securities analyst

Supernova Technology™

<div>
 <strong>
  About Supernova Technology
  <br/>
  <br/>
 </strong>
 Founded in 2014, we offer the industry&rsquo;s first and only cloud-based, fully-customizable, end-to-end software solution to automate securities-based lending from origination through the life of the loan. By combining thought leadership in suitability and risk management with industry-leading education and the latest technology, Supernova enables advisors to deliver holistic, goals-based advice and to help their clients achieve financial wellness. We partner with the industry&rsquo;s largest banks, most prominent insurance companies and leading online brokerages to democratize access to securities-based lending and better the entire financial ecosystem.
 <br/>
 <br/>
 <strong>
  <strong>
   Why Join Supernova?
   <br/>
   <br/>
  </strong>
 </strong>
 At Supernova Technology, we believe that the best results come from a team that is passionate, driven, and supported in all aspects of their professional lives. Here, you&rsquo;ll work alongside talented and innovative individuals who are committed to driving the future of securities-based lending technology. We foster a culture of collaboration, continuous learning, and growth, where each person&rsquo;s contributions make a real impact.
 <br/>
 <br/>
 <strong>
  About The Role
  <br/>
  <br/>
 </strong>
 We are looking for a data analyst to support product managers and tech leads on securities-based lending system development. The goal is to ensure that the product development work and client projects are implemented successfully in all aspects and delivered timely with high quality. The data analyst will assist business analyst or research staff for data related research and analysis project assignments. The data analyst will have opportunities to gain hands on experience in financial data analysis, and how it works in fintech products.
 <br/>
 <br/>
 <strong>
  Responsibilities
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Work with product manager to define back testing and validation plans for new analytical models and perform testing and analysis
  </li>
  <li>
   Carry out data analysis, comparison, and validation for product deployment projects for new clients to ensure high quality contents and functionalities
  </li>
  <li>
   Participate process improvement projects in data flow and operations
  </li>
  <li>
   Perform financial security data research and analysis, develop model such as multivariate regression analysis, simulations, or portfolio risk analytics
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Qualifications
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Bachelor&rsquo;s Degree in finance, engineering, or technology related fields
  </li>
  <li>
   Highly analytical and quantitative thinking
  </li>
  <li>
   Self-starter with high level of motivation
  </li>
  <li>
   Detail oriented yet Systematic thinking yet is able to focus on details
  </li>
  <li>
   Team-oriented
  </li>
  <li>
   Proficient in SQL
  </li>
  <li>
   Proficient in MS Office Suite, especially Microsoft Excel and Microsoft PowerPoint
  </li>
  <li>
   Experience in data interpretation preferred
  </li>
  <li>
   Experience in financial services, wealth management, or education industries preferred
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Our Employee Benefits
  <br/>
  <br/>
 </strong>
 At Supernova Technology, we provide a robust benefits package to support the health and well-being of our employees. Our offerings include:
 <br/>
 <br/>
 <ul>
  <li>
   Medical, Dental, and Vision Insurance: Multiple plans with coverage for employees and dependents.
  </li>
  <li>
   HSA and FSA Accounts: Tax-advantaged accounts for health and dependent care expenses.
  </li>
  <li>
   Life and Disability Insurance: Employer-paid basic coverage with options for additional voluntary coverage.
  </li>
  <li>
   Compensation: $60,000 - $80,000 per year
  </li>
  <li>
   Retirement Savings: 401(k) plan with employer contributions.
  </li>
  <li>
   Employee Assistance Program (EAP): Confidential support services, including free therapy sessions.
  </li>
  <li>
   Paid Time Off: Flexible PTO policies.
  </li>
  <li>
   Additional Perks: Commuter benefits, pet insurance, continuing education assistance, and more.
   <br/>
   <br/>
  </li>
 </ul>
 <em>
  <em>
   Note: Actual salary at the time of hire may vary and may be above or below the range based on various factors, including but not limited to, the candidate's relevant qualifications, skills and experience, and the location where this position may be filled.
   <br/>
   <br/>
  </em>
 </em>
 <strong>
  <strong>
   Our Core Values
   <br/>
   <br/>
  </strong>
 </strong>
 Our core values drive everything we do. At Supernova, we...
 <br/>
 <br/>
 <ul>
  <li>
   Form, execute, and communicate new ideas that add value to our employees and customers
  </li>
  <li>
   Strive through obstacles and failures
  </li>
  <li>
   Follow-through on promises or commitments to others, accept responsibility, and answer for actions &amp; decisions
  </li>
  <li>
   Listen to, understand, and support our employees and customers
  </li>
  <li>
   Act with speed, positive attitude, and flexibility
  </li>
  <li>
   Exceed expectations and surpass ourselves every day; we embrace a sense of pride and never stop growing
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  <strong>
   Join us and make an impact while growing your career at Supernova!
  </strong>
 </strong>
</div>


