow between manufacturing, storage, and distribution as per DRAP and company standards.Key Responsibilities:<ul><li>Manage warehouse stock, inward/outward supply &amp; inventory record</li><li>Maintain regulatory documentation &amp; product files</li><li>Ensure DRAP &amp; compliance documentation is updated and organized</li><li>Prepare and maintain batch records, COAs, stability &amp; quality reports</li><li>Coordination with manufacturing units for product updates</li><li>Oversee office work related to product registration &amp; data management</li><li>Ensure warehouse SOP implementation &amp; audit readiness</li><li>Work closely with accounts, logistics &amp; sales departments</li></ul>Requirements:<ul><li>Pharm-D (must be registered with Pharmacy Council).</li><li>Must have Category A available.</li><li>Minimum 0&ndash;2 years experience in pharmaceutical manufacturing (fresh graduates encouraged to apply).</li><li>Knowledge of GDP / QMS, documentation &amp; compliance preferred.</li><li>Strong communication, leadership, and problem-solving skills.</li></ul>Employment Type: Full-timeFresh graduates are also preferred with Category A immediately available .Gender: Female OnlyArea Preference: Nearest to Mustafa town, LahoreHow to Apply:Interested candidates are requested to apply via Indeed or send their updated CVs to info@deejhons.com / Whatsapp at 03336314913 with the subject line:&ldquo;Application for Regulatory Compliance Officer&rdquo;Job Type: Full-timeLicense/Certification:<ul><li>Category A (Required)</li></ul>Work Location: In person

Regulatory Compliance Officer (Pharmacist) Female

Austral International Co.

Job Description: Compliance OfficerLocation: Marol, Andheri Mumbai Industry: Asset Management Employment Type: Full-time Experience Level: 8-10 YearsAbout the RoleWe are seeking an experienced and strategic Compliance Officer to join our asset management firm in Mumbai. This senior role requires a seasoned professional who can independently manage our compliance function, provide strategic guidance to leadership, and ensure robust adherence to regulatory requirements while enabling business growth.Key ResponsibilitiesStrategic Compliance Leadership<ul><li>Lead the compliance function and serve as the primary compliance advisor to senior management and the board</li><li>Develop and implement comprehensive compliance strategies aligned with business objectives and regulatory expectations</li><li>Build and maintain strong relationships with SEBI, RBI, and other regulatory authorities</li></ul>Regulatory Compliance &amp; Risk Management<ul><li>Ensure full compliance with SEBI regulations including SEBI (Portfolio Managers) Regulations, SEBI (AIF) Regulations, and other applicable guidelines</li><li>Proactively monitor and interpret regulatory changes and assess their impact on business operations</li><li>Design and oversee implementation of enterprise-wide compliance frameworks and controls</li><li>Conduct comprehensive compliance risk assessments and develop mitigation strategies</li><li>Oversee compliance programs and ensure robust KYC processes</li></ul>Governance &amp; Policy Framework<ul><li>Establish, review, and enhance compliance policies, procedures, and governance frameworks</li><li>Lead compliance committee meetings and provide expert guidance on complex compliance matters</li><li>Develop and maintain compliance manuals, SOPs, and code of conduct</li><li>Ensure effective implementation of compliance culture across the organization</li></ul>Regulatory Reporting &amp; Liaison<ul><li>Oversee preparation and timely submission of all regulatory filings, returns, and disclosures</li><li>Manage regulatory inspections, examinations, and audits</li><li>Serve as primary point of contact for regulatory authorities and external auditors</li><li>Provide comprehensive compliance reports and presentations to board and senior management</li></ul>Training &amp; Advisory<ul><li>Design and conduct compliance training programs for employees, including senior management</li><li>Provide expert compliance advice on complex transactions, conflicts of interest, and ethical matters</li><li>Mentor junior compliance team members and build compliance capabilities within the organization</li><li>Stay ahead of industry best practices and emerging compliance trends</li></ul>Investigation &amp; Remediation<ul><li>Lead investigations into compliance breaches, suspicious activities, and internal violations</li><li>Develop and implement corrective action plans for compliance gaps</li><li>Maintain incident management systems and ensure timely resolution of issues</li><li>Monitor effectiveness of remediation measures</li></ul>Required QualificationsEducation &amp; Certification<ul><li>Bachelor's degree in Law, Commerce, Finance, or related field (Master's degree) Professional certifications such as CS (Company Secretary), NISM Series VIII (Compliance Officer), CAMS (Certified Anti-Money Laundering Specialist), or equivalent are mandatory</li><li>Additional certifications like CFA, FRM, or specialized compliance qualifications are an advantage</li></ul>Experience<ul><li>8-10 years of progressive compliance experience in asset management, mutual funds, portfolio management services, or financial services sector</li><li>Demonstrated experience in managing regulatory inspections and interactions with SEBI/RBI</li><li>Proven track record of building and managing compliance frameworks from the ground up</li><li>Experience in handling complex compliance matters and providing strategic guidance to leadership</li></ul>Technical Knowledge<ul><li>In-depth knowledge of SEBI regulations, securities laws, and asset management compliance requirements</li><li>Familiarity with global compliance standards and best practices</li><li>Knowledge of fund structures AIFs, PMSs) and their regulatory frameworks</li></ul>Skills &amp; Competencies<ul><li>Strategic thinking with ability to balance compliance requirements and business needs</li><li>Exceptional analytical, problem-solving, and decision-making abilities</li><li>Strong leadership and stakeholder management skills</li><li>Excellent written and verbal communication skills for regulatory correspondence and presentations</li><li>Ability to work under pressure and manage multiple complex projects simultaneously</li><li>High ethical standards and integrity</li><li>Proficiency in compliance management systems and regulatory reporting platforms</li></ul>What We Offer<ul><li>5 days working</li><li>Leadership role with significant organizational impact</li><li>Performance-based bonuses and long-term incentives</li><li>Comprehensive health insurance and wellness benefits</li><li>Professional development and continuous learning opportunities</li></ul>Job Types: Full-time, PermanentPay: &#8377;1,800,000.00 - &#8377;2,200,000.00 per yearBenefits:<ul><li>Health insurance</li><li>Leave encashment</li><li>Life insurance</li><li>Provident Fund</li></ul>Application Question(s):<ul><li>How many years of experience you have in asset management, mutual funds, portfolio management services, or financial services sector?</li><li>Where do you stay ?</li><li>Do you have Knowledge of fund structures AIFs, PMSs and their regulatory frameworks?</li></ul>Work Location: In person

