regulatory compliance specialist

EVA pharma

<div>
 
 Join EVA Pharma, a leading pharmaceutical company dedicated to empowering the fight for Health and well-being as a fundamental human right. Recognized and certified as a best place to work, we are committed to fostering a supportive and innovative environment for our team members.
 
 &nbsp;
 
 
 
 Job Summary:
 
 
 
 We are seeking a passionate and talented
 
 Regulatory Affairs Specialist
 
 to join our dynamic team.
 
 
 The ideal candidate will contribute to our mission of enhancing human health and well-being, ensuring that we meet the highest standards of excellence in our industry.
 
 
 
 
 
 Key Responsibilities:
 
 
 
 
 <ul>
 <li>
 Regulatory Compliance - Ensure all products meet international regulations, serving as the primary regulatory contact for our international hubs
 </li>
 <li>
 Product Registration - Prepare, submit, and manage dossiers for new drugs, renewals, and variations, guiding approvals from start to finish
 </li>
 <li>
 Compliance Monitoring - Stay ahead of evolving regulations, advising internal teams on critical updates to maintain full compliance
 </li>
 <li>
 Labeling &amp; Packaging Review - Ensure all pharma labeling, packaging, and promotional materials adhere to regulatory standards
 </li>
 <li>
 Cross-Functional Collaboration - Partner with R&amp;D, QA, Manufacturing, and Marketing to embed regulatory requirements at every stage
 
 </li>
 </ul>
 
 
 Qualifications:
 
 
 
 
 <ul>
 <li>
 Bachelor's degree in Pharmaceutical Sciences
 </li>
 <li>
 +2 years of experience in Regulatory Affairs in international Markets.
 </li>
 <li>
 Fluent in English (written &amp; verbal) - essential for global collaboration
 </li>
 <li>
 Detail-oriented, proactive, and eager to grow in a dynamic regulatory landscape
 </li>
 </ul>
 
 
</div>

Regulatory Affairs Specialist

Fernridge Group

<div>
 
 Title: Compliance Associate
 
 
 Location: Los Angeles, CA
 
 
 Compensation Range: Competitive; commensurate with experience
 
 
 
 
 
 Job Overview:
 
 
 
 
 
 A leading investment management firm with over $20B in AUM is seeking a Compliance Associate to support the administration and enhancement of its regulatory compliance program. This role will work closely with the compliance team to support the firm&rsquo;s SEC-registered investment adviser obligations and ensure adherence to regulatory requirements across the organization. The position offers broad exposure to compliance operations including Code of Ethics administration, marketing review, regulatory filings, and internal testing within a collaborative and fast-paced investment environment.
 
 
 
 
 
 Highlights:
 
 
 
 
 <ul>
 <li>
 Work closely with compliance leadership and cross-functional teams
 </li>
 <li>
 Hands-on experience with Code of Ethics administration and marketing rule compliance
 </li>
 <li>
 Opportunity to help enhance compliance technology and processes
 </li>
 <li>
 Collaborative environment with strong internal partnerships
 </li>
 <li>
 Firm is huge on internal mobility/promotions
 </li>
 </ul>
 
 
 
 
 Key Responsibilities:
 
 
 
 
 <ul>
 <li>
 Administer the firm&rsquo;s Code of Ethics, including personal trading approvals, reporting, and restricted list management
 </li>
 <li>
 Assist with the review and approval of marketing and branding materials
 </li>
 <li>
 Support oversight of third-party compliance vendors and technology platforms
 </li>
 <li>
 Assist with annual compliance reviews, mock examinations, and focused testing
 </li>
 <li>
 Support preparation of regulatory filings and documentation
 </li>
 <li>
 Conduct compliance research and assist with internal projects
 </li>
 <li>
 Develop compliance training materials and internal communications
 </li>
 <li>
 Maintain organized compliance documentation and records
 </li>
 <li>
 Monitor regulatory developments and industry best practices
 </li>
 <li>
 Identify potential improvements to compliance processes and tools
 </li>
 <li>
 Assist with ESG-related compliance initiatives and special projects
 </li>
 </ul>
 
 
 
 
 Qualifications:
 