Data Analyst

Safra National Bank

<div>
 <p>
  <strong>
   About Safra National Bank of New York and Safra Securities
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  Safra Securities LLC is the self-clearing broker dealer fully-owned subsidiary of Safra National Bank of New York ("Safra National"), a nationally chartered U.S. Bank supervised by the Office of the Comptroller of the Currency and member of the Federal Reserve and the Federal Deposit Insurance Corporation (&ldquo;FDIC&rdquo;). Headquartered in New York, with a branch in Florida and representative offices in Brazil, Chile, Mexico and Panama, Safra National is a leading private bank with a devoted team of relationship managers serving many sophisticated U.S. and international high net worth clients, with focus on Latin America.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Position Summary
  </strong>
 </p>
 <p>
  We are currently looking for an Operations Analyst to support Securities Operations and focus on client relationships and end-to-end trade lifecycle including middle and back-office support across products such as Asset Backed, preferred, equity linked options.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Requirements
  </strong>
 </p>
 <ul>
  <li>
   Familiar with front end trading systems such as a portfolio system or Bloomberg
  </li>
  <li>
   FX and foreign settlement exposure
  </li>
  <li>
   Swaps / Derivatives / Futures
  </li>
  <li>
   Repos / Reverse Repos
  </li>
  <li>
   Broker CD&rsquo;s
  </li>
  <li>
   Valuations to DTCC for compliance with CFTC regulations
  </li>
  <li>
   Current in-depth knowledge of Calypso Front Office Solutions functionality
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Qualifications
  </strong>
 </p>
 <ul>
  <li>
   Self-clearing Broker Dealer or Custodian experience
  </li>
  <li>
   Operational controls and oversight monitoring
  </li>
  <li>
   Risk management or audit experience
  </li>
  <li>
   Professionally reply to internal and external inquiries
  </li>
  <li>
   Good working knowledge of Microsoft Office Word / Enhanced Excel (V-Lookup, Macro)
  </li>
  <li>
   FINRA Series 99 registration or higher, preferred.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Workplace setting and schedule
  </strong>
 </p>
 <ul>
  <li>
   5 days onsite, New York, NY
  </li>
  <li>
   Monday &ndash; Friday from 9:00am to 5:00pm
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <br/>
 </p>
 <p>
  <br/>
 </p>
 <p>
  <em>
   Safra National Bank is an Equal Employment Opportunity
  </em>
 </p>
</div>


Operations Analyst, Safra Securities

Tata Consultancy Services (TCS)

