senior compliance analyst

GoDaddy

<div><div><ul><li>R022800
</li></ul></div><div><ul><li>Gurugram, Haryana, India
</li></ul></div><div></div><div><ul><li>Regular</li></ul></div></div><div></div>
<br><div><p><b>Location Details:</b><b> </b>Remote, India</p>
<p>
At GoDaddy the future of work looks different for each team. Some teams work in the office full-time; others have a hybrid arrangement (they work remotely some days and in the office some days) and some work entirely remotely.
</p><p>This position may be a hybrid or fully remote position, as decided by your manager. If designated as hybrid, you&rsquo;ll divide your time between working remotely from your home and an office location, so you should live within commuting distance. If designated as remote, you&rsquo;ll be working remotely from your home and may occasionally visit a GoDaddy office to meet with your team for events or meetings. Your hiring manager can share more about this role&rsquo;s hybrid or remote designation.</p>
<p><b>
Join our team</b></p>
<p>
At GoDaddy, we&rsquo;re seeking a<b> </b>Senior Compliance Analyst to support our global Compliance and Regulatory Excellence function. This role is ideal for a detail-oriented and proactive compliance professional who thrives in a fast-paced, global environment and is eager to build operational excellence in compliance administration.</p>
<p>
The Compliance Analyst will support activities across the global compliance program &mdash; with a focus on KYC and sanctions evidence management, vendor screening, policy lifecycle tracking, training administration, and compliance mailbox operations. This position reports into the Global Compliance team and collaborates cross-functionally with colleagues in Legal, Privacy, Security, Procurement, and Risk.</p>
<p><b>
What you'll get to do...</b></p>
<ul>
<li>Execute KYC due diligence and respond to RFI (Request for Information) requests in support of sanctions, AML, and customer onboarding processes.</li>
<li>Maintain sanctions screening and evidence logs, ensuring data integrity and timely follow-up on alert resolutions.</li>
<li>Support vendor screening activities and assist with third-party due diligence documentation and escalation tracking.</li>
<li>Monitor the compliance mailbox, ensuring inquiries are triaged and addressed in accordance with established SLA timelines.</li>
<li>Assist with the compliance policy lifecycle, including document tracking, version control, and coordinating reviews and approvals.</li>
<li>Support the administration of compliance training programs, including Code of Conduct, Conflicts of Interest, and Sanctions awareness courses.</li>
<li>Assist with compliance reporting metrics, dashboards, and audit preparation.</li>
<li>Partner closely with global compliance colleagues on cross-border matters, including sanctions, AML/KYC, and vendor governance initiatives.</li>
<li>Maintain strong working knowledge of applicable laws, regulations, and GoDaddy policies to support ongoing compliance operations.</li>
<li>Promote GoDaddy&rsquo;s culture of ethics, accountability, and continuous improvement across the global compliance team.</li>
</ul>
<p><b>Your experience should include...</b></p>
<ul>
<li>3+ years of experience in compliance operations, AML/KYC, sanctions administration, or related regulatory functions.</li>
<li>Strong working knowledge of KYC, OFAC/EU sanctions, and AML screening processes, including evidence documentation and escalation handling.</li>
<li>Experience with vendor risk screening, due diligence platforms, and compliance workflow tools.</li>
<li>Familiarity with policy governance, training administration, and compliance mailbox management.</li>
<li>Excellent analytical, organizational, and documentation skills with a high attention to detail.</li>
<li>Proven ability to prioritize and deliver results in a fast-moving, global environment.</li>
<li>Strong communication and partner management skills; able to collaborate effectively across time zones.</li>
<li>Demonstrated ability to use technology and AI-enabled tools to support compliance operations, monitoring, and reporting.</li>
<li>Commitment to GoDaddy&rsquo;s values of integrity, inclusion, and doing the right thing.</li>
</ul>
<p><b>You might also have...</b></p>
<ul>
<li>Bachelor&rsquo;s degree; advanced diploma or certification in compliance, risk management, or related field.</li>
</ul>
<p><b>We've got your back...</b><b> </b>We offer a range of total rewards that may include paid time off, retirement savings (e.g., 401k, pension schemes), bonus/incentive eligibility, equity grants, participation in our employee stock purchase plan, competitive health benefits, and other family-friendly benefits including parental leave. GoDaddy&rsquo;s benefits vary based on individual role and location and can be reviewed in more detail during the interview process.</p>
<p>
We also embrace our diverse culture and offer a range of Employee Resource Groups (Culture). Have a side hustle? No problem. We love entrepreneurs! Most importantly, come as you are and make your own way.</p>
<p><b>
About us... </b>GoDaddy is empowering everyday entrepreneurs around the world by providing the help and tools to succeed online, making opportunity more inclusive for all. GoDaddy is the place people come to name their idea, build a professional website, attract customers, sell their products and services, and manage their work. Our mission is to give our customers the tools, insights, and people to transform their ideas and personal initiative into success. To learn more about the company, visit About Us.</p>
<p>
At GoDaddy, we know diverse teams build better products&mdash;period. Our people and culture reflect and celebrate that sense of diversity and inclusion in ideas, experiences and perspectives. But we also know that&rsquo;s not enough to build true equity and belonging in our communities. That&rsquo;s why we prioritize integrating diversity, equity, inclusion and belonging principles into the core of how we work every day&mdash;focusing not only on our employee experience, but also our customer experience and operations. It&rsquo;s the best way to serve our mission of empowering entrepreneurs everywhere, and making opportunity more inclusive for all. To read more about these commitments, as well as our representation and pay equity data, check out our Diversity and Pay Parity annual report which can be found on our Diversity Careers page.</p>
<p><i>
GoDaddy is proud to be an equal opportunity employer</i><i>. </i><i>GoDaddy will consider for employment qualified applicants with criminal histories in a manner consistent with local and federal requirements.</i> <i>Refer to our full</i> <i>EEO policy.</i></p>
<p>
Our recruiting team is available to assist you in completing your application. If they could be helpful, please reach out to myrecruiter@godaddy.com.</p>
<p><b>
GoDaddy doesn&rsquo;t accept unsolicited resumes from recruiters or employment agencies.</b></p></div>