 
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree required
 </li>
 <li>
 2&ndash;3 years of compliance experience at an SEC-registered investment adviser preferred
 </li>
 <li>
 Familiarity with the Investment Advisers Act of 1940 and related rules (including Rule 206(4)-1)
 </li>
 <li>
 Strong written and verbal communication skills
 </li>
 <li>
 Highly detail-oriented with strong organizational and analytical skills
 </li>
 <li>
 Ability to manage multiple priorities in a fast-paced environment
 </li>
 <li>
 Proficiency in Microsoft Excel, Word, and PowerPoint
 </li>
 <li>
 Experience with compliance platforms such as ComplySci, Red Oak, Global Relay, or similar systems is a plus
 </li>
 </ul>
 
 
</div>

Compliance Associate

The Hollister Group

<div>
 
 
 Compliance Associate
 
 
 
 
 
 
 
 Overview:
 
 
 
 Our client, a prestigious law firm, is seeking a diligent and detail-oriented Compliance Associate to join their dedicated team. This role offers a unique opportunity to work within a collaborative environment that emphasizes work-life balance, professional growth, and community engagement. You will play a vital part in ensuring the firm remains compliant with regulatory standards, supporting critical functions that uphold the company's integrity and reputation.
 
 
 
 
 
 
 Compensation:
 
 
 
 $80,000 - $110,000 yearly salary
 
 
 
 
 
 
 Responsibilities:
 
 
 <ul>
 <li>
 Collaborate closely with the Chief Compliance Officer to manage SEC and banking reporting and compliance tasks
 </li>
 <li>
 Contribute to the SEC and bank examination processes, including follow-up actions
 </li>
 <li>
 Oversee the timely preparation and submission of federal and state regulatory filings, ensuring adherence to relevant requirements such as Form ADV, Form CRS, and Form U4/U5
 </li>
 <li>
 Maintain and update the compliance calendar to track important deadlines
 </li>
 <li>
 Support the annual custody and SOC 1 audits with accurate documentation and coordination
 </li>
 <li>
 Manage the firm's pre-clearance policies, providing guidance and responding to employee inquiries
 </li>
 <li>
 Monitor trading activities, investigate alerts, and resolve violations
 </li>
 <li>
 Keep track of and communicate updates related to restricted securities and compliance policies
 </li>
 <li>
 Maintain accurate compliance records, documentation, and databases
 </li>
 <li>
 Generate reports on key compliance activities and ensure data accuracy
 </li>
 <li>
 Stay informed on regulatory changes, communicating and implementing updates across teams
 </li>
 <li>
 Liaise with internal personnel, external service providers, and regulatory agencies as needed
 </li>
 <li>
 Assist with miscellaneous compliance and risk mitigation activities
 </li>
 <li>
 Review and recommend process improvements to strengthen adherence to laws, regulations, and policies
 </li>
 </ul>
 
 
 
 
 
 Requirements:
 
 
 <ul>
 <li>
 2 to 4 years of experience in compliance within legal, investment advisory, broker-dealer, banking, or fiduciary services settings
 </li>
 <li>
 Bachelor&rsquo;s degree or higher, with relevant professional experience
 </li>
 <li>
 Familiarity with the Investment Advisers Act of 1940 (preferred)
 </li>
 <li>
 Knowledge of fiduciary trust operations or investment businesses (preferred)
 </li>
 <li>
 Understanding of banking laws, including anti-money laundering and the bank secrecy act (preferred)
 </li>
 <li>
 Awareness of privacy laws and related regulations (preferred)
 </li>
 <li>
 IACCP&reg; designation is a plus
 </li>
 <li>
 Strong written and verbal communication skills with the ability to exercise tact and professionalism
 </li>
 <li>
 Advanced proficiency with Microsoft Office Suite, with adaptability to new software applications
 </li>
 <li>
 Proven capacity to take ownership of tasks and meet challenging deadlines
 </li>
 <li>
 Excellent attention to detail with effective follow-up abilities
 </li>
 <li>
 Self-motivated with strong organizational skills and the ability to work efficiently under pressure
 </li>
 <li>
 Exceptional interpersonal skills and a customer-focused mindset
 </li>
 <li>
 Analytical mindset with excellent proofreading capabilities
 </li>
 <li>
 Discretion and sound judgment in handling sensitive information
 </li>
 <li>
 High energy, enthusiasm for learning, and a professional demeanor
 </li>
 </ul>
 
 
 
 
 
 Our Commitment to Inclusion &amp; Belonging
 
 
 
 The Hollister Group is an equal opportunity employer. We welcome and encourage applications from people who are under-represented in their respective occupation or position.
 
