senior compliance analyst

Santander Consumer Bank

<div>Compliance Senior Analyst BSISA DIFC Branch (Dubai)
Country: United Arab Emirates
The Senior Analyst &ndash; Compliance plays a key role in supporting the branch&rsquo;s Compliance and Financial Crime framework by conducting day-to-day compliance operations, due diligence, client reviews, and policy implementation activities. The role is responsible for minimizing regulatory, financial crime, and reputational risk by ensuring that onboarding and ongoing due diligence processes meet DFSA and ADGM requirements, with a special focus on high-risk and PEP clients.
The position provides FCC operational support, contributes to policy gap analyses, undertakes periodic reviews, and supports compliance coverage for both DIFC and ADGM branches. The Senior Analyst also acts as a backup for team members and performs additional compliance duties as required.
Key Responsibilities
Client Due Diligence &amp; Onboarding Oversight:
<ul><li>Conduct comprehensive CDD/EDD reviews for onboarding and periodic reviews, with emphasis on high-risk, PEP, and complex client structures.
</li><li>Review escalations from the Onboarding Team for high-risk clients, PEPs, cross-border clients, and non-standard cases.
</li><li>Assess the adequacy of due diligence for prospects and clients across the Middle East region (UAE, Saudi Arabia, Qatar, Kuwait, Bahrain, Oman) and for NRI clients.
</li><li>Perform ongoing monitoring of client profiles, documentation, and risk ratings.
</li><li>Ensure alignment with DFSA/ADGM AML Rulebooks, international standards, and Santander Group policies.
</li></ul>Financial Crime Compliance Support:
<ul><li>Assist with sanctions screening, adverse media checks, and transaction monitoring escalations.
</li><li>Contribute to the identification and escalation of suspicious activity and support SAR/STR preparation.
</li><li>Participate in AML/CTF risk assessments and related FCC initiatives.
</li></ul>Regulatory Compliance &amp; Policy Maintenance:
<ul><li>Support updates to policies, procedures, and compliance guidance in line with DFSA/ADGM rules and Group standards.
</li><li>Conduct gap analyses to identify regulatory or policy changes requiring updates.
</li><li>Assist in preparing regulatory submissions, responses, and documentation for audits and inspections.
</li></ul>Compliance Monitoring &amp; Advisory:
<ul><li>Support execution of compliance monitoring activities, thematic reviews, and control testing.
</li><li>Provide day-to-day advisory to business teams on CDD, suitability, cross-border, and regulatory matters.
</li><li>Review relevant client documentation, communications, and marketing materials for compliance alignment.
</li></ul>Team Support &amp; Branch Coverage:
<ul><li>Provide backup support to team members to ensure continuity of compliance operations.
</li><li>Support compliance coverage for both DIFC and ADGM branches.
</li></ul>Skills Required
<ul><li>5&ndash;7 years of experience in compliance, AML, or financial crime roles within banking or financial services, ideally in private banking.
</li><li>Strong understanding of DFSA and ADGM regulatory frameworks and international AML standards.
</li><li>Alignment with our common culture: TEAMS ( Think Customer; Embrace Change; Act Now; Move Together; Speak Up)
</li><li>Demonstrated experience handling HNW/UHNW client due diligence and Middle East client profiles.
</li><li>Strong analytical, investigative, and documentation skills.
</li><li>Ability to manage multiple assignments and work under pressure.
</li><li>Professional certifications such as ICA, CAMS, or equivalent preferred.
</li><li>Strong communication skills and ability to interact with senior stakeholders.</li></ul></div>

Compliance Senior Analyst BSISA DIFC Branch (Dubai)