Senior Compliance Analyst

<div>
 <strong>
  Who We Are
  <br/>
  <br/>
 </strong>
 At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles:
 <em>
  We Before Me
 </em>
 ,
 <em>
  Do the Right Thing
 </em>
 , and
 <em>
  Get Things Done
 </em>
 . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.
 <br/>
 <br/>
 <strong>
  About The Opportunity
  <br/>
  <br/>
 </strong>
 Join OKX at the forefront of innovation in the cryptocurrency space as a Compliance Manager, a pivotal role where you&rsquo;ll help shape and strengthen our global compliance framework. This opportunity is ideal for someone passionate about building clarity and structure within regulatory operations, particularly in Know Your Customer (KYC) and Know Your Business (KYB) processes. You will take the lead in mapping, refining, and operationalizing these critical processes to ensure seamless integration across the business. Beyond foundational KYC/KYB responsibilities, you will also contribute to safeguarding the platform by supporting the ongoing implementation and maintenance of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) controls. Working closely with cross-functional teams, this role offers the chance to influence internal standards, engage with regulatory developments, and contribute to global best practices in crypto compliance. You will also have the chance to influence industry standards through collaboration with regulatory industry groups. Engaging with cutting-edge technology, this role allows for continuous learning and adaptation in a fast-paced environment.
 <br/>
 <br/>
 <strong>
  What You&rsquo;ll Be Doing
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Policy Development : Maintain compliance policies and procedures that align with industry best practices and regulatory requirements.
  </li>
  <li>
   Risk Assessment: Conduct regular risk assessments and assurance reviews to identify potential compliance risks and recommend corrective actions.
  </li>
  <li>
   Reporting and Documentation: Prepare and submit compliance reports to senior management, ensuring timely and accurate documentation of compliance activities.
  </li>
  <li>
   Collaboration: Work closely with various departments, including legal, finance, and operations, to ensure a cohesive approach to compliance and risk management.
  </li>
  <li>
   Incident Management: Investigate compliance incidents or breaches, manage the response process, and implement corrective measures to prevent future occurrences.
  </li>
  <li>
   Monitoring and Enforcement: Establish monitoring mechanisms to ensure ongoing compliance with policies and regulations, and assist Head of Compliance to take necessary enforcement actions.
  </li>
  <li>
   Training and Education: Provide training and resources to employees on compliance matters, fostering a culture of awareness and ethical behavior.
  </li>
  <li>
   Oversee QA review processes, ensuring casework is accurate, complete, and aligned with internal standards, regulatory requirements, and AML best practices.
  </li>
  <li>
   Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Requirements
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   5+ years of experience in compliance, AML/CTF, or regulatory roles within financial services, fintech, or virtual asset businesses, with a strong focus on KYC/KYB program ownership.
  </li>
  <li>
   In-depth understanding of UAE regulatory requirements, particularly the Virtual Assets Regulatory Authority (VARA) framework and broader UAE AML laws and Cabinet Decision No. (10) of 2019.
  </li>
  <li>
   Proven experience in mapping, documenting, and enhancing onboarding processes (KYC/KYB) for both individual and corporate clients in a regulated environment.
  </li>
  <li>
   Strong working knowledge of international AML/CTF standards (e.g., FATF), and their application in the context of virtual assets and VASPs (Virtual Asset Service Providers).
  </li>
  <li>
   Experience working with cross-functional teams including Legal, Product, Operations, and Engineering to embed compliance into scalable business processes.
  </li>
  <li>
   Ability to design and implement risk-based due diligence procedures, including customer risk rating models, enhanced due diligence (EDD), and ongoing monitoring.
  </li>
  <li>
   Prior involvement in regulatory engagements, inspections, or audits, ideally with VARA, the UAE Central Bank, or other local regulatory bodies.
  </li>
  <li>
   Strong analytical and problem-solving skills; comfortable handling complex regulatory interpretations and operationalizing them into clear procedures.
  </li>
  <li>
   Excellent communication skills (written and verbal) with the ability to engage confidently with internal stakeholders, regulators, and partners.
  </li>
  <li>
   Professional certifications such as CAMS, ICA, CRCMP, or equivalent are strongly preferred.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Perks &amp; Benefits
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Competitive total compensation package
  </li>
  <li>
   L&amp;D programs and Education subsidy for employees' growth and development
  </li>
  <li>
   Various team building programs and company events
  </li>
  <li>
   Comprehensive healthcare schemes for employees and dependants
  </li>
  <li>
   More that we love to tell you along the process!
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
 <br/>
 <br/>
</div>