</div>

CONFLUENCE TECHNOLOGIES

<div><h3 class="jobSectionHeader">Description</h3><div> 
Remote- Central or Eastern U.S. time zones</div><div>
</div><div>
Why Confluence?</div><div>
 
At Confluence, we&rsquo;ve always been driven by a commitment to innovation, precision, and partnership in the investment data space. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard-working employees who work at Confluence.</div><h3 class="jobSectionHeader"> 
Key Responsibilities</h3><div> 

 About the Role 
As a Compliance Services Consultant, you&rsquo;ll take on a senior, client‑facing role, acting as the primary compliance authority for a select group of clients. You&rsquo;ll provide hands‑on guidance across core U.S. securities laws and play a critical role during high‑stakes regulatory events, including SEC examinations.</div><div>
 
This is a fully remote, highly autonomous role designed for professionals who value ownership, influence, and long‑term client relationships. 
</div><div> 
What You&rsquo;ll Do</div><ul>
<li>Act as an outsourced Chief Compliance Officer for private fund and retail wealth management clients</li>
<li>Advise clients on compliance with the Investment Advisers Act, Investment Company Act, and Securities Exchange Act</li>
<li>Lead annual reviews, risk assessments, and regulatory filings</li>
<li>Support and manage clients through SEC examinations and regulatory inquiries</li>
<li>Build trusted relationships with C‑suite executives and senior stakeholders</li>
<li>Oversee and mentor junior team members</li>
<li>Contribute to the ongoing development and growth of the compliance practice</li></ul> 
<h3 class="jobSectionHeader">
Skills, Knowledge &amp; Expertise</h3><div></div><div> 
What We&rsquo;re Looking For</div><div></div><div> 
Must‑Have Experience</div><ul>
<li>Prior in‑house or outsourced Chief Compliance Officer experience, with direct accountability</li>
<li>Strong working knowledge of:<ul>
<li>Investment Advisers Act of 1940 (essential)</li>
<li>Securities Exchange Act of 1934</li>
<li>Investment Company Act of 1940</li>
</ul></li><li>7+ years of experience in the regulated investment industry (compliance, consulting, or regulatory)</li>
<li>Proven ability to advise C‑suite and senior leadership</li>
<li>Hands‑on experience with private equity, private credit, hedge funds, and/or retail wealth managers</li>
</ul><div>
 
Nice‑to‑Have (But Not Required)
</div><ul><li>Law degree or postgraduate compliance or legal education</li>
<li>Professional certifications (IACCP, CAMS/ACAMS, CRCP, CFE)</li>
<li>FINRA licenses (e.g., Series 24)</li>
<li>Experience with IARD, CRD, PFRD, EDGAR, and compliance software</li>
<li>Exposure to CFTC/NFA regulations</li>
<li>Experience mentoring or leading junior professionals</li>
</ul><div> 
Travel</div><ul><li>
Moderate travel, typically up to approximately 40%</li></ul><h3 class="jobSectionHeader"> 
Job Benefits</h3><div> 
Confluence offers generous benefit packages for team members. As a growing, global organization, we are always looking for ways to ensure that our employees can access benefits that matter to them and their families. This includes: 
</div><div> Generous Time Off packages including additional half days with each public holiday in your location.</div><div>
 Global Career Development opportunities</div><div>
 Social Events</div><div>
 Referral Bonus scheme - Upto $3,000 per successful referral</div><div>
 Plus many more!
</div><div></div><div>
More about the Location</div><div>
We offer flexible working options for all employees.</div><div>
</div><div>
#LI-Remote-Central or Eastern U.S. time zones preferred)</div><h3 class="jobSectionHeader"> 
About Confluence Technologies</h3><div>
 
As a leading global technology solutions provider to the investment management industry, Confluence helps clients solve complex investment data challenges across the front, middle and back office. Headquartered in Pittsburgh, PA, Confluence services over 1000 clients in 40 countries, with locations across Europe, North America, South Africa, Australia and Asia.</div></div>

Compliance Services Consultant

Mercer Advisors

<div><div>Why Work at Mercer Advisors?

