Qureos Mentor

Numi Financial

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 Job Description
 
 
 
 
 
 
 
 The Compliance Officer will assist and report directly to the Director of Compliance. This role is responsible for supporting all compliance-related activities within the organization, ensuring adherence to applicable laws, regulations, and internal policies. The ideal candidate will possess strong analytical abilities, exceptional communication skills, and a working knowledge of key regulatory requirements affecting the financial services industry.
 
 
 
 
 
 
 Key Responsibilities
 
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 Assist and report to the Director of Compliance on all regulatory and compliance-related matters.
 
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 Learn, understand, and comply with all applicable laws and regulations relevant to the role.
 
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 Maintain up-to-date knowledge of current banking, finance, and operational regulatory issues, with emphasis on:
 
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 BSA (Bank Secrecy Act)
 
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 AML (Anti-Money Laundering)
 
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 CIP (Customer Identification Program)
 
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 OFAC (Office of Foreign Assets Control)
 
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 USA PATRIOT Act
 
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 Bank Security
 
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 Perform periodic reviews of all new accounts to ensure compliance with CIP and OFAC requirements
 
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 Communicate with customers and clients regarding compliance program obligations and inquiries.
 
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 Monitor and review the Company&rsquo;s cardholder portfolio and transaction reports; file Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) when necessary.
 
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 Assist the Director of Compliance with risk assessments and all compliance functions related to BSA, AML, CIP, OFAC, and the USA PATRIOT Act.
 
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 Assist in gathering information for fraud investigations; coordinate with local authorities and outside counsel as needed.
 
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 Maintain communication with internal and external auditors as well as regulatory agencies, including FDIC, OCC, and FinCEN.
 
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 Perform daily compliance tasks, including AML/BSA monitoring and remediation.
 
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 Retrieve, review, respond and catalog written customer complaints.
 
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 Desired Experience and Education
 
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 Minimum of
 
 
 2 years of experience
 
 
 in business or regulatory law, or experience working in a BSA/AML compliance department within a financial institution or similar environment.
 
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 Demonstrated experience and/or detailed knowledge of BSA, AML, CIP, OFAC, and USA PATRIOT Act regulations applicable to retail financial institutions.
 
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 Strong working knowledge of Windows-based computer systems.
 
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 Excellent verbal and written communication skills.
 
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 Willingness and ability to continuously learn and apply new information and skills.
 
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 Proven ability to work independently and manage multiple tasks, projects, and deadlines without&nbsp;
 
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 sacrificing accuracy or attention to detail.
 
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 Ability to excel in a dynamic, fast-paced, entrepreneurial environment with demanding timelines, while maintaining accuracy and a positive attitude.
 
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 A bachelor's degree or higher
 
 
 in a relevant field is a plus.
 
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 Compliance-related professional certifications (e.g., CAMS, CAFP, CRCM) is a plus.
 
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 </ul>
 
 
 
 
 
 
 
 
 
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Compliance Officer

Join Numi Financial and explore 1   exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

Numi Financial

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Compliance Officer