regulatory services consultant

State of Florida

<div><p>Requisition No: 859653</p>
<p>Agency: Department of Health</p>
<p>Working Title: REGULATORY SUPERVISOR/CONSULTANT - SES - 64080568</p>
<p> Pay Plan: SES</p>
<p>Position Number: 64080568</p>
<p>Salary: $40,474.72-$42,000/annually</p>
<p>Posting Closing Date: 09/01/2025</p>
<p><b>Total Compensation Estimator </b><b>Tool</b></p>
<div><b>
Division of Medical Quality Assurance</b></div>
<div><b>
Bureau of Health Care Practitioner Regulation</b></div>
<div><b>
Board of Massage Therapy</b></div>
<div><b>
Regulatory Supervisor/Consultant-SES</b></div>
<div>
Tallahassee, FL</div><br>
<div></div>
<div><b>
Open Competitive Opportunity</b></div><br>
<div></div>
<div><b>
Duties &amp; Responsibilities</b></div>
<div>
The incumbent will perform varied and complex professional and regulatory activities related to the Boards of Osteopathic Medicine, Speech-Language Pathology and Audiology, Massage Therapy, Acupuncture and the Council of Licensed Midwifery, with primary focus on Massage Therapy and Midwifery. The incumbent will be required to exercise independent judgment and initiative in carrying out assignments to completion. The incumbent must have a working knowledge of Florida Statutes and Rules governing licensing and regulation. Work is performed under the supervision of the Program Operations Administrator and is reviewed for accuracy and completion by periodic review of work product and day-to-day observation of work habits.</div><br>
<div></div>
<ul>
<li>The incumbent independently evaluates applicant qualifications for licensure in accordance with statutory and rule requirements and obtains supplemental information as required to determine eligibility for licensure, certification, or registration.</li><br>
</ul>
<div></div><ul><li>The incumbent serves as the subject matter expert for massage therapist applications and as a primary processor for massage therapist by examination, endorsement, military and reactivation applications. The incumbent will:</li></ul><br>
<div></div>
<ul>
<li>Process applications in the licensing database (LEIDS) or continuing education database (CEBroker) as appropriate and issue correspondence concerning application deficiencies to applicants in process or licensure to approved applicants.</li></ul><br>
<div></div>
<ul>
<li>Assist with administrative duties related to the processing of applications including, but not limited to: processing supplemental documentation, preparing supplemental documentation for scanning, and preparing refund forms.</li><br>
</ul>
<div></div><ul><li>Process graduate lists received from Florida Board approved massage schools and update application files as appropriate.</li></ul><br>
<div></div>
<ul>
<li>Analyze and recommend solutions to administrative problems relating to application deficiencies and required qualifications.</li></ul><br>
<div></div>
<ul>
<li>Respond to general inquiries from the public by telephone, email, and in writing in an appropriate and timely fashion. Interpret customer questions and provide answers to general and complex regulatory questions. Provide application status updates and directions to applicants and licensees concerning licensing processes and the submission of applications or requests. Transfer customers to the other areas of the Department or other agencies when appropriate.</li></ul><br>
<div></div>
<ul>
<li>Update applications in the licensing database (LEIDS) following additional review completed by other sections or units.</li></ul><br>
<div></div>
<ul>
<li>Summarize and prepare application files and supporting documentation for review by Board chairs, committees, Boards, or Councils when appropriate.</li></ul><br>
<div></div>
<ul>
<li>Update records in the licensing database (LEIDS) for licenses issued with conditions.</li></ul><br>
<div></div>