For 40 years, Mercer Advisors has worked with families to help them amplify and simplify their financial lives. How? By integrating financial planning, investment management, tax, estate, insurance, and more, all managed by a single team. Today we proudly serve over 31,300 families in more than 90 cities across the U.S. Ranked the #1 RIA Firm in the nation by Barron's, we are an independent, national fiduciary legally obligated to always act in the best interest of our clients.*

Mercer Advisors offers a distinct work environment that stands out in the financial industry. Our overall employee base and client-facing team are composed of 50% women, reflecting our commitment to diversity. We attract top talent from across the country, with no formal headquarters and flexible working arrangements, allowing us to assemble the best team possible.

Join us and be a part of a team dedicated to making a meaningful impact on the financial lives of families across the country.
<ul><li>Mercer Advisors was ranked #1 for RIA firms with up to $70 billion in assets. The Barron's top RIA ranking is based on a combination of metrics &ndash; including size, growth, service quality, technology, succession planning and others. No fee was paid for participation in the ranking, however, Mercer Advisors has paid a fee to Barron's to use the ranking in marketing. Please see important information about the ranking criteria methodology here.</li></ul></div> 
Job Summary:
The Compliance Analyst supports the firm's enterprise compliance program by serving as a primary point of contact for employee compliance inquiries, managing incoming compliance requests through the firm's ticketing system, and administering employee onboarding, registrations, certifications, and regulatory filings. This role plays a critical operational function in maintaining compliance with SEC and state regulatory requirements applicable to a nationally operating registered investment adviser.
Essential Job Functions for the Compliance Analyst will include but are not limited to the following:

Employee Inquiries &amp; Compliance Ticket Management
<ul>
<li>Serve as a first‑line resource for employee compliance inquiries, providing guidance on policies, procedures, and regulatory requirements or escalating matters as appropriate.</li>
<li>Manage and monitor incoming requests through the firm's compliance ticketing system, ensuring timely intake, tracking, resolution, and documentation.</li>
<li>Route inquiries to appropriate compliance team members and follow up to ensure completion and proper recordkeeping.</li>
<li>Develop competency and expertise in compliance software and systems used to support the compliance operations function.</li>
<li>Maintain logs and metrics related to compliance inquiries and issue resolution.</li>
</ul>
Employee &amp; Firm Registrations
<ul>
<li>Support the onboarding, offboarding, and ongoing maintenance of employee registrations, including preparation and processing of Form U4, U5, and amendments, as applicable.</li>
<li>Coordinate with Human Resources, Legal, and external partners to ensure timely and accurate registration filings.</li>
<li>Track employee licensing, registrations, continuing education requirements, and related attestations.</li>
<li>Assist with firm‑level registrations and notice filings across all 50 states, as applicable.</li>
</ul>
Regulatory Filings &amp; Recordkeeping
<ul>
<li>Assist with the preparation, maintenance, and submission of regulatory filings, including Form ADV (Parts 1, 2A, and 2B) and other periodic or event‑driven filings.</li>
<li>Maintain supporting documentation for regulatory filings and compliance activities in accordance with record retention requirements.</li>
<li>Monitor regulatory calendars to ensure required filings and updates are completed accurately and on time.</li>
<li>Assist with responses to routine regulatory inquiries and information requests.</li>
</ul>
General Compliance Support
<ul>
<li>Assist with administration of the firm's compliance program, including policies and procedures, training tracking, and compliance documentation, and code of ethics administration.</li>
<li>Support preparation for SEC examinations and state regulatory reviews, including document collection and tracking of examiner requests.</li>
<li>Stay current on regulatory developments affecting investment advisers and escalate relevant changes to senior compliance staff.</li>
<li>Perform additional compliance‑related duties and special projects as assigned.</li>
</ul>
 Required Knowledge, Skills and Abilities:
<ul><li>Bachelor's degree required.</li>
<li>1&ndash;3 years of experience in a compliance, regulatory, or operations role within an investment adviser, broker‑dealer, or financial services firm.</li>
<li>Working knowledge of SEC investment adviser regulations and state registration requirements.</li>
<li>Preferred, but not required, to have experience with FINRA Gateway system as it is utilized for investment adviser registration activities.</li>
<li>Strong organizational skills and ability to manage multiple priorities in a deadline‑driven environment.</li>
<li>High attention to detail with strong documentation and follow‑through skills.</li>
<li>Professional and responsive communication style when interacting with employees and stakeholders.</li>
<li>Ability to exercise sound judgment and escalate issues appropriately.</li>
<li>Proficiency in Microsoft Excel, Word, Outlook, and PowerPoint; experience with compliance tracking or ticketing systems a plus.</li>
</ul>
Certificates, Licenses, Registrations:
<ul><li>IACCP, CSCP or equivalent preferred, not required.</li>
</ul>
 Work Schedule: Monday through Friday, 8:00AM &ndash; 5:00PM