<div></div><div><div><div><div><div>Must Have Technical/Functional Skills</div><br>
<div><br>
</div><div>Qualifications
</div><ul><li> Experience: 6&ndash;8 years of relevant experience in business analysis within financial services or technology domains.
</li></ul><ul><li> Capital Markets Expertise:
</li></ul><ul><li> Experience as a Business Analyst in Capital Markets with exposure to regulatory frameworks such as CCAR reporting, Basel,
</li></ul><div>or similar compliance projects.
</div><ul><li> Product Knowledge:
</li></ul><ul><li> Strong understanding of banking products such as Mortgages, Deposits, Trading, Securities, Debt, Derivatives, Margin,
</li></ul><div>Collateral Management, Capital planning, RWA, and liquidity reporting
</div><ul><li> Analyze and interpret balance sheet components and provide actionable insights.
</li></ul><ul><li> Strong data analysis skills with proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Visio, MS Project).
</li></ul><ul><li> Advanced SQL query skills for data extraction and analysis.
</li></ul><ul><li> Familiarity with tools such as JIRA, Confluence, and SharePoint.
</li></ul><ul><li> Excellent written and verbal communication skills with proven ability to manage multiple priorities.
</li></ul><ul><li> Strong interpersonal and stakeholder management skills; ability to work under pressure and meet tight deadlines.
</li></ul><ul><li> Self-motivated with a proactive approach to learning and problem-solving.
</li></ul><div>________________________________________
</div><div>Education
</div><ul><li> Bachelor&rsquo;s degree or equivalent experience in Business, Finance, Technology, or related field.
</li></ul><div>Roles &amp; Responsibilities
</div><div>Key Responsibilities
</div><ul><li> Act as a bridge between business users and technology teams to define system scope and objectives for complex projects.
</li></ul><ul><li> Capital Markets Expertise:
</li></ul><ul><li> Experience as a Business Analyst in Capital Markets with exposure to regulatory frameworks such as CCAR reporting, Basel, or similar compliance projects.
</li></ul><ul><li> Product Knowledge:
</li></ul><ul><li> Strong understanding of banking products such as Mortgages, Deposits, Trading, Securities, Debt, Derivatives, Margin, and Collateral Management.
</li></ul><ul><li> Analyze and interpret balance sheet components and provide actionable insights.
</li></ul><ul><li> Consult with users and clients to resolve complex system issues through in-depth evaluation of business processes and industry standards.
</li></ul><ul><li> Support system changes management processes from requirements gathering through implementation, ensuring alignment with business objectives.
</li></ul><ul><li> Define problem statements, user stories, and acceptance criteria for projects.
</li></ul><ul><li> Identify and communicate risks and impacts, considering business implications of technology solutions.
</li></ul><ul><li> Provid e guidance and mentorship to junior analysts, act as SME for senior stakeholders.
</li></ul><ul><li> Ensure compliance with applicable regulations, and internal policies while maintaining transparency in risk management.
</li></ul><ul><li> Collaborate with UAT teams on test strategy, scenario preparation, defect triaging, and coordination.
</li></ul><ul><li> Exposure to various SDLC methodologies and ability to adapt to different project environments.
</li></ul><ul><li> Provide post-implementation support and ensure smooth transition of deliverables.</li></ul><br>
<div></div>
<div><br>
</div><div></div><br>
<div>Salary Range: $100,000 to $130,000 per year
</div></div></div></div><div><div><div><b>Location</b></div>
<div>Tampa, FL</div>
</div><div><div><b>Job Function</b></div>
<div>TECHNOLOGY</div>
</div><div><div><b>Role</b></div>
<div>Business Analyst</div>
</div><div><div><b>Job Id</b></div>
<div>406365</div>
</div><div><div><b>Desired Skills</b></div>
<div>Business Analysis</div>
</div><div><div><b>Salary Range</b></div>
<div>$100,000-$130,000 a year</div>
</div></div><p>Desired Candidate Profile
</p><div><div><b>Qualifications</b> : BACHELOR OF COMPUTER SCIENCE</div></div></div><div></div>