<ul>
<li>The incumbent independently reviews reports related to application processing and audits applications which appear on those reports to determine what actions must be taken in accordance with statutory and rule requirements. The incumbent will:</li></ul><br>
<div></div>
<ul>
<li>Review massage therapist applications which appear on the Initial Applications to Expire Report and update the status application files in the licensing database (LEIDS) when they have met retention.</li></ul><br>
<div></div>
<ul>
<li>The incumbent serves as a process expert for processes under the purview of the support section and the massage licensing section within the unit, and provides leadership, guidance, and resources as directed by management. The incumbent will:</li></ul><br>
<div></div>
<ul>
<li>Create and maintain training materials (desk guides, quick references) for the support section and massage licensing section in coordination with management and the administrative assistant.</li></ul><br>
<div></div>
<ul>
<li>Assist with training new and incumbent employees on standard procedure and day-to-day tasks.</li></ul><br>
<div></div>
<ul>
<li>Assist with support section phone scheduling and coverage.</li></ul><br>
<div></div>
<ul>
<li>Observe processes and workload using existing reports and distributes the Initial Application Processing report daily; suggest process improvements or additional training opportunities to management.</li></ul><br>
<div></div>
<ul>
<li>Assists with agendas and other duties assigned to the Regulatory Specialist III on an as-needed basis.</li></ul><br>
<div></div>
<div><b>
Florida Department of Health Mission, Vision, and Values:</b></div>
<div>
Mission:</div>
<div>
To protect, promote &amp; improve the health of all people in Florida through integrated state, county &amp; community efforts.</div><br>
<div></div>
<div>
Vision:</div>
<div>
To be the <i>Healthiest </i>State in the Nation.</div><br>
<div></div>
<div>
Values:</div>
<div><b>
I </b>nnovation: We search for creative solutions and manage resources wisely.</div>
<div><b>
C</b> ollaboration: We use teamwork to achieve common goals &amp; solve problems.</div>
<div><b>
A</b> ccountability: We perform with integrity &amp; respect.</div>
<div><b>
R</b> esponsiveness: We achieve our mission by serving our customers &amp; engaging our partners.</div>
<div><b>
E</b> xcellence: We promote quality outcomes through learning &amp; continuous performance improvement.</div><br>
<div></div>
<div><b>
Where You Will Work:</b></div>
<div>
Division of Medical Quality Assurance</div>
<div>
Southwood Complex</div>
<div>
4042 Bald Cypress Way</div>
<div>
Tallahassee, FL 32399</div><br>
<div></div>
<p><b>
The Benefits of Working for the State of Florida:</b></p>
<div>
Working for the State of Florida is more than a paycheck. The State&rsquo;s total compensation package for employees features a highly competitive set of employee benefits including:</div>
<ul>
<li>Annual and Sick Leave benefits;</li>
<li>Nine paid holidays and one Personal Holiday each year;</li>
<li>State Group Insurance coverage options, including health, life, dental, vision, and other supplemental insurance options;</li>
<li>Retirement plan options, including employer contributions</li>
</ul>
<div>(For more information, please click www.myfrs.com);</div>
<ul>
<li>Flexible Spending Accounts;</li>
<li>Tuition waivers;</li>
<li>And more!</li>
</ul>
<div>For a more complete list of benefits, including monthly costs, visit www.mybenefits.myflorida.com.</div><br>
<div></div>
<div><b>
Please be advised:</b></div><br>
<div></div>
<div>
Your responses to qualifying questions for this position must be verifiable by documentation provided through the electronic application process.</div><br>
<div></div>
<p>