Senior Compliance Analyst, Dubai

BALDWIN & COMPANY

<p><b>Senior Risk &amp; Compliance Analyst</b><br/><i>(Hybrid | Downtown Houston | $100K+ Bonus (20-30%) | Fully Paid Family Medical + Generous 401k)</i></p><p>Our client, a long-established Houston-based bank (30+ years in operation), is seeking a <b>Senior Risk &amp; Compliance Analyst</b> to join their growing team. The ideal candidate will bring strong BSA/AML expertise, critical thinking skills, and a proactive approach to compliance and risk management.</p><p>This role works closely with the <b>VP of Risk &amp; Compliance</b> (a recent hire with excellent credentials) and a <b>Compliance Analyst</b> in a collaborative, analytical environment that values curiosity, accountability, and independent thought.</p><p><b>Key Details:</b></p><ul><li><b>Hybrid Schedule:</b> In-office Tuesday &amp; Wednesday (additional day during training)</li><li><b>Hours:</b> 7:00 a.m. &ndash; 4:00 p.m.</li><li><b>Location:</b> Downtown Houston (paid parking)</li><li><b>Compensation:</b> $100K+ base plus 20&ndash;30% bonus potential, fully paid family medical, and generous 401(k)</li><li><b>Career Path:</b> Strong growth potential within the compliance and risk function</li></ul><p><b>What You&rsquo;ll Do:</b></p><ul><li>Support the BSA Officer in maintaining and enhancing BSA/AML/CIP/KYC/OFAC compliance programs and controls.</li><li>Analyze data and recommend improvements to AML systems and processes.</li><li>Identify and monitor compliance risks; prepare risk assessments and escalate emerging issues.</li><li>Stay current on evolving regulatory changes and industry best practices.</li><li>Prepare reports, metrics, and analyses for management and regulators.</li><li>Conduct self-testing, support audits, and assist with regulatory exams.</li><li>Perform OFAC, KYC, EDD, and CDD reviews for onboarding and ongoing monitoring.</li><li>Review CIP and Beneficial Ownership documentation; perform PEP screening.</li><li>Develop and deliver compliance training across departments.</li><li>Provide guidance on BSA and regulatory compliance issues as needed.</li></ul><p><b>What You&rsquo;ll Bring:</b></p><ul><li>Minimum 3+ years of experience in BSA/AML compliance, risk, or financial crime prevention.</li><li>Bachelor&rsquo;s degree in Finance, Business, or a related field.</li><li>Strong understanding of federal and state banking regulations.</li><li>Analytical mindset, excellent communication skills, and a natural curiosity to learn and improve.</li><li>CAMS certification preferred, or willingness to obtain.</li></ul><p><i><b>For immediate consideration, please forward your resume in MS Word, as an attachment to Gary Wayne at info@baldwinsearch.com</b></i></p><p>Job Type: Full-time</p><p>Pay: $100,000.00 - $110,000.00 per year</p><p>Benefits:</p><ul><li>401(k) matching</li><li>Dental insurance</li><li>Flexible schedule</li><li>Health insurance</li><li>Life insurance</li><li>Paid time off</li><li>Retirement plan</li><li>Tuition reimbursement</li><li>Vision insurance</li></ul><p>Work Location: In person</p>