Business Analyst

Stripe

<div>
 Who we are
 <br/>
 <br/>
 Bridge is Stripe&rsquo;s fintech innovation hub focused on building a modern, stablecoin-powered cross-border payments network. We operate like a startup within Stripe: fast-paced, entrepreneurial, and product-obsessed, but with the backing of one of the most trusted names in fintech.
 <br/>
 <br/>
 We&rsquo;re hiring a Security Analyst / Program Manager to build and scale Bridge&rsquo;s security foundation. This is a rare opportunity to design the security governance, risk and compliance programs from the ground up, while also leveraging the infrastructure, best practices, and tooling of one of the most mature security organizations in the industry.
 <br/>
 <br/>
 What you'll do
 <br/>
 <br/>
 <ul>
  <li>
   Design, and implement Bridge&rsquo;s security governance, risk and compliance roadmaps from first principles to production.
  </li>
  <li>
   Identify and tackle Bridge&rsquo;s most important security risks quickly and pragmatically.
  </li>
  <li>
   Adopt Stripe&rsquo;s programs, controls and processes where it makes sense, and find custom approaches where it doesn&rsquo;t.
  </li>
  <li>
   Lead risk assessment, control design and testing for all Security and Technology Oversight globally.
  </li>
  <li>
   Reinforce engineering best practices around secure development and infrastructure.
  </li>
  <li>
   Ensure Bridge meets compliance and audit expectations as we scale to more regulated markets.
  </li>
  <li>
   Collaborate cross-functionally with engineering, product, and Stripe&rsquo;s security org to move fast without compromising safety.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  About You
  <br/>
  <br/>
 </strong>
 You might be a good fit if you:
 <br/>
 <br/>
 <ul>
  <li>
   Have 8+ years of experience in Security GRC, ideally with time spent in fast-paced startup environments where you&rsquo;ve built security practices from the ground up.
  </li>
  <li>
   Have a startup mindset: you&rsquo;re scrappy, pragmatic, and move quickly to solve the most critical problems.
  </li>
  <li>
   You&rsquo;re proficient with NIST CSF, OCC&rsquo;s Cybersecurity Supervision Work Program and/or FFIEC IT Examination Handbook or other similar global frameworks.
  </li>
  <li>
   Proven prior experience with regulatory audits from Global auditors across Security domains.
  </li>
  <li>
   Thrive in ambiguity and know how to ruthlessly prioritize.
  </li>
  <li>
   Can balance security rigor with speed, especially in fast-moving environments.
  </li>
  <li>
   Communicate clearly across technical and non-technical partners.
  </li>
  <li>
   Have experience building or scaling security programs, either at a startup or in an embedded role.
  </li>
  <li>
   Are excited about the potential of crypto and stablecoins to power global financial infrastructure (you don&rsquo;t need deep prior knowledge&mdash;just curiosity and openness to learn).
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 Hybrid work at Stripe
 <br/>
 <br/>
 This role is available either in an office or a remote location (35+ miles or 56+ km from a Stripe office).
 <br/>
 <br/>
 In-office expectations
 <br/>
 <br/>
 Office-assigned Stripes spend at least 50% of the time in a given month in their local office or with users. This hits a balance between bringing people together for in-person collaboration and learning from each other, while supporting flexibility about how to do this in a way that makes sense for individuals and their teams.
 <br/>
 <br/>
 Working remotely at Stripe
 <br/>
 <br/>
 A remote location is defined as being 35 miles (56 kilometers) or more from one of our offices. While you would be welcome to come into the office for team/business meetings, on-sites, meet-ups, and events, our expectation is you would regularly work from home rather than a Stripe office. Stripe does not cover the cost of relocating to a remote location. We encourage you to apply for roles that match the location where you currently live or plan to live.
 <br/>
 <br/>
 Pay and benefits
 <br/>
 <br/>
 The annual US base salary range for this role is $196,900 - $295,300. For sales roles, the range provided is the role&rsquo;s On Target Earnings ("OTE") range, meaning that the range includes both the sales commissions/sales bonuses target and annual base salary for the role. This salary range may be inclusive of several career levels at Stripe and will be narrowed during the interview process based on a number of factors, including the candidate&rsquo;s experience, qualifications, and location. Applicants interested in this role and who are not located in the US may request the annual salary range for their location during the interview process.
 <br/>
 <br/>
 Additional benefits for this role may include: equity, company bonus or sales commissions/bonuses; 401(k) plan; medical, dental, and vision benefits; and wellness stipends.
 <br/>
 <br/>
 Hybrid work at Stripe
 <br/>
 <br/>
 This role is available either in an office or a remote location (35+ miles or 56+ km from a Stripe office).
 <br/>
 <br/>
 In-office expectations
 <br/>
 <br/>
 Office-assigned Stripes spend at least 50% of the time in a given month in their local office or with users. This hits a balance between bringing people together for in-person collaboration and learning from each other, while supporting flexibility about how to do this in a way that makes sense for individuals and their teams.
 <br/>
 <br/>
 Working remotely at Stripe
 <br/>
 <br/>
 A remote location is defined as being 35 miles (56 kilometers) or more from one of our offices. While you would be welcome to come into the office for team/business meetings, on-sites, meet-ups, and events, our expectation is you would regularly work from home rather than a Stripe office. Stripe does not cover the cost of relocating to a remote location. We encourage you to apply for roles that match the location where you currently live or plan to live.
</div>