Working Conditions: Professional office environment, daytime hours, working inside, standing, and sitting, will be assigned to a workstation, no heavy lifting over 10 lbs.<div>
Benefits:

Mercer Advisors offers a competitive and robust benefit package to our employees. Our benefit programs are focused on meeting all of our employees and their eligible dependents health and welfare needs. We offer the following:
<ul>
<li>Company Paid Basic Life &amp; AD&amp;D Insurance</li>
<li>Company Paid Short-Term and Long-Term Disability Insurance</li>
<li>Supplemental Life &amp; AD&amp;D; Short-Term Disability; Accident; Critical Illness; and Hospital Indemnity Insurance</li>
<li>Three Cigna medical plans offerings including two High Deductible Health Plans and a Traditional Co-Pay medical plan.</li>
<li>Kaiser Medical plans available in California</li>
<li>Health Savings Account (HSA) with company contributions if enrolled in either HDHP medical plan.</li>
<li>Two comprehensive Dental Plans</li>
<li>Vision Insurance Plan</li>
<li>Dependent Care Savings Account for child and dependent care.</li>
<li>14 Company Paid Holidays including a full week off at Thanksgiving.</li>
<li>Generous paid time off program for vacation and sick days</li>
<li>Employee Assistance Plan</li>
<li>Family Medical Leave</li>
<li>Paid Parental Leave (8 weeks)</li>
<li>Maternity benefits utilizing company paid STD, any supplemental STD, plus Parental Leave (8 weeks) to provide time for recovery, baby bonding, and enjoying your family time.</li>
<li>Adoption Assistance Reimbursement Program</li>
<li>Company Paid Concierge Services for you and your loved ones for the spectrum of caring needs for your aging parents, young children, life's challenges and more.</li>
<li>401(k) Retirement Plan with both Traditional and Roth plans with per pay period match as well as an after-tax option</li>
<li>Pet Insurance</li>
</ul>
We are not accepting unsolicited resumes from agencies and/or search firms for this job posting.

Mercer Advisors is an equal opportunity employer and does not discriminate on the basis of any characteristic protected by applicable federal, state, or local law. Mercer Advisors participates in E-Verify and complies with federal employment eligibility verification requirements.

If you need an accommodation during the application or hiring process, please email PeopleTeam@merceradvisors.com. This inbox is for accommodation requests only.

For information about applicant rights, required employment notices, E-Verify participation, and state specific disclosures, please review our Applicant Notices and Employment Rights.

If you are a resident of California, learn more about Mercer's California Consumer Privacy Policy here. 
CCPA Notice at Collection</div></div>

Compliance Operations Analyst

Travel + Leisure Co.