Senior Risk & Compliance Analyst

AXIS Capital

<div><div>This is your opportunity to join AXIS Capital &ndash; a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS, you join a team that is among the best in the industry.</div><div></div><div>
At AXIS, we believe that we are only as strong as our people. We strive to create an inclusive and welcoming culture where employees of all backgrounds and from all walks of life feel comfortable and empowered to be themselves. This means that we bring our whole selves to work.</div><div></div><div>
All qualified applicants will receive consideration for employment without regard to race, color, religion or creed, sex, pregnancy, sexual orientation, gender identity or expression, national origin or ancestry, citizenship, physical or mental disability, age, marital status, civil union status, family or parental status, or any other characteristic protected by law. Accommodation is available upon request for candidates taking part in the selection process.</div><div></div><div>
Senior Insurance Compliance Analyst<br>
Job Family Grouping: Product Development &amp; Support<br>
Job Family: Senior Analyst, Product Development &amp; Support<br>
<br>
How does this role contribute to our collective success?</div><div>
The Senior Insurance Compliance Analyst will have responsibility for identifying and analyzing insurance laws, regulations and bulletins that pertain to the company&rsquo;s Property &amp; Casualty (P&amp;C) insurance products. The successful candidate must demonstrate an intimate knowledge of P&amp;C insurance products and a strong understanding of the different state laws that impact the usage of forms, policyholder notices and state specific endorsements for such products. The position requires a strong sense of individual responsibility, critical thinking, and attention to detail.<br>
<br>
What will you do in this role?</div><ul><li><div>
Identify and analyze new insurance laws, regulations and bulletins to determine applicability to existing P&amp;C products. Track legislation for existing P&amp;C products and provide guidance on product revisions</div></li><li><div>
Monitor bulletins and circulars from Rate Service Organizations (including ISO) and Independent Bureaus as applicable for impact to the company&rsquo;s P&amp;C products</div></li><li><div>
Maintain and continue to develop internal repository of all state specific forms and policyholder notices required for each P&amp;C product on both an admitted and non-admitted basis</div></li><li><div>
Research statutes, regulations, bulletins and cases to provide guidance to the product development team on how such authorities impact the structure and forms for P&amp;C products</div></li><li><div>
Collaborate with compliance/legal, underwriting, actuarial, claims and operations staff to ensure P&amp;C products comply with state requirements</div></li><li><div>
Develop internal tools and resources that outline certain state requirements for P&amp;C products</div></li><li><div>
Research general subject matter requests as necessary using on-line resources inclusive of insurance law applications and other available resources.</div></li></ul><div><br>
You may also be required to take on additional duties, responsibilities and activities appropriate to the nature of this role.<br>
<br>
About You:</div><ul><li><div>
Bachelor&rsquo;s degree coupled with relevant experience reviewing insurance laws, regulations and bulletins.</div></li><li><div>
4+ years of experience in the Property &amp; Casualty insurance industry, preferably with an insurer writing commercial specialty lines of business</div></li><li><div>
Familiarity with ISO circulars and insurance product structures</div></li><li><div>
Excellent communication, time management and organizational skills</div></li><li><div>
Ability to work with individuals at all levels and various departments throughout the company</div></li><li><div>
Detail-oriented, with strong analytical, problem-solving, and decision-making abilities</div></li><li><div>
Proven ability to manage multiple priorities and adapt to shifting deadlines, including recognizing when to escalate issues appropriately</div></li><li><div>
Proficiency with Microsoft Office Suite applications (Word, Excel and PowerPoint)</div></li><li><div>
Proficiency with navigating legal resources and sites to identify state authorities that may impact P&amp;C products (Lexis Nexis, Wolters Kluwer and DOI websites)</div></li></ul><div></div><div>
Role Factors</div><div>
In this role, you will typically be required to:</div><ul><li><div>
Be in the office averaging 3 days per week and as required to perform your job
</div></li></ul><div></div><div>What we offer</div><div><br>
For this position, we currently expect to offer a base salary in the ranges of $125,000 &ndash; $150,000 (New York), $120,000 &ndash; $150,000 (New Jersey), $120,000 - $145,000 (Chicago), and $115,000 - $140,000 (Alpharetta).</div><div><br>
Your salary offer will be based on an assessment of a variety of factors including your specific experience and work location.</div><div><br>
In addition, you will be offered competitive target incentive compensation, with awards based on overall corporate and individual performance. On top of this, you will be eligible for a comprehensive and competitive benefits package which includes medical plans for you and your family, health and wellness programs, retirement plans, tuition reimbursement, paid vacation, and much more.</div><div></div><div>
Where this role is based in the United States of America, this role is Exempt for FLSA purposes.</div></div><div></div>