Forrest T Jones & Company

Position SummaryResponsible for the following regulatory and compliance issues and support:Legislative Review: Assist with monitoring and analysis of new laws and regulations. Areas of regulatory review may include rate and form filing requirements, health insurance mandated benefits, Guaranty Association notices, fraud, claims practices, escheat, same sex and non-discrimination laws, privacy, life and health insurance replacement, Annuity suitability, Anti-money Laundering, Advertising requirements, underwriting restrictions, and periodic reporting.Compliance Procedures and Communication updates: Assist with identifying and incorporating needed updates to the Company&rsquo;s various Standard Practice Memorandum (SPMs) and Third-Party Administrator Compliance Bulletins.Advertising Review and Compliance: Assist with the review and tracking of all life and health insurance advertising generated internally and by outside marketers.Expectations<ul><li>Assist Senior Counsel with the monitoring and analysis of new laws and regulations that impact existing and new life and supplemental health insurance products</li><li>Areas of regulatory review may include rate and form filing requirements, health insurance mandated benefits, Guaranty Association notices, fraud, claims practices, escheat, same sex and non-discrimination laws, privacy, life and health insurance replacement, Annuity suitability, Anti-money Laundering, Advertising requirements, underwriting restrictions, periodic reporting and other topics as assigned.</li><li>Assist Senior Compliance Analyst with ongoing monitoring and updates to the Company&rsquo;s various SPMs and Compliance Bulletins.</li><li>Assist Senior Compliance Analyst with the review and tracking of all life and health insurance advertising generated internally and by outside marketers.</li><li>Performs miscellaneous research of compliance issues.</li><li>Performs other related duties as required and assigned.</li></ul>Competencies<ul><li>Superior oral and written communication skills to successfully interact with internal and external contacts at all levels</li><li>Ability to coordinate projects among multiple departments and clients</li><li>Detail oriented, ability to prioritize, self-starter, and capable of working independently</li><li>Ability to function at a high level in a fast-paced environment with changing priorities and willing to work beyond normal business hours when needed</li></ul>Requisites<ul><li>Bachelor&rsquo;s Degree preferred</li><li>5-10 years&rsquo; experience with life and supplemental health insurance products</li><li>Solid understanding of group and individual insurance policy form requirements and state insurance department requirements</li><li>Previous experience in reviewing life and health insurance product advertising a plus</li><li>Successful completion of insurance industry courses such as Life Office Management Association (LOMA) a plus</li></ul>We offer comprehensive benefits to full time employees including company paid medical, STD, LTD and life insurance; plus voluntary dental, vision, Life/AD&amp;D insurance, 401(k) with company-matching, generous paid time off and much more.We encourage applicants of all ages and experience, as we do not discriminate on the basis of an applicant&rsquo;s age.ALL OFFERS OF EMPLOYMENT ARE CONTINGENT UPON PASSAGE OF A DRUG SCREEN AND BACKGROUND CHECK.Job Type: Full-timeBenefits:<ul><li>401(k)</li><li>401(k) matching</li><li>Dental insurance</li><li>Employee assistance program</li><li>Flexible spending account</li><li>Health insurance</li><li>Health savings account</li><li>Paid time off</li><li>Referral program</li><li>Vision insurance</li></ul>Experience:<ul><li>FDA regulations: 1 year (Preferred)</li></ul>Work Location: In person

Regulatory Compliance Analyst

Montpellier Resourcing

Up to £35,000 plus excellent bonus and benefitsHybrid working available GRADUATE OPPORTUNITYAre you a highly motivated and detail-oriented individual with a passion for regulatory compliance? We are actively recruiting a talented Regulatory Compliance Analyst to join a growing Financial Crime team at a prominent financial services firm.This is an exceptional opportunity for a recent graduate or early-career professional to launch their career in a crucial area of financial services, focusing on payments, electronic money regulations, and FCA/PRA obligations. You'll gain hands-on experience and receive mentorship from seasoned professionals.Duties of the Compliance Analyst to include:<ul><li>Regulatory Reporting: Preparing and submitting essential regulatory reports, returns, and notifications.</li><li>Policy Management: Maintaining and updating internal policies and procedures to ensure they are accurate and reflect all regulatory changes.</li><li>Project Support: Assisting with regulatory projects and ensuring new products and services meet all compliance requirements.</li><li>Research & Documentation: Conducting research on regulatory obligations and compiling data to support the wider compliance team. You will also help ensure all documentation is ready for audits and inspections.</li></ul>Requirements for the successful Compliance Analyst to include:<ul><li>Graduate-level education in Finance, Business, Law, Economics, or a related discipline.</li><li>1-2 years of experience in financial services is desirable.</li><li>Strong analytical and organizational skills with a keen eye for detail. Excellent written and verbal communication abilities are a must.</li><li>A positive, can-do attitude and a genuine interest in compliance and financial crime prevention.</li></ul>What's on offer for you:<ul><li>A clear and defined career path into AML and financial crime risk management.</li><li>Hands-on training and mentorship from highly experienced compliance professionals.</li><li>Exposure to senior stakeholders and key regulatory frameworks.</li><li>Full support for professional certifications like ICA or ACAMS.</li><li>A competitive graduate-level salary and benefits package.</li><li>Hybrid working model: 3 days in the London office, 2 days remote.</li></ul>This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Associates Resourcing Limited are those of an Employment Agency