This position requires a security background check and/or drug screening and participation in direct deposit. Any misrepresentations or omissions will disqualify you from employment consideration. Note: You will be required to provide your Social Security Number (SSN) in order to conduct this background check Successful completion of a drug test is a condition of employment for safety-sensitive positions.</p><br>
<div>
</div><div>Male applicants born on or after October 1, 1962, will not be eligible for hire or promotion unless they are registered with the Selective Services System (SSS) before their 26th birthday, or have a Letter of Registration Exemption from the SSS. For more information, please visit the SSS website: http://www.sss.gov</div><br>
<div></div>
<div>
If you are a retiree of the Florida Retirement System (FRS), please check with the FRS on how your current benefits will be affected if you are re-employed with the State of Florida. Your current retirement benefits may be canceled, suspended or deemed ineligible depending upon the date of your retirement.</div><br>
<div></div>
<div>
The successful candidate will be required to complete the Form I-9 and that information will be verified using the E-Verify system. E-Verify is operated by the Department of Homeland Security in partnership with the Social Security Administration to verify employment eligibility.</div><br>
<div></div>
<div>
Incumbents may be required to perform emergency duty before, during, and/or beyond normal work hours or days.</div><br>
<div></div>
<div>
All Florida Department of Health positions require the incumbent to be able to learn and communicate effectively, orally and in writing, in English. Applicants who do not meet this requirement will not be considered.</div><br>
<div></div>
<div>
The State of Florida is an Equal Opportunity Employer/Affirmative Action Employer and does not tolerate discrimination or violence in the workplace.</div><br>
<div></div>
<div>
Applicants requiring a reasonable accommodation, as defined by the Americans with Disabilities Act, must notify the agency hiring authority and/or People First Service Center (1-877-562-7287). Notification to the hiring authority must be made in advance to allow sufficient time to provide the accommodation.</div><br>
<div></div>
<div>
The State of Florida supports a Drug-Free workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, F.S., Drug-Free Workplace Act.</div><br>
<div></div>
<div>
Florida has the third largest population of veterans in the nation with more than 1.5 million service men and women. The Florida Department of Health (department) is committed to serving members of the United States Armed Forces, veterans and their families by encouraging them to apply for vacancies that fit their area of knowledge and/or expertise. Through the Department's VALOR program, which expedites licensing for military veterans, the Department also waives initial licensing and application fees for military veterans who apply for a health care professional license within 60 months of an honorable discharge. These initiatives help ensure that the transition from military service into the workforce is as smooth as possible and reflects our appreciation for the dedication devoted to protecting our country.</div><div></div><p><br>
The State of Florida is an Equal Opportunity Employer/Affirmative Action Employer, and does not tolerate discrimination or violence in the workplace.</p>
<p>Candidates requiring a reasonable accommodation, as defined by the Americans with Disabilities Act, must notify the agency hiring authority and/or People First Service Center (1-866-663-4735). Notification to the hiring authority must be made in advance to allow sufficient time to provide the accommodation.</p>
<p>The State of Florida supports a Drug-Free workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, F.S., Drug-Free Workplace Act.</p></div>