Senior Insurance Compliance Analyst

Montpellier Resourcing

<p><strong>Up to £35,000 plus excellent bonus and benefits</strong></p><p><strong>Hybrid working available </strong></p><p><strong>GRADUATE OPPORTUNITY</strong></p><p><strong>Are you a highly motivated and detail-oriented individual with a passion for regulatory compliance? We are actively recruiting a talented Regulatory Compliance Analyst to join a growing Financial Crime team at a prominent financial services firm.</strong></p><p>This is an exceptional opportunity for a recent graduate or early-career professional to launch their career in a crucial area of financial services, focusing on payments, electronic money regulations, and FCA/PRA obligations. You'll gain hands-on experience and receive mentorship from seasoned professionals.</p><p><strong>Duties of the Compliance Analyst to include:</strong></p><ul><li><strong>Regulatory Reporting:</strong> Preparing and submitting essential regulatory reports, returns, and notifications.</li><li><strong>Policy Management:</strong> Maintaining and updating internal policies and procedures to ensure they are accurate and reflect all regulatory changes.</li><li><strong>Project Support:</strong> Assisting with regulatory projects and ensuring new products and services meet all compliance requirements.</li><li><strong>Research & Documentation:</strong> Conducting research on regulatory obligations and compiling data to support the wider compliance team. You will also help ensure all documentation is ready for audits and inspections.</li></ul><p><strong>Requirements for the successful Compliance Analyst to include:</strong></p><ul><li>Graduate-level education in Finance, Business, Law, Economics, or a related discipline.</li><li>1-2 years of experience in financial services is desirable.</li><li>Strong analytical and organizational skills with a keen eye for detail. Excellent written and verbal communication abilities are a must.</li><li>A positive, can-do attitude and a genuine interest in compliance and financial crime prevention.</li></ul><p><strong>What's on offer for you:</strong></p><ul><li>A clear and defined career path into AML and financial crime risk management.</li><li>Hands-on training and mentorship from highly experienced compliance professionals.</li><li>Exposure to senior stakeholders and key regulatory frameworks.</li><li>Full support for professional certifications like ICA or ACAMS.</li><li>A competitive graduate-level salary and benefits package.</li><li>Hybrid working model: 3 days in the London office, 2 days remote.</li></ul><p></p><p>This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Associates Resourcing Limited are those of an Employment Agency</p><p></p>

Compliance Analyst (Financial Services)