<div>We Put the World on Vacation
Travel + Leisure Co. is the world&rsquo;s leading vacation ownership and travel membership company, with a dynamic and growing portfolio of resort, travel club, and lifestyle travel brands. Our dedicated associates help the company achieve its mission to put the world on vacation. Innovation and growth keep our work interesting and fun. Every day is a chance to learn something new and turn vacation inspiration into exceptional experiences for millions of travelers worldwide.
The Paralegal has responsibility for achieving and maintaining the regulatory compliance within the area of responsibility in support of Travel + Leisure Co. sales, marketing and business operations. This requires an understanding of an ability to conduct research, gather and analyze information, maintain confidentiality, establish priorities anticipate needs and take initiative to timely and accurately meet deadlines, while creating a high-quality work product. This is a remote role with occasional onsite presence required. Individuals must reside in a commutable distance to Orlando, FL. 
How You'll Shine:<ul>
<li>
Prepare, revise and file required documents and applications necessary to achieve and maintain compliance within area of responsibility.</li>
<li>
Perform legal research, including review of governing documents, tax records and federal, state and local statutes.</li>
<li>
Maintain required information to ensure accurate records are retained.</li>
<li>
Under supervision of Manager, Director, Counsel or Vice President, prepares and files documents necessary to ensure all required regulatory compliance is achieved and maintained within the areas of responsibility. Assists other team member or supervisors as needed, to ensure Departmental objectives are met.</li>
<li>
Works as part of the team on projects as assigned by supervisor and will be responsible for coordinating with other team members working on related documents or projects.</li>
<li>
Performs other duties as assigned.</li></ul> 

What You'll Bring:<ul>
<li>
Paralegal Degree or Certificate or Legal Assistant certificate (legal experience may substitute).</li>
<li>
2+ years of working experience in a legal setting or similar experience required.</li>
<li>
Advanced ability to research, analyze and apply Statutes, Codes and Rules applicable to Travel + Leisure Co. products. Detail oriented. Ability to handle multiple tasks and prioritize and meet deadlines.</li>
<li>
Ability to work under pressure.</li>
<li>
Must have strong written and communication skills.</li>
<li>
Timeshare regime, drafting and recording knowledge helpful.</li>
<li>
Hospitality and/or property management experience a plus.</li>
<li>
Real estate and/or title experience a plus.</li>
<li>
Skilled in Microsoft Office (excel, word, etc.) and Adobe.</li>
</ul>
How You'll Be Rewarded:
We offer a diverse range of comprehensive health and welfare benefits to associates who work 30 or more hours per week to meet your needs and support you throughout your career with us. Travel + Leisure Co. benefits include:
Note: Temporary and/or seasonal associates are ineligible for Paid Time Off.
<ul><li>Medical</li>
<li>Dental</li>
<li>Vision</li>
<li>Flexible spending accounts</li>
<li>Life and accident coverage</li>
<li>Disability</li>
<li>Depending on position, paid time off, parental leave and holidays (speak to your recruiter for additional information)</li>
<li>Wish day paid time to volunteer at an approved organization of your choice</li>
<li>401k with employer match (subject to eligibility requirements, including tenure - speak to your recruiter for additional information)</li>
<li>Legal and identify theft plan</li>
<li>Voluntary income protection benefits</li>
<li>Wellness program (subject to provider availability)</li>
<li>Employee Assistance Program</li>
</ul>
Where Memories Start with You
Hospitality is at the heart of all we do at Travel + Leisure Co. Here, you&rsquo;ll find an inclusive environment where we deliver excellence and take time to have fun, celebrate together, and support one another. We're always looking ahead to what&rsquo;s next and how we can strengthen our business, its neighboring communities, and the customer experience. Join our global team and build a career where memories start with you.
We are an equal opportunity employer, and all applications will be considered for employment without attention to their membership in any protected class. If you require any reasonable accommodation to complete your application or any part of the recruiting process, please email your request to MyCareer@travelandleisure.com, including the title and location of the position for which you are applying.</div>

Paralegal

Bethany Medical

<div>Job Description 
 
&ldquo;The Largest Independent Established Multi-Specialty Group in Central North Carolina is Seeking a Compliance Officer to join our Team!&rdquo; 
VOTED &ldquo;BUSINESS OF THE YEAR&rdquo; 2018 
VOTED ONE OF THE &ldquo;FASTEST GROWING COMPANIES IN THE TRIAD&rdquo; 2019, 2020, 2021 and 2022. 
Our mission at BMC is to provide excellent care through a multi-specialty approach from prevention to intervention of potentially life-threatening health problems. 
Bethany Medical is seeking a highly qualified and experienced Compliance Officer to lead our comprehensive compliance program across our multi-specialty outpatient clinic system. Reporting directly to the CEO and President, this individual will serve as the primary authority on all regulatory requirements, ethical standards, and internal policies. The successful candidate will ensure unwavering adherence to federal and state healthcare regulations while fostering a culture of integrity throughout the organization. 
 