REGULATORY SUPERVISOR/CONSULTANT - SES

Danos Group

<div>
 <p>
  <strong>
   Financial Services Regulatory Legal Counsel - Dubai (Financial Services / Crypto / Digital Assets)
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  ***We welcome
  <strong>
   Dubai-based lawyers with local expertise
  </strong>
  , as well as
  <strong>
   UK-qualified financial services regulatory lawyers
  </strong>
  with
  <strong>
   UAE experience
  </strong>
  who are
  <strong>
   ready to move to Dubai
  </strong>
  .***
 </p>
 <p>
  <br/>
 </p>
 <p>
  Are you a
  <strong>
   mid-level FS regulatory lawyer
  </strong>
  with top-tier law firm experience and a passion for crypto and digital assets? An exciting opportunity has arisen in
  <strong>
   Dubai
  </strong>
  with a leading organisation at the cutting edge of financial innovation. This is your chance to play a key role shaping the regulatory landscape for blockchain, crypto, and tech-related financial services.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   About the Role:
  </strong>
 </p>
 <p>
  As a
  <strong>
   Regulatory Legal Counsel
  </strong>
  , you will provide expert legal guidance on crypto, blockchain, and financial services regulation in the UAE. You will work closely with cross-functional teams and engage with regulators, policymakers, and industry stakeholders to ensure compliance and advance innovative initiatives in the digital asset space.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Key Responsibilities:
  </strong>
 </p>
 <ul>
  <li>
   Advise on regulatory matters relating to
   <strong>
    financial services, digital assets, and blockchain-based technologies
   </strong>
   .
  </li>
  <li>
   Draft, review, and negotiate contracts and agreements related to corporate, regulatory, and commercial matters.
  </li>
  <li>
   Partner with internal teams, including business, technology, and product, to provide clear legal guidance.
  </li>
  <li>
   Keep the organisation informed of new and emerging regulations, helping implement practical compliance strategies.
  </li>
  <li>
   Represent the organisation in discussions with regulators, industry groups, and other key stakeholders.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   What We&rsquo;re Looking For:
  </strong>
 </p>
 <ul>
  <li>
   5&ndash;8 years&rsquo; experience as a
   <strong>
    financial services regulatory lawyer
   </strong>
   , with specific digital assets or blockchain advisory experience.
  </li>
  <li>
   Qualified in the
   <strong>
    UAE and/or England and Wales,
   </strong>
   with prior experience at a
   <strong>
    top-tier law firm
   </strong>
   .
  </li>
  <li>
   Strong analytical, drafting, and communication skills, able to simplify complex legal issues for non-legal colleagues.
  </li>
  <li>
   Comfortable in a
   <strong>
    fast-paced, innovative environment
   </strong>
   , working independently and collaboratively.
  </li>
  <li>
   A proven understanding of financial products, regulatory licensing, and compliance requirements in the region.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Why This Opportunity is Unique:
  </strong>
 </p>
 <ul>
  <li>
   Be part of a team defining the
   <strong>
    future of finance in Dubai
   </strong>
   .
  </li>
  <li>
   Gain exposure to cutting-edge
   <strong>
    crypto and blockchain projects
   </strong>
   .
  </li>
  <li>
   Collaborate with market-leading experts and regulators in a high-profile, impactful role.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  This role is ideal for a lawyer with top-tier law firm experience in UAE financial services regulation who wants to specialise further in the
  <strong>
   digital assets space
  </strong>
  and be at the forefront of innovation.
 </p>
</div>


