Senior Associate, Compliance Consulting

Senior Associate, Compliance Consulting

Kroll is looking for a Senior Associate to join our financial services compliance and regulation practice in the UAE where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

Apply now to join One team, One Kroll.

Responsibilities

• Undertake reviews following a risk based approach, identifying control failings and operational weaknesses across a range of firms
• Provide on the job and ad hoc advice and support to clients
• Manage and maintain client relationships
• Draft reports for firms and international regulators
• Collate and manipulate data, visualising trends and patterns in performance
• Prepare pitch documents and proposals for potential work and engage in business development activities

Key Engagements

• Regulatory Risk
• AML / Financial Crime
• Enterprise and Operational Risk Management
• Controls Testing
• Regulatory Reporting
• Consumer Protection
• Governance
• Regulatory readiness
• Regulatory Gap Assessment

Ideal Candidate

• Banking and financial services experience
• 5+ years of proven compliance experience within a regulator, financial institution or consulting firm
• Exposure to working with UAE licensed financial institutions or UAE regulations is a plus
• Big 6 experience is a plus
• Excellent oral and written communication skills in English
• Excellent time management and ability to work under pressure
• Clear and logical reasoning ability to make assessments and articulate them clearly
• Prior experience in Anti Money Laundering, Operational Risk or Risk Management regulatory projects
• Prior experience in internal audit roles with exposure to testing controls and systems is a plus
• Proven regulatory experience and knowledge
• Qualifications such as International Compliance Association (ICA), Chartered Institute of Securities and Investment (CISI), and ACAMS are beneficial

About Kroll

Join the global leader in risk and financial advisory solutions-Kroll. With a nearly century long legacy, we blend trusted expertise with cutting edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.