Essential Responsibilities 
<ul><li>
Program Leadership: Develop, implement, and maintain an effective, multi-specialty compliance program that meets all federal and state benchmarks.</li><li>
HIPAA &amp; Privacy Oversight: Serve as the designated lead for HIPAA Privacy, Security, and Breach Notification. This includes conducting mandatory risk assessments, drafting robust policies, and managing system-wide incident responses.</li><li>
Regulatory Monitoring: Function as the subject matter expert on healthcare law, including the Stark Law, Anti-Kickback Statute, and the False Claims Act, ensuring all internal protocols remain current.</li><li>
Auditing &amp; Investigations: Coordinate and oversee internal auditing and monitoring activities to identify vulnerabilities. Develop and execute corrective action plans and provide oversight for all compliance-related investigations.</li><li>
Staff Education: Design and deploy specialized training programs to educate clinical and administrative staff on evolving compliance standards and the North Carolina Medical Board guidelines.</li></ul> 

Required Qualifications 
<ul><li>
Certification: A current Certified in Healthcare Compliance (CHC) credential through the HCCA is required. Candidates must have held this certification in good standing for a minimum of five (5) years.</li><li>
Experience: A minimum of ten (10) years of progressive experience in healthcare compliance, specifically within a physician practice or multi-specialty group setting. Prior experience serving as a formal Compliance Officer is strongly preferred.</li><li>
Education: Bachelor&rsquo;s degree required; Master&rsquo;s degree in Healthcare Administration (MHA), Juris Doctor (JD), or a related graduate field is highly preferred.</li><li>
Technical Skills: Deep expertise in medical record auditing, accurate coding documentation, and risk mitigation strategies within the North Carolina regulatory landscape.</li></ul> 

Bethany Medical offers a full benefits package including: 
<ul><li>Employee Medical/Dental/Vision insurance. Family coverage available at a discounted rate</li><li>Employee Life Insurance</li><li>Employee Short-Term Disability</li><li>Generous PTO</li><li>Paid Holidays</li><li>401-K Plan</li><li>And more!</li></ul> 

About Bethany Medical: 
Bethany Medical is the largest independent, established multi-specialty group in Central North Carolina, serving the Triad and surrounding communities for over 39 years. Bethany Medical is open 7 days a week, with thirteen convenient locations and sixteen practices in Greensboro, Winston-Salem, High Point, Kernersville, Jamestown, North Wilkesboro, and Mt Airy, North Carolina. We have grown to provide the facilities, staff, and support to offer urgent care, primary care, diagnostic testing, outpatient ancillary, and specialty care services onsite. Bethany Medical is staffed with board-certified physicians and providers representing over sixteen medical specialties. Practice staff members are known for treating each patient with prompt, personalized care and attention. Bethany Medical employs over sixty providers and over 550 employees. You are invited to learn more about Bethany Medical at www.mybethanymedical.com. 
 
About the Triad: 
The Triad area includes Greensboro (the third-largest city in NC), Winston-Salem, High Point, and the surrounding area. The Triad is centrally located in NC with a population of 1.9 million. The Triad is 1 hour from the mountains and 3 hours from the beach. Charlotte and Raleigh are 1.5 hours from the Triad. The Triad offers all the amenities of a larger city without all the traffic. The Piedmont Triad International Airport is conveniently located in Greensboro with convenient non-stop flights to most major cities. Enjoy an outstanding quality of life with no shortage of arts, entertainment, recreation, shopping, and hundreds of restaurants. The Triad is home to eighty-five colleges and universities, including Wake Forest University, High Point University, UNC-Greensboro, NC A&amp;T, Guilford College, Bennett College, and Greensboro College. 
 
Job Type: Full-time 

VaZYX7d9gr</div>

Compliance Officer

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