Compliance Officer

Mangal Mudra

Here is a strong, professional, and detailed Job Description for a Compliance Officer at Mangal Mudra, tailored to your company&rsquo;s loan-financing and documentation-heavy operations.Job Title: Compliance Officer &ndash; Mangal MudraAbout the CompanyMangal Mudra is a corporate and property&ndash;backed financing firm specializing in secured loan transactions, documentation management, legal coordination, and due-diligence processes for corporates and industrial clients.Role OverviewThe Compliance Officer will be responsible for ensuring that all loan transactions, internal processes, legal documentation, and statutory obligations are compliant with regulatory, operational, and internal standards. This role requires a detail-oriented individual who can manage risk, coordinate with legal teams, and maintain strong documentation discipline across the organisation.Key Responsibilities1. Regulatory &amp; Statutory Compliance<ul><li>Ensure adherence to Companies Act compliance and MCA filings in coordination with CS/legal.</li><li>Monitor regulatory updates applicable to financing and corporate lending.</li><li>Maintain all statutory records, registers, and documentation required for audits.</li><li>Assist in compliance related to charge creation, modification, and satisfaction on MCA.</li></ul>2. Loan &amp; Documentation Compliance<ul><li>Scrutinize all secured loan documents, mortgage papers, hypothecation deeds, and corporate agreements.</li><li>Verify borrower documentation, property papers, title documents, and KYC compliance.</li><li>Ensure all loan files meet internal compliance standards before disbursement.</li><li>Maintain checklists for documentation, verification, and approval workflows.</li></ul>3. DSA (Direct Selling Agent) Compliance Oversight<ul><li>Ensure all DSAs are onboarded with proper agreements, KYC, and documentation.</li><li>Monitor DSA activities with compliance checklists and SOPs.</li><li>Review DSA submissions and loan proposals for accuracy and correctness.</li><li>Conduct periodic DSA audits for internal compliance.</li></ul>4. Internal Audits &amp; Risk Monitoring<ul><li>Conduct regular internal compliance checks across departments.</li><li>Prepare audit reports, risk notes, and gap-analysis reports.</li><li>Ensure timely closure of all compliance observations and follow-ups.</li><li>Monitor data security, confidentiality, and documentation integrity.</li></ul>5. Legal Coordination<ul><li>Work closely with internal and external legal teams on agreements, title scrutiny, and compliance actions.</li><li>Ensure proper execution, stamping, and registration of loan documents.</li><li>Track and maintain all registrations, renewals, agreements, and legal records.</li></ul>6. Policy, Process &amp; SOP Management<ul><li>Draft, update, and maintain internal compliance policies, SOPs, and checklists.</li><li>Conduct training for staff on compliance systems and document processes.</li><li>Ensure end-to-end adherence to the company&rsquo;s compliance framework.</li></ul>Documentation &amp; Reporting<ul><li>Maintain error-free digital and physical loan documentation archives.</li><li>Prepare periodic compliance MIS reports for management.</li><li>Track all pending compliance tasks and ensure timely completion.</li></ul>Candidate RequirementsEducation<ul><li>Bachelor&rsquo;s degree in Law, Commerce, Business Administration, or related field.</li><li>Preferred: CS executive, LLB, or compliance certifications.</li></ul>Experience<ul><li>2&ndash;5 years of experience in compliance, legal coordination, documentation, NBFC/finance operations, or corporate governance.</li><li>Experience in secured lending / real-estate documentation is an added advantage.</li></ul>Skills<ul><li>Strong knowledge of compliance frameworks and legal documentation.</li><li>Excellent understanding of due diligence, KYC norms, and regulatory requirements.</li><li>High attention to detail and strong documentation discipline.</li><li>Good communication and coordination skills.</li><li>Ability to manage audits, deadlines, and multitask effectively.</li></ul>Why Join Mangal Mudra?<ul><li>Exposure to high-value corporate and property-backed transactions.</li><li>Strong learning curve in legal, compliance, and financial documentation.</li><li>Work directly with legal advisors and senior management.</li><li>Fast-paced environment with structured growth opportunities.</li></ul>Job Type: Full-timePay: &#8377;8,545.39 - &#8377;50,000.00 per monthWork Location: In person