Franklin Templeton India

<div>
 At Franklin Templeton, we&rsquo;re driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that&rsquo;s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we offer opportunities not only to help you reach your potential but also to contribute to our clients&rsquo; achievements.
 <br/>
 <br/>
 <strong>
  Come join us in delivering better outcomes for our clients around the world!
  <br/>
  <br/>
 </strong>
 <strong>
  What is the Compliance Business Analyst in the Investment Compliance group responsible for?
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   This role would require the Analyst to assist on Pre-Trade/Batch Compliance, Client Certifications and other tasks involving review, research and analysis. The analyst would monitor compliance with investment restrictions stipulated by a variety of sources including but not limited to Franklin Templeton Internal Policies, fund documentation, client account guidelines, and regulatory requirements. Onboard new clients for the Investment Compliance Team by comprehending their investment objectives, interpreting their mandates, encoding, verifying the restrictions, and reporting any discrepancies. Maintain the restricted securities list at the security/issuer level to ensure compliance with trading restrictions put in place by clients or portfolio managers. Routine audits will also be performed to ensure the integrity of electronic archives, analyst assignments, as well as various forms of information retention. Additionally, the position will involve different forms of data maintenance specific to account status tracking, correspondence filing as well as involvement in the administration of the department&rsquo;s virtual information repository. The position would also require the analyst to have a good understanding of complex securities, fixed income, and equity products. The role would also require the analyst to possess good communication skills.
  </li>
  <li>
   The analyst would be required to exhibit knowledge of various aspects of financial markets especially with regards to asset classes, trading fundamentals etc. along with behavioral dexterity to manage professional rapport while working with various teams.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  What are the ongoing responsibilities of a Compliance Business Analyst?
  <br/>
  <br/>
 </strong>
 <strong>
  Duties / Responsibilities
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Perform manual checks and analyses of portfolio and benchmark holdings, review historical transactions etc. for restrictions which are not automated in Charles River, including research on other systems such as Bloomberg and MSCI.
  </li>
  <li>
   Post-Trade Analysis: Conduct timely and accurate compliance analysis of portfolio holdings, composition and historical transactions to verify compliance with applicable investment exposure and activity limitations stemming from regulatory requirements, client mandate, applicable policies, etc.
  </li>
  <li>
   Pre-Trade Analysis: Investment Compliance personnel liaise directly with traders and portfolio teams at the point of order entry to ensure compliance with applicable investment limitations / restrictions.
  </li>
  <li>
   Exceptions generated via the automated pre-trade compliance review (Charles River) are reviewed for further investigation, escalation, etc.
  </li>
  <li>
   Certifications for Sub-advised/Institutional Clients
  </li>
  <li>
   Assist in client/ board reporting preparation.
  </li>
  <li>
   Ensure documentation and procedures are maintained and kept up to date.
  </li>
  <li>
   Team administration tasks
  </li>
  <li>
   Other tasks involving review, independent research and analysis.
  </li>
  <li>
   Assess current controls and processes, with the intent to optimize and improve efficiencies and reduce risk of errors.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  What ideal qualifications, skills &amp; experience would help someone to be successful?
  <br/>
  <br/>
 </strong>
 <strong>
  Education And Experience
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   MBA with Finance from premium business schools
  </li>
  <li>
   Exceptional candidates who have completed their graduation from premium colleges with excellent academics can be considered. Work experience of 2-5 years preferred. years&rsquo; experience
  </li>
  <li>
   Experience with Financial Services/Asset Management Industry, Mutual fund, Stock broking (preferably in portfolio/investment compliance)
  </li>
  <li>
   Good in Microsoft Excel and handling different applications. (Knowledge of Macros or automation tools will be added advantage)
  </li>
  <li>
   Knowledge of Charles River or Aladdin &ndash;is a bonus.
  </li>
  <li>
   Have good understanding of complex securities, ETFs, fixed income, equity/private equity, MUNI&rsquo;s and Derivative products. Possess excellent communication skills as the analyst needs to interact with Global counterparts/ Portfolio Managers / Traders daily.
  </li>
  <li>
   Exhibit knowledge of various aspects of financial markets especially with regards to asset classes, trading fundamentals etc. along with behavioral dexterity to manage professional rapport while working with various teams/departments.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Knowledge, Skills, And Abilities