Security Analyst, Bridge

Meeder Investment Management

<div><p>The <b>Investment Reporting Analyst </b>is responsible for ensuring the accuracy, production, customization, and delivery of specialized investment reporting for client, internal, and regulatory audiences. This role operates at the center of a dynamic investment platform, supporting the delivery of tailored portfolio solutions, liquidity strategies, and consulting insights designed to help clients achieve their unique objectives. This position offers an excellent opportunity for professionals seeking to build a strong foundation in fixed income markets while gaining exposure to securities analysis, credit research, and client service.</p>
<p><b>Primary Responsibilities</b></p>
<ul><li>Manage the production and distribution of investment reports for institutional separately managed accounts, liquidity, and consulting services.</li>
<li>Review portfolio holdings, transactions, analytics, and risk data to ensure reporting accuracy and consistency.</li>
<li>Create customized portfolio management reports that support investment decision-making, client review meetings, and account-specific analysis.</li>
<li>Prepare internal reports for portfolio managers, traders, client service, compliance, and other stakeholders.</li>
<li>Support the preparation of reporting materials for regulatory bodies, rating agencies, auditors, and other stakeholders.</li>
<li>Partner with portfolio management and operations teams to resolve data discrepancies related to holdings, position values, cash flows, security classifications, and performance results.</li>
<li>Maintain reporting calendars, production checklists, quality-control procedures, and documentation of reporting processes.</li></ul></div>

