Qureos Mentor

R R Enterprises Powered by CHOICE BROKING

Ensure compliance with SEBI regarding Stock Broker Regulatory Compliances, regulations, circulars, and reporting requirements.Draft, implement, and update compliance policies and internal controls.Monitor KYC/AML processes and investor onboarding.Handle regulatory inspections, audits, and filings.Provide compliance advisory support to investment, sales, and operations teams.Conduct regular compliance reviews and maintain proper documentation.Requirements:Minimum 5 years of experience in compliance within Stock Broker Regulatory CompliancesStrong understanding of SEBI regulations, AML/KYC norms, and investment operations.Professional qualifications such as CS/LLB/MBA (Finance) preferred.Strong communication and stakeholder management skills.Job Types: Full-time, PermanentPay: ₹600,000.00 - ₹1,200,000.00 per yearBenefits:<ul><li>Paid sick time</li><li>Provident Fund</li></ul>Work Location: In person

Senior Compliance Officer

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R R Enterprises Powered by CHOICE BROKING

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Senior Compliance Officer