Compliance Analyst (Financial Services)

Goals Recruiting Group

Analyst, Billing Compliance Location: Remote or Hybrid (Must be local to New York City, NY or Boston, MA) Employment Type: Full-Time Industry: Legal Job Category: Finance / Accounting Salary Range: $90,000 &ndash; $116,000 base (USD) Experience Level: Mid-Senior (5&ndash;7 years)Job SummaryA leading national law firm is seeking an experienced Analyst, Billing Compliance to support firmwide billing accuracy, compliance, and process improvement initiatives. This role is open to remote or hybrid candidates who are local to New York City or Boston, and plays a critical role in ensuring client billing requirements are met while maintaining strong internal controls and cross-functional coordination across finance and legal operations teams.Key Responsibilities<ul><li>Ensure all firmwide bills are processed accurately, timely, and in compliance with client billing guidelines and internal firm procedures</li><li>Review and audit new and existing matters to confirm compliance using appropriate billing system matter codes</li><li>Partner with Conflicts, Terms, Pricing, eBilling, Timekeeping, and Collections teams to ensure matters are opened and maintained in accordance with firm and client standards</li><li>Support process improvements within Intapp Open and Intapp Time</li><li>Lead and support projects related to matter maintenance, billing compliance, and OCG compliance audits</li><li>Communicate securely with billing attorneys and client service staff regarding billing requirements</li><li>Respond to billing-related inquiries from attorneys, clients, and internal teams</li><li>Prepare billing reports and support finance leadership as requested</li><li>Collaborate with Financial Services on billing system updates and upgrades</li><li>Assist with additional billing compliance and finance-related projects as assigned</li></ul>Required Qualifications<ul><li>Bachelor&rsquo;s degree in Business Administration, Accounting, or Finance (preferred)</li><li>5+ years of legal billing experience (required)</li><li>5+ years of general accounting experience (required)</li><li>5+ years of financial systems experience (required)</li><li>Advanced proficiency with legal accounting and billing systems, including Elite</li><li>Advanced proficiency with document management systems</li><li>Advanced proficiency with Microsoft Office</li><li>Advanced proficiency with financial forecasting tools</li><li>Strong understanding of accounting principles, particularly within a legal environment</li></ul>Additional Requirements<ul><li>Candidates must be local to New York City or Boston, regardless of remote or hybrid status</li><li>Stable employment history required (no temp, contract, or freelance experience)</li><li>Legal billing experience must be clearly reflected on the resume</li><li>Minimum salary expectations must be included</li><li>No security clearance required</li><li>Visa sponsorship not available</li><li>No travel required</li></ul>Job Type: Full-timePay: $90,000.00 - $116,000.00 per yearWork Location: In person

