Senior Compliance Officer

Ensure compliance with SEBI regarding Stock Broker Regulatory Compliances, regulations, circulars, and reporting requirements.

Draft, implement, and update compliance policies and internal controls.

Monitor KYC/AML processes and investor onboarding.

Handle regulatory inspections, audits, and filings.

Provide compliance advisory support to investment, sales, and operations teams.

Conduct regular compliance reviews and maintain proper documentation.

Requirements:

Minimum 5 years of experience in compliance within Stock Broker Regulatory Compliances

Strong understanding of SEBI regulations, AML/KYC norms, and investment operations.

Professional qualifications such as CS/LLB/MBA (Finance) preferred.

Strong communication and stakeholder management skills.

Job Types: Full-time, Permanent

Pay: ₹600,000.00 - ₹1,200,000.00 per year

Benefits:

• Paid sick time
• Provident Fund

Work Location: In person