Regulatory Legal Counsel

Crypto.com

<div>
 <p>
  About the Role:
 </p>
 <p>
  Conduct in-depth legal research and analysis on regulatory and policy issues related to the crypto industry and blockchain technology, and leverage this knowledge to provide sound legal guidance and advice on tech-related financial regulation and crypto matters. Carefully draft and meticulously review legal documents and agreements, with a particular focus on tech-related corporate, litigation, and regulatory matters. Advise on ensuring compliance with the applicable laws and regulations governing financial services, crypto, blockchain technology, smart contracts, and decentralized applications. Collaborate closely with cross-functional teams, including product, engineering, and business, to offer legal guidance and advice across a wide range of tech-related matters. Represent the company with poise and professionalism in negotiations and interactions with regulators, policymakers, and industry stakeholders on tech-related topics. Maintain a vigilant awareness of legal and regulatory developments in the ever-evolving crypto industry and blockchain technology landscape, and proactively share insights and recommendations with the legal team and other key stakeholders. Interact with regulators when necessary.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <p>
   <br/>
  </p>
  <strong>
   Responsibilities
  </strong>
  <ul>
   <li>
    Conduct in-depth legal research and analysis on regulatory and policy issues related to the crypto industry and blockchain technology
   </li>
   <li>
    Leverage knowledge to provide sound legal guidance and advice on tech-related financial regulation and crypto matters
   </li>
   <li>
    Carefully draft and meticulously review legal documents and agreements, with a focus on tech-related corporate, litigation, and regulatory matters
   </li>
   <li>
    Advise on ensuring compliance with applicable laws and regulations governing financial services, crypto, blockchain technology, smart contracts, and decentralized applications
   </li>
   <li>
    Collaborate with cross-functional teams to offer legal guidance and advice on tech-related matters
   </li>
   <li>
    Represent the company in negotiations and interactions with regulators, policymakers, and industry stakeholders on tech-related topics
   </li>
   <li>
    Maintain awareness of legal and regulatory developments in the crypto industry and blockchain technology landscape
   </li>
   <li>
    Proactively share insights and recommendations with the legal team and key stakeholders
   </li>
   <li>
    Interact with regulators when necessary
    <br/>
   </li>
  </ul>
  <p>
   <br/>
  </p>
  <strong>
   Requirements
  </strong>
  <ul>
   <li>
    Possess 5-8 years of well-rounded experience as a lawyer, with a distinct focus on financial regulation or regulatory affairs, and a strong, substantive understanding of blockchain technology and the crypto industry.&nbsp;
   </li>
   <li>
    Qualified to practice in UAE. Demonstrate excellent drafting and communication abilities, with a proven track record of effectively conveying complex legal and technical concepts to non-legal audiences.&nbsp;
   </li>
   <li>
    Familiar with financial products and relevant licensing and regulatory requirements
   </li>
   <li>
    Thrive in a fast-paced startup environment, adeptly working both independently and as a collaborative team player.&nbsp;
   </li>
   <li>
    Exhibit strong analytical and problem-solving skills, with the capacity to provide practical, solution-oriented legal advice on tech-related matters
    <br/>
    <br/>
   </li>
  </ul>
 </p>
 <p>
  <br/>
 </p>
</div>