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Ability to collaborate with teams from various locations and multi-task.
  </li>
  <li>
   Strong interpersonal skills and a talent for building trusted relationships with all level of staff including senior management to accomplish common goals.
  </li>
  <li>
   Exceptional analytical skills, ability to troubleshoot issues quickly and provide timely responses and accuracy.
  </li>
  <li>
   Strong time management skills and ability to handle multiple tasks under time pressure.
  </li>
  <li>
   Strong attention to detail and accuracy.
  </li>
  <li>
   Able to work with minimum supervision.
  </li>
  <li>
   Excellent written and oral communication and presentation skills.
  </li>
  <li>
   Must be willing to work in US shifts for real-time support if required.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Licenses And Certifications
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Certifications in Derivatives &amp; Mutual funds (desirable)
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Additional Desirable Qualifications
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   CA (Inter), CFA Level1-2, FRM Level 1
  </li>
  <li>
   Certification course in derivatives or financial markets.
  </li>
  <li>
   Charles River or Aladdin experience a plus.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Problem Solving And Decision Making
  <br/>
  <br/>
 </strong>
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  <li>
   Ability to work independently &amp; pro-actively look for a solution.
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   Strong time management skills and ability to manage multiple tasks together.
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  Work Shift Timings - 3:30 PM - 12:30 AM IST (Mar to Nov) / 4:30 PM - 1:30 AM IST (Nov to Mar)
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    Experience our welcoming culture and reach your professional and personal potential!
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 Our culture is shaped by our diverse global workforce and strongly held core values. Regardless of your interests, lifestyle, or background, there&rsquo;s a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.
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 Hear more from our employees
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 By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life&rsquo;s adventures, taking care of your family members, or making a positive impact in your community, we aim to have them covered.
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  Highlights Of Our Benefits Include
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   Professional development growth opportunities through in-house classes and over 150 Web-based training courses
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   An educational assistance program to financially help employees seeking continuing education
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   Medical, Life and Personal Accident Insurance benefit for employees. Medical insurance also cover employee&rsquo;s dependents (spouses, children and dependent parents)
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   Life insurance for protection of employees&rsquo; families
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   Personal accident insurance for protection of employees and their families
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   Personal loan assistance
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   Employee Stock Investment Plan (ESIP)
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   12 weeks Paternity leave
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   Onsite fitness center, recreation center, and cafeteria
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   Transport facility
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   Child day care facility for women employees
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   Cricket grounds and gymnasium
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   Library
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   Health Center with doctor availability
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   HDFC ATM on the campus
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  Learn more about the wide range of benefits we offer at Franklin Templeton
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 Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.
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 Franklin Templeton is committed to fostering a diverse and inclusive environment. If you believe that you need an accommodation or adjustment to search for or apply for one of our positions, please send an email to accommodations@franklintempleton.com. In your email, please include the accommodation or adjustment you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.
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Compliance Business Analyst