Analyst, Billing Compliance

Classic Ornaments Private Limited

Responsibilities:- Lead end‑to‑end coordination with SEBI, stock exchanges (NSE/BSE), Registrars, Merchant Bankers, Legal Advisors, and Company Secretaries for all IPO‑related activities of Classic Ornaments Pvt. Ltd.- Oversee the preparation, review, and timely submission of the DRHP, RHP, and final offer documents.- Manage internal data collation, financial audits, and legal due diligence in collaboration with finance, legal, secretarial, and business teams.- Monitor IPO project timelines, track milestones, identify bottlenecks, and drive timely resolution to ensure smooth execution.- Coordinate roadshows, investor interactions, and analyst meetings during pre‑IPO and post‑IPO phases to support market engagement.- Work closely with compliance and regulatory teams to ensure full adherence to SEBI regulations, stock exchange requirements, and statutory norms.- Maintain and update MIS dashboards capturing IPO progress, documentation status, stakeholder actions, and compliance checkpoints.- Prepare high‑quality presentations, reports, and updates for Senior Management and the Board of Directors.Qualifications &amp; Experience- CA / MBA (Finance) / CS or an equivalent professional qualification.- 5&ndash;8 years of relevant experience, including 2&ndash;3 years in IPO execution, public listings, or capital markets.- Proven experience working with merchant bankers, law firms, auditors, and financial advisors.- Strong understanding of SEBI guidelines, stock exchange listing requirements, and the IPO documentation process.Job Type: Full-timePay: ₹70,000.00 - ₹85,000.00 per monthWork Location: In person

Senior Manager - IPO Execution & Compliance

nsave

<div>
 
 
 Compliance / KYC Analyst
 
 
 
 
 At nsave, we&rsquo;re building a new kind of fintech focused on transforming the way underserved communities manage and grow their wealth. We&rsquo;re looking for an outstanding KYC Analyst to join our growing Compliance team and play a key role in ensuring fast, accurate, and compliant onboarding for our users.
 
 
 
 About The Role
 
 
 
 As a KYC Analyst at nsave, you&rsquo;ll be at the core of our onboarding and compliance operations. You&rsquo;ll verify and validate the accuracy of customer information and supporting documentation, perform sanctions, Politically Exposed Persons (PEP), and adverse media screening, and undertake enhanced due diligence (EDD). This is critical, hands-on work that ensures we maintain trust with users and regulators, all while keeping onboarding times near instant.
 
 
 
 You Will Be Responsible For
 
 
 
 
 
 KYC processing &amp; user screening:
 
 
 
 
 <ul>
 <li>
 Verify and validate the accuracy of customer information and supporting documentation
 </li>
 <li>
 Screen users against sanctions and watchlists
 </li>
 <li>
 Evaluate customer responses to enhanced due diligence questions with attention to detail and regulatory awareness
 </li>
 <li>
 Ensure consistent compliance with internal and external onboarding requirements
 
 
 </li>
 </ul>
 
 Operational Efficiency
 
 
 
 <ul>
 <li>
 Contribute to making onboarding times near instant
 </li>
 <li>
 Support 7-day operational coverage alongside the wider team
 </li>
 <li>
 Adapt quickly to evolving compliance processes and system changes
 </li>
 <li>
 Identify bottlenecks or inefficiencies in workflows and suggest improvements
 
 
 </li>
 </ul>
 
 What We're Looking For
 
 
 
 <ul>
 <li>
 You have experience in compliance, KYC/AML operations, or fintech onboarding
 </li>
 <li>
 You&rsquo;re fluent in Arabic and English, both written and spoken
 </li>
 <li>
 You&rsquo;re detail-oriented and comfortable with repetitive manual tasks that require focus and consistency
 </li>
 <li>
 You&rsquo;re familiar with KYC/screening tools like ComplyAdvantage or similar platforms
 </li>
 <li>
 You work well independently and thrive in fast-paced, evolving environments
 </li>
 <li>
 You&rsquo;re process-minded, proactive, and ready to suggest ways we can improve resilience and scalability
 
 
 </li>
 </ul>
 
 Working Arrangements
 
 
 
 To support 7-day operational coverage, team schedules will be structured to include weekends on a rotational basis. Team members will have two consecutive days off per week, though these days may not always fall on weekends. Schedules, including weekend rotations, will be communicated in advance. nsave provides the necessary equipment and tools to support a productive remote work environment.
 