FinTop Consulting

<div>
 
 
 Role:
 
 Compliance Officer &amp; MLRO
 
 
 
 Location:
 
 DIFC
 
 
 
 Reporting To:
 
 Senior Leadership
 
 
 
 
 
 
 About the Role
 
 
 
 As a Compliance Officer &amp; MLRO, you will ensure the firm operates within all regulatory and legal requirements. You will manage the compliance function, lead anti-money laundering (AML) and counter-terrorist financing (CFT) initiatives, and act as the primary liaison with regulatory authorities. This is a hands-on role that combines governance, monitoring, and advisory responsibilities.
 
 
 
 
 
 
 What You&rsquo;ll Do:
 
 
 
 
 
 
 
 Regulatory Oversight
 
 
 <ul>
 <li>
 Implement and maintain compliance policies, procedures, and manuals.
 </li>
 <li>
 Monitor adherence to financial regulations and internal standards.
 </li>
 <li>
 Advise leadership on regulatory obligations and upcoming changes.
 </li>
 <li>
 Conduct internal audits and compliance risk assessments.
 </li>
 <li>
 Support new products, services, and client onboarding processes.
 </li>
 </ul>
 
 
 
 
 
 AML / CFT Leadership (MLRO Responsibilities)
 
 
 <ul>
 <li>
 Lead the firm&rsquo;s AML/CFT program and maintain compliance with relevant laws.
 </li>
 <li>
 Oversee KYC/KYB, CDD/EDD, transaction monitoring, and reporting processes.
 </li>
 <li>
 Manage sanctions screening, PEP, and adverse media checks.
 </li>
 <li>
 Investigate and escalate suspicious activities to authorities.
 </li>
 <li>
 Provide training on AML/CFT policies and procedures.
 </li>
 </ul>
 
 
 
 
 
 Training &amp; Governance
 
 
 <ul>
 <li>
 Drive awareness of regulatory obligations across the firm.
 </li>
 <li>
 Conduct regular compliance and AML/CFT training sessions.
 </li>
 <li>
 Prepare periodic compliance reports for leadership review.
 </li>
 </ul>
 
 
 
 
 