EisnerAmper

<div></div><div><div>Job Description</div><div></div><div><div>
At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you&rsquo;re starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you&rsquo;ll love from top to bottom &ndash; we give you the tools you need to succeed and the autonomy to reach your goals.</div><div></div><div>
We are seeking a Staff to join the Financial &amp; Regulatory Risk Services practice in our Hyderabad office. We are seeking someone who thrives in a growing environment and providing clients with exceptional services.</div><div></div><div>
What it Means to Work for EisnerAmper:</div><ul><li><div>
You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry</div></li><li><div>
You will have the flexibility to manage your days in support of our commitment to work/life balance</div></li><li><div>
You will join a culture that has received multiple top &ldquo;Places to Work&rdquo; awards</div><ul><li><div>
We believe that great work is accomplished when cultures, ideas and experiences come together to create new solutions</div></li><li><div>
We understand that embracing our differences is what unites us as a team and strengthens our foundation</div></li><li><div>
Showing up authentically is how we, both as professionals and a Firm, find inspiration to do our best work</div></li><li><div>
Numerous Employee Resource Groups (ERGs) to support our Diversity, Equity, &amp; Inclusion (DE&amp;I) efforts</div></li></ul></li></ul><div></div><div>
What Work You Will be Responsible For:</div><ul><li><div>
Play a key role in the assignments including developing project plans, allocating resources, and leading staff members.</div></li><li><div>
Handle internal audit and risk management engagements within the Risk &amp; Compliance Services Practice.</div></li><li><div>
Project manage SOX 404 engagements including conducting walkthroughs, designing and leading internal control testing with periodic status updates to client&rsquo;s management.</div></li><li><div>
Prepare scoping and risk assessments or Internal Audit universe using a risk base methodology.</div></li><li><div>
Maintain client relationship and tailor the engagement to meet the client&rsquo;s needs and expectation.</div></li></ul></div><ul><li><div>
Exposure to Internal Audit, Process Reviews, SOP, and other risk management engagements would be a positive.</div></li><li><div>
Design and assess process and controls and drive improvements.</div></li><li><div>
Ability to address queries on SOX and audit issues.</div></li><li><div>
Understand the COSO 2013 and experience in process documentation, developing RCMs, report writing, root cause analysis, remediation and should be able to provide mentorship to the other team members.</div></li><li><div>
Candidate should have strong understand of the control framework (Business, IT Controls) and able to work and demonstrate the knowledge of the same.</div></li></ul><div></div><div>
Basic Qualifications:</div><ul><li><div>
Must be a Chartered Accountant completed in 2024/2025</div></li><li><div>
1-2 yrs of post qualification experience in the Internal Audit &amp; SOX domain</div></li><li><div>
CIA / CISA additional qualification would be preferred.</div></li><li><div>
Experience in service delivery, team handling, work with all levels of staff and supervision of team members.</div></li><li><div>
Good analytical and communication skills.</div></li><li><div>
Good understanding of technical platforms and risk management practices.</div></li><li><div>
Preferred experience of working in international client facing roles on SOX and Internal Audit engagements.</div></li></ul><div></div><div>
We strongly believe in a supportive work environment where all our colleagues can succeed. EisnerAmper India is proud to be an Equal Opportunity merit-based employer. We do not discriminate on the basis of caste &amp; religion, disabilities, gender, sexual orientation, age or marital status.</div><div></div><div>
About Our Financial &amp; Regulatory Risk Services Team:</div><div></div><div>
Specializing in services such as risk advisory, technology risk and digital transformation, FRRS employees aren&rsquo;t just passionate about technology, but we see it as our driving force for innovation and forward thinking. We&rsquo;re committed to serving as advocates to our clients, enabling them to navigate, transform, secure, and maintain processes, controls, and digital solutions they need to reach their unique goals. Whether it&rsquo;s complying with a new regulatory requirement or automating controls within a process, providing peace of mind for those &ldquo;what&rsquo;s next&rdquo; moments is our mantra and unique promise to clients.</div><div></div><div><br>
Financial Regulatory Risk Services employees are encouraged to think like an owner when supporting clients. Through this entrepreneurial and business-first mindset, we&rsquo;re pushed to take a step outside of our comfort zones and deliver solutions that both create a lasting business impact for our clients and allow us to grow as professionals.</div><div></div><div>
Our core values of trust, integrity and accountability allow us to act as strategic innovators. Because when we build trust with each other, we can bring new ideas to the table and execute them without fear of failure.</div><div></div><div>
About EisnerAmper:</div><div></div><div>
EisnerAmper is one of the largest accounting, tax, and business advisory firms, with nearly 4,500 employees and more than 450 partners across the world. We combine responsiveness with a long- range perspective; to help clients meet the pressing issues they face today and position them for success tomorrow.</div><div></div><div>
Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public firms, and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across a variety of industries. We are also engaged by the attorneys, financial professionals, bankers, and investors who serve these clients.</div><div></div><div>
About EisnerAmper India:</div><div></div><div>
EisnerAmper (India) Consultants Pvt. Ltd. (&ldquo;EA India&rdquo;) is a subsidiary of Eisner Advisory Group LLC (&ldquo;EA Group&rdquo;), which practices in an alternative practice structure with EisnerAmper LLP. EA India employees provide advisory services to clients of EA Group and audit services to clients of Eisner Amper LLP and comply with the professional standards applicable to each of EA India, EA Group and EisnerAmper LLP. EA India employees also provide operational services to EA Group and EisnerAmper LLP. The policies and procedures of EA India, including obligations of confidentiality and non-disclosure, apply to all services provided by EA India employees. All applicants are applying to positions for employment with EA India, and not EA Group or EisnerAmper LLP.</div><div></div><div>
EA India opened its first office in Mumbai in 2007. Over the years, our India footprint has expanded to include offices in Ahmedabad, Bangalore and Hyderabad. We are a culturally diverse pool of over 800 professionals supporting our global clientele from a range of startups to Fortune 500 entities.</div><div></div><div><div><div><div><div><div><div><div>
Preferred Location:</div></div></div></div></div></div></div></div>
Hyderabad</div>