Investment Analyst

FINRA

<p></p><div>About FINRA<br>
FINRA (Financial Industry Regulatory Authority) is the largest independent regulator of securities firms doing business in the United States. Our mission is to protect investors and ensure market integrity through effective and efficient regulation. We oversee approximately 3,400 brokerage firms, 152,000 branch offices, and nearly 624,000 registered securities representatives. At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial system and empowering investors.<br>
<br>
The Opportunity<br>
Do you thrive at the intersection of business analysis, securities markets, and technology? As an Associate Principal Business Analyst on the Transparency Services team, you'll play a vital role in building and maintaining the systems that power FINRA's market surveillance and regulatory oversight. This isn't just requirements documentation&mdash;it's detective work, problem-solving, and collaboration that directly supports fair and transparent markets.<br>
You'll work alongside senior analysts to translate complex regulatory needs into technical solutions, bridging the gap between market surveillance teams, technology developers, and FINRA member firms. From gathering requirements for new surveillance capabilities to testing critical system enhancements and training users on powerful analytical tools, your work ensures that FINRA's technology infrastructure keeps pace with rapidly evolving markets.<br>
If you're analytical, detail-oriented, and excited to learn the inner workings of securities trading systems while contributing to investor protection, this role offers an exceptional opportunity to grow your business analysis career in a mission-driven environment.<p></p><p><b>
What You'll Do</b></p><ul><li><b>
Drive Requirements &amp; Documentation:</b> Collaborate with senior analysts to gather, draft, and refine business requirements, technical specifications, user guides, procedures, and technical notices to member firms&mdash;ensuring developers have clear direction and users have the guidance they need.</li><li><b>
Bridge Business &amp; Technology:</b> Work closely with Market Operations, Market Regulation, Office of General Counsel, and technology teams to ensure systems integrate seamlessly into real-time and post-market surveillance environments.</li><li><b>
Manage Projects &amp; Track Progress:</b> Assist in identifying milestones, maintaining project plans, tracking user feedback, and managing backlogs using tools like Miro, JIRA, Excel, and PowerPoint&mdash;keeping initiatives organized and on track.</li><li><b>
Provide Production Support:</b> Respond to inquiries from internal teams and member firms regarding data and system issues, troubleshoot problems, and escalate complex matters to senior analysts when needed.</li><li><b>
Shape User Stories &amp; Testing:</b> Participate in requirements reviews with stakeholders, identify and write user stories and test scripts, and actively engage in application testing to ensure quality and functionality.</li><li><b>
Empower Users:</b> Create clear user documentation and training materials, and deliver end-user training that helps teams leverage FINRA's surveillance systems effectively.</li><li><b>
Ensure Quality &amp; Integrity:</b> Contribute to quality assurance processes through software reviews and release testing, protecting the integrity of FINRA's critical processing environments.</li><li><b>
Embody FINRA's Values:</b> Collaborate both in-person and virtually to advance investor protection and market integrity in all that you do.</li></ul><p></p><p><b>
What You Bring</b></p><p></p><p><b>
Required Qualifications:</b></p><p><i>
Education &amp; Experience:</i></p><ul><li><p>
Bachelor's degree in Finance, Business, Information Technology, or related field</p></li><li><p>
Minimum of four (4) years of related experience in business analysis, financial services technology, or securities operations</p></li></ul><p><i>
Knowledge:</i></p><ul><li><p>
General understanding of fixed income and/or equity order management or trade reporting systems</p></li><li><p>
Working knowledge of application design and analysis</p></li></ul><p><i>
Skills:</i></p><ul><li><p>
Excellent organizational skills with ability to manage changing priorities in a fast-paced environment</p></li><li><p>
Strong written and verbal communication skills&mdash;you can translate technical concepts for diverse audiences</p></li><li><p>
Ability to work effectively within established guidelines and procedures while adapting to evolving needs</p></li></ul><p></p><p><b>
Preferred Qualifications:</b></p><ul><li><p>
Experience with securities industry processing, including knowledge of FINRA member firm order and trade reporting systems or exchange-based systems</p></li><li><p>
Familiarity with market surveillance concepts or regulatory technology environments</p></li><li><p>
Hands-on experience with business analysis tools such as Miro, JIRA, Confluence, or similar platforms</p></li><li><p>
Background in quality assurance, user acceptance testing</p></li><li><p>
Understanding of data collection and reference data management in financial services</p></li></ul><p><b>
Why Join FINRA?</b></p><p>
You'll build valuable expertise at the intersection of securities markets, regulation, and technology&mdash;skills that are in high demand across the financial industry. We offer competitive compensation, comprehensive benefits, professional development opportunities, and a collaborative culture where your analytical skills directly contribute to market integrity and investor protection.</p><p><b>
Ready to turn complex regulatory challenges into elegant technical solutions? Let's talk.</b></p><p></p><h2 class="jobSectionHeader"><b><br>
Work Conditions:</b></h2><ul><li><p>
Hybrid work environment, with defined in-person presence requirements.
</p></li><li><p>Some travel/in-person presence required.</p></li><li><p>
Extended hours, including occasional weekend testing may be required.</p></li></ul><p></p><p>
For work that is performed in CO, FL, TX, IL, PA, MA, MD, VA, Washington, DC, NY and NJ, please refer to the chart below for the salary range for the corresponding location. FINRA complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the position. In addition to location, actual compensation is based on various factors, including but not limited to, the candidate&rsquo;s skill set, level of experience, education, and market considerations.</p><p></p><p><br>
CO/FL/TX: Minimum Salary $83,900, Maximum Salary $150,300</p><p>
IL/PA: Minimum Salary $92,400, Maximum Salary $165,300</p><p>
MA/MD/VA/Washington, DC: Minimum Salary $96,600, Maximum Salary $172,800<br>
NY/NJ: Minimum Salary $96,600, Maximum Salary $180,400</p><p></p><p>
#LI-Hybrid</p><p></p><p><b>
To be considered for this position, please submit an application. </b><b>Applications are accepted on an ongoing basis.</b></p><p></p><p><i>
The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.</i></p><p></p><p><b><i>
Please note: If the &ldquo;Apply Now&rdquo; button on a job board posting does not take you directly to the FINRA Careers site, enter </i></b><b><i>www.finra.org/careers</i></b><b><i> into your browser to reach our site directly.</i></b></p><p></p><p>
Employees may be eligible for a discretionary bonus in addition to base pay. Non-exempt employees are also eligible for overtime pay in accordance with federal, state, or local law. As part of its dedication to employee wellness, FINRA provides comprehensive health, dental and vision insurance. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution, tuition reimbursement, commuter benefits, and other benefits that support employee wellness, such as adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.</p><p></p><p>
Time Off and Paid Leave*</p><p></p><p>
FINRA encourages its employees to focus on their health and wellness in many ways, including through a generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days, unless otherwise required by law (all pro-rated in the first year). Additionally, we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave, jury duty leave, bereavement leave, voting and election official leave for federal, state or local primary and general elections, care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.</p><p></p><ul><li>Based on full-time schedule</li></ul><p></p><p><b>
Important Information</b></p><p></p><p>
FINRA&rsquo;s Code of Conduct imposes restrictions on employees&rsquo; investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. <b>All of those accounts are subject to the Code&rsquo;s investment and securities account restrictions, and new employees must comply with those investment </b><b>restrictions&mdash;including</b><b> disposing of any security issued by a company on FINRA&rsquo;s Prohibited Company List or obtaining a written waiver from their Executive Vice President&mdash;by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.</b></p><p></p><p><br>
As standard practice, employees must also execute FINRA&rsquo;s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company&rsquo;s policy on nepotism.</p><p></p><p><b>
Search Firm Representatives</b></p><p></p><p>
Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.</p><p></p><p><b>
FINRA is an Equal Opportunity Employer</b></p><p></p><p>
All qualified applicants receive consideration for employment without regard to any legally protected category, including race, color, age, national origin, ethnicity, religion, disability, genetic information, military or veteran status, sex, or any other status or classification protected by state or local law.
</p><p></p><p>FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA&rsquo;s Employee Relations team at 240-386-4865 or by email at EmployeeRelations@FINRA.org. Please note that this process is exclusively for inquiries regarding accommodations in the application process.</p><p></p><p>
FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.</p><p></p><p>
FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.</p></div><p></p>