 Monitoring &amp; Reporting
 
 
 <ul>
 <li>
 Lead monitoring and testing programs to assess regulatory compliance.
 </li>
 <li>
 Review client onboarding and transactions for potential issues.
 </li>
 <li>
 Maintain risk registers and track remediation of gaps or breaches.
 </li>
 </ul>
 
 
 
 
 
 Regulatory Engagement
 
 
 <ul>
 <li>
 Serve as the key contact for regulators on compliance and AML/CFT matters.
 </li>
 <li>
 Manage requests, inspections, and notifications regarding breaches or personnel changes.
 </li>
 </ul>
 
 
 
 
 
 Qualifications
 
 
 <ul>
 <li>
 Bachelor&rsquo;s in Law, Finance, Business, or related field (Master&rsquo;s preferred).
 </li>
 <li>
 5+ years in financial services compliance, preferably with AML/CFT experience.
 </li>
 <li>
 Strong understanding of local and international regulations.
 </li>
 <li>
 Professional certifications (CAMS, ICA, CRCMP, CISI) preferred.
 </li>
 </ul>
 
 
 
 
 
 Skills &amp; Competencies
 
 
 <ul>
 <li>
 High integrity and ethical standards.
 </li>
 <li>
 Strong analytical, investigative, and problem-solving skills.
 </li>
 <li>
 Effective communicator with the ability to manage multiple stakeholders.
 </li>
 <li>
 Detail-oriented, organized, and capable of handling competing priorities independently.
 </li>
 </ul>
 
 
 
 
 Think you&rsquo;re the perfect fit? Apply now or drop your CV at jinal@fintop.co.uk let&rsquo;s make things happen!
 
 
 
</div>

Compliance Officer & MLRO

MAREX

<div><div><div>Full-Time in<div></div> Abu Dhabi, AE -<div></div> Compliance</div></div><div><div>
About Marex
Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.

For more information visit www.marex.com
Role Summary

The Deputy Chief Compliance Officer will play a pivotal role in supporting the Chief Compliance Officer in overseeing the firm's compliance efforts and ensuring adherence to regulatory requirements. This position requires strong leadership skills and the ability to effectively manage compliance functions within the organization.

Key Responsibilities
<ul><li>Assist in the development, implementation, and maintenance of a comprehensive compliance program to ensure adherence to regulatory standards.</li><li>
Support the Chief Compliance Officer in liaising with regulatory authorities, maintaining effective communication, and ensuring timely compliance.</li><li>
Contribute to the development and enforcement of Anti-Money Laundering (AML) policies, procedures, and controls.</li><li>
Assist in conducting regular compliance risk assessments and implementing measures to mitigate risks.</li><li>
Collaborate with compliance team members to provide guidance and support in daily activities.</li><li>
Assist in overseeing compliance training programs for employees to ensure understanding of regulatory obligations.</li><li>
Contribute to the preparation and submission of regulatory reports and filings.</li><li>
Stay informed about regulatory developments and assess their impact on the firm.</li><li>
Assume the responsibilities of the Chief Compliance Officer in their absence or as delegated.</li><li>
Ensure the effective implementation of the firm&rsquo;s compliance and AML/Counter-Terrorist Financing (CTF) policies and procedures.</li><li>
Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews.</li><li>
Provide support and guidance to staff on regulatory, policy, and procedural issues and application.</li><li>
Assist with client inquiries and regulatory requests for information.</li><li>
Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.</li><li>
Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes.</li><li>
Provide compliance and AML/CTF training to staff.</li><li>
Ensure timely completion and filing of regulatory and AML reports with the regulator.</li><li>
Provide the Chief Compliance Officer, SEO, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.</li><li>
Stay up to date with AML/CTF and regulatory developments both locally and internationally, including the Securities and Commodities Authority Rulebook, FSRA&rsquo;s AML Rulebook, and international best practices.</li><li>
Develop and maintain a positive and constructive relationship with Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.</li></ul>

Skills and Experience
<ul><li>Bachelor's degree in a relevant field; advanced degrees or certifications preferred.</li><li>
Substantial experience in compliance within financial services.</li><li>
Knowledge of local and international regulatory requirements in AML and KYC.</li><li>
Strong communication and teamwork skills.</li><li>
Strong understanding of regulatory requirements in financial services, particularly in the Abu Dhabi region.</li><li>
Ability to collaborate effectively with internal and external stakeholders.</li><li>
Proven track record of working in financial services.</li><li>
Experience in building working relationships with Regulators, with direct experience working with FSRA and/or SCA.</li><li>
Ability to advise Group colleagues on complex regulatory issues.</li><li>
Ability to work to short timelines in a fast-paced environment.</li><li>
Fluent in English</li><li>
Fluent in Arabic (both written and spoken) will be considered as advantage</li><li>
Prior registration with SCA as Compliance Officer will be considered as advantage.</li></ul>