Advisory Staff I – Financial & Regulatory Risk Services

Aswaar Consulting DMCC

<p>We are seeking a highly motivated and qualified candidate to support the Finance team in ensuring accurate and timely regulatory reporting in compliance with UAE Central Bank requirements, maintaining strong financial controls, and coordinating with internal stakeholders for effective reporting and governance.</p><p><b>Key Responsibilities:</b></p><p>&middot; Prepare and submit accurate regulatory reports as per UAE Central Bank and other regulatory requirements.</p><p>&middot; Reconcile regulatory reports with financial and management reporting to ensure consistency.</p><p>&middot; Assist in implementing and maintaining the regulatory reporting framework across the Bank.</p><p>&middot; Liaise with Technology teams (Core, BI, Data) to support automation and streamline reporting processes.</p><p>&middot; Provide key regulatory ratios and reporting insights to relevant stakeholders, including ALCO.</p><p>&middot; Monitor regulatory updates and support the Finance team in implementing changes.</p><p>&middot; Work with the Risk team to validate Risk Weighted Assets (RWA), Expected Credit Loss (ECL) computations, and related ratios.</p><p>&middot; Support GL account opening, maintenance, and reconciliations.</p><p>&middot; Ensure compliance with the Bank&rsquo;s Financial Controls Policy.</p><p>&middot; Act as part of the secondary line of defense for financial controls.</p><p>&middot; Assist in setting up accounting schema for new products and offerings.</p><p><b>Qualifications and Skills:</b></p><p>&middot; Bachelor&rsquo;s degree in Accounting, Finance, or related field.</p><p>&middot; 3+ years of relevant experience in Finance/Regulatory Reporting within the UAE banking sector.</p><p>&middot; Familiarity with UAE Central Bank regulatory requirements and IFRS standards.</p><p>&middot; Experience in reconciliations, financial controls, and regulatory compliance.</p><p>&middot; Strong MS Excel and data analysis skills; exposure to BI/reporting tools is an advantage.</p><p>&middot; Good communication and stakeholder coordination skills.</p><p>&middot; Attention to detail with the ability to work under tight deadlines.</p><p><b>Salary and Benefits:</b></p><p>&middot; AED per month, depending on your experience and interview.</p><p>&middot; Opportunities for professional development and training.</p><p>&middot; Inclusive and dynamic work environment.</p><p>Kindly note that only shortlisted candidates will be contacted for an interview.</p><p>Job Type: Full-time</p><p>Pay: AED10,000.00 - AED12,000.00 per month</p><p>Application Question(s):</p><ul><li>Can you join immediately </li></ul><p>Experience:</p><ul><li>Finance/Regulatory Reporting within the UAE banking sector.: 3 years (Required)</li></ul>

Consultant- Regulatory Reporting & Financial Controls

Aswaar Consulting

<p>We are seeking a highly motivated and qualified candidate to support the Finance team in ensuring accurate and timely regulatory reporting in compliance with Central Bank requirements, maintaining strong financial controls, and coordinating with internal stakeholders for effective reporting and governance.</p><p><b>Key Responsibilities:</b></p><p>&middot; Prepare and submit accurate regulatory reports as per Central Bank and other regulatory requirements.</p><p>&middot; Reconcile regulatory reports with financial and management reporting to ensure consistency.</p><p>&middot; Assist in implementing and maintaining the regulatory reporting framework across the Bank.</p><p>&middot; Liaise with Technology teams (Core, BI, Data) to support automation and streamline reporting processes.</p><p>&middot; Provide key regulatory ratios and reporting insights to relevant stakeholders, including ALCO.</p><p>&middot; Monitor regulatory updates and support the Finance team in implementing changes.</p><p>&middot; Work with the Risk team to validate Risk Weighted Assets (RWA), Expected Credit Loss (ECL) computations, and related ratios.</p><p>&middot; Support GL account opening, maintenance, and reconciliations.</p><p>&middot; Ensure compliance with the Bank&rsquo;s Financial Controls Policy.</p><p>&middot; Act as part of the secondary line of defense for financial controls.</p><p>&middot; Assist in setting up accounting schema for new products and offerings.</p><p><b>Qualifications and Skills:</b></p><p>&middot; Bachelor&rsquo;s degree in Accounting, Finance, or related field.</p><p>&middot; 3+ years of relevant experience in Finance/Regulatory Reporting within the banking sector.</p><p>&middot; Familiarity with Central Bank regulatory requirements and IFRS standards.</p><p>&middot; Experience in reconciliations, financial controls, and regulatory compliance.</p><p>&middot; Strong MS Excel and data analysis skills; exposure to BI/reporting tools is an advantage.</p><p>&middot; Good communication and stakeholder coordination skills.</p><p>&middot; Attention to detail with the ability to work under tight deadlines.</p><p><b>Salary and Benefits:</b></p><p>&middot; AED per month, depending on your experience and interview.</p><p>&middot; Opportunities for professional development and training.</p><p>&middot; Inclusive and dynamic work environment.</p><p>Kindly note that only shortlisted candidates will be contacted for an interview.</p><p>Job Types: Full-time, Contract<br/>Contract length: 6 months</p><p>Pay: AED13,000.00 - AED14,000.00 per month</p><p>Application Question(s):</p><ul><li>Can you join immediately</li></ul><p>Experience:</p><ul><li>Finance/Regulatory Reporting within the banking sector: 3 years (Preferred)</li></ul>