Associate Principal Business Analyst, Transparency Services

D.A. Davidson Companies

<div><div><b>D.A. Davidson &amp; Co. - the Strength of Advice</b></div><div>
Our firm delivers a breadth of quality financial solutions to individual and institutional investors, companies, and government entities. D.A. Davidson Companies provides straightforward, personalized advice, nationally recognized research, and capital market investment banking expertise to clients who need help achieving their strategic financial goals.</div><div></div><div><br>
D.A. Davidson is accepting applications for an Equity Research Associate position in it's Portland, OR office. Research associates partner with Analysts to provide differentiated analysis and value-added insight regarding publicly traded companies and industry trends for institutional clients. Associates are part of small teams with a high level of responsibility in contributing to published research. Associates become experts in financial modeling and proprietary research techniques.</div>
<h3 class="jobSectionHeader"><b>Qualifications:</b></h3><ul>
<li>Bachelor&rsquo;s Degree with a minimum 3.5 GPA</li>
<li>Background in accounting and finance strongly preferred</li>
<li>Bright, mature, and motivated with the desire to excel and ability to adapt in an intellectually challenging environment</li>
<li>Passionate about capital markets and a desire to become highly skilled in equity research</li>
<li>Strong analytical and organizational skills</li>
<li>Ability to collaborate effectively within a team and work well on a self-directed basis</li>
<li>Working knowledge of MS Office, specifically Word, Excel, and PowerPoint</li>
<li>Proficient communication and presentation skills</li>
<li>Currently hold or be open to obtaining the following licenses: Securities Industry Essentials (SIE), Series 63, Series 86 and Series 87.</li>
</ul><h3 class="jobSectionHeader"><b>Duties:</b></h3><ul>
<li>Support Research Analyst(s) in:</li>
<li>Making bold calls and produce actionable research for Davidson&rsquo;s institutional clients</li>
<li>Researching market and industry trends and company specifics to become an expert in your sector</li>
<li>Creating, maintaining, and updating data in financial models, and creating tables and graphs that clearly illustrate the information</li>
<li>Gain experience necessary to:</li>
<li>Formulate and issue opinions and recommendations on securities and companies in one or more industry groups</li>
<li>Prepare reports and statistical data for dissemination to firm clients and the investing public</li>
<li>Answer inquiries from customers, personnel of the firm, and the general public regarding individual securities or industry groups</li>
<li>Discuss research findings with Sales &amp; Trading associates and institutional clients (e.g., analysts and portfolio managers at top mutual funds and hedge funds)</li>
</ul><div>The potential base pay for this role is $70,000 per year. This increases to $80,000 per year once the person hired becomes fully licensed with the licenses mentioned above. The compensation offered will be determined on a case-by-case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate. This role is eligible to participate in applicable D.A. Davidson variable compensation programs.</div><div>
At D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.</div><div></div><div><br>
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.</div><div></div><div><b><br>
ACKNOWLEDGMENT</b></div><div>
Please answer all questions carefully. By submitting this application for employment, I certify that all of the above information is true and complete and I understand that any falsification or omission of information made by me may disqualify me from further consideration for employment or, if hired, may result in my termination of my employment at any time during the period of my employment, regardless of the amount of time that has passed. California applicants, please see D.A. Davidson&rsquo;s California Resident Privacy Policy.</div></div>

Equity Research Associate - Tech Group - Class of 2026

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