Competencies
<ul><li>Excellent verbal and written communication skills</li><li>
A collaborative team player, approachable, self-efficient and influences a positive work environment</li><li>
Demonstrates curiosity</li><li>
Resilient in a challenging, fast-paced environment</li><li>
Ability to take a high level of responsibility in a fast pace and high-volume environment</li><li>
Excels at building relationships, networking and influencing others</li><li>
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
</li></ul>Conduct Rules

You must:
<ul><li>Act with integrity</li><li>
Act with due skill, care and diligence</li><li>
Be open and cooperative with the FCA, the PRA and other regulators</li><li>
Pay due regard to the interests of customers and treat them fairly</li><li>
Observe proper standard of market conduct</li><li>
Act to deliver good outcomes for retail customers</li></ul>

Company Values
Acting as a role model for the values of the Company:

Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly.

Integrity - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do &ndash; our clients expect this and we demand it of ourselves.

Collaborative - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do.

Developing our People - Our people are the basis of our competitive advantage. We look to &ldquo;grow our own&rdquo; and make Marex the place ambitious, hardworking, talented people choose to build their careers.

Adaptable and Nimble - Our size and flexibility is an advantage. We are big enough to support our client&rsquo;s various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment fosters initiative as well as employee satisfaction.

Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.</div></div></div>

Senior Compliance Officer - Marex AD

MENA Consultant

<div>
 
 Location:
 
 Riyadh, KSA.
 
 
 
 Years of Experience:
 
 4+ years.
 
 
 
 Working Arrangement:
 
 on-site.
 
 
 
 Language Requirements:
 
 Fluency in English (written and spoken).
 
 
 We are seeking a Compliance Officer to ensure adherence to organizational policies, SOPs, and regulatory standards, particularly within fast-paced digital environments. The role involves monitoring compliance controls, maintaining documentation governance, and coordinating with internal stakeholders to drive continuous improvement. Experience in travel e-commerce, fintech, IT, or service-tech industries is highly valued.
 
 
 
 Key Requirements
 
 
 
 <ul>
 <li>
 Proven experience in compliance or related functions.
 </li>
 <li>
 Proven experience in maintaining and enforcing organizational SOPs.
 </li>
 <li>
 Background in travel e-commerce platforms, fintech, IT, or digital service ecosystems.
 
 
 </li>
 </ul>
 
 Preferred Qualifications
 
 
 
 <ul>
 <li>
 Compliance or GRC certifications.
 
 
 </li>
 </ul>
 
 Other Qualifications
 
 
 
 <ul>
 <li>
 Bachelor's degree in Business, Law, Information Security, Finance, or a related field.
 </li>
 <li>
 Strong communication skills for documenting and presenting compliance findings.
 </li>
 <li>
 High level of organization, attention to detail, and stakeholder coordination capabilities.
 </li>
 <li>
 Ability to operate independently in a dynamic and fast-moving environment.
 
 
 </li>
 </ul>
 
 Key Responsibilities
 
 
 
 <ul>
 <li>
 Monitor and maintain compliance controls across organizational Standard Operating Procedures (SOPs).
 </li>
 <li>
 Assess compliance deviations and recommend enhancements to governance frameworks.
 </li>
 <li>
 Conduct compliance checks and internal reviews to ensure alignment with corporate policies and regulatory requirements.
 </li>
 <li>
 Coordinate with business and technical teams to ensure proper implementation of compliance actions.
 </li>
 <li>
 Develop compliance reports, dashboards, and updates for management review.
 </li>
 <li>
 Educate stakeholders on compliance requirements and contribute to awareness initiatives.
 
 
 </li>
 </ul>
 If you would like to know more about the
 
 Global Consulting Bootcamp
 
 Visit: https://caseinpointco.com/global-consultant-bootcamp/
 
 
 If you would like to know more about the
 
 MC Club
 
 Visit: https://menaconsultant.com/mc-club/
</div>

JPMorganChase

<div>
 
 Job Description
 
 
 
 Are you an experienced professional in Compliance and Anti-Money Laundering? At JPMorgan Chase Bank, N.A. Istanbul Branch, you have the opportunity to impact your career and the financial industry. Join us to leverage your skills in a dynamic environment that fosters growth and innovation. As part of our team, you'll benefit from a collaborative culture and the chance to make a meaningful difference.
 