Commercial Bank of Dubai

<div><div><div><div><div>Description</div>
<div><div>Operating in the UAE for over 50 years, CBD manages the financial requirements of some of the largest corporates and businesses operating in the country, driving the UAE economy. Over the years, CBD has transformed into a progressive and modern banking institution winning multiple awards for its digital initiatives, credit cards, bank accounts, mobile app features and services.</div><div></div><div><br>
CBD has been recognized as the number one bank in the UAE on the Forbes list of The World&rsquo;s Best Banks 2022.</div><div></div><div><br>
As we continue to build upon our successes, we are looking for ambitious individuals who are passionate about the banking and finance industry and the markets in which CBD operates. Just as important to us is your ability to demonstrate a talent for dealing with people - your colleagues and our customers - and delivering service that really goes the extra mile.</div><br>
<div></div><ul><li>
Reply to all inquiries directly to Court or police through dedicated online portals after investigating in cases &amp; provide requested information from concerned Departments and final investigation outcome.</li><li>
Retrieve customer information, documents, and account details. Draft response letters for authorized signatories to review and sign.</li><li>
Review police investigation request and liaise with the internal department to provide (statement, CCTV, A/C detail&hellip;) based in their request to the police with a prompt response.</li><li>
Prepare official bank response and present it to the management for police investigation request, and court manual letter.</li><li>
Review &amp; handle Court and Police Letters (through mailing) within SLA. Forming proper replies based on information received from the concerned department/branch &amp; follow up with them to avoid fines &amp; penalties.</li><li>
Handle all bounced CHQ request and provide documents and information as per the Bank police and ensure timely response for the request.</li><li>
Maintain accurate filing and register systems, update records, and ensure the safe custody of confidential documents to ensure easy retrieval.</li><li>
Respond to inquiries related to CBD staff received from courts and law enforcement agencies. Coordinate with HR to provide a timely response to competent authorities.</li><li>
Ensure Deceased customer cases with the applicable Law from UAE courts, and supporting Freezone courts, as per guidance provided by the central bank.</li><li>
Assists the management during QA review and Internal Audit review on the internal procedure.</li><li>
Work with Legal and contribute to the review and revision of the existing policies and procedures for the local operations to ensure these reflect changes in relevant laws.</li><li>
Respond to inquiries from branches and business units, providing feedback or non-confidential information related to customer court cases.</li><li>
Gather information and advice to management and staff on legal and regulatory matters, including changes in laws and regulations that may impact the bank's operations.</li><li>
Develop and maintain knowledge of bank operations procedures and regulations to hold higher responsibilities and support staff training and development in policies and procedures.</li><li>
Interpret and evaluate out of policy court cases letters and report findings to management.</li></ul></div>
</div></div><div><div><div>Requirements</div><br>
<div></div><div><br>
<div><b>QUALIFICATIONS</b></div><ul><li>
Degree or any Discipline.</li><li>
Arabic &amp; English Speaker.</li><li>
Professional certification in AML and Compliance will be added value</li></ul><div></div><div><b><br>
EXPERIENCE</b></div><ul><li>
2&ndash; 4 years of experience of which at least 2 years in the field of Compliance will be added value.</li><li>
Good understanding of banking concepts and procedures.</li><li>
Good experience of banking operation.</li><li>
Ability to read and understand legal documents</li></ul><div></div><div><b><br>
SKILLS</b></div><ul><li>
Good Communicating of Arabic and English language.
</li><li>Planning and organizing skills
</li><li>Report writing skills</li><li>
Analytical thinking and problem solving</li><li>
Taking initiatives</li><li>
Concern to the order and attention to details</li></ul></div></div></div></div></div><p></p>

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