 
 
 About Nsave
 
 
 
 nsave is a fintech company with offices in London and Geneva, founded by Amer Baroudi and Abdallah AbuHashem. Our mission is to protect and grow the wealth of the financially excluded by offering safeguarded hard currency accounts and investment tools tailored to individuals in distressed economies. We use compliance-by-design principles and proprietary technology to provide secure, reliable services for people from regions where inflation is high and local banking systems are unstable.
 
 
 To date, we&rsquo;ve raised $22 million in funding from top investors such as Sequoia Capital, Y Combinator, and SV Angel &ndash; and we&rsquo;re just getting started. Join us on our journey to build something exceptional. 🌐 Learn more at: www.nsave.com
</div>

Compliance / KYC Analyst - Egypt

<div><h1 class="jobSectionHeader">Compliance / KYC Analyst</h1> 
At nsave, we&rsquo;re building a new kind of fintech focused on transforming the way underserved communities manage and grow their wealth. We&rsquo;re looking for an outstanding KYC Analyst to join our growing Compliance team and play a key role in ensuring fast, accurate, and compliant onboarding for our users.<h2 class="jobSectionHeader">
About the role:</h2>
As a KYC Analyst at nsave, you&rsquo;ll be at the core of our onboarding and compliance operations. You&rsquo;ll verify and validate the accuracy of customer information and supporting documentation, perform sanctions, Politically Exposed Persons (PEP), and adverse media screening, and undertake enhanced due diligence (EDD). This is critical, hands-on work that ensures we maintain trust with users and regulators, all while keeping onboarding times near instant.<h2 class="jobSectionHeader">
You will be responsible for:</h2> 
KYC processing &amp; user screening:<ul><li>
Verify and validate the accuracy of customer information and supporting documentation</li><li>
Screen users against sanctions and watchlists</li><li>
Evaluate customer responses to enhanced due diligence questions with attention to detail and regulatory awareness</li><li>
Ensure consistent compliance with internal and external onboarding requirements</li></ul> 
Operational efficiency:<ul><li>
Contribute to making onboarding times near instant</li><li>
Support 7-day operational coverage alongside the wider team</li><li>
Adapt quickly to evolving compliance processes and system changes</li><li>
Identify bottlenecks or inefficiencies in workflows and suggest improvements</li></ul> 
What We're Looking For:<ul><li>
You have experience in compliance, KYC/AML operations, or fintech onboarding</li><li>
You&rsquo;re fluent in Arabic and English, both written and spoken</li><li>
You&rsquo;re detail-oriented and comfortable with repetitive manual tasks that require focus and consistency</li><li>
You&rsquo;re familiar with KYC/screening tools like ComplyAdvantage or similar platforms</li><li>
You work well independently and thrive in fast-paced, evolving environments</li><li>
You&rsquo;re process-minded, proactive, and ready to suggest ways we can improve resilience and scalability</li></ul> 
Working arrangements:
To support 7-day operational coverage, team schedules will be structured to include weekends on a rotational basis. Team members will have two consecutive days off per week, though these days may not always fall on weekends. Schedules, including weekend rotations, will be communicated in advance. nsave provides the necessary equipment and tools to support a productive remote work environment.<h2 class="jobSectionHeader"> 
About nsave:</h2>
nsave is a fintech company with offices in London and Geneva, founded by Amer Baroudi and Abdallah AbuHashem. Our mission is to protect and grow the wealth of the financially excluded by offering safeguarded hard currency accounts and investment tools tailored to individuals in distressed economies. We use compliance-by-design principles and proprietary technology to provide secure, reliable services for people from regions where inflation is high and local banking systems are unstable.
To date, we&rsquo;ve raised $22 million in funding from top investors such as Sequoia Capital, Y Combinator, and SV Angel &ndash; and we&rsquo;re just getting started. Join us on our journey to build something exceptional. Learn more at: www.nsave.com</div>

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Compliance / KYC Analyst - Egypt