 
 As an Associate Compliance Officer / Assistant MLRO in the Compliance function, you will play a crucial role in ensuring regulatory compliance and providing strategic advice across JPMorgan Chase worldwide. The Associate Compliance Officer, based in Turkey, will serve as the registered Assistant MLRO for JPMCB Istanbul Branch, covering Investment Banking, Corporate Banking, Currency and Emerging Markets Trading, and Wholesale Payments businesses conducted in the country. The individual will report to the Country Compliance Officer &amp; MLRO.
 
 
 
 Job Responsibilities
 
 
 
 <ul>
 <li>
 Acting as the registered Assistant MLRO for JPMorgan Istanbul Branch and fulfilling all tasks set by Turkish AML Law, regulations, guidelines, and ad-hoc regulatory communications.
 </li>
 <li>
 Providing proactive advice to business management in developing policies and procedures for the Istanbul office, ensuring compliance with corporate and regulatory requirements, specifically the rules of the BRSA (Banking Regulator), CMB (Capital Markets Board), Borsa Istanbul (Stock Exchange), FCIB - MASAK (AML Regulator), as well as US rules (where applicable) and corporate policies such as the Code of Conduct.
 </li>
 <li>
 Support the registered Compliance Officer and MLRO in responding to regulatory notices.
 </li>
 <li>
 Conducting manual transaction monitoring, investigations, SAR filing as needed, and supporting the effectiveness of the control environment.
 </li>
 <li>
 Supporting the &ldquo;In Country Sanctions Officer&rdquo; (ICSO) role as defined within Global Sanctions.
 </li>
 <li>
 Conduct annual reviews to ensure policies align with current regulations.
 </li>
 <li>
 Contribute to and conduct the Compliance Monitoring program and carrying out Compliance Risk Assessments under regional guidance.
 </li>
 <li>
 Assist in preparing and delivering compliance / GFCC training sessions.
 </li>
 <li>
 Identify and investigate potential rule breaches, coordinating corrective actions.
 </li>
 <li>
 Liaising with internal and external auditors and managing responses and actions on compliance issues raised in audit reports.
 </li>
 <li>
 Providing input into Local Operating Committees, preparing reports on compliance priorities and issues. Attend local committees to advise on compliance priorities in the absence of permanent members.
 
 
 </li>
 </ul>
 
 Required Qualifications, Capabilities, And Skills
 
 
 
 <ul>
 <li>
 Strong understanding of market structures, products, and key financial services regulations.
 </li>
 <li>
 Excellent written and oral communication skills, with the ability to present complex information clearly.
 </li>
 <li>
 Proficient in written and spoken Turkish and English.
 </li>
 <li>
 Exceptional research and analytical skills, with independent decision-making ability.
 </li>
 <li>
 Experience collaborating with internal groups like Legal, Audit, or Risk (min 5 years).
 </li>
 <li>
 In-depth knowledge of BRSA/ FCIB / CMB regulations and business lines.
 </li>
 <li>
 MASAK (FCIB - FIU) license.
 </li>
 <li>
 Highly collaborative, with a strong emphasis on teamwork.
 </li>
 <li>
 Proactive attitude with a commitment to excellence.
 </li>
 <li>
 Proficient in MS Office (Outlook, Word, Excel, Access, PowerPoint).
 </li>
 <li>
 Bachelor&rsquo;s degree and FCIB License is required.
 
 
 </li>
 </ul>
 
 Preferred Qualifications, Capabilities, And Skills
 
 
 
 <ul>
 <li>
 CMB &ndash; Level 3 Certification.
 </li>
 <li>
 Professional certifications such as CAMS
 
 
 </li>
 </ul>
 
 About Us
 
 
 
 J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world&rsquo;s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
 
 
 We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants&rsquo; and employees&rsquo; religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
 
 
 
 About The Team
 
 
 
 Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we&rsquo;re setting our businesses, clients, customers and employees up for success.
 
 
 Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm&rsquo;s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
</div>

Compliance Officer Associate

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