BRICKWORK RATINGS INDIA PVT LTD

<p><b>Join Brickwork India, the Global Leader in Remote Executive Assistance!</b></p><p><b>Job Title :</b> Compliance Analyst</p><p><b>Job Location :</b> Bangalore</p><p><b>Work Timings: </b>11:00 AM to 8:00 PM IST</p><p><b>Qualification :</b> Graduate in any specialization</p><p><b>Experience : </b>Minimum 2 years&rsquo; experience</p><p><b>About Brickwork India</b></p><p>Brickwork India founded in 2005 is a global leader in providing Admin and Business Support assistance. Brickwork has experience in supporting diverse clientele ranging from Fortune 500 companies, Mid-size companies, Start-ups and busy CXOs from across 179 countries. With a strong focus on Business innovation, Customer excellence, and People practices, Brickwork has received numerous awards, including the &ldquo;Great Place to Work&rdquo;, &ldquo;Customer Obsession&rdquo; award recognised by CII, and has also received extensive media attention through more than 100 publications including the 2 New York Times bestsellers, &ldquo;The World is Flat&rdquo; by Thomas Friedman and &quot;The Four-Hour Work Week&quot; by Tim Ferriss. To know more about Brickwork, check the URL: https://www.brickworkindia.com/.</p><p><b>Position Purpose: </b></p><p>To compile and analyse data from departments and ensure compliance with policies, customer contractual requirements and ISO standard requirements</p><p><b>Primary Responsibilities:</b></p><ul><li>Effectively communicate and coordinate with various stakeholders to maintain the accuracy and relevance of the data under the supervision of senior compliance executives.</li><li>Prepare accurate compliance reports by compiling and analysing internal and external information. And to present the findings to the supervisors</li><li>Maintain accurate records of all compliance activities and initiatives for the purpose of internal and external audits.</li><li>Provide support to team members in organising, designing and delivery of compliance trainings.</li><li>Maintain highest level of confidentiality at every stage of interaction.</li><li>Identify newer opportunities to add value to your role and responsibilities</li></ul><p><b>Competencies / Skills: </b></p><ul><li>Proven work experience as a Compliance executive or similar role in law, ethics, organizational business.</li><li>Strong analytical and critical thinking skills.</li><li>Excellent working knowledge of MS-Excel, MS-Word and PPT.</li><li>Excellent verbal and written communication skills.</li><li>Strong interpersonal skills.</li><li>Documenting and reporting skills.</li><li>Knowledge of ISO 27001: 2022, GDPR etc., is preferred</li></ul><p>You can send your resume to <b>Rajath.k@brickworkindia.com </b> if you have relevant work experience.</p><p>Job Type: Full-time</p><p>Pay: &#8377;200,000.00 - &#8377;300,000.00 per year</p><p>Application Question(s):</p><ul><li>Do you have  experience in Regulatory compliance?</li></ul><p>Experience:</p><ul><li>Regulatory Compliance: 2 years (Required)</li></ul><p>Work Location: In person</p>

Compliance Analyst

Search 10000+ Senior compliance analyst jobs near you this November. New roles added regularly across leading industries. Apply today.